Securities and Exchange Commission of Pakistan

1,291 documents, newest first — showing 601–800.

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2020-03-04SRO 141 (I)/2020 Draft amendments in the Auditors (Reporting Obligations) Regulations, 2018
2020-03-04SRO 145 (I)/2020 Amendments to Associations with Charitable and Not for Profit Objects Regulations, 2018
2020-02-25SRO 131 (I)/2019 Notification for deferment of IFRS-9 for Modarabas
2020-02-25SRO 125 (I)/2020 Notification Real Estate Investment Trust Regulations, 2015
2020-02-25SRO 116 (I)/2020 draft amendments in the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2020-02-25SRO 126 (I)/2020 Notification under Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2020-02-20SRO 124 (I)/2020 draft amendments in the Public Sector Companies (Corporate Governance) Rules, 2013
2020-02-18Draft Amendments to REITs Regulations 2015
2020-02-18SRO 117 (I)/2020 Draft Amendments to Private Funds Regulations 2015
2020-02-10SRO 81 (I)/2020 draft amendments to Foreign Companies Regulations, 2018
2020-02-10Draft amendments to the Companies (Incorporation) Regulations, 2017
2020-02-10Draft Amendments to Companies (General Provisions and Forms) Regulations, 2018
2020-02-10SRO 84 (I)/2020 draft amendments in the Modaraba Companies and Modaraba Rules, 1981
2020-02-10Draft Amendments to the Limited Liability Partnership Regulations, 2018
2020-02-03Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2020-02-03SRO 75 (I)/2020 Amendments to the Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2020-02-03SRO 76 (I)/2020 Amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2020-02-03Listed Companies (Buy-Back of Shares) Regulations, 2019
2020-01-31Amended Fourth and Fifth Schedule to the Companies Act, 2017
2020-01-28SRO 54 (I)/2020 amendments in the Listed Companies (Buy-Back of Shares) Regulations, 2019
2020-01-28Draft Amendments to Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
2020-01-27SRO 48 (I)/2020 Draft amendment to Associations with Charitable and Not for Profit Objects Regulations, 2018
2020-01-27SECP Notification SRO 49(I)/2020: Prohibition on Assistance to UNSC Sanctioned Entities
2020-01-25Financial Institutions (Secured Transactions Registry) Rules, 2019
2020-01-20Draft Companies (Further Issue of Shares) Regulations, 2020
2020-01-10Draft amendments to the Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2020-01-10Draft amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2020-01-10Draft Amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-12-31Draft Amendments to the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2019-12-27Amendments in the Public Offering Regulations, 2017
2019-12-27SRO 1619 (I)/2019 Amendments in the Public Offering Regulations, 2017
2019-12-19S.R.O. 1566 (I)/2019 Minimum Amount of Paid up Capital
2019-11-27SRO 1480 (I)/2019 Notification of International Financial Reporting Standard (IFRS) 14
2019-11-20General Takaful Accounting Regulations, 2019
2019-11-20General Takaful Accounting Regulations, 2019
2019-11-19Corporate Rehabilitation Regulations, 2019
2019-11-19Draft Modaraba Regulations, 2019
2019-11-19Corporate Rehabilitation Regulations, 2019
2019-11-15Futures Brokers (Licensing and Operations) Regulations, 2018
2019-11-12Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2019-11-12SRO 1332(I)/2019 Notification International Financial Reporting Standard – Financial Instruments (IFRS 9)
2019-11-12Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2019-11-12Panel of Provisional Managers and Official Liquidators Regulations, 2019
2019-11-12Panel of Provisional Managers and Official Liquidators Regulations, 2019
2019-11-04Amendments to the Clearing Houses (Licensing and Operations) Regulations, 2016
2019-11-04Amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2019-11-04SRO 1303 (I)/2019 Amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2019-11-04SRO 1304 (I)/2019 Amendments to the Central Depositories (Licensing and Operations) Regulations, 2016
2019-11-04Corporate Restructuring Companies Rules, 2019
2019-11-04Amendments to the Central Depositories (Licensing and Operations) Regulations, 2016
2019-11-04Amendments to the Clearing Houses (Licensing and Operations) Regulations, 2016
2019-11-04Corporate Restructuring Companies Rules, 2019
2019-11-01SRO 1286 (I)/2019 Amendments in the Public Offering Regulations, 2017
2019-11-01Amendments in the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-11-01Amendments in the Debt Securities Trustees Regulations, 2017
2019-11-01Amendments in the Share Registrars and Ballotters Regulations, 2017
2019-11-01SRO 1285 (I)/2019 Amendments in the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-11-01SRO 1284 (I)/2019 Amendments in the Share Registrars and Ballotters Regulations, 2017
2019-11-01SRO 1283 (I)/2019 Amendments in the Debt Securities Trustees Regulations, 2017
2019-11-01Amendments to the Public Offering Regulations, 2017
2019-10-23Amendments to the Futures Brokers (Licensing and Operations) Regulations, 2018
2019-10-23Amendments to the Futures Brokers (Licensing and Operations) Regulations, 2018
2019-10-22SRO 1233 (I)/2019 Amendments in the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2019-10-22SRO 1226 (I)/2019 Notification for Reduction of Fee
2019-10-22Draft Amendment to the Insurance Rules, 2017
2019-10-17Amendments to the Credit Rating Companies Regulation, 2016
2019-10-17SRO 1223 (I)/2019 Amendments to the Credit Rating Companies Regulation, 2016
2019-10-17Credit Rating Companies Regulations, 2016
2019-10-10Draft amendments in the Private Funds Regulations, 2015
2019-10-10Draft Amendments to the Public Offering Regulations, 2017
2019-10-08SRO 1197 (I)/2019 Amendments to the Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-10-08SRO 1196 (I)/2019 Notification of placement of information on website of public companies
2019-10-08SRO 1195 (I)/2019 Amendment in the Third Schedule to the Companies Act, 2017
2019-10-08SRO 1194 (I)/2019 Amendments in the Companies (Further Issue of Shares) Regulations, 2018
2019-09-30Listed Companies (Code of Corporate Governance) Regulations, 2019
2019-09-30Listed Companies (Code of Corporate Governance) Regulations, 2019
2019-09-30SRO 1158 (I)/2019 Notification of Japan Credit Rating Company
2019-09-30Draft amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2019-09-24SRO 1126(I)/2019 Notification Finance Division
2019-09-23Draft amendments to the Futures Brokers (Licensing and Operations) Regulations, 2017
2019-09-23Draft amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2019-09-23Draft Amendments to the Clearing Houses (Licensing and Operations) Regulations, 2016
2019-09-23Delegation of Power- Further Issue of Capital
2019-09-23Draft amendments to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2019-09-16Companies (Submission of Information regarding Income Tax Return) General Order, 2019
2019-09-11SRO 998 (I)/2019 draft amendment to the Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-09-03SRO 986 (I)/2019 Notification IFRS-16
2019-09-03SRO 985 (I)/2019 Notification IFRS 9
2019-09-03SRO 965 (I)/2019 Delegation of powers to Kashif Ghani
2019-09-03SRO 964 (I)/2019 Draft amendments to the Companies (Further Issue of Shares) Regulations, 2018
2019-08-27SRO 961 (I)/2019 Notification-4th 5th schedule applicability date
2019-08-22Draft Public Sector Companies (Appointment of Chief Executive) Regulations, 2019
2019-08-19Directive for Disclosure about the Complaint Resolution Forums
2019-08-17Listed Companies (Buy-Back of Shares) Regulations, 2019
2019-08-17Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-08-17Listed Companies (Buy-Back of Shares) Regulations, 2019
2019-08-17Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-08-09Amendments to Non-Banking Finance Companies and Notified Entities Regulations, 2008
2019-08-09Real Estate Investment Trust Regulations, 2015
2019-08-05SRO 900 (I)/2019 - Notification of Delegation of Powers, NBFC Regulations 2008
2019-08-05Notification of Delegation of powers,VPS Rules 2005
2019-08-02Collateral Management Companies Regulations, 2019
2019-08-02Collateral Management Companies Regulations, 2019
2019-07-30Draft Amendments to the Public Offering Regulations, 2017
2019-07-30SRO 888 (I)/2019 - Notification of alterations in the fourth and fifth schedules of the Companies Act, 2017
2019-07-30Draft Amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-07-30Notification of Draft Amendments to the Credit Rating Companies Regulations, 2016
2019-07-30SRO 748 (I)/2019 - Notification of Draft amendments to the Debt Securities Trustees Regulations, 2017
2019-07-30Delegation of Securities and Exchange Commission of Pakistan Powers to Corporate Supervision Department Officials
2019-07-30Alterations in the Fourth and Fifth Schedules of the Companies Act, 2017
2019-07-30Draft Amendments to the Share Registrars and Ballotters Regulations, 2017
2019-07-26Amendments in Listed Companies (Buy Back of Shares) Regulations, 2019
2019-07-26Amendments to Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-07-25Notification of Amendments in Listed Companies (Buy Back of Shares) Regulations, 2019
2019-07-25SRO 856(I)/2019 - Notification of Amendments to Employees Contributory Funds (Inv. in Listed Securities) Regulations, 2018
2019-07-17Seventh Schedule to the Companies Act, 2017
2019-07-17Amendments to the Group Companies Registration Regulations, 2008
2019-07-17Notification of Amendments to the Group Companies Registration Regulations, 2008
2019-07-11SRO 756 (I)/2019 - Notification of Fee reduction by Policy Board -CCD
2019-07-11Draft Amendments to the Shariah Governance Regulations, 2018
2019-07-05SRO720 (I)/2019-Notification Deletion of sub-para (iv) of Directive- For Life Insurance Only-LRRD
2019-07-05SRO 722 (I)/2019 Draft amendment to the Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2019-07-05SRO 719 (I)/2019 - Notification on Delegation of Powers 118 and 130 to Insurance Division
2019-07-05Draft Corporate Rehabilitation Regulations, 2019
2019-07-03Draft Collateral Management Companies Regulations, 2019
2019-07-03Amendments in the Public Sector Companies (Corporate Governance) Rules, 2013
2019-07-03Securities and Exchange Commission of Pakistan Notification SRO 716 (I)/2019
2019-07-03Securities and Exchange Commission of Pakistan (Search and Seizure) Rules, 2019
2019-07-03Draft Amendments to Non-Banking Finance Companies and Notified Entities Regulations, 2008
2019-07-03Amendments to the Public Sector Companies (Corporate Governance) Rules, 2013
2019-07-03Securities and Exchange Commission of Pakistan (Search and Seizure) Rules, 2019
2019-07-01Directive No. 9 of 2019: Front-end Load (Sales Charge) under the Voluntary Pension System Rules, 2005
2019-07-01SRO 685 (I)/2019 - Notification- Reduction in Annual Fee applicable on Mutual Funds in line with the directions of the Policy Board
2019-06-27SRO 658 (I)/2019-Notification of Draft Amendment to Listed Companies (Buy-back of shares) Regulations, 2019
2019-06-24Draft Amendments to the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2019-06-13Draft Panel of Provisional Managers and Official Liquidators Regulations, 2019
2019-05-31Draft Amendments to Securities Exchange (Licensing and Operations) Regulations, 2016 Fit and Proper Criteria
2019-05-31Securities Brokers (Licensing and Operations) Regulations 2016
2019-05-31SRO 590 (I)/2019 - Notification of Draft amendments to Group Companies Registration Regulations, 2008
2019-05-31SRO 592 (I)/2019-Notification of Amendments to Securities Brokers Regulations
2019-05-24Companies (further issue of shares) Regulations 2018
2019-05-23SRO 573 (I)/2019 - Notification of Amendment to Companies (Further Issue of Shares) Regulations, 2018
2019-05-23Listed Companies (Buy-Back of Shares) Regulations, 2019
2019-05-23Listed Companies (Buyback of shares) Regulations, 2019
2019-04-26Amendments to the Employees Contributory Funds Regulations, 2018
2019-04-26Amendments to the Employees Contributory Funds Regulations, 2018
2019-04-26Draft Amendments to NBFC Regulations, 2008
2019-04-24Draft Listed Companies (Code of Corporate Governance) Regulations, 2019
2019-04-24Draft Listed Companies (Buy-Back of Shares) Regulations, 2019
2019-04-24SRO 484 (I) 2019 - Notification for Draft Amendment in Companies (further issue of shares) Regulations, 2018
2019-04-16Associations with Charitable and Not for Profit Objects Regulations, 2018
2019-04-12FAQs on Anti-Money Laundering and Combating Financing of Terrorism (Second Version)
2019-04-12FAQs on Anti-Money Laundering and Combating Financing of Terrorism (1st Version)
2019-04-11SRO 437 (I)/2019 amendments in Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2019-04-11Amendments in Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2019-04-02Withdrawal of S.R.O. No. 214(I)/2019 by Registrar Modaraba
2019-03-15Draft amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2019-02-26Directive on Anti Money Laundering Reporting Requirements for Regulated Persons
2019-02-19SRO 236(I)/2019 - Notification to Delegation of power for Adjudication
2019-02-15SRO 229 (I)/2019: Modification of IFRS 9 Effective Date
2019-02-12SRO 193 Appellate Bench Reconstitution
2019-02-12SRO 214 (I)/2019 - Notification to Delegation of powers
2019-01-23Companies (Incorporation) Regulations, 2017 as amended upto April 17, 2018
2019-01-17SRO 46 (I)/2019-Notification for delegation of powers of PSC
2019-01-10Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2019-01-09SRO 31 (I)/2019 - Notification on SEC Directive on Cyber Security Framework for Insurance Sector 2019 (Draft)
2019-01-09SEC Directive on Cyber Security Framework for Insurance Sector 2019 (Draft)
2019-01-03Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
2018-12-28Amendments of Public Offering Regulations, 2017
2018-12-27Delegation of Powers to HOD (LRAD)
2018-12-26SRO 1570(I)/2018 Notification to Overseas Pakistani Foundation to maintain data bank
2018-12-26SRO 1569 Notification to Amendments of Public Offering Regulations, 2017
2018-12-21Notification on Additional Fit and Proper Criteria for Sponsors and Beneficial Owners in Insurance Sector
2018-12-21Directive on Additional Fit and Proper Criteria for Sponsors, Beneficial Owners and Insurance Intermediaries
2018-12-21Delegation of Power-Companies (further issue of shares) Regulations, 2018
2018-12-21SRO 1524 (I)/2018 – Notification to Delegation of Power-Companies (further issue of shares) Regulations, 2018
2018-12-21SRO 1539(I)/2018 Notification to Delegation of Powers to HOD (LRAD)
2018-12-18Amendments to Intermediaries Regulations, 2017
2018-12-11SRO 1478 (I)/2018 Notification to Amendments to Futures Brokers Regulations, 2018
2018-12-11SRO 1480 (I)/2018 Notification regarding Designated Registrars
2018-12-11SRO 1479(I)/2018 Notification for CROs
2018-12-10Amendments to Listed CCG Regulations, 2017
2018-12-10SRO 1476 (I)/2018 Notification of Amendments to the 7th Schedule Companies Act, 2017
2018-12-05SRO 1473 (I)/2018 - Amendments to Real Estate Investment Trust Regulations 2015
2018-12-05Amendments to the Real Estate Investment Trust Regulations 2015
2018-12-03Draft Amendments to the Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2018-12-03Notification of NRSP Agriculture Processing Company Limited as a Financial Services Company
2018-11-23Securities Brokers (Licensing and Operations) Regulations 2016
2018-11-19SRO 1404 (I)/2018 Islamic International Rating Agency
2018-11-15Companies (Further Issue of Shares) Regulations, 2018
2018-11-15Companies (Further Issue of Shares) Regulations, 2018
2018-11-07Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2018-11-07SRO 1356 (I)/2018 amendments to Securities Brokers (Licensing and Operations) Regulations, 2016
2018-11-06SRO 1349 (I)/2018 draft amendments to the Futures Brokers (Licensing and Operations) Regulations, 2018
2018-11-06SRO 1347 (I)/2018 Delegation of Power Notification
2018-11-06SRO 1348 (I)/2018 amendments in the Non-Banking Finance Companies and Notified Entities Regulations, 2008
2018-11-06SRO 1353 (I)/2018 draft amendments to the Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2018-11-05Draft Amendments to Listed Companies Code of Corporate Governance Regulations 2017
2018-11-05Shariah Governance Regulations, 2018
2018-11-05Shariah Governance Regulations, 2018