Securities and Exchange Commission of Pakistan

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2024-02-15Circular No. 03 of 2024 Appointment of Auditors for SECP Regulated Entities
2024-02-15Circular No. 4 of 2024 – Guidance on transfer between revenue and capital reserves
2024-02-01Accounting Standard on Non-Going Concern Basis of Accounting (S.R.O. 69(I)/2024)
2024-01-31Consultation Paper – New Strategy for Adoption of AAOIFI Standards
2024-01-23Direction No. 2 of 2024: Requirement to Mention Unique Document Identification Number on Initial and Revised Audit Reports
2024-01-11S.R.O. 9 (I)2024: amendments to the Auditors (Reporting Obligations) Regulations, 2018
2024-01-11Amendments to the Auditors (Reporting Obligations) Regulations, 2018
2024-01-03SRO 14 of 2024 – Draft amendments to NBFC (Establishment and Regulation) Rules, 2003
2024-01-02Insurance Rules, 2017 (updated till December 31, 2023)
2023-12-29SRO 1870(I)/2023 – Notification of China Chengxin International Credit Rating Company Limited
2023-12-29S.R.O. 1871(I)/2023: Amendments to the Insurance Rules, 2017
2023-12-28Circular No. 18 of 2023 Amendments in the Circular No. 24 of 2010-Reinsurance/Re-takaful Treaty Arrangements
2023-12-06Direction No. 17 of 2023 – Categorization of Open-End Collective Investment Schemes (CIS)
2023-12-05Draft Amendments to Modaraba Regulations, 2021
2023-11-23The Securities Brokers (Licensing and Operations) Regulations, 2016
2023-11-23S.R.O. 1666(I)/2023 – Amendments to the Futures Exchanges (Licensing and Operations) Regulations 2017
2023-11-21SRO 1715(I)/2023 – IFRS 17 for Insurance/Takaful and Re-insurance/Re-takaful Companies
2023-11-21Notification: Zero Tolerance for Surrogate Companies
2023-11-16Draft Notification – SPI Insurance Company Revocation
2023-11-10Revised Processing Timelines for IPOs and Listing of Securities
2023-11-03Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003 (Updated as of September 14, 2023)
2023-11-02Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2023-10-31The Companies (Incorporation) Regulations, 2017
2023-10-26Draft amendments to the Auditors (Reporting Obligations) Regulations, 2018
2023-10-25S.R.O. 1482(I)/2023 – Notification of China Chengxin (Asia Pacific) Credit Rating Company Limited as Internationally Recognized Credit Rating Institution
2023-10-17The Unlisted Companies (Buy-Back of Shares) Regulations, 2023
2023-10-11Guidelines for Mergers and Amalgamations
2023-09-27Securities and Futures Advisors Regulations 2017
2023-09-26Draft Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2023-09-26Draft amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2023-09-26Amendments to SECP AML/CFT Regulations 2020 dated 21th September 2023
2023-09-25Circular 15 of 2023 – Pricing Caps for Digital Loan Providers (NBFCs)
2023-09-25S.R.O. 1331 (I)/2023: Conditions and Requirements for Issue of Further Shares to Persons Other Than by Right in Private Companies
2023-09-22Draft Amendments to Futures Brokers Licensing Regulations
2023-09-22SRO 1351(I)/2023: Transfer of Certain Companies Act Powers from SECP to the Company Bench of the High Court
2023-09-20Shariah Governance Regulations 2023
2023-09-19Notification on Quantitative Tolerance Levels and Conditions for Shariah Screening of Securities and Companies
2023-09-08Circular 14: Licensing and Allied Application with Sponsors/Director as Foreign Individual/Entities
2023-09-01Circular 13 of 2023: Licensing and Allied Applications with Sponsors/Directors as Foreign Individuals/Entities
2023-09-01Circular 12 of 2023: Licensing and Allied Applications with Sponsors/Directors as Foreign Individuals/Entities
2023-08-30The Companies (Incorporation) Regulations, 2017
2023-08-17Non-Banking Finance Companies and Notified Entities Regulations, 2008
2023-08-11Electronic Transmission of Annual and Quarterly Financial Statements of Listed Companies to the Commission and Registrar of Companies
2023-08-11S.R.O. 1062(I)/2023 Amendments in Securities Exchanges (Licensing & Operations) Regulations, 2016
2023-08-11S.R.O. 1063(I)/2023 Amendments to the Futures Exchanges (Licensing and Operations) Regulations, 2017
2023-08-11S.R.O.1064(I)/2023 Amendments in Central Depository (Licensing & Operations) Regulations, 2016
2023-08-11S.R.O. 1065(I)/2023 Amendments in Clearing Houses (Licensing & Operations) Regulations, 2016
2023-08-07Circular No.10 of 2023-Requirements for Lending NBFCs providing digital nano-lending
2023-07-31Circular No. 2 of 2023 - Amendment in Circular 24 of 2010 Reinsurance/Re-Takaful Treaty Arrangements 2011
2023-07-31Circular No. 08 of 2023 - Insurance Claims under Section 116 of the Insurance Ordinance 2000
2023-07-20Guidelines on Code of Conduct for Listed and Public Sector Companies
2023-07-07S.R.O. 905 (I)/2023 Amendments in the Companies (Postal Ballot) Regulations, 2018
2023-07-07S.R.O. 906 (I)/2023 Amendments in the Listed Companies (Code of Corporate Governance) Regulations, 2019
2023-06-20SRO 742(I)/2023 – Amendments to Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2023-06-02Circular No. 9 of 2023 – Short term rating requirements for CIS
2023-06-01Corrigendum to S.R.O. 592(I)/2023
2023-05-26Requirements Relating to Grievance Handling Mechanism for Insurers
2023-05-26Amendments to the Companies (General Provisions and Forms) Regulations, 2018
2023-05-17S.R.O. 592(I)/2023 Amendments in NBFC Regulations, 2008
2023-05-09Amendments to Foreign Companies Regulations, 2018 via S.R.O. 532 (I)/2023
2023-05-09Amendments to Companies (General Provisions and Forms) Regulations, 2018
2023-05-09S.R.O. 530 (I)/2023: Amendments to Companies (Incorporation) Regulations, 2017
2023-04-28Circular No. 06 of 2023 Centralized Digital Onboarding Mechanism for All Asset Classes
2023-04-18Draft Amendments to Companies (Incorporation) Regulations, 2017 Regarding Foreign Subscribers
2023-04-18Draft Amendments to Companies (General Provisions and Forms) Regulations, 2018 regarding Apostille Convention
2023-04-18Draft Amendments to Foreign Companies Regulations, 2018
2023-04-18SRO 435(I)/2023: Amendment to Insurance Rules, 2017 Regarding Digital Insurers
2023-04-18Circular No. 05 of 2023 – Applicability of Section 166 of Insurance Ordinance to CAR/EAR Policies
2023-04-17Amendments to the Companies (Registration Offices) Regulations, 2018
2023-04-17SRO 436(I)/2023: Amendments to Rule 34 of the Insurance Rules, 2017
2023-04-10S.R.O. 469(I)/2023 – Amendments to the Companies (Registration Offices) Regulations, 2018
2023-04-05Appointment of Auditors for SECP Regulated Entities
2023-04-05S.R.O. 412 (I)/2023 Amendment to the Central Depositories (Licensing and Operations) Regulations, 2016
2023-04-05S.R.O. 414 (I)/2023 Amendment to the Futures Exchanges (Licensing and Operations) Regulations 2017
2023-04-05S.R.O. 415 (I)/2023 Amendment to the Clearing Houses (Licensing and Operations) Regulations, 2016
2023-04-05S.R.O. 413 (I)/2023 Amendment to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2023-04-05Amendments in NBFC Regulations, 2008
2023-04-05S.R.O. 416 (I)/2023 Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2023-03-28Delegation under Clause 6(1) of the Circular No. 15 of 2022
2023-03-28S.R.O. 389 (I)/2023 - Notification for Transmission of Annual Accounts Through QR Code
2023-03-21Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016 dated March 14, 2023
2023-03-17S.R.O. 378(I)/2023: Amendments to First Schedule (Tables B, C, D and E) of the Companies Act, 2017
2023-03-13Circular No. 5 of 2023 – Requirements for NBFCs relating to digital lending
2023-02-28Collateral Management Companies Regulations 2019
2023-02-27The Companies (Postal Ballot) Regulations 2018 – Amended up to July 7, 2023
2023-02-03SRO 1827(I)/2022 – Modification of Effective Date for IFRS 9 Applicability to June 30, 2024
2023-01-31Notification S.R.O.67(I)/2023: Exemption from IFRS 9 Expected Credit Losses for Circular Debt Financial Assets
2023-01-20Master Circular for Mutual Funds, Collective Investment Schemes, and Investment Advisory Services
2023-01-19Draft Amendments to the Companies (Registration Offices) Regulations, 2018
2023-01-11Guidelines for Offering Islamic Financial Services, 2023
2023-01-10Circular No. 14 of 2022 – Government Mark-up Subsidy Scheme for Housing Finance – Inclusion of Housing Finance Companies (HFCs) as Executing Agencies
2023-01-09Procedure for Obtaining Licence by an Association Not for Profit Objects under Section 42 of the Companies Act, 2017 and its Incorporation as a Company Limited by Guarantee
2023-01-02S.R.O. 2308(I)/2022 – Addition of a Proviso in Item No. VII of the Seventh Schedule to the Companies Act, 2017
2023-01-02Consolidated Circular for Modarabas-SRO 2310 dated 28.12.2022
2022-12-28Circular No. 45 of 2022 – Requirements for NBFCs engaged in Digital Lending
2022-12-06Amendments in the Companies (Postal Ballot) Regulations, 2018
2022-12-05Draft Amendments to Securities Brokers (Licensing and Operations) Regulations, 2016
2022-12-02SRO 2134(I)/2022 – Draft amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2022-12-02SRO 2133(I)/2022 – Draft amendment to the Central Depository (Licensing & Operations) Regulations 2016
2022-12-02Asset Backed Securitization Regulations, 2022
2022-12-02Draft amendments to Clearing Houses (Licensing and Operations) Regulations, 2016
2022-12-02Draft Amendments to Futures Exchanges (Licensing and Operations) Regulations, 2017
2022-12-01SRO 2108 (I) / 2022 – Amendments to Collateral Management Companies Regulations, 2019
2022-11-30Draft Unlisted Companies (Buy-Back of Shares) Regulations, 2022
2022-11-29Global Landscape Analysis of Asset Fractionalization
2022-11-29Real Estate Investment Trust Regulations, 2022
2022-11-29Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2017
2022-11-28Circular No. 12 of 2022 – Amendment in Investment and Allocation Policies for Pension Funds Authorised under the Voluntary Pension System Rules, 2005
2022-11-08Direction under section 125 of the Securities Act, 2015 to K-Electric Limited
2022-11-02Securities Brokers (Licensing and Operations) Regulations, 2016
2022-10-24Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2022-10-21The Corporate Restructuring Companies Act, 2016 (Updated till July 07, 2022)
2022-10-18Credit Rating Companies Regulations, 2016 (Amended till September 19, 2022)
2022-10-18Order Under Section 474 of the Companies Act, 2017 in the matter of Dadabhoy Sack Limited
2022-10-18S.R.O. 1914(I)/2022 Amendments in the Securities Brokers (Licensing and Operations) Regulations 2016
2022-10-18S.R.O. 1912(I)/2022 Amendments in the Futures Brokers (Licensing and Operations) Regulations 2018
2022-10-14S.R.O. 1913 (I)/2022 Amendments in the Futures Exchanges (Licensing and Operations) Regulations 2017 dated October 14, 2022
2022-10-13Circular No. 10 of 2022 – Sales Load being charged by CIS
2022-10-12Circular No. 9 of 2022 – Regulatory Framework for Account Opening by AMCs
2022-10-06Securities Brokers (Licensing and Operations) Regulations 2016
2022-09-30Amendments in the Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2017
2022-09-30The Companies (Further Issue of Capital) Regulations, 2020 amended till September 16 2022
2022-09-27The Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003 (Updated till Sept 27, 2022)
2022-09-23Issuance of Convertible Debt Securities through Right Offer Regulations, 2022
2022-09-23Amendments to the Credit Rating Companies Regulation, 2016
2022-09-21Amendments to the Companies (Further Issue of Shares) Regulations, 2020
2022-09-19Listed Companies (Buyback of Shares) Regulations, 2019
2022-09-15Initial Public Offering Market: Overview and Regulatory Initiatives
2022-09-13The Modaraba Regulations, 2021-updated – August 15, 2022
2022-09-08SRO 1437(I)/2021: Delegation of Powers under the Companies (Maintenance and Audit of Cost Accounts) Regulations, 2020
2022-09-08SRO 1436(I)/2021 – Delegation of Powers under the Companies (Maintenance and Audit of Cost Accounts) Regulations, 2020
2022-09-06Amendments to the Listed Companies (Buy-Back of Shares) Regulations, 2019
2022-08-19S.R.O. 1547(I)/2022 – First Amendments to Modaraba Regulations, 2021
2022-08-19Conditions of Investment by Modarabas in Real Estate under Regulation 9 of the Modaraba Regulations, 2021
2022-08-18S.R.O. 1513(I)/2022 – Amendments to the Insurance Rules, 2017 (Digital-only Insurer and Micro-insurer)
2022-08-17Master Circular for Mutual Funds, Collective Investment Schemes, and Investment Advisory Services
2022-08-05S.R.O. 1014(I)/2022 – Amendments in the Unit Linked Product and Fund Rules, 2015
2022-08-05S.R.O. 1013(I)/2022 – Amendments to the Code of Corporate Governance for Insurers, 2016
2022-08-05SRO 1374(I) 2022 – Amendments to Company (Registration Offices) Regulations, 2018
2022-08-05S.R.O. 1373(I)/2022 Amendments to the Seventh Schedule to the Companies Act, 2017
2022-08-04Guidelines for Shariah-Compliant Investing on Pakistan Stock Exchange
2022-07-27Delegation of Powers (PRDD – Insurance)
2022-07-22Draft Companies Regulations, 2022
2022-07-22S.R.O. 1015(I)/2022 – Amendments in the Insurance Companies (Sound & Prudent Management) Regulations, 2012
2022-07-21Self Regulatory Organizations (Registration) Regulations, 2022
2022-07-19S.R.O. 1012(I)/2022 – Amendments to the Insurance Rules, 2017 (IFRS 16 Related)
2022-07-18S.R.O. 1010(I)/2022 – Amendments to the Credit & Suretyship (Conduct of Business) Rules, 2018
2022-07-15S.R.O. 1011(I)/2022 – Amendments in the Insurance Rules, 2017 (in Rule 12)
2022-07-07S.R.O.980(I)/2022: Amendments in the Seventh Schedule to the Companies Act, 2017
2022-07-07S.R.O. 958 (I)/2022 - Amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2022-07-07Amendments to the Central Depositories (Licensing and Operations) Regulations, 2016
2022-07-07Amendments to the Clearing House (Licensing and Operations) Regulations, 2016
2022-07-05Insurance Companies (Sound and Prudent Management) Regulations 2012 (Updated 05.07.2022)
2022-07-05Unit Linked Products and Fund Rules, 2015 (Updated July 05, 2022)
2022-06-21SRO 807(I)-2022 – Amendments to NBFC & NE Regulations, 2008 – P2P Lending
2022-06-21S.R.O. 810 (I)/2022 Amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2022-06-16SRO 809(I)/2022: Amendment to the Companies (Distribution of Dividends) Regulations, 2017
2022-06-15S.R.O. 808 (I)/2022 Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2022-06-10Circular No. 6 of 2022 - Requirements for Assessing Suitability and Risk Categorization of Collective Investment Schemes (CIS)
2022-06-09S.R.O. 765(I)/2022 – Delegation of Power (REIT Function)
2022-06-01S.R.O. 562 (I)/2022 – Amendments in AML/CFT Regulations, 2020
2022-06-01Stewardship Guidelines for Institutional Investors
2022-05-27S.R.O.602(I)/2022 Amendments in Third Schedule to the Companies Act, 2017
2022-05-10S.R.O. 568 (I)/2022: Fee for Filing of Statement of Beneficial Ownership
2022-04-30S.R.O. 561 (I)/2022 Amendment to the Futures Exchanges (Licensing and Operations) Regulations 2017
2022-04-27Draft Amendment to Rule 34 of Insurance Rules, 2017 – Qualification required of insurance agents
2022-04-25SECP FAQs on AML/CFT/PF Obligations – 5th Edition
2022-04-22S.R.O. 537(I)/2022: Amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2022-04-20Draft amendments in the Modaraba Regulations, 2021
2022-04-20The Companies (Asset Backed Securitization) Rules, 1999 (Amended April 14, 2022)
2022-04-20Amendments to the Companies (Asset Backed Securitization) Rules, 1999
2022-04-20S.R.O. 530 (I)2021 – Amendments in Companies (Incorporation) Regulations, 2017
2022-04-18S.R.O. 530 (I)2021 – Amendments in Companies (Incorporation) Regulations, 2017
2022-04-05Role of Officers of Listed Company Regarding General Meetings
2022-03-25The Clearing Houses (Licensing and Operations) Regulations 2016
2022-03-25S.R.O. 301(I)/2022 Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2022-03-25Centralized Know Your Customer (KYC) Organization Rules, 2017
2022-03-17Circular No. 5 of 2022 – Inclusion of Housing Finance Companies in Government Markup Subsidy Scheme
2022-03-03SRO 369(I)/2022 – Draft Amendments to the Insurance Companies (Sound and Prudent Management) Regulations, 2012
2022-03-03Circular 2 of 2022 – Growth Rate Scenarios for Life Insurance and Family Takaful Illustrations, 2022
2022-02-28Eligibility Requirements to Register as Trustee of Open-End or Closed-End Scheme
2022-02-25SECP Regulatory Sandbox Guidelines, 2019
2022-02-14SRO 87(I)/2022 - Delegation of Power under Private Funds Regulations, 2015
2022-02-11Circular 3 of 2022 – Framework for Fixed Rate-Return Mutual Funds
2022-02-03SRO 120(I)/2022: Delegation of Powers regarding VPS – NBFC & NE Regulations, 2008
2022-01-28Instruments or Investments in Addition to Shariah Compliant Government Securities
2022-01-20Notification: Accounting Standard on Accounting for Common Control Transactions
2022-01-12Master Circular for Insurance Sector – up to December 31, 2021
2021-12-30S.R.O. 1665(I)/2021 Amendments to Securities Brokers (Licensing and Operations) Regulations 2016
2021-12-22Exemption for RDA-Eligible Banks Distributing Units of CIS and VPS of Multiple AMCs from Securities Advisor Licensing Requirement
2021-12-21Amendments to NBFC&NE Regulations, 2008 regarding NBMFCs and Housing Standards
2021-12-21SRO 1605(I)/2021: Amendments to Non-Banking Finance Companies and Notified Entities Regulations, 2008 – Non-Bank Micro Finance Companies and Housing Finance Underwriting Standards
2021-12-17The Companies (Further Issue of Capital) Regulations 2020
2021-12-14Amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2021-12-14Circular No. 32 of 2021 – Regulatory Framework for Account Opening by AMCs
2021-12-06Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2021-12-06S.R.O.1574(I)/2021 – Amendments in the Associations with Charitable and Not for Profit Objects Regulations, 2018
2021-11-26Draft Amendments to the Companies (Registration Offices) Regulations, 2018
2021-11-23Draft Amendments to the Companies (Incorporation) Regulations, 2017
2021-11-22Amendments in the Listed Companies (Buy Back of Shares) Regulations, 2019