Financial Sector Conduct Authority

930 documents, newest first — showing 1–200.

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• 2026-08-31Joint FSCA-PA Communication 4 of 2026 - Draft for Consultation - QPMM Reporting
• 2026-08-13FSCA Communication 16 of 2026 (CIS): Extension for Period of Compliance with FSCA Conduct Standard 3 of 2025 (CIS)
• 2026-07-032026 FSCA 3-Year Regulation Plan (1 April 2026 – 31 March 2029)
• 2026-07-01FSCA Communication 12 of 2026 (RF) – Publication of funds and employers in arrears
• 2026-05-15Extension of consultation period for draft Conduct Standard [-] of 2026 (FM) – Requirements for Market Infrastructures
• 2026-05-05FSCA Communication 10 of 2026 (FM): Extension of comment period for draft FSCA Conduct Standard [-] of 2026 – Requirements relating to the reporting and disclosure of short sales
• 2026-04-28Joint Guidance Notice 1 of 2026 on Recovery Tools for Market Infrastructures
• 2026-04-28Joint Guidance Notice 1 of 2026 on Recovery Tools Available to Market Infrastructures in Support of Compliance with Joint Standard 1 of 2026
• 2026-03-31Joint Communication 2 of 2026 - Proposed eligibility criteria for mandatory central clearing of OTC derivatives
• 2026-03-30FSCA Communication 4 of 2026 (FM): Publication of Discussion Document on Strengthening Capital Requirements for Nonbank OTC Derivatives Providers
• 2026-03-30FSCA Communication 5 of 2026 (RF): Publication of FSCA Prudential Standard 1 of 2026 (RF) – Requirements related to Regulatory Reporting and Audited Financial Statements for Pension Funds
• 2026-03-30FSCA Communication 7 of 2026 (FM): Publication of draft Conduct Standard of 2026 – Requirements relating to the reporting and disclosure of short sales
• 2026-03-30FSCA Communication 6 of 2026 (CIS)
• 2026-03-27FSCA Prudential Standard 1 of 2026 (RF) Consultation Report on Regulatory Reporting and Audited Financial Statements for Pension Funds
• 2026-03-27Publication of draft Conduct Standard of 2026 (FM) – Requirements for market infrastructures
• 2026-03-25Consultation Report on the Draft Prudential Standard: Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2026-03-25Consultation Report on Draft Prudential Standard for Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2026-03-20Joint Communication 1 of 2026: JIBAR Transition Supervisory Expectations Related to the No New JIBAR Initiative
• 2026-03-05Draft Conduct Standard: Requirements Relating to the Provision of a Benchmark
• 2026-03-05FSCA Communication 2 of 2026 (FM): Draft Conduct Standard – Requirements relating to the provision of a benchmark, third round of public consultation
• 2026-02-12Consultation Report on Draft Joint Standard of 2025: Minimum Requirements for the Recovery Plans of Market Infrastructures
• 2026-02-06Submission to Parliament of draft FSCA CIS Notice of 2026 – Determination relating to Foreign Collective Investment Schemes
• 2026-01-19Consultation Report on Draft Determination for Foreign Collective Investment Schemes Soliciting Investments in the Republic
• 2025-12-10Joint Communication 6 of 2025: Industry consultation on proposed replacement of Joint Notice 2 of 2024
• 2025-12-10Joint Communication 6 of 2025: Regulatory Reporting for OTC Derivative Margin Requirements
• 2025-12-09Access to recording of webinar for Financial Services Providers
• 2025-12-08Joint Communication 5 of 2025: Ministerial Determination under Sections 291 and 292 of the Financial Sector Regulation Act
• 2025-12-08Joint Communication 5 of 2025: Ministerial Determination on Transitional Regulatory Arrangements
• 2025-11-27Prudential Standard of 2022 (RF) – Regulatory Reporting and Audited Financial Statements for Pension Funds
• 2025-11-26FSCA Communication 23 of 2025 on AML/CFT Webinar Recordings for Crypto Asset Service Providers
• 2025-11-11Omni-Risk Return Industry Workshop Presentations
• 2025-10-31Update on the ZARONIA First initiative and first sequencing for Non-Linear and Cross Currency Derivatives
• 2025-10-03FSCA Equivalence Framework for Financial Markets
• 2025-10-03FSCA Communication 21 of 2025: Access to Webinar Recording for Financial Services Providers
• 2025-10-03Joint Standard 1 of 2025: Criteria for Exempting Central Counterparties and Trade Repositories from the FMA
• 2025-10-03Equivalence Framework for Financial Markets and Determination of Licensing Requirements for External Central Counterparties and Trade Repositories: Consultation Report
• 2025-10-03FSCA Equivalence Framework for Financial Markets: Consultation Report
• 2025-10-03FSCA Communication 20 of 2025 (FM): Consultation Report on the Equivalence Framework for Financial Markets and Determination of Licensing Requirements for External Central Counterparties and Trade Repositories
• 2025-09-30FSCA Communication 19 of 2025 (General): Stakeholder Consultation and Engagement on the Cross-Sector OMNI-Risk Return for Financial Institutions
• 2025-09-30FSCA Communication 19 of 2025 on the Cross-Sector OMNI-Risk Return
• 2025-09-25FSCA Communication 18 of 2025 (RF)
• 2025-09-12Joint Communication 3 of 2025: Consultation on the Determination of the Notification Template under Joint Standard 1 of 2023 and Joint Standard 2 of 2024
• 2025-09-12Joint Communication 3 of 2025
• 2025-09-03FSCA Communication 17 of 2025 (FM): Publication of draft Conduct Standard - Requirements relating to securities financing transactions
• 2025-09-03FSCA Draft Conduct Standard on Securities Financing Transactions
• 2025-08-14Publication of Conduct Standard 3 of 2025 (CIS) – Requirements for Managers of Collective Investment Schemes
• 2025-08-14FSCA Conduct Standard 3 of 2025 Requirements for Managers of Collective Investment Schemes
• 2025-08-06FSCA Communication 15 of 2025 (RF): Publication of FSCA Conduct Standard 2 of 2025 (RF) - Conditions Prescribed in respect of Pension Fund Benefit Administrators
• 2025-07-30FSCA Conduct Standard Amendment 1 of 2025
• 2025-07-30FSRA Conduct Standard 1 of 2019 (PFA): Conditions for Amalgamations and Transfers in terms of Section 14 of the Pension Funds Act
• 2025-07-29Joint Communication 2 of 2025: Cloud Computing and Data Offshoring
• 2025-07-29Joint Communication 2 of 2025 on Cloud Computing and Data Offshoring
• 2025-07-14FSCA Retail Funds Exemption Notice 8 of 2025 on Amalgamations and Transfers
• 2025-07-032025 FSCA 3-year Regulation Plan
• 2025-07-01FSCA Communication 13 of 2025 (FAIS): Access to Webinar Recording for Financial Services Providers
• 2025-06-26Regulatory Framework - Distribution of funeral insurance in South Africa - Workshops 2025
• 2025-06-11FSCA Communication 12 of 2025 Update on the Cross-Sectoral Conduct of Business Return Rollout
• 2025-06-03Joint Standard of 2025: Criteria for Exempting External CCPs and Trade Repositories from the FMA
• 2025-05-21FSCA Draft Conduct Standard on Requirements for Managers of Collective Investment Schemes
• 2025-05-21FSCA Conduct Standard - Requirements for Managers of Collective Investment Schemes
• 2025-05-21Consultation Report: Conduct Standard - Requirements for Managers of Collective Investment Schemes
• 2025-04-30Joint Communication 1 of 2025: Eligible Non-Cash Collateral and Risk Management Measures for OTC Derivative Margin Requirements
• 2025-04-24FSCA Communication 9 of 2025 (FM): Support for the "ZARONIA First" Initiative and First Sequencing for Linear Derivatives
• 2025-04-24FSCA Communication 10 of 2025 (CIS)
• 2025-04-24FSCA Communication 9 of 2025 (FM): ZARONIA First Initiative for Linear Derivatives
• 2025-04-17FSCA Draft S14(1) Exemption for Retail Fund Amalgamations and Transfers
• 2025-04-17FSCA Communication 8 of 2025 (RF) - Draft S14(1) Exemption for public comment
• 2025-04-08FSCA Communication 7 of 2025
• 2025-04-07FSCA Communication 6 of 2025 (RF): Calculation of Late Payment Interest by Pension Funds
• 2025-04-07FSCA Communication 6 of 2025 on Late Payment Interest Calculation for Pension Funds
• 2025-04-04Conduct Standard Prescribed for Pension Fund Benefit Administrators
• 2025-04-04FSCA Communication 5 of 2025 (RF): Consultation Report on the Conduct Standard for Pension Fund Benefit Administrators
• 2025-04-03Consultation Report on Conduct Standard for Pension Fund Benefit Administrators
• 2025-03-28FSCA Draft Conduct Standard on Reporting and Disclosure of Short Sales
• 2025-03-28FSCA Conduct Standard 1 of 2019 (PFA): Conditions for Amalgamations and Transfers under Section 14 of the Pension Funds Act, as amended 2025
• 2025-03-28FSCA Communication 4 of 2025 (RF) - Conditions for Amalgamations and Transfers under the Pension Funds Act
• 2025-03-26FSCA Conduct Standard 1 of 2025 (General): Consultation Report on Requirements for Financial Institutions Providing Financial Education Initiatives
• 2025-03-26FSCA Consultation Report on Conduct Standard for Financial Institutions Providing Financial Education Initiatives
• 2025-02-25Market Study: Decentralised Finance in South Africa
• 2025-02-19Draft Conduct Standard on Requirements for Financial Institutions Providing Consumer Financial Education
• 2025-02-04FSCA Communication 1 of 2025 (RF): Withdrawal of Directive 157.A.i (LT) and Pension Fund Notice 2 of 2014
• 2025-02-04FSCA Communication 1 of 2025 (RF): Withdrawal of Directive 157.A.i and Pension Fund Notice 2 of 2014
• 2025-01-16Aldes Capital Administrative Sanction Notice
• 2025-01-16Sasfin Notice of Sanction - June 2020
• 2025-01-16Adams Chrambanis & Associates CC – Notice of Administrative Sanction
• 2025-01-16FSP 180 Wealth Portfolio Managers (Pty) Ltd – Notice of Final Sanction
• 2025-01-16Atisa Securities Notice of Administrative Sanction – February 2020
• 2025-01-16Credicover Notice of Administrative Sanction
• 2025-01-16FSCA Administrative Sanction Notice to Prime Collective Investments Schemes Management Company
• 2024-12-17FSCA Communication 45 of 2024 (FAIS): Access to Webinar Recordings for Financial Services Providers
• 2024-12-13FSCA Communication 44 of 2024: Implementation of the Travel Rule for Crypto Asset Transfers
• 2024-12-13FSCA Communication 44 of 2024 (AML/CFT): FIC Directive 9 on Implementation of the Travel Rule for Accountable Institutions Engaging in Crypto Asset Transfers
• 2024-12-12Joint Communication 8 of 2024: Determination of Regulatory Reporting under Joint Standard 2 of 2020 – Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions
• 2024-12-12Joint Communication 8 of 2024 – Regulatory Reporting Requirements for Margin on Non-Centrally Cleared OTC Derivatives
• 2024-12-10FSCA RF Notice 25 of 2024 on Format and Manner of Regulation 28 Quarterly Non-Compliance Reports
• 2024-12-10FSCA Communication 43 of 2024 (RF): Publication of FSCA RF Notice 25 of 2024 – Determination of Format and Manner of Regulation 28 Quarterly Non-Compliance Reports
• 2024-12-06FSCA Communication 42 of 2024 (RF): Withdrawal of Financial Services Board Pension Fund Circular PF No. 127
• 2024-12-06FSCA Communication 42 of 2024 (RF): Withdrawal of Financial Services Board Pension Fund Circular PF No. 127
• 2024-11-21Tana Africa Capital Managers (Pty) Ltd FSP 44568 Notice of Sanction
• 2024-11-20FSCA Communication 41 of 2024 (RF) – List of Employers in Contravention of Section 13A of the PFA
• 2024-11-12FSCA Conduct Standard Amendment of 2024 to FSRA Conduct Standard No. 1 of 2019 (PFA) on Conditions for Amalgamations and Transfers
• 2024-11-06Joint Communication 7 of 2024: Review of the Regulatory Framework for Funeral Insurance Distribution in South Africa
• 2024-11-06Joint Communication 7 of 2024: Review of the regulatory framework for the distribution of funeral insurance in South Africa
• 2024-11-04FSCA Communication 40 of 2024 Final Request on the Directive to Provide Information
• 2024-10-07Sunlight Financial Services (Pty) Ltd - Notice of Administrative Sanction
• 2024-10-07Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction
• 2024-10-02FSCA Communication 38 of 2024 (FAIS): Addressing and Preventing Regulatory Examination Fraud
• 2024-10-02FSCA Communication 39 of 2024 (AMLCFT)
• 2024-10-02Addressing and Preventing Fraud Related to FAIS Regulatory Examinations
• 2024-09-27FSCA Supervisory Guidance on Valuation Exemption Applications for Pension Funds
• 2024-09-27FSCA Communication 36 of 2024 (GENERAL) – Consultation Report on Budget, Levies and Fee Proposals
• 2024-09-27FSCA Communication 37 of 2024 (RF): Supervisory Guidance on Considerations for Applications Requesting Exemption from Performing a Valuation
• 2024-09-25FSCA Communication 35 of 2024 (RF)
• 2024-09-18FSCA Communication 34 of 2024: Access to Webinar Recordings for Financial Services Providers
• 2024-09-13FSCA Communication 33 of 2024 on Two-Component System Administration Fees
• 2024-09-13Joint Communication 6 of 2024: Financial Institutions’ Transition from JIBAR to ZARONIA
• 2024-09-13Joint Communication 6 of 2024: Financial institutions' preparations towards the transition from JIBAR to ZARONIA
• 2024-09-03FSCA Communication 32 of 2024 (RF) on Two-Component System Rule Amendments
• 2024-09-03FSCA Communication 32 of 2024 (RF): Submission of Rule Amendments Giving Effect to the Two-Component System
• 2024-08-29FSCA Exemption of Retirement Funds from Section 14 Conduct Standard Provisions
• 2024-08-29FSCA Communication 31 of 2024 (RF): Exemption of funds from certain provisions of the FSRA Conduct Standard No.1 of 2019 (PFA)
• 2024-08-29Notice Regarding the Publication of the Draft Determination Relating to Foreign Collective Schemes Soliciting Investments in the Republic
• 2024-08-29FSCA Draft Determination on Foreign Collective Schemes Soliciting Investments in South Africa
• 2024-08-26FSCA Communication 29 of 2024 (RF) on Conditions for Legacy Retirement Annuity Policies
• 2024-08-26Draft Determination of Conditions for Purposes of the Definition of Legacy Retirement Annuity Policy — Consultation Matrix
• 2024-08-23FSCA Communication 28 of 2024 (RF): Publication of FSCA RF Notice 16 of 2024 – Exemption of Pension Funds from Certain Requirements of Prudential Standard 1 of 2024
• 2024-08-23FSCA Communication 28 of 2024 (RF) Exemption of Pension Funds from Prudential Standard 1 Quarterly Reporting Requirements
• 2024-08-14FSCA Communication 27 of 2024: Two-Component System for Defined Benefit Funds
• 2024-07-30FSCA Communication 26 of 2024 (FM) on Financial Benchmarks Index and Thresholds
• 2024-07-30FSCA Communication 26 of 2024 (FM): Publication of a Discussion Document on Financial Benchmarks: Determination of an index and thresholds for critical and significant benchmarks
• 2024-07-19FSCA Communication 24 of 2024 (RF) Extension of Submission Period for Two-Component System Rule Amendments
• 2024-07-19Extension of Submission Period for Rule Amendments Giving Effect to the Two-Component System
• 2024-07-19FSCA Communication 25 of 2024 (RF) on Legacy Retirement Annuity Policy Exemptions
• 2024-07-032024 FSCA 3-Year Regulation Plan
• 2024-06-28Joint Communication 5 of 2024 – Cybersecurity and Cyber Resilience
• 2024-06-28FSCA Communication 23 of 2024 (FAIS): Access to Webinar Recordings for Financial Services Providers
• 2024-06-26FSCA Communication 22 of 2024 Online Submission of Arrear Pension Fund Contributions Report
• 2024-06-25FSCA Communication 21 of 2024 (RF): Section 14 Transfer Forms and Two-Pot System Clarification
• 2024-06-25FSCA Communication 21 of 2024 (RF): Public consultation on draft forms under FSRA Conduct Standard 1 of 2019 (PFA) and clarification on section 14 transfers under the Two-Pot system
• 2024-06-04Joint Communication 4 of 2024: Draft Joint Standard on Minimum Requirements for Market Infrastructure Recovery Plans
• 2024-05-27FSCA Communication 20 of 2024 (General) Guidance on the Directive to Provide Information 2024
• 2024-05-27Joint Communication 3 of 2024: Expansion of Eligible Collateral Types and Risk Management Protocols for Non-Cash Collateral
• 2024-05-27Joint Communication 3 of 2024: Publication of Joint Discussion Document on the expansion of eligible collateral types and the risk management protocols for the use of non-cash collateral, in terms of Joint Standard 2 of 2020 – for public consultation
• 2024-05-22FSCA Communication 19 of 2024 on Multilateral Trading Facilities and Exchanges
• 2024-05-17Joint Standard 1 of 2024 on Outsourcing by Insurers
• 2024-05-17Joint Communication 2 of 2024 – Cybersecurity and Cyber Resilience
• 2024-05-08FSCA Communication 18 of 2024 – Amendments to Conduct Standard 1 for Pension Fund Amalgamations and Transfers
• 2024-05-08FSCA Communication 18 of 2024 (RF): Draft Amendments to FSRA Conduct Standard 1 of 2019 (PFA) – Conditions for Amalgamations and Transfers under Section 14 of the Pension Funds Act
• 2024-05-03FSCA Communication 17 of 2024 (General): FIC Draft Directive on Travel Rule for Crypto Asset Transfers
• 2024-05-03FSCA Communication 17 of 2024 (General): FIC Draft Directive on Implementation of Travel Rule for Accountable Institutions Engaging in Crypto Asset Transfers
• 2024-04-30FSCA Communication 16 of 2024 (RF): Updated Requirements for Retirement Fund Rule Amendments Implementing the Two-Component System
• 2024-04-19FSCA Draft Determination on Licensing Procedures and Requirements for Benchmark Administrators
• 2024-04-19FSCA Communication 15 of 2024 (FM): Publication of a Draft Determination of procedures and requirements for licence applications of benchmark administrators – for public comment
• 2024-04-09FSCA Draft Conduct Standard on Requirements for Market Infrastructures (2024)
• 2024-04-03FSCA Communication 13 of 2024: Submission of Annual Financial Statements and Statutory Returns by FSPs
• 2024-04-02FSCA Prudential Standard 1 of 2024 on Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2024-03-28Extension of Completion Date for First 11 Modules of Trustee Training Toolkit and Launch of Second Phase
• 2024-03-28FSCA Communication 11 of 2024 (RF): Extension of Trustee Training Toolkit Deadlines and Phase Two Launch
• 2024-03-26FSCA Communication 10 of 2024 (RF): Publication of Names of Pension Funds and Employers with Arrear Contributions
• 2024-03-26FSCA Response to Comments on the Framework for Unclaimed Financial Assets in South Africa
• 2024-03-20Adoption of the Legal Entity Identifier in South Africa
• 2024-03-20FSCA Communication 9 of 2024: Adoption of the Legal Entity Identifier in South Africa
• 2024-03-20FSCA Administrative Sanctions Notice to Theuns Vosloo Financial Advisory Services CC
• 2024-03-20Du Toit Advisors CC Sanction Notice
• 2024-03-20Ashburton Fund Managers (Pty) Ltd Notice of Sanction
• 2024-03-06FSCA Communication 8 of 2024 on Re-investment of Income Distributions in Collective Investment Scheme Portfolios
• 2024-03-06FSCA Communication 8 of 2024 (CIS): Re-investment of income distributions from securities held by Collective Investment Schemes
• 2024-03-04FSCA Interpretation Ruling 1 of 2024 (RF): Interpretation and Application of Section 37C of the Pension Funds Act, 1956
• 2024-03-04FSCA General Exemption for Microinsurers from Long-Term Policyholder Protection Rules
• 2024-03-04FSCA Communication 7 of 2024 (RF): Final Interpretation Ruling on Section 37C Application
• 2024-03-04FSCA Communication 7 of 2024 (RF): Publication of final FSCA Interpretation Ruling 1 of 2024 (RF) on the Application of Section 37C of the Pension Funds Act, 1956, and withdrawal of FSCA Interpretation Ruling 1 of 2020 (RF)
• 2024-03-04FSCA Interpretation Ruling 1 of 2024 on Section 37C of the Pension Funds Act
• 2024-02-23FSCA Communication 5 of 2024 (CIS): Exemption of CIS Managers from Certain BN 52 Requirements
• 2024-02-23FSCA Communication 5 of 2024 (CIS)
• 2024-02-22Prudential Standard 2024 – Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2024-02-22FSCA Communication 4 of 2024 (RF): Submission to Parliament of draft Prudential Standard – Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2024-02-22FSCA Communication 4 of 2024 (RF): Submission of draft Prudential Standard for Regulation 28 Quarterly Reporting Requirements for Pension Funds to Parliament
• 2024-02-16FSCA Communication 3 of 2024 Requirements for Retirement Fund Rule Amendments Implementing the Two-Component System
• 2024-02-13Administrative Action Procedures
• 2024-02-07FSCA Communication 1 of 2024 (INS): Draft Joint Standard on Outsourcing by Insurers
• 2024-02-07Joint Standard on Outsourcing by Insurers
• 2023-12-21FSCA Communication 36 of 2023 Exemption for Large Funds from Prescribed Financial Statement Audit Report Formats
• 2023-12-21FSCA Communication 36 of 2023 (RF) - Exemption from using certain prescribed formats for preparing financial statements under section 15 of the Pension Funds Act, 1956 – audit reports
• 2023-12-13FSCA Communication 35 of 2023 (FAIS): Access to Webinar Recordings for Financial Services Providers
• 2023-12-12Joint Communication 5 of 2023: Regulatory Reporting for Margin Requirements on Non-Centrally Cleared OTC Derivatives
• 2023-12-07FSCA Communication 34 of 2023 – Cybersecurity and Cyber Resilience Requirements for Financial Institutions
• 2023-12-04Consultation Report on Joint Standard: Cybersecurity and Cyber Resilience Requirements
• 2023-12-04FSCA Communication 33 of 2023 Update on Cross-Sectoral Conduct of Business Return Roll-Out
• 2023-12-04Joint Standard on Cybersecurity and Cyber Resilience Requirements for Financial Institutions
• 2023-11-23FSCA Draft Conduct Standard on Requirements for Collective Investment Scheme Managers
• 2023-11-23Publication of draft Conduct Standard – Requirements for CIS Managers
• 2023-11-14Publication of draft Prudential Standard – Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2023-11-14FSCA Communication 31 of 2023 (RF) on Draft Prudential Standard for Regulation 28 Quarterly Reporting Requirements for Pension Funds
• 2023-11-10FSCA Communication 30 of 2023 (Banks) Clarification of supervisory expectations regarding branch closures and ATM removals
• 2023-11-10FSCA Communication 30 of 2023 (Banks): Clarification on Branch Closures and ATM Removals
• 2023-11-10Joint Communication 4 of 2023 – IT Governance and Risk Management Standard
• 2023-11-10Joint Communication 4 of 2023: Publication of Joint Standard 1 of 2023 on Information Technology (IT) Governance and Risk Management
• 2023-11-09FSCA Communication 29 of 2023 (FAIS): Crypto Asset Service Provider Licence Application Deadline
• 2023-11-09FSCA Communication 29 of 2023 (FAIS): Urgent Reminder Deadline for Crypto Asset Service Provider Licence Applications
• 2023-11-02FSCA Communication 28 of 2023 (FM) on Financial Benchmarks and Industry Questionnaire