Securities and Exchange Commission of Pakistan

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2021-11-17Real Estate Investment Trust (REIT) Regulations-2015 (Consolidated)
2021-11-15Amendment in the Companies (Further Issue of Shares) Regulations, 2020
2021-11-15S.R.O. 1461(I)/2021 - Amendment in the Companies (Further Issue of Shares) Regulations, 2020
2021-11-15Guidelines for Special Purpose Acquisition Company (SPAC)
2021-11-08S.R.O. 1416(I)/2021 – Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018, Regulation 10(2)
2021-11-08Amendment to the Central Depositories (Licensing and Operations) Regulations, 2016
2021-11-08Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018 Regulation 10 (2)
2021-10-28SRO1396(I) 2021 - Amendments in the Non-Banking Finance Companies and Notified Entities Regulations (NBFC & NE Regulations), 2008
2021-10-28The Public Offering (Regulated Securities Activities Licensing) Regulations 2017
2021-10-13Voluntary Pension System (VPS) Rules, 2005 (Updated till October 13, 2021)
2021-10-06Draft Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2021-10-06S.R.O. 1302 (I)/2021 Amendment to the Companies (Distribution of Dividends) Regulations, 2017
2021-10-05S.R.O. 1330(I)/2021 – Registration of 5th Pillar Family Takaful Limited to Carry on Life Insurance Business
2021-10-05Public Offering Regulations, 2017 (Updated September 15, 2021)
2021-09-21Amendments to Public Offering Regulations, 2017 – Special Purpose Acquisition Company
2021-09-21S.R.O. 1214(I)/2021 Amendments to Public Offering Regulations, 2017 for Special Purpose Acquisition Companies
2021-09-20S.R.O. 1177(I)/2021 Partial Exemption from IFRS 9
2021-09-09SRO 1068(I)/2021: Amendments to the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2021-09-09SRO 1069(I) 2021 Notification of Amendments in Voluntary Pension Systems Rules (VPS Rules), 2005
2021-07-30Draft Cloud Adoption Guidelines for Incorporated Companies
2021-06-22S.R.O 800 (I)/2021 – Extension in Application of IFRS 9 on NBFCs and Modaraba for one year till June 30, 2022
2021-06-09Guidelines - Issuance of Green Bonds/Sukuks
2021-06-04Amendments in Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2017
2021-06-02Guidelines for Mutual Fund Digital Distribution Platform
2021-05-28S.R.O. 603(I)/2021 – Delegation of Powers to Commissioner (CCD)
2021-05-28SRO 604(I)/2021 – Draft amendments in the Companies (General Provisions and Forms) Regulations, 2018
2021-05-26SRO 581(I)/2021 - Amendments to NBFC & Notified Entities Regulations, 2008
2021-05-25SRO 581(I)/2021: Amendments to the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2021-05-19Guidelines for the Issuance of Gender Bonds
2021-04-30Guidelines on Ultimate Beneficial Ownership Framework for Companies and LLPs
2021-04-29SRO 527(I)/2021 – Delegation of Powers of Registrar Modaraba
2021-04-29Amendments to Futures Brokers (Licensing and Operations) Regulations, 2018 dated April 29, 2021
2021-04-29Amendments to Securities Brokers (Licensing and Operations) Regulations, 2016 dated April 29, 2021
2021-04-29Amendments to Public Offering (Regulated Securities Activities Licensing) Regulations, 2017 dated April 29, 2021
2021-04-28Notification under Section 66 of the Companies Act, 2017 (April 19, 2021)
2021-04-28S.R.O. 507(I)/2021 – Grant of Registration to Postal Life Insurance Company Limited
2021-04-21Guidelines on Issuance of Convertible Debt Securities by Public Companies
2021-04-20Delegation of powers under AML Act and AML/CFT Sanctions Rules to Commissioner SCD and Registrar Modaraba
2021-04-20Draft Amendments to Centralized Customer Protection Compensation Fund Regulations, 2017
2021-04-06SRO 449(I)/2021 – Draft Amendments to Companies (General Provisions and Forms) Regulations, 2018
2021-04-05Formation of Committee to review the Audit Regime
2021-04-02SRO 282 dated 5.3.2021 – Delegation of Powers Notification Takeover Ord 2002
2021-04-02SRO 295(I)/2021 – Delegation of Powers to Registrars of Companies under the Companies Act, 2017
2021-04-02SRO 292(I)/2021 – Delegation of Powers under the Companies (General Provisions and Forms) Regulations, 2018
2021-04-02SRO 283 dated 5.3.2021 – Delegation AMLA Sanction Rules
2021-04-02Draft Amendments to the Companies (Further Issue of Shares) Regulations, 2020
2021-04-02SRO 284(I)/2021 – The Modaraba Regulations, 2021
2021-03-31SRO 379(I)/2021: Delegation of Powers to Commissioners and Officers of the Securities Market Division
2021-03-31SRO 380(I)/2021 – Delegation of Powers to Supervision Division
2021-03-31Draft amendments to the Associations with Charitable and Not for Profit Objects Regulations 2018
2021-03-31SRO 370 dated 29.3.2021 – Draft Amendments to the NBFC Regulations 2008
2021-03-30FAQs on Sectoral Risk Assessment of Legal Person and Legal Arrangements (LPLA)
2021-03-29Draft Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2021-03-22Draft Amendments to Companies (Further Issue of Shares) Regulations, 2020
2021-03-18Directive 8 of 2021: Data Provision Requirement for the Asset Management Companies (AMCs)
2021-03-08SEC (Reinsurance Brokers) Regulations 2021
2021-03-05SRO 373(I)/2015 – Delegation of Powers to the Executive Director (Specialized Companies Division)
2021-02-26SRO 261(I)/2021 – Draft amendments to the Share Registrars and Ballotters Regulations, 2017
2021-02-23SRO 231(I)/2021 – Draft amendments to the Credit Rating Companies Regulations, 2016
2021-02-23SRO 233(I)/2021 – Draft amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2021-02-23SRO 229(I)/2021 – Draft amendments to the Companies (Distribution of Dividends) Regulations, 2017
2021-02-23SRO 232(I)/2021 – Draft amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2021-02-23SRO 230(I)/2021 – Draft amendments to the Futures Brokers (Licensing and Operations) Regulations, 2018
2021-02-18Notification Amending SRO 920(I)/2020 on Anti-Money Laundering Filing Deadlines
2021-02-04Securities and Future Advisers Regulations, 2017 (update January 15, 2021)
2021-02-03SRO 131(I)/2021 Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2021-02-03Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2021-02-01SRO 107(I)/2021: 2nd Draft Amendments to the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2021-01-30SRO 105(I)/2021 Directive on Customer Due Diligence for Occasional Transactions
2021-01-25Structuring of Debt Securities Regulations, 2020
2021-01-20Amendments to the Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2021-01-20SRO 50(I)/2020 Amendments in the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2021-01-20Amendments in the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2021-01-20SRO 49(I)/2021 Amendments to the Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2021-01-18Public Offering (Regulated Securities Activities Licensing) Regulations 2017
2021-01-11Amendment to the Central Depository (Licensing & Operations) Regulations 2016
2021-01-11S.R.O. 19(I)/2021 - Extending Timeline for Meeting the Paid Up Capital and Equity Requirements
2021-01-11S.R.O. 20 (I)/2021 Delegation of Powers of the Commission to Officers of Insurance Division
2021-01-11Amendment to the Central Depository (Licensing & Operations) Regulations 2016
2020-12-23S.R.O. 1384(I)/2020 Amendments in Debt Securities Trustees Regulations, 2017
2020-12-23S.R.O. 1383(I)/2020 Amendments in the Public Offering Regulations, 2017
2020-12-23Public Offering Regulations 2017
2020-12-23S.R.O. 1385(I)/2020 Amendment in Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2020-12-23S.R.O. 1282(I)/2020: Draft Amendments to the Associations with Charitable and Not for Profit Objects Regulations, 2018
2020-12-23S.R.O. 1386(I)/2020 Delegation of Powers under the Insurance Ordinance, 2000 to Executive Director Adj-II(1)
2020-12-22S.R.O.1354(I)/2020 Delegation of powers to Director (BCD)
2020-12-21S.R.O. 1387(I)/2020: Delegation of Registrar Modaraba Powers to Joint Director, Supervision and Enforcement Department, Specialized Companies Division
2020-12-16S.R.O.1355(I)/2020 Delegation of Powers to Head of Adjudication Department-I
2020-12-14Companies (Maintenance and Audit of Cost Accounts) Regulations 2020
2020-12-14Companies (Maintenance and Audit of Cost Accounts) Regulations 2020
2020-12-03Corporate Insurance Agents Regulations 2020
2020-12-03FAQs on Ultimate Beneficial Ownership (Revised November 2020)
2020-11-26S.R.O. 1271(I)/2020 – Amendments to Clearing Houses (Licensing & Operations) Regulations, 2016
2020-11-26S.R.O. 1270(I)/2020 - Amendments to Central Depositories (Licensing & Operations) Regulations, 2016
2020-11-26S.R.O.1269(I)/2020 – Amendments to Securities Exchanges (Licensing & Operations) Regulations, 2016
2020-11-24S.R.O. 1263(I)/2020 - Amendments to Companies (Distribution of Dividends) Regulations, 2017
2020-11-24SRO 1252(I)/2020 Clearing Houses (Licensing & Operations)
2020-11-19Draft Amendments to Public Offering Regulations 2017
2020-11-19Securities Brokers Licensing Regulations 2016
2020-11-18Draft Amendments to the Debt Securities Trustees Regulations, 2017
2020-11-17Draft Amendment to the Central Depository (Licensing & Operations) Regulations 2016
2020-11-11S.R.O. 1208(I)/2020: Persons to Whom Redeemable Capital May Be Issued Under Section 66 of the Companies Act, 2017
2020-11-10SRO 1204(I)/2020 – Partial Modification of SRO 1545(I)/2019 and SRO 1546(I)/2019
2020-11-06Draft amendments to the Clearing Houses (Licensing and Operations) Regulations, 2016
2020-11-06SRO 1201 (I)/2020 – Draft amendments to Securities Exchanges (Licensing and Operations) Regulations, 2016
2020-11-06SRO 1202 (I)/2020 – Draft amendments to Central Depositories (Licensing and Operations) Regulations, 2016
2020-11-03SRO 1176(I)/2020 Delegation of Registrar LLP
2020-11-02SRO 1170(I)/2020 Delegation of Powers to Executive Director (PLAD) under the Companies Act, 2017
2020-11-02SRO 1159(I)/2020 Notification: Delegation of Powers to Joint Director, Supervision and Enforcement Department
2020-10-21SRO 1085(I)/2020 Draft Amendments to the Code of Corporate Governance for Insurers, 2016
2020-09-30SRO 933(I)/2020 Notification to Replace the SRO 1525
2020-09-29Amendments to the Collateral Management Companies Regulations, 2019
2020-09-29SRO 915(I)/2020 Amendments to the Collateral Management Companies Regulations, 2019
2020-09-28SRO 920(I)/2020 Directive on Targeted Financial Sanctions Obligations and Reporting for SECP-Regulated Entities
2020-09-28Amendments to the Companies (General Provisions and Forms) Regulations, 2018
2020-09-28SRO 928(I)/2020 Amendments to the Companies (General Provisions and Forms) Regulations, 2018
2020-09-28Amendments to the Limited Liability Partnership Regulations, 2018
2020-09-28Oversight Regulations for Self-Regulatory Bodies of Accountants, 2020
2020-09-28Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2020
2020-09-28SRO 927 (I)/2020 Amendments to the Companies (Incorporation) Regulations, 2017
2020-09-28Amendments to the Companies (Incorporation) Regulations, 2017
2020-09-28SRO 925(I)/2020 Amendments to the Limited Liability Partnership Regulations, 2018
2020-09-28Amendments to the Foreign Companies Regulations, 2018
2020-09-28SRO 926(I)/2020 Amendments to the Foreign Companies Regulations, 2018
2020-09-28Securities and Exchange Commission of Pakistan (AML/CFT) Regulations, 2020
2020-09-28Oversight Regulations for Self-Regulatory Bodies of Accountants, 2020
2020-09-23Professional Clearing Members Regulations, 2020
2020-09-22SRO 904(I)/2020: Delegation of Power to Approve Panel of Lawyers under REIT Regulations, 2015
2020-09-22SRO 903 (I)/2020 Financial Resource Requirement
2020-09-21Draft Companies (Audit of Cost Accounts) Regulations, 2020
2020-09-18SRO 890(I)/2020: Powers of the Commission delegated to Commissioner (Securities Market Division)
2020-09-14Draft Amendments to Foreign Companies Regulations, 2018
2020-09-14Draft amendments to Limited Liability Partnership Regulations, 2018
2020-09-14SRO 867(I)/2020 Draft Amendments to Companies (General Provisions and Forms) Regulations, 2018
2020-09-14SRO 865(I)/2020 Draft amendments to Companies (Incorporation) Regulations, 2017
2020-09-11S.R.O. 884(I)/2020 Delegation of Powers to Commissioner and Executive Director, Specialized Companies Division, for Securities and Futures Advisers
2020-09-09SRO 881(I)/2020 Directive – Red Flags on Associates of Proscribed Individuals
2020-09-09Directive – Red Flags on Associates of Proscribed Individuals
2020-09-07Public Offering Regulations, 2017
2020-09-07SRO 819(I)/2020 Amendments in the Public Offering Regulations, 2017
2020-09-07Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2020-09-02Non-Banking Finance Companies and Notified Entities Regulations, 2008
2020-08-27SRO 795(I)/2020 Directive for Prohibited Dealing in Virtual Currencies/Tokens
2020-08-27Directive – Prohibited Dealing in Virtual Currencies/Tokens
2020-08-26SRO 794(I)/2020: Registration of Postal Life Insurance Company Limited
2020-08-26Companies (Amendment) Act, 2020
2020-08-24Private Funds Regulations 2015 (updated as of July 08 2020)
2020-08-17SRO 744(I)/2020 Delegation of Powers to Insurance Division Officials
2020-08-10Draft Amendments to the Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2020-07-27SRO 647 Draft Amendments to the Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2020-07-09SRO 614(I)/2020 Alteration in the Third Schedule to the Companies Act, 2017
2020-07-09SRO 613 (I)/2020 Amendments in the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2020-07-09Alteration in the Third Schedule to the Companies Act, 2017
2020-07-07Corporate Restructuring Companies (Amendment) Ordinance, 2020
2020-07-01Credit Rating Companies Regulations 2016
2020-06-30Credit Rating Companies (Amendment) Regulations, 2020
2020-06-30Draft Amendments to the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2020-06-17SRO 553(I)/2020 – Revocation of Registration of Excel Insurance Company Limited
2020-06-15S.R.O. 550(I)/2020 Amendments to the Insurance Rules, 2017
2020-06-15SRO 545(I)/2020 Amendments in the Private Funds Regulations, 2015
2020-06-11SRO 549(I)/2020 – Amendments to Central Depositories (Licensing and Operations) Regulations, 2016
2020-06-11SRO 548(I)/2020 – Amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2020-06-11SRO 547(I)/2020 – Amendments to Futures Exchanges (Licensing and Operations) Regulations, 2017
2020-06-11SRO 546(I)/2020 – Amendments to Clearing Houses (Licensing and Operations) Regulations, 2016
2020-06-10Draft amendments to Shariah Governance Regulations, 2018
2020-05-20Draft amendments to Public Offering Regulations 2017
2020-05-20Draft amendments to Public Offering (Regulated Securities Activities) Regulations 2017
2020-05-20Draft Amendments to the Credit Rating Companies Regulation, 2016
2020-05-14SRO 441 (I)/2020 – Amendments to the Companies Distribution of Dividends Regulations
2020-05-12SECP Guidance on Risk Based Approach to AML/CFT during COVID-19 pandemic
2020-05-11SRO 414 (I)/2020 – Relief to companies entities IAS 39
2020-04-30SRO 346 (I)/2020 – Withdrawal of SRO 924(I)/2015 – Jamapunji
2020-04-30Secured Transactions Registry Regulations, 2020
2020-04-30SRO 349 (I)/2020 – Operationalization of Secured Transactions Registry
2020-04-28SECP Guidelines for Cooperation and Assistance to Foreign Regulatory Authorities (Revised as on 24th April 2020)
2020-04-28Draft Corporate Insurance Agents Regulations 2020
2020-04-28SRO 345 (I)/2020 – Draft of amendments to the Credit and Suretyship (Conduct of Business) Rules, 2018
2020-04-27SRO 342 (I)/2020 – Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2020-04-14Draft Amendments to the Companies (Distribution of Dividend) Regulations, 2017
2020-04-13SRO 303 (I)/2020 – Amendment to SRO 1196(I)/2019
2020-04-09Guidelines for Performance Evaluation of Board of Directors, CEOs and CROs
2020-04-07Draft Amendments to Central Depositories (Licensing and Operations) Regulations, 2016
2020-04-07Draft Amendments to Clearing Houses (Licensing and Operations) Regulations, 2016
2020-04-07Draft Amendments to Securities Exchanges (Licensing and Operations) Regulations, 2016
2020-04-06Relief from requirements contained in IFRS 9
2020-04-06SRO 277 (I)/2020 – Amendments in the Code of Corporate Governance for Insurers
2020-04-02SRO 275 (I)/2020 – Draft amendments in the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2020-03-31SRO 272 (I)/2020 – Amendments in the Private Funds Regulations, 2015
2020-03-31SRO 271 (I)/2020 – Amendments Schedule II of REIT Regulations, 2015
2020-03-31SRO 279 (I)/2020 – Amendments in the NBFCs and Notified Entities Regulations, 2008
2020-03-31SRO 270(I)/2020 – Amendments in Schedule II of NBFCs and Notified Entities Regulations, 2008
2020-03-30Draft amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2020-03-30SRO 273(I)/2020 – Change in the Effective Date of IFRS-9
2020-03-30SRO 269(I)/2020 Notification Auditors (Reporting Obligations) Regulations 2018
2020-03-18The Companies (Further Issue of Shares) Regulations, 2020
2020-03-18The Companies (Further Issue of Shares) Regulations, 2020
2020-03-18Simplified Submission Requirements for Life Insurance Products
2020-03-18Directive under section 12 of Securities Act 2015
2020-03-16SEC Guidelines on Cybersecurity Framework for the Insurance Sector, 2020
2020-03-09Draft Amendments to the Real Estate Investment Trust Regulations, 2015