Autorite des marches financiers Quebec

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2023-01-31CSA Staff Notice: CSA Coordinated Blanket Order 51-930 Exempting CBCA Reporting Issuers from Director Election Form of Proxy Requirement
2023-01-31Decision No. 2023-PDG-0002: General Decision 51-930 Exempting Certain Issuers from the Proxy Form Requirement Related to Director Elections
2023-01-01Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-01-01Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-01-01Policy Statement 11-204 Respecting Process for Registration in Multiple Jurisdictions
2022-12-15CSA Staff Notice 81-335: Investment Fund Settlement Cycles
2022-12-15Draft Regulation respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
2022-12-15Draft Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement
2022-12-15Draft Amendments to Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement
2022-12-15CSA Notice of Consultation: Draft Regulation to Amend Regulation 24-101 Respecting Institutional Trade Matching and Settlement
2022-12-15Regulation Respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
2022-12-08Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada
2022-12-08Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
2022-12-08Draft Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
2022-12-08CSA Staff Notice 25-306: Activist Short Selling Update
2022-12-08CSA Notice of Publication: Amendments Relating to the Offering Memorandum Prospectus Exemption
2022-12-08Regulation to Amend Regulation 45-106 Respecting Prospectus Exemptions
2022-12-01Notice on Filing Annual Returns and Documents for Insurers of Persons in Québec – Fiscal Year Ending December 31, 2022
2022-12-01AMF Notice on Capital Adequacy Requirements for Property and Casualty Insurance 2023
2022-12-01Notice on the Application of the Capital Adequacy Requirements Guideline for Self-Regulatory Organizations 2023
2022-12-01Notice on Filing Annual Returns and Documents for Québec-Authorized Damage (P&C) Insurers – Fiscal Year Ending December 31, 2022
2022-12-01AMF Notice on Capital Adequacy Requirements for Reciprocal Unions 2023
2022-11-24Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-11-24Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2022-11-24Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2022-11-24Regulation to amend Regulation 45-102 respecting Resale of Securities
2022-11-24Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2022-11-24Amendment to Policy Statement 11-204 Respecting Process for Registration in Multiple Jurisdictions
2022-11-24CSA Staff Notice of Approval 25-307: Recognition of New Self-Regulatory Organization of Canada
2022-11-24CSA Staff Notice of Approval 25-308: Approval and Acceptance of Canadian Investor Protection Fund
2022-11-24Amendments to Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-11-24Regulation to Amend Regulation 31-103 – Transition for Québec Mutual Fund Dealers to the New SRO
2022-11-23Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2022-11-23Regulation 45-106 respecting Prospectus Exemptions
2022-11-23Regulation 45-102 Respecting Resale of Securities
2022-11-03CSA Staff Notice 51-364 Continuous Disclosure Review Program Activities for Fiscal Years Ended March 31, 2022 and 2021
2022-11-03Notice relating to the redesigned complaint reporting process
2022-11-03CSA Staff Notice 31-362: OBSI Joint Regulators Committee Annual Report for 2021
2022-10-27CSA Multilateral Staff Notice 58-314: Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 8 Report
2022-10-25Notice on Upcoming Changes to the Residential Hypothecary Lending Guideline for Certain Products
2022-10-01Notice Relating to Filing Annual Returns and Documents for Québec Damage Insurers – Fiscal Year Ending October 31, 2022
2022-10-01Annual Return and Document Filing Requirements for Québec Life and Health Insurers – Fiscal Year Ending October 31, 2022
2022-09-27Draft Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2022-09-27Draft Regulation to Amend Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2022-09-27Draft Regulation to Amend Regulation 41-101 Respecting General Prospectus Requirements
2022-09-27CSA Notice of Consultation: Draft Amendments to Implement an Access-Based Model for Investment Fund Reporting Issuers
2022-09-27Draft Amendments to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2022-09-08Regulation to Amend Regulation 45-102 Respecting Resale of Securities
2022-09-08CSA Notice of Publication: Amendments to Introduce the Listed Issuer Financing Exemption
2022-09-08Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2022-09-08Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2022-06-30CSA Staff Notice 11-345: Extension of Comment Period for Consultation on Regulation 43-101
2022-06-23CSA Staff Notice 21-331: Information Processor for Exchange-Traded Securities other than Options
2022-06-14Notice Relating to Filing Interim Returns and Documents for Quebec P&C Insurers – Six Months Ending June 30, 2022
2022-06-14Notice Relating to Filing Interim Returns and Documents for Quebec Life and Health Insurers – Six Months Ending June 30, 2022
2022-06-06Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-06-06Regulation 33-109 respecting Registration Information
2022-06-06Policy Statement to Regulation 33-109 Respecting Registration Information
2022-06-01Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2022-06-01Policy Statement to Regulation 81-105 Respecting Mutual Fund Sales Practices
2022-06-01Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-06-01Regulation 81-105 Respecting Mutual Fund Sales Practices
2022-06-01Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2022-06-01Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-05-12Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-05-12Notice of Consultation: Regulation to Amend Regulation 31-103 Regarding Québec Mutual Fund Dealer Transition to New SRO
2022-05-12Amendments to Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-04-28CSA and CCIR Joint Notice of Consultation on Enhanced Cost and Performance Reporting for Investment Funds and Segregated Funds
2022-04-28CSA Staff Notice 25-303: 2021 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
2022-04-28Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-04-28Draft Amendments to Policy Statement 31-103 on Total Cost Reporting for Investment Funds
2022-04-21New Automobile Insurance Endorsement Q.E.F. No. 48a – Goods Delivery Enterprise
2022-04-20Notice Relating to Filing of Interim Return and Documents for Life and Health Insurers in Québec for the Six Months Ending April 30, 2022
2022-04-20Notice on Filing Interim Returns and Documents for P&C Insurers in Québec for the Six Months Ending April 30, 2022
2022-04-14Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2022-04-14Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2022-04-14Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2022-04-14Amendments to Companion Policy 81-105: Mutual Fund Sales Practices
2022-04-14Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2022-04-14Policy Statement to Regulation 51-102 Respecting Continuous Disclosure Obligations
2022-04-14CSA Notice of Publication: Financial Statement Requirements - Amendments to Policy Statement to Regulation 41-101
2022-04-14Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-04-14CSA Consultation Paper 43-401: Consultation on Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
2022-04-14Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices
2022-04-14Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2022-04-12Notice to All Damage Insurers in Québec Regarding a Pricing Practice for Subscription Insurance Policies
2022-04-07Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
2022-04-07Draft Amendments to Notice 47-201 relating to Trading Securities Using the Internet and Other Electronic Means
2022-04-07Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2022-04-07Draft Amendment to Policy Statement to Regulation 44-103 respecting Post-Receipt Pricing
2022-04-07Draft Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions
2022-04-07CSA Notice of Consultation: Draft Amendments to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers
2022-04-07Draft Regulation to amend Regulation 44-103 respecting Post-Receipt Pricing
2022-04-07Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2022-04-07Draft Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2022-04-07Draft Regulation to Amend the Securities Regulation on Mutual Fund Fee Duplication
2022-04-07Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD
2022-04-07Regulation to Amend Regulation 71-102 Respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2022-04-07Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2022-04-07Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2022-04-07Amendments to Policy Statement 11-201 respecting Electronic Delivery of Documents
2022-04-07Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions
2022-03-30Policy Statement to Regulation 52-108 Respecting Auditor Oversight
2022-03-30Regulation 52-108 Respecting Auditor Oversight
2022-03-17Amendments to Policy Statement to Regulation 52-108 respecting Auditor Oversight
2022-03-17Regulation to amend Regulation 52-108 respecting Auditor Oversight
2022-03-17Regulation to amend Regulation 33-109 respecting Registration Information
2022-03-17Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-03-17Amendments to Policy Statement to Regulation 33-109 respecting Registration Information
2022-02-03Regulation to Amend the Securities Regulation Concerning Modernization of the Prospectus Filing Model for Investment Funds
2022-02-03Draft Regulation to Amend the Securities Regulation Concerning Modernization of the Prospectus Filing Model for Investment Funds
2022-02-03CSA Staff Notice 24-318: Preparing for the Implementation of T+1 Settlement
2022-01-27Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2022-01-27Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2022-01-27Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2022-01-27Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2022-01-27CSA Notice of Consultation: Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure - Modernization of the Prospectus Filing Model for Investment Funds
2022-01-27Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2022-01-20Regulation to Amend Regulation 81-105 Respecting Mutual Fund Sales Practices
2022-01-20Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2022-01-20Multilateral CSA Notice: Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and Related Consequential Amendments relating to Prohibition of Deferred Sales Charges for Investment Funds
2022-01-20Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-01-20Amendments to Companion Policy 81-105: Mutual Fund Sales Practices
2022-01-20Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2022-01-13CSA Notice of Publication: Regulation to amend Regulation 52-108 respecting Auditor Oversight
2022-01-13Regulation to Amend Regulation 52-108 Respecting Auditor Oversight
2022-01-06Policy Statement to Regulation 81-107 Respecting Independent Review Committee for Investment Funds
2022-01-06Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2022-01-06Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2022-01-06Policy Statement to Regulation 81-102 Respecting Investment Funds
2022-01-06Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions
2022-01-06Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2022-01-06Regulation 81-107 respecting Independent Review Committee for Investment Funds
2022-01-06Regulation 81-102 respecting Investment Funds
2022-01-06Regulation 81-106 respecting Investment Fund Continuous Disclosure
2022-01-06Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2022-01-06Regulation 41-101 respecting General Prospectus Requirements
2022-01-06Policy Statement 81-106 to Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2022-01-05Regulation 81-106 respecting Investment Fund Continuous Disclosure
2022-01-05Regulation 45-106 Respecting Prospectus Exemptions
2022-01-05Regulation 81-102 respecting Investment Funds
2022-01-05Policy Statement 81-106 to Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2022-01-05Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2022-01-05Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-01-05Regulation 41-101 respecting General Prospectus Requirements
2022-01-05Policy Statement to Regulation 81-102 Respecting Investment Funds
2022-01-05Policy Statement to Regulation 81-107 respecting Independent Review Committee for Investment Funds
2022-01-05Regulation 81-107 respecting Independent Review Committee for Investment Funds
2021-12-31Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-12-31Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-12-23Amendment to General Instruction to National Instrument 81-106 on Investment Fund Continuous Disclosure
2021-12-23Amendment to Policy Statement to Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2021-12-23Order approving amendments to securities regulations to reduce regulatory burden for investment fund issuers
2021-12-23Order approving amendments to investment fund regulations to reduce regulatory burden
2021-12-23Amendment to Policy Statement to Regulation 81-102 respecting Investment Funds
2021-12-23Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-12-23Amendments to Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2021-12-23Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2021-12-23Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
2021-12-23Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-12-23Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2021-12-23Order approving amendments to reduce regulatory burden for investment fund issuers
2021-12-23Amendment to Policy Statement to Regulation 81-102 respecting Investment Funds
2021-12-23Order Approving Amendments to Regulations 31-103 and 45-106 to Reduce Regulatory Burden for Investment Fund Issuers
2021-12-23Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
2021-12-23Amendments to Policy Statement 11-202 Respecting Process for Prospectus Reviews in Multiple Jurisdictions
2021-12-16Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-12-16CSA Notice of Publication: Regulation to amend Regulation 33-109 respecting Registration Information
2021-12-16Amendments to Policy Statement to Regulation 31-103 on Registration Requirements and Outside Activity Reporting
2021-12-16Regulation to Amend Regulation 33-109 Respecting Registration Information
2021-12-09CSA Staff Notice 11-344: Notice of Local Amendments in Certain Jurisdictions
2021-12-09Notice on Insurer Inquiries Regarding the Act respecting Off-Highway Vehicles
2021-12-06CSA Staff Notice 44-306: Blanket Orders Exempting Well-known Seasoned Issuers from Certain Prospectus Requirements
2021-12-02Decision No. 2021-PDG-0065: General Decision Regarding Exemption from Certain Disclosure Obligations under Regulation 52-112 for Non-GAAP Financial Measures and Other Financial Measures
2021-12-02CSA Proposal to Establish an Investor Advisory Panel
2021-11-26Notice on Revised Leverage Ratio Measures for Deposit and Trust Institutions – COVID-19
2021-11-12Notice Relating to Filing of Annual Return and Other Documents for Fiscal Year Ending December 31, 2021 – Damage (P&C) Insurers in Québec
2021-11-08Notice on Filing Annual Returns and Documents for Québec Life and Health Insurers – Fiscal Year Ending December 31, 2021
2021-11-04CSA Multilateral Staff Notice 58-313: Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 7 Report
2021-10-21Regulatory and Consultation Notice: Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices and concordant regulations
2021-10-21Draft Amendments to Companion Policy 81-105: Mutual Fund Sales Practices
2021-10-21Draft Amendments to Policy Statement to Regulation 31-103 Regarding Prohibition of Deferred Sales Charges
2021-10-21Draft Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2021-10-18Draft Regulation 51-107 respecting Disclosure of Climate-related Matters
2021-10-18Notice on Filing Annual Returns and Documents for Québec Life and Health Insurers – Fiscal Year Ending October 31, 2021
2021-10-18Draft Policy Statement to Regulation 51-107 on Climate-Related Disclosures
2021-10-18Notice on Filing Annual Returns and Documents for Québec-authorized Damage Insurers for Fiscal Year Ending October 31, 2021
2021-10-18Draft Regulation 51-107 respecting Disclosure of Climate-related Matters
2021-10-07Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2021-10-07Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2021-10-07Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2021-10-07Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2021-10-07Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2021-10-07Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2021-10-07Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2021-10-07Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2021-10-07Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2021-10-07Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2021-10-07Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2021-10-07Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure