Financial Sector Conduct Authority

633 documents, newest first — showing 1–200.

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2025-12-10Joint Communication 6 of 2025: Regulatory Reporting for OTC Derivative Margin Requirements
2025-12-09Access to recording of webinar for Financial Services Providers
2025-12-08Joint Communication 5 of 2025: Ministerial Determination on Transitional Regulatory Arrangements
2025-11-27Prudential Standard of 2022 (RF) – Regulatory Reporting and Audited Financial Statements for Pension Funds
2025-11-26FSCA Communication 23 of 2025 on AML/CFT Webinar Recordings for Crypto Asset Service Providers
2025-11-11Omni-Risk Return Industry Workshop Presentations
2025-10-31Update on the ZARONIA First initiative and first sequencing for Non-Linear and Cross Currency Derivatives
2025-10-03FSCA Communication 21 of 2025: Access to Webinar Recording for Financial Services Providers
2025-10-03FSCA Equivalence Framework for Financial Markets
2025-10-03Joint Standard 1 of 2025: Criteria for Exempting Central Counterparties and Trade Repositories from the FMA
2025-09-30FSCA Communication 19 of 2025 on the Cross-Sector OMNI-Risk Return
2025-09-25FSCA Communication 18 of 2025 (RF)
2025-09-12Joint Communication 3 of 2025
2025-09-03FSCA Draft Conduct Standard on Securities Financing Transactions
2025-08-14FSCA Conduct Standard 3 of 2025 Requirements for Managers of Collective Investment Schemes
2025-07-29Joint Communication 2 of 2025 on Cloud Computing and Data Offshoring
2025-07-14FSCA Retail Funds Exemption Notice 8 of 2025 on Amalgamations and Transfers
2025-07-032025 FSCA 3-year Regulation Plan
2025-07-01FSCA Communication 13 of 2025 (FAIS): Access to Webinar Recording for Financial Services Providers
2025-06-26Regulatory Framework - Distribution of funeral insurance in South Africa - Workshops 2025
2025-06-11FSCA Communication 12 of 2025 Update on the Cross-Sectoral Conduct of Business Return Rollout
2025-06-03Joint Standard of 2025: Criteria for Exempting External CCPs and Trade Repositories from the FMA
2025-05-21FSCA Conduct Standard - Requirements for Managers of Collective Investment Schemes
2025-05-21FSCA Draft Conduct Standard on Requirements for Managers of Collective Investment Schemes
2025-04-30Joint Communication 1 of 2025: Eligible Non-Cash Collateral and Risk Management Measures for OTC Derivative Margin Requirements
2025-04-24FSCA Communication 9 of 2025 (FM): ZARONIA First Initiative for Linear Derivatives
2025-04-24FSCA Communication 10 of 2025 (CIS)
2025-04-17FSCA Draft S14(1) Exemption for Retail Fund Amalgamations and Transfers
2025-04-08FSCA Communication 7 of 2025
2025-04-07FSCA Communication 6 of 2025 on Late Payment Interest Calculation for Pension Funds
2025-04-04Conduct Standard Prescribed for Pension Fund Benefit Administrators
2025-03-28FSCA Draft Conduct Standard on Reporting and Disclosure of Short Sales
2025-03-28FSCA Communication 4 of 2025 (RF) - Conditions for Amalgamations and Transfers under the Pension Funds Act
2025-03-26FSCA Consultation Report on Conduct Standard for Financial Institutions Providing Financial Education Initiatives
2025-02-19Draft Conduct Standard on Requirements for Financial Institutions Providing Consumer Financial Education
2025-02-04FSCA Communication 1 of 2025 (RF): Withdrawal of Directive 157.A.i and Pension Fund Notice 2 of 2014
2025-01-16Sasfin Notice of Sanction - June 2020
2025-01-16Credicover Notice of Administrative Sanction
2025-01-16FSCA Administrative Sanction Notice to Prime Collective Investments Schemes Management Company
2025-01-16Atisa Securities Notice of Administrative Sanction – February 2020
2025-01-16FSP 180 Wealth Portfolio Managers (Pty) Ltd – Notice of Final Sanction
2025-01-16Adams Chrambanis & Associates CC – Notice of Administrative Sanction
2025-01-16Aldes Capital Administrative Sanction Notice
2024-12-17FSCA Communication 45 of 2024 (FAIS): Access to Webinar Recordings for Financial Services Providers
2024-12-13FSCA Communication 44 of 2024: Implementation of the Travel Rule for Crypto Asset Transfers
2024-12-12Joint Communication 8 of 2024 – Regulatory Reporting Requirements for Margin on Non-Centrally Cleared OTC Derivatives
2024-12-10FSCA RF Notice 25 of 2024 on Format and Manner of Regulation 28 Quarterly Non-Compliance Reports
2024-12-06FSCA Communication 42 of 2024 (RF): Withdrawal of Financial Services Board Pension Fund Circular PF No. 127
2024-11-21Tana Africa Capital Managers (Pty) Ltd FSP 44568 Notice of Sanction
2024-11-20FSCA Communication 41 of 2024 (RF) – List of Employers in Contravention of Section 13A of the PFA
2024-11-12FSCA Conduct Standard Amendment of 2024 to FSRA Conduct Standard No. 1 of 2019 (PFA) on Conditions for Amalgamations and Transfers
2024-11-06Joint Communication 7 of 2024: Review of the Regulatory Framework for Funeral Insurance Distribution in South Africa
2024-11-04FSCA Communication 40 of 2024 Final Request on the Directive to Provide Information
2024-10-07Sunlight Financial Services (Pty) Ltd - Notice of Administrative Sanction
2024-10-07Mika Finansiele Dienste (Pty) Ltd FSP 2046 Notice of Sanction
2024-10-02FSCA Communication 39 of 2024 (AMLCFT)
2024-10-02FSCA Communication 38 of 2024 (FAIS): Addressing and Preventing Regulatory Examination Fraud
2024-09-27FSCA Communication 36 of 2024 (GENERAL) – Consultation Report on Budget, Levies and Fee Proposals
2024-09-27FSCA Supervisory Guidance on Valuation Exemption Applications for Pension Funds
2024-09-25FSCA Communication 35 of 2024 (RF)
2024-09-18FSCA Communication 34 of 2024: Access to Webinar Recordings for Financial Services Providers
2024-09-13FSCA Communication 33 of 2024 on Two-Component System Administration Fees
2024-09-13Joint Communication 6 of 2024: Financial Institutions’ Transition from JIBAR to ZARONIA
2024-09-03FSCA Communication 32 of 2024 (RF) on Two-Component System Rule Amendments
2024-08-29FSCA Exemption of Retirement Funds from Section 14 Conduct Standard Provisions
2024-08-29FSCA Draft Determination on Foreign Collective Schemes Soliciting Investments in South Africa
2024-08-26FSCA Communication 29 of 2024 (RF) on Conditions for Legacy Retirement Annuity Policies
2024-08-23FSCA Communication 28 of 2024 (RF) Exemption of Pension Funds from Prudential Standard 1 Quarterly Reporting Requirements
2024-08-14FSCA Communication 27 of 2024: Two-Component System for Defined Benefit Funds
2024-07-30FSCA Communication 26 of 2024 (FM) on Financial Benchmarks Index and Thresholds
2024-07-19FSCA Communication 24 of 2024 (RF) Extension of Submission Period for Two-Component System Rule Amendments
2024-07-19FSCA Communication 25 of 2024 (RF) on Legacy Retirement Annuity Policy Exemptions
2024-07-032024 FSCA 3-Year Regulation Plan
2024-06-28Joint Communication 5 of 2024 – Cybersecurity and Cyber Resilience
2024-06-28FSCA Communication 23 of 2024 (FAIS): Access to Webinar Recordings for Financial Services Providers
2024-06-26FSCA Communication 22 of 2024 Online Submission of Arrear Pension Fund Contributions Report
2024-06-25FSCA Communication 21 of 2024 (RF): Section 14 Transfer Forms and Two-Pot System Clarification
2024-06-04Joint Communication 4 of 2024: Draft Joint Standard on Minimum Requirements for Market Infrastructure Recovery Plans
2024-05-27Joint Communication 3 of 2024: Expansion of Eligible Collateral Types and Risk Management Protocols for Non-Cash Collateral
2024-05-27FSCA Communication 20 of 2024 (General) Guidance on the Directive to Provide Information 2024
2024-05-22FSCA Communication 19 of 2024 on Multilateral Trading Facilities and Exchanges
2024-05-17Joint Communication 2 of 2024 – Cybersecurity and Cyber Resilience
2024-05-17Joint Standard 1 of 2024 on Outsourcing by Insurers
2024-05-08FSCA Communication 18 of 2024 – Amendments to Conduct Standard 1 for Pension Fund Amalgamations and Transfers
2024-05-03FSCA Communication 17 of 2024 (General): FIC Draft Directive on Travel Rule for Crypto Asset Transfers
2024-04-30FSCA Communication 16 of 2024 (RF): Updated Requirements for Retirement Fund Rule Amendments Implementing the Two-Component System
2024-04-19FSCA Draft Determination on Licensing Procedures and Requirements for Benchmark Administrators
2024-04-09FSCA Draft Conduct Standard on Requirements for Market Infrastructures (2024)
2024-04-03FSCA Communication 13 of 2024: Submission of Annual Financial Statements and Statutory Returns by FSPs
2024-04-02FSCA Prudential Standard 1 of 2024 on Regulation 28 Quarterly Reporting Requirements for Pension Funds
2024-03-28FSCA Communication 11 of 2024 (RF): Extension of Trustee Training Toolkit Deadlines and Phase Two Launch
2024-03-26FSCA Communication 10 of 2024 (RF): Publication of Names of Pension Funds and Employers with Arrear Contributions
2024-03-26FSCA Response to Comments on the Framework for Unclaimed Financial Assets in South Africa
2024-03-20Du Toit Advisors CC Sanction Notice
2024-03-20FSCA Communication 9 of 2024: Adoption of the Legal Entity Identifier in South Africa
2024-03-20FSCA Administrative Sanctions Notice to Theuns Vosloo Financial Advisory Services CC
2024-03-20Ashburton Fund Managers (Pty) Ltd Notice of Sanction
2024-03-06FSCA Communication 8 of 2024 on Re-investment of Income Distributions in Collective Investment Scheme Portfolios
2024-03-04FSCA Interpretation Ruling 1 of 2024 on Section 37C of the Pension Funds Act
2024-03-04FSCA Communication 7 of 2024 (RF): Final Interpretation Ruling on Section 37C Application
2024-03-04FSCA General Exemption for Microinsurers from Long-Term Policyholder Protection Rules
2024-02-23FSCA Communication 5 of 2024 (CIS): Exemption of CIS Managers from Certain BN 52 Requirements
2024-02-22FSCA Communication 4 of 2024 (RF): Submission of draft Prudential Standard for Regulation 28 Quarterly Reporting Requirements for Pension Funds to Parliament
2024-02-22Prudential Standard 2024 – Regulation 28 Quarterly Reporting Requirements for Pension Funds
2024-02-16FSCA Communication 3 of 2024 Requirements for Retirement Fund Rule Amendments Implementing the Two-Component System
2024-02-07Joint Standard on Outsourcing by Insurers
2024-02-07FSCA Communication 1 of 2024 (INS): Draft Joint Standard on Outsourcing by Insurers
2023-12-21FSCA Communication 36 of 2023 Exemption for Large Funds from Prescribed Financial Statement Audit Report Formats
2023-12-13FSCA Communication 35 of 2023 (FAIS): Access to Webinar Recordings for Financial Services Providers
2023-12-12Joint Communication 5 of 2023: Regulatory Reporting for Margin Requirements on Non-Centrally Cleared OTC Derivatives
2023-12-07FSCA Communication 34 of 2023 – Cybersecurity and Cyber Resilience Requirements for Financial Institutions
2023-12-04FSCA Communication 33 of 2023 Update on Cross-Sectoral Conduct of Business Return Roll-Out
2023-12-04Joint Standard on Cybersecurity and Cyber Resilience Requirements for Financial Institutions
2023-11-23FSCA Draft Conduct Standard on Requirements for Collective Investment Scheme Managers
2023-11-14FSCA Communication 31 of 2023 (RF) on Draft Prudential Standard for Regulation 28 Quarterly Reporting Requirements for Pension Funds
2023-11-10Joint Communication 4 of 2023 – IT Governance and Risk Management Standard
2023-11-10FSCA Communication 30 of 2023 (Banks): Clarification on Branch Closures and ATM Removals
2023-11-09FSCA Communication 29 of 2023 (FAIS): Crypto Asset Service Provider Licence Application Deadline
2023-11-02FSCA Communication 28 of 2023 (FM) on Financial Benchmarks and Industry Questionnaire
2023-11-01Joint Communication 3 of 2023: Criteria for Exempting External CCPs and Trade Repositories from the Financial Markets Act
2023-10-23Guidance Issued by the Financial Intelligence Centre
2023-10-17FSCA Communication 27 of 2023: Criminal Record Verification for Designated Persons and Significant Owners
2023-10-03FSCA Communication 26 of 2023 (INS): Draft Exemption Notice for Microinsurers from Rule 2A.6.1
2023-09-28Jannie Parsons Future Financials Appeal Board Judgement
2023-09-28Jannie Parsons Future Financial (Pty) Ltd Notice of Sanction
2023-09-27FSCA Launches New Trustee Training Toolkit for Retirement Fund Board Members with Completion Deadlines
2023-09-26FSCA Communication 24 of 2023 (FM CRA)
2023-09-07FSCA Communication 23 of 2023 (FAIS) – Meet the Regulator Information Sharing and Awareness Day
2023-09-01FSCA Anti-Money Laundering Webinar for Accountable Institutions
2023-08-31FSCA Communication 21 of 2023 (RF) – Private Security Sector Provident Fund Employer Listing
2023-08-25Joint Communication 2 of 2023: Margin Requirements Model Application Suite
2023-08-14FSCA Communication 20 of 2023 (RF) on Section 37C Application
2023-07-19FSCA Communication 19 of 2023 (RF)
2023-07-052023 FSCA 3-Year Regulation Plan
2023-06-29FSCA Communication 17 of 2023
2023-06-29FSCA Communication 18 of 2023 (FAIS): Status Update on FAIS Ombud Rules Amendment
2023-06-09Joint Communication 1 of 2023: Amendments to Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions
2023-06-01Joint Standard on IT Governance and Risk Management Requirements
2023-05-15FSCA Sustainable Finance Statement (March 2023)
2023-05-11FSCA Exemption of Persons Rendering Financial Services in Relation to Crypto Assets from Certain Requirements, 2023
2023-05-11FSCA Communication 15 of 2023 on Late Payment Interest Calculation for Pension Funds
2023-05-11FSCA Conduct Standard 1 of 2023: Conditions for Pension Fund Investment in Derivatives
2023-05-09FSCA Communication 13 of 2023 (FAIS) on Workshop Recordings and CPD Requirements
2023-05-04FSCA Communication 12 of 2023: Changes to Criminal Verification Checks for Collective Investment Schemes
2023-03-31FSCA Draft Conduct Standard on Requirements for Financial Institutions Providing Financial Education Initiatives
2023-03-31FSCA Communication 10 of 2023 (FM) – Short Sale Reporting and Disclosure Requirements
2023-03-30FSCA Strategy for Promoting Financial Sector Transformation
2023-03-09FSCA Communication 9 of 2023 (FAIS) - Workshops for Financial Services Providers
2023-03-06FSCA Communication 8 of 2023 Regarding Collective Investment Schemes
2023-03-02FSCA Communication 7 of 2023 (RF) – List of Reinstated Participating Employers
2023-02-20FSCA Final Guidance Notice on Section 14(7) of the Pension Funds Act, 1956
2023-02-17FSCA Communication 5 of 2023: Updated Document Formats for Pension Fund Contributions
2023-02-15FSCA Communication 4 of 2023 (CIS) Exemption for Collective Investment Scheme Managers
2023-02-01Joint Standard 2 of 2020 Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions
2023-01-31FSCA Communication 3 of 2023 Exemption of Retirement Funds from Board Notice 75 Conditions
2023-01-31FSCA Communication 2 of 2023 (INS): Extension of Premium Collection Exemption
2023-01-23FSCA Communication 1 of 2023 (RF): Enhanced Online Submission Process for Section 14 Transfer Applications
2023-01-13Notice of Administrative Sanction Against Overal Financial Services CC
2023-01-13FSP 2189 Robin Asset Management CC Administrative Sanction Notice
2023-01-09FSCA Communication 40 of 2022 (FAIS) on Workshop Recordings for Financial Services Providers
2022-12-14FSCA-PA Joint Communication 4 of 2022
2022-12-13Joint Communication 3 of 2022 – Eligible Collateral for Margin Requirements on Non-Centrally Cleared OTC Derivatives
2022-12-07Conduct Standard on Conditions for Investment in Derivative Instruments by Pension Funds
2022-12-02FSCA Publication of Amendment Notices to the General Code of Conduct and Compliance Officer Qualifications
2022-11-25FSCA Revised Draft Conduct Standard on Benchmark Provision Requirements for Public Consultation
2022-11-17FSCA Communication 37 of 2022 FAIS Upcoming Workshops for Financial Services Providers
2022-11-11FSCA Exemption for Collective Investment Scheme Managers from Board Notice 90 of 2014 Requirements
2022-11-09FSCA Draft Prudential Standard on Regulatory Reporting and Audited Financial Statements for Pension Funds
2022-11-09FSCA Communication 34 of 2022 Extension for Retirement Funds Paid-Up Members Data Submission
2022-11-04FSCA Draft Prudential Standard on Regulation 28 Quarterly Reporting Requirements for Pension Funds
2022-11-03FSCA Communication 32 of 2022 on Submission of Actuarial Valuation Reports
2022-11-02FSCA Communication 31 of 2022: Draft Exemption for Pension Funds from Board Notice 75
2022-10-19Policy Document Supporting the Declaration of Crypto Assets as Financial Products under the FAIS Act
2022-10-19FSCA Communication 30 of 2022: Declaration of Crypto Assets as Financial Products and Exemptions
2022-10-05FSCA Communication 29 of 2022 (FAIS) Financial Soundness Workshops and Survey for FSPs
2022-09-30FSCA Communication 27 of 2022 (RF): Determination of Document Formats for Pension Fund Contributions
2022-09-30FSCA Conduct Standard 2 of 2022 – Requirements for Third Party Cell Captive Insurance Business
2022-09-27FSCA Discussion Paper on Framework for Unclaimed Assets in South Africa
2022-09-21FSCA Discussion Paper - A Framework for Unclaimed Financial Assets in South Africa 2022
2022-09-16FSCA Communication 25 of 2022: Amendment to Exemption from Joint Standard 1 of 2020
2022-09-02Joint Communication 2 of 2022 on the Expansion of Eligible Collateral Types and Regulatory Reporting Requirements
2022-08-31FSCA Communication 24 of 2022 (FAIS) – Financial Soundness Workshops and Survey for FSPs
2022-08-19FSCA Communication 23 of 2022 (RF): Conduct Standard on Pension Fund Contribution Payments
2022-08-05FSCA Draft Amendment to Exemption from Joint Standard 1 of 2020 for Public Comment
2022-08-04Amendment Notices GCoC and QEC for Approval as Compliance Officer
2022-07-11FSCA Communication 21 of 2022 (CIS) Exemption for Collective Investment Scheme Managers
2022-07-06FSCA Communication 20 of 2022 (FAIS) – Draft Amendment to FAIS Ombud Rules
2022-07-05FSCA Draft Guidance Notice on Section 14(7) of the Pension Funds Act, 1956
2022-07-04KFS Finserv (Pty) Ltd Notice of Administrative Sanction
2022-07-04Ravensberg (Pty) Ltd Consent Order on Financial Penalty Variation
2022-07-04FSCA Final Administrative Sanction Notice to Ravensberg Advisory and Consulting Services (Pty) Ltd
2022-07-04Foremost Finance (Pty) Ltd Notice of Administrative Sanction
2022-06-30FSCA Regulation Plan 1 April 2022 to 31 March 2025
2022-06-22FSCA Communication 18 of 2022 (RF) Request for Information on Retirement Fund Paid-Up Members
2022-06-13Joint Communication 1 of 2022: Proposed Amendments to Joint Standard 2 on OTC Derivative Margin Requirements
2022-06-09FSCA Communication 17 of 2022 on Arrear Contributions for Retirement Funds and Employers
2022-06-08Roadmap for the Development and Implementation of the Omni-CBR
2022-06-03FSCA Exemption of Collective Investment Scheme Managers from Certain Board Notice 92 Requirements
2022-06-01FSCA Communication 14 of 2022 (RF)
2022-05-27Withdrawal of Joint Communication 7 of 2020