Financial Sector Conduct Authority

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2018-03-31PF Circular 71
2018-03-31PF Circular 82: Final Registration of Provisionally Registered Pension Funds
2018-03-31Information Circular 8 of 2008: Method of Payment of Surplus Benefits
2018-03-31Information Circular 13 of 2007: Extension for Electronic Submission of 2006 Annual Financial Statements
2018-03-31PF Circular 84: Investment Limits in Unit Trust Schemes
2018-03-31Information Circular No. 3 of 2018: Regulation 28 Increased Foreign Portfolio Investment Limits
2018-03-31Information Circular PF 3 of 2013
2018-03-31Circular Letter 2: Utilisation of Demutualisation Share Proceeds
2018-03-31Information Circular 1 of 2007: Extension for Submission of Risk Assessment Questionnaires
2018-03-31Information Circular 1 of 2008: Electronic Submission of 2006 Pension Fund Returns
2018-03-31Information Circular PF 4 of 2012: Clarification on Retirement Fund Tax Approvals and Cancellations under the One-Stop Shop
2018-03-31PF Circular 117: Valuation at Surplus Apportionment Date and Contingency Reserve Accounts
2018-03-31Information Circular 2 of 2004: Service Level Commitment for Retirement Fund Processing
2018-03-31Information Circular 2 of 2009: Penalty Waiver for Late 2006 Financial Statements of Pension Funds with R6m–R50m Assets
2018-03-31Information Circular 1 of 2017: Responsibility for Submission of Annual Financial Statements and Penalty Notification for 2015 Statements
2018-03-31Information Circular 3 of 2010: Clarification on Approval Requirements for Pension Fund Administration Services and Advice
2018-03-31Information Circular 4 of 2006: Final Extension for 2005 Retirement Fund Financial Statements
2018-03-31Circular P.S. No. 70: Pension Funds Act, 1956: Compliance with Regulation 28
2018-03-31Good Governance Guidelines to an Investment Policy Statement (IPS)
2018-03-31Information Circular PF No. 5 of 2016: Transfers under Section 14 of the Pension Funds Act, 1956 and Tax Directives for Individual Voluntary Transfers of Benefits
2018-03-31Information Circular 2 of 2015: Implementation of Principal or Deputy Principal Officer Appointments under the Pension Funds Act
2018-03-31PF Circular 81: Rule Amendments and Consolidated Rules under the Pension Funds Act, 1956
2018-03-31PF Circular 3: Fidelity Guarantee Insurance for Privately Administered Pension Funds
2018-03-31PF Circular 126: Rules for Unclaimed Benefits and Orphan Funds
2018-03-31Information Circular 1 of 2015: Exemptions from Member Election of Fund Boards
2018-03-26Information Circular 30 of 2017: Publishing and Disclosure of Portfolio Performance
2018-03-26CISCA Circular No 12: Clarification on Money Market Portfolio Investment Limits
2018-03-26CISCA Circular No 4: Amendments and Clarifications to Notice 1503 of 2005
2018-03-26CISCA Circular No. 9: Audit Committees for Collective Investment Scheme Managers
2018-03-26CISCA Circular No 10: Marketing Restrictions for Collective Investment Schemes Claiming Prudential Compliance
2018-03-26CISCA Circular No 3: Annual Financial Statements for Collective Investment Schemes in Securities
2018-03-26Information Circular No. 21: Compliance with Notice 910 of 2010
2018-03-26FSB Circular 28: Withdrawal of Key Audit Matters Requirement for Collective Investment Schemes
2018-03-26Circular 27: Key Audit Matters for Collective Investment Schemes
2018-03-26CISCA Circular No 2: Foreign Collective Investment Scheme Requirements
2018-03-26CISCA Circular No 16: Verification Checks for Collective Investment Scheme Managers and Trustees
2018-03-26Notice 557 of 2006: Exemption of Auditor of Collective Investment Scheme in Securities from the Collective Investment Schemes Control Act, 2002
2018-03-26Joint Circular on the Marketing of Foreign Collective Investment Schemes under Section 65 of the Collective Investment Schemes Control Act, 2002
2018-03-26Notice 2075 of 2003: Capital Requirements for Managers of Collective Investment Schemes in Participation Bonds
2018-03-26CISCA Circular No. 19: Guidance on CIS Accounting, ETF Taxation, and Commodity-Tracking Limits
2018-03-26CISCA Circular No. 1: Audit Committees
2018-03-26CISCA Circular No. 18: Clarification on Money Market Instruments for Collective Investment Schemes
2018-03-26CISCA Circular No. 15: Creation of Unpaid Participatory Interests
2018-03-26Notice 574 of 2009
2018-03-26Clarification on Investment by Collective Investment Schemes in Securities into Hedge Fund Collective Investment Schemes
2018-03-26CISCA Circular No. 6 to Foreign Collective Investment Schemes
2018-03-26Notice 778 of 2011: Determination of Limits and Conditions for Third Party Named Portfolios of Collective Investment Schemes
2018-03-26Notice 2073 of 2003: Foreign Country Investment Ratings for Collective Investment Schemes
2018-03-26Notice 910 of 2010: Determination of Fit and Proper Requirements for Managers of Collective Investment Schemes
2018-03-26Suspension of Repurchase of Participatory Interests by Manager of Collective Investment Scheme in Securities
2018-03-26Government Gazette Notice 131 of 2010
2018-03-26Notice 96 of 2005: Exemption of Property Collective Investment Scheme Managers from Net Asset Value Pricing Restrictions
2018-03-26CISCA Circular No 20: Service Level Commitment for Collective Investment Scheme Managers
2018-03-26Notice 911 of 2010: Application Form for Registration as Manager of a Collective Investment Scheme
2018-03-26Notice 2075 of 2003: Capital Requirements for Managers of Collective Investment Schemes in Participation Bonds
2018-03-26Notice 576 of 2003: Exemption of Collective Investment Scheme in Participation Bonds from Certain Provisions of the Collective Investment Schemes Control Act, 2002
2018-03-26Notice 572 and 573 of 2008: Determination of Assets for Property Collective Investment Schemes
2018-03-26CISCA Circular No 17: Requirements for Managers and Trustees of Collective Investment Schemes in Securities
2018-03-26CISCA Circular No 8: Service Level Commitment for Collective Investment Scheme Managers
2018-03-26Board Notice 96 of 2005: Exemption of Manager of Collective Investment Scheme in Property from Part of Section 94(1)(a) of Collective Investment Schemes Control Act, 2002
2018-03-26CISCA Circular No. 5: Interim Measures for Foreign Collective Investment Schemes Converting to UCITS III
2018-03-26Notice 571 of 2003: Exemption of Collective Investment Scheme Managers from Certain Provisions
2018-03-26CISCA Circular No 7: Requirements for Managers and Trustees of Collective Investment Schemes in Securities
2018-03-26Notice 2074 of 2003: Capital Requirements for Managers of Collective Investment Schemes in Property
2018-03-26Declaration of Hedge Fund Business as a Collective Investment Scheme
2018-03-26Notice 983 of 2010: Exemption of Collective Investment Scheme Managers from Certain Provisions of the Collective Investment Schemes Control Act
2018-03-26Notice 569 of 2003: Collective Investment Schemes Control Act Regulations
2018-03-26Notice 166 of 2010
2018-03-26CISCA Circular No 11: Dividend Income Portfolios
2018-03-26Notice 2073 of 2003: Foreign Countries in Which Collective Investment Schemes in Securities or in Property May Invest
2018-03-26Information Circular No. 31: Withdrawal of Circular No. 30 on Portfolio Performance Disclosure
2018-03-26Information Circular No. 26: Enforcement of Board Notice 92 of 2014
2018-03-26CISCA Circular No 13: Restrictions on "Cash" Fund Naming
2018-03-26Notice 573 of 2003: Suspension of Repurchase of Participatory Interests in Collective Investment Schemes in Securities
2018-03-09Directive PF No. 8: Prohibition on the Acceptance of Gratification
2017-11-01Invitation to Comment on Proposed Amendments to the General Code of Conduct and Specific Code of Conduct for Short-term Deposits
2017-09-28Withdrawal of Circular No. 30 on Publishing and Disclosure of Portfolio Performance
2017-07-12Information Circular 30 of 2017
2017-07-12Information Circular PF No. 2 of 2017: Clarification on the Cancellation of Registration of a Fund in terms of Section 27(1) and the Termination of Participation of a Participating Employer in an Umbrella Fund
2017-07-06Information Circular PF No. 2 of 2017: Cancellation of Fund Registration and Employer Termination in Umbrella Funds
2017-07-06Information Circular PF No. 4 of 2017: Conditions for Temporary Exemption from Transfer Periods
2017-04-12Circular 29. SLA for Hedge Funds Managers
2016-09-27Responsibility for Submission of Annual Financial Statements and Penalties for Late Submission under Section 15(1) of the Pension Funds Act, 1956
2016-09-27Information Circular PF No. 2 of 2016: Member Personal Details for Purposes of Member Communication and Payment of Benefits
2016-09-27Information Circular PF No. 1 of 2016: Compliance and Enforcement of Section 13A
2016-04-29Circular 27: Auditor's Report Key Audit Matters
2015-12-09Clarification on Investment by a Collective Investment Scheme in Securities into a Collective Investment Scheme in Hedge Funds
2015-10-16Information Circular 4 of 2015: Request for Information Relating to Unclaimed Benefits
2015-03-18Implementation of the Appointment of a Principal or Deputy Principal Officer in Terms of Section 8 of the Pension Funds Act, 1956
2015-02-25Information Circular No. 1 of 2015: Exemptions from the Requirement that Members of a Fund Have the Right to Elect Members of the Board
2014-11-26Information Circular PF 7 of 2014: Withdrawal of Pension Fund Information Circulars
2014-11-20Information Circular PF No. 6 of 2014: Amendments to the Income Tax Act, 2013
2014-11-20Information Circular PF No. 5 of 2014: Investments in African Bank Investments Limited Under Curatorship
2014-10-24Information Circular PF No. 4 of 2014: Penalties for Late Submission of Annual Financial Statements
2014-10-17Information Letter 3 of 2014 (LTST) - Key Findings: Complaints Management Thematic Review
2014-07-03Information Circular PF No. 3 of 2014: Submission of Prescribed Annual Returns for 2014 Year-End
2014-04-16Circular 21: Compliance with Notice 910 of 2010
2014-01-31Notification of Registrar's Intention to Withdraw Valuation Exemptions in Terms of Section 2(5)(b) of the Pension Funds Act, 1956
2014-01-23Information Circular PF 1 of 2014
2013-12-10Information Circular PF No. 6 of 2013: Section 15 – Submission of Prescribed Annual Returns
2013-09-12CISCA Circular No 20: Service Level Commitment for Managers of Local and Foreign Collective Investment Schemes
2013-06-19Information Circular 3 of 2013: Section 15C – Apportionment of Future Surplus
2013-05-31CISCA Circular No 19
2012-12-14Information Circular PF No. 4 of 2012: Clarification on Approvals and Cancellations for Purposes of the One-Stop Shop
2012-12-14Information Circular PF 5 of 2012: Extension of Time for Regulation 28 Quarterly Non-Compliance Reporting
2012-11-29Information Circular PF No. 2 of 2012: Regulation 28 – Monitoring of Compliance
2012-09-04Information Circular PF No. 1 of 2012: Regulation 28 Quarterly Non-Compliance Reporting
2012-01-12CISCA Circular No 16 to Managers and Trustees of Collective Investment Schemes – Verification Checks
2011-11-08CISCA Circular No. 15: Creation of Participatory Interests Not Paid For
2011-06-01CISCA Circular No 13 to Managers and Trustees of Collective Investment Schemes in Securities – Cash Funds
2011-02-11CISCA Circular No 12
2010-12-15Information Circular PF No. 5 of 2010: Extension of Deadline for Approval Applications
2010-03-24Interpretation Note 3 of 2010: Pension Funds Act, 1956 — Reserve Accounts in Rules
2010-03-08Information Circular PF No. 2 of 2010: Pension Funds Act, 1956 Section 37C – Payment of Death Benefits
2010-03-03Information Circular PF No. 1 of 2010: Pension Funds Act, 1956 Regulation 28 – Exemption in Respect of Investments Held Outside the Republic
2009-12-17CISCA Circular No 11: Dividend Income Type of Portfolios
2009-12-15Clarification in Respect of the Approval of Foreign-Based Entities Providing Investment Administration Services or Giving Advice to South African Pension Funds
2007-12-10Directive PF No. 1: Registration of Bargaining Council Pension Funds under Section 2 of the Pension Funds Act
2007-03-16Circular PF No. 126: Rules in Respect of Unclaimed Benefits
2006-04-21Notice 557 of 2006: Exemption of Auditor of Collective Investment Scheme in Securities
2003-03-17Joint Circular from the Registrars of Collective Investment Schemes, Stock Exchanges and Financial Markets: Marketing of Foreign Collective Investment Schemes (Section 65 of the Collective Investment Schemes Control Act, 2002)
1991-04-12Circular F.S. No. 28: Levies by the Financial Services Board
1989-09-22Circular P.F. No. 69: Financial Institutions Amendment Act, 1989 (Act 53 of 1989)
1983-07-13CIRCULAR F.S. 26: Transactions in Gilt- and Semi-Gilt-Edged Securities
1982-09-04Circular F.S. 23: Approvals in terms of Section 20(2)(h) and 20(2)(i) of the Friendly Societies Act, 1956
1981-09-07CIRCULAR F.S. 20
1981-01-29Circular F.S. 17: Approval of Venda Development Corporation Bridging Financing Issue
1980-09-04Circular F.S. 16: Approval of GASKOR Debentures
1979-07-31Circular F.S. 11: Approvals under the Friendly Societies Act, 1956
1978-02-13Circular F.S. 10: Increase of Maximum Amount for Which Friendly Societies May Provide Insurance Cover