Securities and Exchange Commission of Pakistan

1,291 documents, newest first — showing 801–1,000.

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2018-10-25SRO 1300 (I)/2018 – Notification under section 66 of the Companies Act, 2017 – Issue of securities and redeemable capital not based on interest
2018-10-18Draft Amendments to the Listed Companies (Buy-back of Shares) Regulations, 2016
2018-10-11SRO 1261 (I)/2018 - Notification for LLP Amendments
2018-10-08Foreign Companies Regulations, 2018
2018-10-08Companies (General Provisions and Forms) Regulations, 2018
2018-10-08Companies (General Provisions and Forms) Regulations, 2018
2018-10-08Foreign Companies Regulations, 2018
2018-10-04SRO 1196 (I)/2018 - Notification to Draft amendments (FAFT) to the NBFC Regulations
2018-10-04Directive on Additional AML Fit and Proper Criteria for Insurers and Intermediaries
2018-10-04SRO 1201 (I)/2018 - Notification Directive - Additional AML Fit and Proper Criteria for Insurers and Intermediaries
2018-10-03SRO 1195 (I)/2018 - Notification for Delegation of Powers to Executive Director/Head of Department (CCD)
2018-10-03Companies (Related Party Transactions and Maintenance of Related Records) Regulations, 2018
2018-10-03Companies (Related Party Transactions and Maintenance of Related Records) Regulations, 2018
2018-10-02SRO 1170 (I)/2018 - Final Notifications Amendments to AML Regulations, 2018
2018-10-02Final Amendments to AML Regulations, 2018
2018-09-26Futures Brokers (Licensing and Operations) Regulations, 2018
2018-09-11Draft Amendment to Securities Brokers (Licensing and Operations) Regulations, 2016 on Beneficial Ownership
2018-09-10Draft Amendments to the Limited Liability Partnership Regulations, 2018
2018-09-07Third, Fourth and Fifth Schedules to the Companies Act, 2017
2018-09-06SRO 1092 (I)/2018 - Amendment in Third Schedule to the Companies Act, 2017
2018-09-04AML/CFT Guidelines for Non Profit Organizations (NPOs) 2018 (Revised Version)
2018-09-04Draft Amendments to the Limited Liability Partnership Regulations, 2018
2018-09-03SRO 1079 (I)/2018 - Notification for Draft Amendments in Intermediaries (Registration) Regulations, 2017
2018-09-03Draft Amendments to the Securities and Exchange Commission of Pakistan (AML and CFT) Regulations 2018
2018-08-31Central Depositories (Licensing and Operations) Regulations, 2016
2018-08-31Central Depositories (Licensing and Operations) Regulations, 2016
2018-08-31Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
2018-08-20Modaraba Companies and Modaraba (Floatation and Control) Ordinance, 1980
2018-08-10S.R.O. 995 (I)/2018 – Amendments to Real Estate Investment Trust Regulations, 2015
2018-08-10S. R. O. 994 (I)/2018 – Amendments in Central Depository (Licensing & Operations) Regulations 2016
2018-08-09Draft General Takaful Accounting Regulations 2018
2018-07-16SRO 882 (I)/2018 – Notification of Draft amendment for eliciting public opinion
2018-07-05Draft amendments to Central Depository (Licensing & Operations) Regulations 2016
2018-06-20Draft Companies (Further Issue of Shares) Regulations, 2018
2018-06-20SRO 766(I)/2018-Notification to the amendment to 7th schedule- relaxation fee CCG
2018-06-20Draft Companies (Related Party Transactions and Maintenance of Related Records) Regulations, 2018
2018-06-14SRO 771(I)/2018 Notification to Mutual Funds VPS
2018-06-13Draft Companies (General Provisions and Forms) Regulations, 2018
2018-06-13Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 2018
2018-06-11Associations with Charitable and Not for Profit Objects Regulations, 2018
2018-06-11Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2018-06-11SRO 732(I)/2018 - Notification in the TABLE F
2018-06-11Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2018-06-08Directive No. 7 of 2018: Front-end Fee (Sales Charge) Under the Voluntary Pension System Rules, 2005
2018-06-05Credit and Suretyship (Conduct of Business) Rules, 2018
2018-06-05Credit and Suretyship (Conduct of Business) Rules, 2018
2018-05-30Amendments in Insurance Rules, 2017
2018-05-30SRO 658(I)/2018 - Notification of Amendment in Insurance Rules, 2017
2018-05-28SRO 656(I)/2018 – Notification to LLP Registration Offices-PLAD
2018-05-28SRO 655 (I)/2018 Notification to Limited Liability Partnership Registrars-PLAD
2018-05-18Revocation of Registration of Capital Insurance Company Limited
2018-05-14Limited Liability Partnership Regulations, 2018
2018-05-14Draft Futures Brokers (Licensing and Operations) Regulations, 2018
2018-05-14Limited Liability Partnership Regulations, 2018
2018-05-09The Companies (Distribution of Dividend) Regulations, 2017
2018-05-02The Companies (Manner and Selection of Independent Directors) Regulations, 2018
2018-04-30Auditors (Reporting Obligations) Regulations, 2018
2018-04-30Securities and Exchange Commission of Pakistan Draft AML-CFT Regulations 2018
2018-04-30SRO 559 (I)/2018 - Notification for withdrawal of Companies (Compliance with Licensing Condition) General Order 2016
2018-04-26Auditors (Reporting Obligations) Regulations, 2018
2018-04-26Companies (Manner and Selection of Independent Directors) Regulations, 2018
2018-04-25SRO 519(I)/2018 – Notification to Clearing Houses (Licensing and Operations) Regulations 2016 – Futures Act 2016
2018-04-25Clearing Houses (Licensing and Operations) Regulations 2016 Amendment Notification
2018-04-18Amendments to the Companies (Incorporation) Regulations, 2017
2018-04-18Amendments to the Companies (Incorporation) Regulations, 2017
2018-04-10Draft Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2018-04-10Notification of Draft Shariah Standards 21
2018-04-10Notification of International Financial Reporting Standard (IFRS) 16
2018-04-04SRO 423 (I)/2018-Notification of Disclosures in Statement of material facts section 134(3) of the CA
2018-04-04SRO 421 (I)/2018 - Notification under Section 243-Unclaimed Dividends
2018-03-26Draft Limited Liability Partnership Regulations, 2018
2018-03-16Corporate Rehabilitation Act 2018
2018-03-16Notification to Notify Definition of Public Interest Company Under SECP Act
2018-03-16Draft Companies (Manner and Selection of Independent Directors) Regulations, 2018
2018-03-02Draft Amendments to the Companies (Incorporation) Regulations, 2017
2018-03-02Draft Shariah Governance Regulations, 2018
2018-02-23Securities and Futures Advisers (Licensing and Operations) Regulations 2017
2018-02-22Companies (Postal Ballot) Regulations, 2018
2018-02-22SRO 253 (I)/2018 Notification to amendment to Securities and Futures Advisers (Licensing and Operations) Regulations
2018-02-22Companies (Postal Ballot) Regulations, 2018
2018-02-16Draft Amendment to the Companies (Distribution of Dividends) Regulations, 2017
2018-02-16Adoption of AAOIFI Shariah Standards No. 17, 18, and 23
2018-02-13SRO 228 (I)/2018 – Notification to Amendment in 7th Schedule
2018-02-13Companies (Mediation and Conciliation) Regulations, 2018
2018-02-06Public Offering Regulations 2017
2018-02-02Additional FAQs for Listed Companies (Code of Corporate Governance) Regulations, 2017
2018-01-30Amendments to the Securities Brokers (Licensing and Operations) Regulations, 2016
2018-01-30Draft amendments to the Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2018-01-30Securities Brokers (Licensing and Operations) Regulations 2016
2018-01-29Public Sector Companies (Corporate Governance Compliance) Guidelines 2018
2018-01-26Companies (Registration Offices) Regulations, 2018
2018-01-26SRO 73(I)/2018 Notification to PICG authorizing under section 166
2018-01-26Companies (Registration Offices) Regulations, 2018
2018-01-26SRO 75(I)/2018 – Notification under section 183 – notifying lease limits
2018-01-19SRO37(I)/2018 Notification to IGI General Insurance Limited
2018-01-17Draft Employees Contributory Funds (Investment in Listed Securities) Regulations, 2018
2018-01-17SRO 33 (I)/ 2018 – Direction to companies UNSC Resolution compliance AML (Jan 2018)
2018-01-17Draft Corporate Restructuring Companies Rules 2018
2018-01-15SRO 31(I)/2018 – Compliance of UNSC Resolution on AML
2018-01-12Amendments to the Intermediaries (Registration) Regulations
2018-01-12SRO 28 (I)/2018 - Notification for amendments to the Intermediaries (Registration) Regulations
2018-01-05Amendments to Public Offering Regulations 2017
2018-01-05Draft Amendment to Securities Exchanges (Licensing and Operations) Regulations, 2016
2018-01-01Draft Companies (Postal Ballot) Regulations, 2017
2018-01-01SRO 1(I)/2018 Direction to Companies regarding Compliance of UNSC Resolution on AML
2018-01-01Extension of Submission Date for Statement of Unclaimed or Unpaid Amounts
2017-12-26Draft Companies (Registration Offices) Regulations, 2017
2017-12-22Amendments to Stock Exchange (Corporatisation, Demutualization and Integration) Regulations, 2012
2017-12-22SRO 1279 (I)/2017 Amendment to NBFC Regulations
2017-12-18Draft Securities (Leverage Markets and Pledging) Rules, 2017
2017-12-18Notification of Pakistan Mercantile Exchange Limited as a Clearing House
2017-12-13Draft Amendments to Intermediaries (Registration) Regulations, 2017
2017-12-13Voluntary Pension System Rules, 2005
2017-12-12SRO 1247(I)/2017 Notification amendments in Stock Exchange Regulations
2017-12-07Companies (Investment in Associated Companies or Associated Undertakings) Regulations, 2017
2017-12-07Directive 34 of 2017: Front-end Fee (Sales Charge) under the Voluntary Pension System Rules, 2005
2017-12-06FAQs for Listed Companies (Code of Corporate Governance) Regulations, 2017
2017-12-06Listed Companies (Code of Corporate Governance) Regulations, 2017
2017-12-04Circular No 32/2017: Clarification of 'Other Authorised Officer' and Extended Deadline for Section 452 Compliance
2017-12-04SEC Directive for Corporate Insurance Agents (excluding Banks) and Technology Based Distribution Channels, 2017
2017-11-30SRO 1226 (I)/2017 Draft Amendments to Clearing Houses (Licensing and Operations) Regulations, 2016
2017-11-23Listed Companies (Code of Corporate Governance) Regulations, 2017
2017-11-23SRO 1215 (I)/2017 Amendments to PMEX Regulations, 2017
2017-11-22Draft Companies (Mediation and Conciliation) Regulations, 2017
2017-11-22Draft Foreign Companies Regulations, 2017
2017-11-17Draft Amendments to Securities Brokers (Licensing and Operations) Regulations, 2016
2017-11-15SRO 1199 (I)/2017 Commencement of Future Market Act
2017-11-15Shariah Advisors Regulations, 2017
2017-11-14SRO 1175 (I)/2017 Amendment to the Securities Exchanges (Licensing and Operations) Regulations, 2016
2017-11-14Securities Manager (Licensing and Operations) Regulations, 2017
2017-11-14Draft amendments to Public Offering Regulations, 2017
2017-11-14SRO 1176 (I)/2017 Amendments to Legal Advisers Rules, 1975
2017-11-10SRO 1169 (I)/2017 Alteration in third, fourth and fifth schedules of Companies Act, 2017
2017-11-10SRO 1170 (I)/2017 Draft Amendments in NBFC Regulations, 2008
2017-11-09SRO 1168 (I)/2017 Amendments in Securities Brokers (Licensing & Operations) Regulations, 2016
2017-11-08Direction No. 26 of 2017 – Withdrawal of Liquidity Requirements for Mutual Funds
2017-11-08SRO 1162 (I)/2017 Amendments to Securities and Futures Advisers (Licensing and Operations) Regulations, 2017
2017-10-31SRO 1136 (I)/2017 Delegation of Powers to CCD
2017-10-19Bond Pricing Agency Rules, 2017
2017-10-19SRO 1063 (I)/2017 Delegation of Power to the Officers of SCD
2017-10-18Issue of Commercial Papers Regulations, 2013
2017-10-18Draft Amendments to Non-Banking Finance Companies Rules 2003
2017-10-11The Unclaimed Shares, Modaraba Certificates, Dividend, Other Instruments and Undistributed Assets Regulations, 2017
2017-10-05SRO 1007 (I)/2017 Adoption of IFRSs
2017-09-27SRO 979 (I)/2017 International Equity Index of Future Market Act, 2016
2017-09-18SRO 928 (I)/2017 Shariah Advisors Regulations, 2017
2017-09-08SRO 903 (I)/2017 Amendment to the Securities Brokers (Licensing and Operations) Regulations, 2016
2017-09-08Professional Clearing Members (Licensing and Operations) Regulations, 2017
2017-08-31Guidelines for Internal Control System and Compliance Function for Securities Brokers
2017-08-24SRO 840 (I)/2017 Large and Medium sized Companies
2017-08-23SRO 838(I)/2017 Amendments to Public Offering Regulations, 2017
2017-08-22Sukuk (Privately Placed) Regulations, 2017
2017-08-17Draft Licensing of Accredited Representatives Regulations, 2017
2017-08-07Research Analyst Regulations, 2015 (Amended as on Aug 1, 2017)
2017-08-03Listed Companies (Substantial Acquisition of Voting Shares & Takeovers) Regulations, 2017
2017-08-03Amendments in Non-Banking Finance Companies and Notified Entities Regulations, 2008
2017-08-03Securities and Exchange Commission of Pakistan Research Analyst Regulations 2015 Amendment Notification SRO 348(I)/2017
2017-08-03SRO 753(I)/2017 Extension in date of submission of statement
2017-08-02Draft Futures Brokers (Licensing and Operations) Regulations, 2017
2017-08-02SRO 750 (I)/2017 Delegation of Powers to Officers of Insurance Division
2017-08-01SRO 747 (I)/2017 Amendments to Companies (Compliance with Licensing Conditions) General Order, 2016
2017-07-27Companies (Incorporation) Regulations, 2017
2017-07-27Intermediaries (Registration) Regulations, 2017
2017-07-14The Companies (Appointment of Legal Advisers) Act, 1974
2017-07-07Direction No. 16 of 2017: Statement of Unclaimed or Unpaid Amounts under Section 244 of the Companies Act, 2017
2017-06-30Securities Brokers (Licensing and Operations) Regulations 2016
2017-06-30The Clearing Houses (Licensing and Operations) Regulations 2016
2017-06-23Futures Exchanges (Licensing and Operations) Regulations, 2017
2017-06-21SRO 546 (I)/2017 Notification of Companies Global Register of Beneficial Ownership
2017-06-15Draft Unclaimed Shares, Modaraba Certificates, Dividend and Other Instruments Regulations, 2017
2017-06-15Draft Investor Education and Awareness Fund Rules, 2017
2017-06-07Associations with Charitable and Not For Profit Objects (Licensing and Corporate Governance) Regulations, 2017
2017-06-06SRO 425 (I)/2017 Delegation of Powers to Commissioner and officers of SMD
2017-06-05Draft Intermediaries (Registration) Regulations, 2017
2017-06-05Draft Limited Liability Partnership Regulations, 2017
2017-06-05Draft Companies (Incorporation) Regulations, 2017
2017-05-19SRO 354 (I)/2017 Draft Amendments in NBFC & Notified Entities Regulations, 2008
2017-05-15Draft Whistleblowing Regulations, 2017
2017-05-11Amendment to Companies (Compliance with Licensing Conditions) General Order, 2016
2017-05-10SRO 315 (I)/2017 Amendments to the Issue of Commercial Paper Regulations, 2013
2017-05-08SRO 314 (I)/2017 Draft Amendments to the Research Analyst Regulations, 2015
2017-05-03Centralized Customer Protection Compensation Fund Regulations, 2017
2017-05-03The Limited Liability Partnership Act, 2017
2017-05-02Public Offering (Regulated Securities Licensing) Regulations, 2017
2017-05-02Public Offering (Regulated Securities Activities Licensing) Regulations, 2017
2017-04-28Customers Compensation Fund (Establishment and Operation) Rules, 2017
2017-04-28Private Placement of Securities Rules, 2017
2017-04-28Customers Compensation Fund (Establishment and Operation) Rules, 2017
2017-04-28Amendments to the Voluntary Pension System Rules 2005
2017-04-28Centralized Know Your Customer (KYC) Organization Rules, 2017
2017-04-27Direction No. 12 of 2017: Requirements for Asset Management Companies to Advertise Open End Collective Investment Schemes
2017-04-26Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012
2017-04-26Amendments to Stock Exchanges Regulations, 2012 regarding Offer for Sale and Self-Listing
2017-04-24Securities and Future Advisers (Licensing & Operations) Regulations, 2017
2017-04-21SRO 275 (I)/2017 Amendments in Public Sector Companies (Corporate Governance) Rules, 2013
2017-04-18SRO 285 (I)/2017 Directive on Funding Reporting for Associations
2017-04-17Direction No. 1 of 2017 Reporting by Modaraba Companies and Modarabas
2017-04-14SRO 262 (I)/2017 Draft Amendments to the Insurance Rules, 2017
2017-04-14SRO 261 (I)/2017 Amendments to Companies E-Voting Regulations, 2016
2017-04-07SRO 245 (I)/2017 (Disclosure of shareholding)