Financial Sector Conduct Authority

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2019-04-09FSCA Position Paper on Future Premium Collection Regulatory Framework
2019-04-08FSRA Joint Communication 2 of 2019: Draft Joint Standard on Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions
2019-03-27FSCA Communication 2 of 2019 (FAIS): Continuous Professional Development
2019-03-20Information Circular No 2 of 2019: Applications for Exemption from or Extension to Comply with Default Regulations
2019-03-15FIC Registration and Reporting
2019-03-15What Happens with the Intelligence Gathered by the FIC
2019-03-15Anti-Money Laundering and Counter-Terrorism Financing Workshop: FIC Act Amendments
2019-03-12Information Circular No 1 of 2019: Cancellation and Reinstatement of Pension Fund Registrations
2019-03-11Joint Communication 1 of 2019: Update on the draft Joint Standard on Fit and Proper Requirements for Significant Owners
2019-03-11FSRA Joint Communication 1 of 2019
2019-03-01PFA Information Circular No. 2 of 2019: Applications for Exemption from the Default Regulations or Extension to Comply with the Default Regulations
2019-02-01FSCA Communication 1 of 2019 (Insurance) - Update on CBRs
2019-01-25Consultation Paper on Policy Proposals for Crypto Assets
2018-12-18RDR status update: Proposal TT — special remuneration dispensation for the low-income market
2018-12-18RDR Status Update: Proposal TT - Special Remuneration Dispensation for the Low-Income Market
2018-12-14Update on the Future of the Premium Collection Regulatory Framework under the Short- and Long-term Insurance Acts
2018-12-14FSCA Communication 2 of 2018: Update on the Future of the Premium Collection Regulatory Framework under the Short- and Long-term Insurance Acts
2018-12-06FSRA Compliance Extension Notice 1/2018 (LTIA)
2018-12-06FSRA Compliance Extension Notice 1 of 2018 (LTIA) and FSCA Communication 1 of 2018
2018-11-09Directive 8 Consultation Report: Prohibition of Inducement and Acceptance of Gratification
2018-10-11FMA Conduct Standard 3 of 2018: Conduct Standard for Reporting Obligations in Respect of Transactions in Over-the-Counter Derivatives
2018-10-11FMA Conduct Standard 2 of 2018: Conduct Standard for Authorised OTC Derivative Providers
2018-10-10Joint Communication 3 of 2018: Temporary Continuation of Intermediaries Guarantee Facility Business
2018-09-032018 Financial Markets Review
2018-08-17Draft FSRA Joint Standard on Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions
2018-08-17FMA Joint Standard 1 of 2018: Requirements and Additional Duties of a Trade Repository
2018-08-17Joint Communication 1 of 2018: Draft Joint Standard on Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions
2018-08-15Consultation Report: FMA Joint Standard 1 of 2018 - Requirements and Additional Duties of a Trade Repository
2018-08-15FMA Joint Standard 1 of 2018 - Requirements and Additional Duties of a Trade Repository
2018-08-15FMA Joint Standard 1 of 2018: Requirements and Additional Duties of a Trade Repository
2018-08-10FSCA Extension of Compliance Period for LTI Act PPR 19 and Regulation 3.9A
2018-07-27Conduct Standard 1 of 2018: Criteria for Authorisation of OTC Derivatives Providers
2018-07-04Joint Communication 2 of 2018: Update on Third-Party Cell Captive Insurance Regulatory Proposals
2018-07-04Joint Communication 1 of 2018: Status of Instruments Under the Long-term and Short-term Insurance Acts
2018-07-04Update on Regulatory Policy Proposals from the Third-party Cell Captive Insurance and Similar Arrangements Discussion Paper, 2013
2018-05-31Circular 29: Service Level Commitment for Hedge Fund Managers
2018-05-17Information Circular No. 24: Registration of Newly Established Hedge Funds
2018-05-17Information Circular 22: Applications for Approval to Operate Collective Investment Schemes in Hedge Funds
2018-05-17Information Circular 23: Applications for Approval of Scheme Deeds for Hedge Fund Collective Investment Schemes
2018-04-01Circular 2: Provision for Outstanding Liabilities in Friendly Societies
2018-04-01Form A - Sable Industries Pension Fund Surplus Apportionment Scheme
2018-04-01Financial Services Board Circular 28: Annual Levies for Friendly Societies
2018-04-01Circular No. F.S. 1: Fidelity Guarantee Insurance for Friendly Societies
2018-04-01Circular 15: Amendments to the Friendly Societies Act, 1956
2018-04-01Circular 11: Approvals Under the Friendly Societies Act, 1956
2018-04-01Circular 20: Approval of Additional Securities Under the Friendly Societies Act, 1956
2018-04-01CIRCULAR NO. F.S. 6
2018-04-01Mitchell Cotts Pension Fund Actuarial Valuation
2018-04-01Valuation of Lucas South Africa Pension Fund as at 30 June 2002
2018-04-01Datakor Group Pension Fund Surplus Apportionment Scheme
2018-04-01Circular 5: Court Ruling on Fidelity Cover
2018-04-01Circular F.S. 22: Approval of Additional Security Issue Under the Friendly Societies Act, 1956
2018-04-01Circular F.S. 14: Approval of Securities Under the Friendly Societies Act, 1956
2018-04-01Circular F.S. 12: Amendment to Circular F.S. 11 on Foreign Government Securities Held by Friendly Societies
2018-04-01Prestolite Pension Fund Surplus Apportionment Scheme under Section 15B
2018-04-01Power Pack Pension Fund Actuarial Valuation Report as at 30 June 2003
2018-04-01Valuation - Sable Industries Pension Fund 20317
2018-04-01Valuation - Prestolite Pension Fund 27521
2018-04-01Second General Information Circular by the Registrar of Pension Funds
2018-04-01Statutory Actuarial Valuation Report: Cortech Pension Fund 7696 as at 1 March 2004
2018-04-01Circular F.S. 21: Approvals Under Sections 20(2)(h) and 20(2)(i) of the Friendly Societies Act, 1956
2018-04-01Statutory Actuarial Valuation Report - Datakor Group Retirement Fund 19919
2018-04-01Circular F.S.13: Approval of Bophuthatswana Stock and Amendment of Foreign Investment Limits for Friendly Societies
2018-04-01Circular 10: Increase of Maximum Insurance Cover Amount for Friendly Societies
2018-04-01Circular FS 27: Approval of National Exhibition Centre under Friendly Societies Act
2018-04-01Circular F.S. 26: Transactions in Gilt- and Semi-Gilt-Edged Securities
2018-04-01Circular F.S. 9: Approvals Under Section 20(2) of the Friendly Societies Act, 1956
2018-04-01Circular 18: Approval of GASKOR Guaranteed Debentures under the Friendly Societies Act
2018-04-01Form A - Cortech Pension Fund 7696 Surplus Apportionment Scheme
2018-04-01Circular 16: Approval of GASKOR Guaranteed Debentures under the Friendly Societies Act
2018-04-01Statutory Actuarial Valuation Report: PICBEL Groepvoorsorgfonds
2018-04-01Mitchell Cotts Pension Fund Surplus Apportionment Scheme under Section 15B
2018-04-01Financial Services Board Circular 29: Amendment of Regulation 29 under the Friendly Societies Act
2018-04-01Friendly Societies Circular 30: Increase of Benefit Limitations and Exemption Thresholds
2018-04-01Amendments to the Friendly Societies Act, 1956
2018-04-01Circular F.S. 23: Approvals Under Sections 20(2)(h) and 20(2)(i) of the Friendly Societies Act 1956
2018-04-01Circular No. 30 - Friendly Societies: Increase of Limitation on Certain Benefits and Increase of Exemption Limit
2018-04-01Circular F.S. 19: Approval of Economic Development Corporation Stock Under the Friendly Societies Act, 1956
2018-04-01Circular No. F.S. 2: Provision for Outstanding Liabilities
2018-04-01Circular F.S. 17: Approval of Venda Development Corporation Bridging Financing Issue
2018-04-01Circular 12: Amendment to Foreign Asset Limits for Friendly Societies
2018-04-01Circular 8: Amendments to the Friendly Societies Act, 1956
2018-04-01Lucas South Africa Pension Fund Surplus Apportionment Scheme under Section 15B
2018-04-01Circular No. 24: Registration of Newly Established Hedge Funds
2018-04-01Circular F.S. 7: Phased Recognition of Unit Trust Investments for Friendly Societies
2018-04-01Statutory Valuation Report for Datakor Group Pension Fund as at 1 March 2004
2018-04-01Form A - Datakor Group Retirement Fund Surplus Apportionment Scheme
2018-03-31Information Circular 6 of 2008
2018-03-31Information Circular 2 of 2012: Regulation 28 Monitoring of Compliance
2018-03-31Information Circular 3 of 2016: Filling of Vacancies on the Board of a Fund
2018-03-31PF Circular 108: Pension Funds Amendment Act 1997 Regulations and Notices
2018-03-31PF Circular 80: New Prescribed Fees for Pension Fund Administration
2018-03-31FSB Circular 1/2006: Extension of Deadline for 2005 Pension Fund Financial Statements and Reports
2018-03-31Information Circular 7 of 2014: Withdrawal of Pension Fund Information Circulars
2018-03-31Exemption of Investment Administrators from Section 13B(1) of the Pension Funds Act
2018-03-31Information Circular 12 of 2007: Submission of Financial Statements for Small Funds
2018-03-31PF Circular 83: Implementation of Financial Institutions Amendment Acts and Pension Fund Regulations
2018-03-31PF Circular 8: Judgment Regarding Fidelity Cover
2018-03-31PF Circular 61: Amendments to the Pension Funds Act and New Fee Requirements
2018-03-31PF Circular 86: Disclosure Requirements for Privately Administered Pension Funds
2018-03-31Information Circular 4 of 2015: Request for Information Relating to Unclaimed Benefits
2018-03-31Information Circular 7 of 2013: Exemption from Prescribed Fees for Street Name Address Changes
2018-03-31Information Circular 7 of 2008: Extensions for Terminating Funds
2018-03-31Information Circular 1 of 2012 - Annexure: Non-compliance Report
2018-03-31Information Circular 1 of 2009: Amendment of Prescribed Fees under Schedule L
2018-03-31FSB Information Circular PF No. 3 of 2015: Unclaimed Retirement Fund Benefits
2018-03-31Information Circular PF 5 of 2012: Extension of Regulation 28 Non-Compliance Reporting Deadline
2018-03-31Information Circular 6 of 2014: Amendments to the Income Tax Act
2018-03-31Information Circular 1 of 2006: Extension for 2005 Pension Fund Financial Statements and Reports
2018-03-31Information Circular PF 3 of 2012: Section 13B Investment Administration Delegation
2018-03-31Information Circular 1 of 2005: Extension for 2005 Financial Statements and Reports under the Pension Funds Act
2018-03-31Information Circular 10 of 2007: Valuation Assumptions as at Surplus Apportionment Date
2018-03-31Information Circular 5 of 2007: Extension for Electronic Submission of 2007 Retirement Fund Financial Statements
2018-03-31PF Circular 79: Registration of Pension Fund Trust Deeds
2018-03-31Information Circular 3 of 2009
2018-03-31PF Circular 130 Annexure C: Good Governance Guidelines for Board Performance Appraisals
2018-03-31Information Circular PF No. 6 of 2013: Submission of Prescribed Annual Returns
2018-03-31Information Circular 9 of 2008: Unbundling of Remgro and Richemont Interests in British American Tobacco
2018-03-31PF Circular 70: Compliance with Regulation 28 of the Pension Funds Act, 1956
2018-03-31PF Circular 67: Valuations Under the Pension Funds Act, 1956
2018-03-31PF Circular 53: Fidelity Guarantee Insurance Requirements for Pension Funds
2018-03-31PF Circular 72: Valuator Reporting Requirements for Underwritten Pension Fund Assets
2018-03-31PF Circular 5: Fidelity Guarantee Insurance Requirements
2018-03-31PF Circular 99: Repatriation of Surplus to Participating Employers
2018-03-31PF Circular 127: Surplus Submissions for Section 14 Transfers, Unclaimed Benefits, and Unmanaged Funds
2018-03-31PF Circular 131: Withdrawal of Historical Pension Fund Circulars
2018-03-31FSB Position Paper and Guidelines on Personal Account Trading
2018-03-31PF Circular 107: Accounting for Investments in Pension Fund Records and Financial Returns
2018-03-31PF Circular 95: Central Security Depositories for Pension Funds
2018-03-31PF Circular 98: Guidelines on Pension Fund Board Objects and Duties
2018-03-31Interpretation Note 3 of 2010: Reserve Accounts in Pension Fund Rules
2018-03-31Interpretation Note 2 of 2010: Fund Return and Processing Mismatches
2018-03-31Information Circular PF 1 of 2013: Withdrawal of Information Circular No. 8 of 2008
2018-03-31Information Circular 2 of 2014 Annexure: List of Funds Affected by Withdrawal of Valuation Exemptions
2018-03-31Information Circular 4 of 2009: Approval Requirements for Foreign Investment Managers Serving South African Pension Funds
2018-03-31Information Circular PF No. 5 of 2017: Investments in Steinhoff International Holdings, Steinhoff Investment Holdings and Subsidiaries
2018-03-31Information Circular 4 of 2014: Waiver of Penalties for Late Annual Financial Statement Submissions
2018-03-31Information Circular 5 of 2010: Extension of Approval Deadline for Pension Fund Administrators and Advisors
2018-03-31Information Circular PF No. 3 of 2016: Filling of Vacancies on the Board of a Fund
2018-03-31Circular Letter 2: Utilisation of the Proceeds of Demutualisation Shares
2018-03-31Valuation at the Surplus Apportionment Date to Determine the Amount to be Apportioned Between Stakeholders, the Establishment of Contingency Reserve Accounts and Changes of Method or Assumptions
2018-03-31Information Circular PF No. 1 of 2018: Reports under Sections 7A(4), 8(6), 9(4), 9A(2) and 13B(10) and Submission of Disclosures to the Registrar under Section 9B of the Pension Funds Act, 1956
2018-03-31Information Circular PF No. 4 of 2018: Urgent Clarification on the Effective Date of Directive PF No. 8: Prohibition on the Acceptance of Gratification
2018-03-31Information Circular 5 of 2016: Section 14 Pension Fund Transfers and Tax Directive Requirements
2018-03-31PF Circular 69: Financial Institutions Amendment Act, 1989
2018-03-31Information Circular 7 of 2006: Extension for Submitting Statutory Actuarial Valuation After Surplus Apportionment
2018-03-31Information Circular No. 4 of 2017: Temporary Exemption from Pension Fund Transfer Periods
2018-03-31Information Circular 3 of 2014: 2014 Annual Financial Statement Submission Requirements
2018-03-31Information Circular 5 of 2008: Request for Statistical Information on Participating Employers in Umbrella Funds
2018-03-31PF Circular 75: Amendment of Regulation 28 under the Pension Funds Act, 1956
2018-03-31PF Circular 76: Valuation Under the Pension Funds Act No 24 of 1956
2018-03-31Information Circular 6 of 2010: Regulation 28 Foreign Investment Exemption for Pension Funds
2018-03-31Information Circular PF No 5 of 2017: Investments in Steinhoff International Holdings
2018-03-31Information Circular 2 of 2010: Section 37C Death Benefit Clarification
2018-03-31Information Circular 4 of 2010: Inward Listing of British American Tobacco Plc
2018-03-31Withdrawal of Pension Fund Circulars
2018-03-31Information Circular 2 of 2014 Schedule
2018-03-31Information Circular No 2 of 2018: Withdrawal of Audit Exemption
2018-03-31Information Circular PF 4 of 2013: Service Level Commitment Between the Registrar of Pension Funds and the Retirement Funds Industry
2018-03-31Interpretation Note 1 of 2010: Minimum Pension Increases
2018-03-31Information Circular 4 of 2005: Requirements for the Registrar under the Tax on Retirement Funds Act
2018-03-31Information Circular 4 of 2016: Annual Financial Statement Submission Requirements and Penalties
2018-03-31Circular PF No. 93: Approval of Nominee Companies and Permission for Assets to be Kept in the Name of Such Nominee Companies on Behalf of Pension Funds
2018-03-31Information Circular 1 of 2014: Administrative Penalties for Late Submission of Statutory Actuarial Valuation Reports
2018-03-31Pension Funds Act, 1956: Report by the Valuator in Respect of the Investment of the Assets of Underwritten Pension Funds
2018-03-31Information Circular 5 of 2006: Final Extension for Electronic Submission of 2006 Financials
2018-03-31Circular PF No. 64: Amendments to the Pension Funds Act under the Financial Institutions Amendment Act, No. 50 of 1986
2018-03-31Circular P.F. 13: Fidelity Guarantee Insurance
2018-03-31PF Circular 93: Approval of Nominee Companies for Pension Fund Assets
2018-03-31Information Circular 11 of 2007: Submission of Audited Financial Statements for Funds Terminating by 31 October 2008
2018-03-31Circular No. P.F. 8: Judgment re Fidelity Cover
2018-03-31PF Circular 64: Amendments to the Pension Funds Act under the Financial Institutions Amendment Act of 1986
2018-03-31PF Circular 71
2018-03-31PF Circular 82: Final Registration of Provisionally Registered Pension Funds
2018-03-31Information Circular 8 of 2008: Method of Payment of Surplus Benefits
2018-03-31Information Circular 13 of 2007: Extension for Electronic Submission of 2006 Annual Financial Statements
2018-03-31PF Circular 84: Investment Limits in Unit Trust Schemes
2018-03-31Information Circular No. 3 of 2018: Regulation 28 Increased Foreign Portfolio Investment Limits
2018-03-31Information Circular PF 3 of 2013
2018-03-31Circular Letter 2: Utilisation of Demutualisation Share Proceeds
2018-03-31Information Circular 1 of 2007: Extension for Submission of Risk Assessment Questionnaires
2018-03-31Information Circular 1 of 2008: Electronic Submission of 2006 Pension Fund Returns
2018-03-31Information Circular 2 of 2004: Service Level Commitment for Retirement Fund Processing
2018-03-31Information Circular 2 of 2009: Penalty Waiver for Late 2006 Financial Statements of Pension Funds with R6m–R50m Assets
2018-03-31Information Circular 1 of 2017: Responsibility for Submission of Annual Financial Statements and Penalty Notification for 2015 Statements
2018-03-31Information Circular 3 of 2010: Clarification on Approval Requirements for Pension Fund Administration Services and Advice
2018-03-31Information Circular 5 of 2014: Investments in African Bank Investments Limited Under Curatorship
2018-03-31Information Circular 4 of 2006: Final Extension for 2005 Retirement Fund Financial Statements
2018-03-31Clarification on Fund Registration Cancellation and Umbrella Fund Employer Participation Termination
2018-03-31Information Circular 7 of 2005
2018-03-31Interpretation Note 1 of 2012: Pension Increase Policy
2018-03-31Circular P.S. No. 70: Pension Funds Act, 1956: Compliance with Regulation 28
2018-03-31Information Circular PF No. 5 of 2016: Transfers under Section 14 of the Pension Funds Act, 1956 and Tax Directives for Individual Voluntary Transfers of Benefits
2018-03-31PF Circular 126: Rules for Unclaimed Benefits and Orphan Funds
2018-03-31PF Circular 88: Participation in South African Government International Bond Issue
2018-03-31Information Circular 1 of 2015: Exemptions from Member Election of Fund Boards
2018-03-31PF Circular 3: Fidelity Guarantee Insurance for Privately Administered Pension Funds
2018-03-31PF Circular 81: Rule Amendments and Consolidated Rules under the Pension Funds Act, 1956
2018-03-31Information Circular 2 of 2013: Right to Share in Surplus Accounts on Exit under the Pension Funds Act
2018-03-31PF Circular 130 Annex A: Retirement Fund Code of Conduct for Trustees and Principal Officers