Securities and Exchange Commission of Pakistan

1,291 documents, newest first — showing 1,001–1,200.

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2017-04-07SRO 245 (I)/2017 (Disclosure of shareholding)
2017-04-05Draft Futures Exchange (Licensing & Operation) Regulations, 2017
2017-03-27Securities Brokers Regulations as Single Member Company
2017-03-14SRO 160 (I)/2017 (Amendments to Clearing Houses)
2017-03-03Direction No. 07 of 2017: Amendments in Direction No. 02 of 2017
2017-02-20SRO 62(I)/2017 Amendments in Securities Brokers Regulations 2016
2017-02-16Mandatory submission regarding investment out of provident fund trust (S.R.O # 770 (I) /2016 dated August 17, 2016)
2017-02-13Insurance Accounting Regulations, 2017
2017-02-13Insurance Rules, 2017
2017-02-07Draft Amendments to Clearing Houses (Licensing and Operations) Regulations, 2016
2017-02-06Companies (Registration Offices) Regulations 2003
2017-01-23SRO 33 (I)/2017 (Amendments in Companies (E-Voting) Regulations, 2016)
2017-01-13Direction No. 02 of 2017: Liquidity Requirements for Mutual Funds
2017-01-13SRO 20 (I)/2017 (Amendments in Companies (Registration Offices) Regulations, 2003)
2017-01-12Share Registrars and Balloters Regulations, 2017
2017-01-12Debt Securities Trustees Regulations 2017
2016-12-28SRO 1178(I)/2016: Amendments to Non-Banking Finance Companies and Notified Entities Regulations, 2008
2016-12-28SRO 1179(I)/2016 (Notification-Non-Banking Finance Companies)
2016-12-28SRO 1177 (I)/2016 (Small Dispute Resolution Committee)
2016-12-08Draft amendments in VPS rules, 2005
2016-11-23Direction No. 37 of 2016: Maximum Cap on Placement/Deposit with MFBs/NBFCs and Modarabas
2016-11-22Revocation of Registration of Hallmark Insurance Company Limited
2016-11-09Securities and Futures Advisers (Licensing and Operations) Regulations, 2016
2016-11-09Code of Corporate Governance for Insurers, 2016
2016-11-08Draft amendments in NBFC Regulations
2016-11-02Companies (Compliance with Licensing Conditions) General Order, 2016
2016-11-01The Securities Exchanges (Licensing and Operations) Regulations, 2016
2016-11-01SRO 1023(I)/2016 Amendments in NBFC & Notified Entities Regulations, 2008
2016-10-27Debt Securities Trustees Regulations, 2016
2016-10-27Securities Exchanges (Licensing and Operations) Regulations, 2016
2016-10-27SRO 1008(I)/2016 Amendments to Companies (Registration Offices) Regulations, 2003
2016-10-03Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012
2016-09-22Direction No 31 of 2016 – Cooling-off right for individual unit holders of open-end Collective Investment Schemes
2016-09-21SRO 896(I)/2016: Directive on Group Health Insurance Claims Register
2016-09-19SRO 855(I)/2016: Notification of Entities as Financial Institutions under Section 2(1)
2016-09-08Clarification(s) on Calculation and Reporting of Net Capital Balance
2016-08-25Direction No. 27 of 2016 – Performance Benchmarks for Collective Investment Schemes
2016-08-17Principles of Corporate Governance for Non-Listed Companies
2016-08-17Employees' Provident Fund (Investment in Listed Securities) Rules, 2016
2016-08-09Clearing Houses (Licensing and Operations) Regulations, 2016
2016-08-05Listed Companies (Buy-Back of Shares) Regulations 2016
2016-08-05Credit Rating Companies Regulation, 2016
2016-07-01Corporate Restructuring Companies Act, 2016
2016-06-24Securities Brokers (Licensing and Operations) Regulations 2016
2016-06-06Issue of Sukuk Regulations 2015
2016-06-02Credit and Suretyship (Conduct of Business) Rules 2016
2016-04-27Guidelines for Structuring and Offering of the Employees Stock Option Schemes, 2016
2016-04-14The Futures Market Act, 2016
2016-03-29Directive No. 12 of 2016: Inflation-Adjusted Terminal Value of Contributions into a Pension Fund
2016-03-29Directive for Life Insurance and Family Takaful Illustrations 2016
2016-03-09Regulatory Requirement for Disclosure of Branch Information by Insurance Companies / Takaful Operators
2016-02-15Central Depositories (Licensing and Operations) Regulations, 2016
2016-01-22Companies (E-Voting) Regulations 2016
2016-01-19Companies (Issue of Capital) Rules, 1996, as amended by S.R.O. 34(I)/2016
2015-12-16Companies (Amendment) Act, 2015
2015-12-15Stock Exchanges (Corporatization, Demutualization and Integration) (Amendment) Act, 2015
2015-10-22SRO 1046 of 2015 – Takaful Rules 2015
2015-10-19Reporting and Disclosure (of Shareholding by Directors, Executive Officers and Substantial Shareholders in Listed Companies) Regulations, 2015
2015-10-15Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2015-10-15Joint Inspection Regulations 2015
2015-07-27Research Analyst Regulations 2015
2015-07-02Amendment to Rule 26(b) of SECP (Insurance) Rules, 2002 regarding insurance agent training
2015-07-02Placement of JamaPunji Web Link and Logo on the Websites of Insurers, Brokers and Surveyors
2015-07-01Book Building Regulations 2015
2015-05-18Securities Act, 2015
2015-04-29Modaraba Companies and Modaraba Rules, 1981
2015-04-22Unit Linked Products and Fund Rules, 2015
2015-04-09Amendments to the Single Member Companies Rules 2003
2015-04-08Reporting and Disclosure (of Shareholding by Directors, Executive Officers and Substantial Shareholders in Listed Companies) Regulations, 2015
2015-04-02Balloters and Transfer Agents Rules, 2015
2015-03-03Public Sector Companies (Appointment of Chief Executive) Guidelines, 2015
2014-07-22SRO 685 of 2014 – Amendment in the sixth schedule to the companies ordinance,1984
2014-06-04Draft of the Companies (Proxy E-Voting) Regulations, 2014
2014-03-13Centralized Information Sharing Solution for Life Insurance Industry (CISSII)
2014-03-12Third Party Administrators for Health Insurance Regulations 2014
2014-01-13Code of Conduct for Credit Rating Companies/Agencies
2013-12-14Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2008
2013-12-02Single Member Companies Rules, 2003
2013-09-20SRO 809 of 2013 – Notification of Withdrawal
2013-07-31CISSII Draft Regulations, 2013
2013-07-31Third Party Administrators for Health Insurance Regulations, 2013
2013-07-24SRO 677/2013 Regarding Amendment in the Public Sector Companies (Corporate Governance) Rules, 2013
2013-06-18Securities and Exchange Commission (Microinsurance) Rules, 2013
2013-06-01Corporate Social Responsibility Voluntary Guidelines 2013
2013-03-11Notification No. 194 of (I) of 2013 Amendment in Tables A and C of First Schedule
2013-03-08Public Sector Companies (Corporate Governance) Rules, 2013
2013-03-08S.R.O. 182(I)/2013 regarding Amendments in Fifth Schedule of the Companies Ordinance, 1984
2013-03-08Public Sector Companies Corporate Governance Rules 2013
2013-02-22S.R.O. 130(I)2013 regarding raising of demand for recovery of gain by listed companies under Section 224(2) of the Companies Ordinance, 1984
2013-02-20Partial Modification of Notification (S.R.O) No. 1076(I)/2010
2013-02-18Voluntary Guidelines for CSR 2013
2012-11-28Extension of Timeline for Convening Meetings of Certificate/Shareholders of Closed End Funds
2012-11-19Draft Insurance Accounting Regulations 2012
2012-11-14Voluntary Pension System Rules, 2005 (Amended 2012)
2012-11-14Amendments in Voluntary Pension System Rules, 2005
2012-11-05Draft Amendments to Non-Banking Finance Companies and Notified Entities Regulations, 2008
2012-10-19S.R.O. No.1317 of 2012
2012-07-20SRO 897(1) 2012
2012-07-16Takaful Rules 2012
2012-06-18Stock Exchanges (Corporatisation, Demutualization and Integration) Regulations, 2012
2012-05-25Amendments to Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2012-05-09Stock Exchanges (Corporatisation, Demutualization and Integration) Act, 2012
2012-04-17Synthetic and Rayon Companies (Cost Accounting Records) Order, 2012
2012-03-30Debt Securities Trustee Regulations, 2012
2012-03-29Sixth Schedule to the Companies Ordinance, 1984
2012-03-26Draft Electric Power Generation Industry (Cost Accounting Record) Order, 2012
2012-03-26Securities and Exchange Ordinance, 1969 (As Amended Up-to-Date Till 2012)
2012-03-16Notification regarding mandatory requirement of satisfactory rating under quality control review program of ICAP for auditors of economically significant companies
2012-03-15Notification regarding mandatory filing of returns through eServices
2012-03-08Chemical Fertilizer Industry (Cost Accounting Records) Order, 2012
2012-02-24Securities and Exchange Commission of Pakistan Notification S.R.O. 195(1)/2012
2012-02-08Warning letter issued to First Capital Securities Corporation Limited for late filing of return of beneficial ownership
2012-01-19Fee Notification-Private Equity and Venture Capital Fund Regulations
2012-01-19Amendments in Real Estate Investment Trust (REIT) Regulations
2012-01-16Companies (Investment in Associated Companies or Associated Undertakings) Regulations, 2012
2012-01-16Notification of the Relaxation from requirements of IFRS
2012-01-16Companies (Investment in Associated Companies or Associated Undertakings) Regulations, 2012
2012-01-16Mandatory requirements for listed companies to maintain functional website
2012-01-12Directive on Anti-Money Laundering and Customer Due Diligence Policies for Insurance Companies
2012-01-09Insurance Companies Sound and Prudent Management Regulations 2012
2012-01-09Amendments to Securities and Exchange Commission Insurance Rules 2002
2012-01-09Insurance Companies Sound and Prudent Management Regulations 2012
2011-12-02Draft amendments in the Non-Banking Finance Companies (Establishment and Regulation) Rules 2003
2011-11-22Draft Amendments to Voluntary Pension System Rules, 2005
2011-10-06SRO 946(I) 2011 - Notification for amendments to the Leverage Market and Pledging Rules
2011-09-20The Companies (Registration Offices) Regulations, 2003
2011-09-19Fertilizer Industry (Cost Accounting Records) Order, 2011
2011-09-05Amendments to Non-Banking Finance Companies and Notified Entities Regulations, 2008
2011-08-18Notification under 506B of the Companies Ordinance, 1984
2011-08-01Companies (Registration Offices) Regulations, 2003
2011-07-18Debt Securities Trustee Regulations, 2011
2011-07-13Exemption from Section 208 of the Companies Ordinance, 1984
2011-06-13SRO 599 of 2011
2011-05-09Deferral of Applicability of Companies Cost Accounting Records (General Order), 2008
2011-05-05Amendments proposed in NBFC & NE Regulations, 2008 via S.R.O. 350(I)/2011
2011-04-04Statement in Lieu of Prospectus-SRO 289(I)2011
2011-03-30SRO 282 (I)2011-Sixth schedule
2011-02-22Securities (Leveraged Markets and Pledging) Rules, 2011
2011-02-21Securities (Leveraged Markets and Pledging) Rules, 2011
2011-02-03S.R.O 87 (waiver from requirements of IAS 21 and IAS 39 to IPPs not covered under Circular 11 of 2008)
2010-09-21Filing of Form-A, Soft copy of list Members and Prescribed Additional Information Concerning Pattern of Shareholding
2010-09-21Filing of Returns of Beneficial Ownership under Section 222 of the Companies Ordinance, 1984
2010-08-09Correspondence, Submission of Returns and Accounts under the Companies Ordinance 1984 and Insurance Ordinance 2000
2010-07-29SECP Memo on UN 1267 Consolidated List Freezing of Funds and Quarterly Reporting
2010-07-27Amendment in the Real Estate Investment Trust Regulations 2008
2010-07-13Notification for extension in time for holding Equity Portfolio by AMCs
2010-06-29Amendments to Non-Banking Finance Companies and Notified Entities Regulations 2008
2010-06-16SECP Amendments to Real Estate Investment Trust Regulations 2008
2010-06-07Deferment of applicability of the Companies Cost Accounting Records (General Order), 2008
2010-04-21Amendments to Non-Banking Finance Companies and Notified Entities Regulations 2008
2010-04-21Amendments to Non-Banking Finance Companies (Establishment & Regulation) Rules, 2003
2010-03-27Anti-Money Laundering Act, 2010
2010-03-01Draft Amendments in the Securities and Exchange Commission (Insurance) Rules, 2002, regarding Revised Solvency Requirements
2010-02-08Clarification on the Guidelines for Bancassurance
2010-02-03Draft Amendments in the Non-Banking Finance Companies (Establishment and Regulation) Rules, 2003
2010-01-27Clarification on the Rate of Return Assumptions for Illustration Guidelines
2010-01-23Guidelines for Bancassurance, 2010
2009-12-18Draft Amendments to Securities and Exchange Commission (Insurance) Rules, 2002
2009-12-18Amendments in the Securities and Exchange Commission (Insurance) Rules, 2002
2009-12-18Amendments in the Securities and Exchange Commission (Insurance) Rules, 2002
2009-11-20Draft Amendments in the Companies (General Provisions and Forms) Rules, 1985
2009-11-16Companies (Corporate Social Responsibility) General Order, 2009
2009-11-13Companies Profits (Workers' Participation) Rules, 1971
2009-11-10Right Issue Once Announced Shall not be Varied, Postponed, Withdrawn or Cancelled
2009-09-10Amendments in the Sixth Schedule
2009-09-07Amendment in the Companies (Invitation and Acceptance of Deposits) Rules, 1987
2009-09-07Amendments in Group Companies Registration Regulations, 2008
2009-07-14Powers And Functions Of The Joint Registrars
2009-07-14Delegation of Powers and Functions to Commissioner, Executive Director, and Registrars
2009-07-10Delegation of Rule Making Powers under Insurance Ordinance 2000
2009-06-23Amendments to the Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 2008
2009-06-08Alterations to the First Schedule to the Companies Ordinance, 1984
2009-05-12Amendments in the Second Schedule to the Modaraba Companies and Modaraba Rules, 1981
2009-03-06Categorization of open-end Collective Investment Schemes
2009-03-05Amendments To The Insurance Rules, 2002
2009-02-11Adoption of International Financial Reporting Standards 4 (IFRS-4)
2009-02-06Revised Sixth Schedule to the Companies Ordinance, 1984
2008-12-31Group Companies Registration Regulations, 2008
2008-12-02Amendments In 4th & 5th Schedule To Companies Ordinance Concerning Related Party Transactions
2008-12-02Rescission of Notification S.R.O. 167(I)/2003 Regarding Related Party Transactions Audit Report
2008-11-22Anti-Money Laundering Rules, 2008
2008-11-22Anti Money Laundering Regulations, 2008
2008-11-21Non-Banking Finance Companies and Notified Entities Regulations, 2008
2008-09-26The Companies Cost Accounting Records (General Order), 2008
2008-09-03SRO 920(I)/2008
2008-08-29The Listed Companies (Substantial Acquisition of Voting Shares and Take-Overs) Regulations, 2008
2008-08-20Private Equity and Venture Capital Fund Regulations 2008
2008-06-30Exemption from the requirement of obtaining the authority of a special resolution
2008-06-27Amendments in Schedule IV to the Non-Banking Finance Companies and Notified Entities Regulations, 2007
2008-06-25Amendments in the SEC (Insurance) Rules, 2002
2008-06-25Amendments in SECP Insurance Rules 2002
2008-06-04Effective Date For The Filing Of Electronic Documents With SECP
2008-01-31Real Estate Investment Trust Regulations, 2008
2008-01-08S.R.O. 36(I)/2008 - Extension in exemption from application of clause 6 of Part I of the Fourth Schedule
2007-11-21Amendments to Non-banking Finance Companies (Establishment and Regulation) Rules, 2003
2007-11-21Non-Banking Finance Companies and Notified Entities Regulations, 2007
2007-08-21Accounting and Financial Reporting Standards for Medium and Small Sized Entities
2007-07-06SRO 687(I)/2007: Further Exemption from Clause 6 of Part I of the Fourth Schedule to the Companies Ordinance, 1984
2007-05-22SRO 430(I)/2007: Application of IAS-41 to Agricultural Listed Companies
2007-05-22SRO 431(I)/2007: Islamic Financial Accounting Standard 2 (IFAS 2) for Ijarah Transactions