Securities and Exchange Commission of Pakistan

357 documents, newest first — showing 201–357.

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2020-12-14Companies (Maintenance and Audit of Cost Accounts) Regulations 2020
2020-11-19Securities Brokers Licensing Regulations 2016
2020-09-29Amendments to the Collateral Management Companies Regulations, 2019
2020-09-28Amendments to the Foreign Companies Regulations, 2018
2020-09-28Amendments to the Companies (Incorporation) Regulations, 2017
2020-09-28Oversight Regulations for Self-Regulatory Bodies of Accountants, 2020
2020-09-28Amendments to the Companies (General Provisions and Forms) Regulations, 2018
2020-09-28Securities and Exchange Commission of Pakistan (AML/CFT) Regulations, 2020
2020-09-28Amendments to the Limited Liability Partnership Regulations, 2018
2020-09-07Public Offering Regulations, 2017
2020-09-07Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2020-09-02Non-Banking Finance Companies and Notified Entities Regulations, 2008
2020-08-24Private Funds Regulations 2015 (updated as of July 08 2020)
2020-07-01Credit Rating Companies Regulations 2016
2020-04-30Secured Transactions Registry Regulations, 2020
2020-04-27SRO 342 (I)/2020 – Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2020-03-31SRO 279 (I)/2020 – Amendments in the NBFCs and Notified Entities Regulations, 2008
2020-03-18The Companies (Further Issue of Shares) Regulations, 2020
2020-02-03Listed Companies (Buy-Back of Shares) Regulations, 2019
2019-12-27Amendments in the Public Offering Regulations, 2017
2019-11-20General Takaful Accounting Regulations, 2019
2019-11-19Corporate Rehabilitation Regulations, 2019
2019-11-15Futures Brokers (Licensing and Operations) Regulations, 2018
2019-11-12Panel of Provisional Managers and Official Liquidators Regulations, 2019
2019-11-12Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2019-11-04Amendments to the Clearing Houses (Licensing and Operations) Regulations, 2016
2019-11-04Amendments to the Central Depositories (Licensing and Operations) Regulations, 2016
2019-11-04Amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2019-11-01Amendments in the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-11-01Amendments to the Public Offering Regulations, 2017
2019-11-01Amendments in the Debt Securities Trustees Regulations, 2017
2019-11-01Amendments in the Share Registrars and Ballotters Regulations, 2017
2019-10-23Amendments to the Futures Brokers (Licensing and Operations) Regulations, 2018
2019-10-17Amendments to the Credit Rating Companies Regulation, 2016
2019-10-17Credit Rating Companies Regulations, 2016
2019-09-30Listed Companies (Code of Corporate Governance) Regulations, 2019
2019-08-17Listed Companies (Buy-Back of Shares) Regulations, 2019
2019-08-17Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-08-02Collateral Management Companies Regulations, 2019
2019-07-26Amendments to Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-07-26Amendments in Listed Companies (Buy Back of Shares) Regulations, 2019
2019-07-17Amendments to the Group Companies Registration Regulations, 2008
2019-05-31Securities Brokers (Licensing and Operations) Regulations 2016
2019-05-24Companies (further issue of shares) Regulations 2018
2019-05-23Listed Companies (Buyback of shares) Regulations, 2019
2019-04-26Amendments to the Employees Contributory Funds Regulations, 2018
2019-01-23Companies (Incorporation) Regulations, 2017 as amended upto April 17, 2018
2019-01-10Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-01-03Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
2018-12-28Amendments of Public Offering Regulations, 2017
2018-12-27Delegation of Powers to HOD (LRAD)
2018-12-21Delegation of Power-Companies (further issue of shares) Regulations, 2018
2018-12-18Amendments to Intermediaries Regulations, 2017
2018-12-10Amendments to Listed CCG Regulations, 2017
2018-12-05Amendments to the Real Estate Investment Trust Regulations 2015
2018-11-23Securities Brokers (Licensing and Operations) Regulations 2016
2018-11-15Companies (Further Issue of Shares) Regulations, 2018
2018-11-07Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2018-11-05Shariah Governance Regulations, 2018
2018-10-08Companies (General Provisions and Forms) Regulations, 2018
2018-10-08Foreign Companies Regulations, 2018
2018-10-03Companies (Related Party Transactions and Maintenance of Related Records) Regulations, 2018
2018-10-02Final Amendments to AML Regulations, 2018
2018-09-10Draft Amendments to the Limited Liability Partnership Regulations, 2018
2018-08-31Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
2018-08-31Central Depositories (Licensing and Operations) Regulations, 2016
2018-06-11Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2018-06-11Associations with Charitable and Not for Profit Objects Regulations, 2018
2018-05-14Limited Liability Partnership Regulations, 2018
2018-05-09The Companies (Distribution of Dividend) Regulations, 2017
2018-05-02The Companies (Manner and Selection of Independent Directors) Regulations, 2018
2018-04-30Auditors (Reporting Obligations) Regulations, 2018
2018-04-25Clearing Houses (Licensing and Operations) Regulations 2016 Amendment Notification
2018-04-18Amendments to the Companies (Incorporation) Regulations, 2017
2018-02-23Securities and Futures Advisers (Licensing and Operations) Regulations 2017
2018-02-22Companies (Postal Ballot) Regulations, 2018
2018-02-13Companies (Mediation and Conciliation) Regulations, 2018
2018-02-06Public Offering Regulations 2017
2018-01-30Securities Brokers (Licensing and Operations) Regulations 2016
2018-01-26Companies (Registration Offices) Regulations, 2018
2018-01-12Amendments to the Intermediaries (Registration) Regulations
2018-01-05Amendments to Public Offering Regulations 2017
2017-12-22Amendments to Stock Exchange (Corporatisation, Demutualization and Integration) Regulations, 2012
2017-12-07Companies (Investment in Associated Companies or Associated Undertakings) Regulations, 2017
2017-12-06Listed Companies (Code of Corporate Governance) Regulations, 2017
2017-11-15Shariah Advisors Regulations, 2017
2017-11-09SRO 1168 (I)/2017 Amendments in Securities Brokers (Licensing & Operations) Regulations, 2016
2017-10-18Issue of Commercial Papers Regulations, 2013
2017-10-11The Unclaimed Shares, Modaraba Certificates, Dividend, Other Instruments and Undistributed Assets Regulations, 2017
2017-09-08SRO 903 (I)/2017 Amendment to the Securities Brokers (Licensing and Operations) Regulations, 2016
2017-08-23SRO 838(I)/2017 Amendments to Public Offering Regulations, 2017
2017-08-22Sukuk (Privately Placed) Regulations, 2017
2017-08-07Research Analyst Regulations, 2015 (Amended as on Aug 1, 2017)
2017-08-03Listed Companies (Substantial Acquisition of Voting Shares & Takeovers) Regulations, 2017
2017-08-03Securities and Exchange Commission of Pakistan Research Analyst Regulations 2015 Amendment Notification SRO 348(I)/2017
2017-07-27Intermediaries (Registration) Regulations, 2017
2017-07-27Companies (Incorporation) Regulations, 2017
2017-06-30The Clearing Houses (Licensing and Operations) Regulations 2016
2017-06-30Securities Brokers (Licensing and Operations) Regulations 2016
2017-06-23Futures Exchanges (Licensing and Operations) Regulations, 2017
2017-05-10SRO 315 (I)/2017 Amendments to the Issue of Commercial Paper Regulations, 2013
2017-05-03Centralized Customer Protection Compensation Fund Regulations, 2017
2017-05-02Public Offering (Regulated Securities Licensing) Regulations, 2017
2017-04-26Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012
2017-04-26Amendments to Stock Exchanges Regulations, 2012 regarding Offer for Sale and Self-Listing
2017-04-24Securities and Future Advisers (Licensing & Operations) Regulations, 2017
2017-02-20SRO 62(I)/2017 Amendments in Securities Brokers Regulations 2016
2017-02-13Insurance Accounting Regulations, 2017
2017-02-06Companies (Registration Offices) Regulations 2003
2017-01-23SRO 33 (I)/2017 (Amendments in Companies (E-Voting) Regulations, 2016)
2017-01-13SRO 20 (I)/2017 (Amendments in Companies (Registration Offices) Regulations, 2003)
2017-01-12Share Registrars and Balloters Regulations, 2017
2017-01-12Debt Securities Trustees Regulations 2017
2016-11-01The Securities Exchanges (Licensing and Operations) Regulations, 2016
2016-10-03Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012
2016-08-09Clearing Houses (Licensing and Operations) Regulations, 2016
2016-08-05Listed Companies (Buy-Back of Shares) Regulations 2016
2016-08-05Credit Rating Companies Regulation, 2016
2016-06-24Securities Brokers (Licensing and Operations) Regulations 2016
2016-06-06Issue of Sukuk Regulations 2015
2016-02-15Central Depositories (Licensing and Operations) Regulations, 2016
2016-01-22Companies (E-Voting) Regulations 2016
2015-10-15Joint Inspection Regulations 2015
2015-07-27Research Analyst Regulations 2015
2015-07-01Book Building Regulations 2015
2015-04-08Reporting and Disclosure (of Shareholding by Directors, Executive Officers and Substantial Shareholders in Listed Companies) Regulations, 2015
2014-03-12Third Party Administrators for Health Insurance Regulations 2014
2013-12-14Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2008
2012-06-18Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012
2012-03-30Debt Securities Trustee Regulations, 2012
2012-01-16Companies (Investment in Associated Companies or Associated Undertakings) Regulations, 2012
2012-01-09Insurance Companies Sound and Prudent Management Regulations 2012
2011-09-20The Companies (Registration Offices) Regulations, 2003
2008-12-31Group Companies Registration Regulations, 2008
2008-11-22Anti Money Laundering Regulations, 2008
2008-08-20Private Equity and Venture Capital Fund Regulations 2008
2000-08-18Issue of right certificates by Modarabas
2000-08-10Additional Condition No. 1/2000 to Modaraba Authorization Certificate – Periodical Statements
2000-07-29Audit of Cost Accounts
2000-07-06Preparation of half-yearly accounts of listed companies under the Companies Ordinance, 1984
2000-05-25Appointment of directors and chief executive in Modaraba companies
2000-05-07Appointment of directors and chief executive under the Leasing Companies (Establishment and Regulation) Rules, 1996
2000-04-20Additional Conditions No. 1/2000 to Modaraba Authorization Certificate
2000-03-24Extension in the period for holding Annual General Meeting
2000-02-15Filing of Beneficial Owners Report in respect of shares on the Central Depository System alongwith Form A
2000-02-10Publication of Notices by Listed Companies under the Companies Ordinance, 1984
2000-01-26Guidelines for attending General Meetings and Appointment of Proxies
1999-10-30Rule-10 of NBFIs Rules of Business – Review of instructions on financing facilities against shares
1999-10-04Pattern of holding of the shares in The Central Depository System and rights of such shareholders
1999-09-09Withdrawal of Circular No. 10 of 1999
1999-09-09Compliance with the revised IAS-12
1999-08-31Payment of Fees in the Head of Accounts Securities and Exchange Commission of Pakistan
1999-08-30Anti-Corruption Measures
1999-06-12Payment of Fees in the Head of Accounts Securities and Exchange Commission of Pakistan
1999-05-10Holding of Annual General Meeting by Listed Companies
1999-05-06Appointment of Directors/Chief Executive in Modaraba Companies
1999-04-19Appointment of Directors and Chief Executive of Leasing Companies