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Autorite des marches financiers Quebec
Autorite des marches financiers Quebec
1,326 documents, newest first — showing 401–600.
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2023-09-13
Regulation 62-103 Respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
2023-09-13
Securities Regulation
2023-09-13
Regulation 14-101 Respecting Definitions
2023-09-13
Regulation 33-109 Respecting Registration Information
2023-09-13
Regulation 45-106 respecting Prospectus Exemptions
2023-09-13
Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-09-13
Policy Statement to Regulation 52-107 Respecting Acceptable Accounting Principles and Auditing Standards
2023-08-31
Multilateral CSA Notice: Repeal of Regulation 81-104 respecting Alternative Mutual Funds
2023-08-31
Decision 2023-PDG-0041: Extension of the General Decision Regarding Temporary Exemption from Certain Obligations of National Instrument 81-105 to Facilitate Broker Discounts on Trail Commissions and Client Transfers
2023-08-17
Dual Registered Firm Guide
2023-08-10
CSA Staff Notice 24-319 Regarding Regulation 24-101 respecting Institutional Trade Matching and Settlement
2023-08-03
Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2023-08-03
Joint Canadian Securities Administrators and CIRO Staff Notice 31-363: Client Focused Reforms Conflicts of Interest Review
2023-07-20
Decision No. 2023-PDG-0035: Temporary Exemption from SEDAR+ Filing Requirement for Eligible Foreign Securities Placements to Authorized Clients
2023-07-20
CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
2023-07-17
Decision No. 2023-PDG-0033: Coordinated General Decision 13-932 Regarding Exemptions from Certain Filing Obligations Related to the Launch of SEDAR+
2023-07-17
CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of SEDAR+
2023-07-06
Canadian Securities Administrators Staff Notice 81-336: Guidance on Crypto Asset Investment Funds that are Reporting Issuers
2023-07-06
Notice Relating to Individual Variable Insurance Contracts Entered Into Before June 1, 2023
2023-06-29
CSA Notice of Publication: Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators (Phase 2)
2023-06-29
Eligibility of Limited Recourse Capital Notes as Tier 1 Capital Instruments
2023-06-28
CSA Staff Notice 58-315: Extension Of Comment Period For Draft Corporate Governance Disclosure Regulations
2023-06-15
CSA Notice of Publication: Regulation to amend Regulation 14-101 respecting Definitions
2023-06-15
Decision No. 2023-PDG-0030: Coordinated General Decision 24-930 Regarding Exemption from Certain Obligations Under Regulation 24-101 on Institutional Trade Matching and Settlement
2023-06-15
Regulation to Amend Regulation 14-101 Respecting Definitions
2023-06-15
Regulation to Amend the Securities Regulation
2023-06-15
Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2023-06-15
CSA Notice regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of Regulation 24-101
2023-06-15
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-06-15
Regulation to Amend Regulation 33-109 Respecting Registration Information
2023-06-15
Amendment to Regulation 81-102 Respecting Investment Funds
2023-06-15
Regulation to Amend Regulation 62-103 Respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
2023-06-14
Regulation 13-102 respecting System Fees
2023-06-09
Policy Statement 41-201 Respecting Income Trusts and Other Indirect Offerings
2023-06-09
Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
2023-06-09
Policy Statement to Regulation 45-102 Respecting Resale of Securities
2023-06-09
CSA Staff Notice 45-308 (Revised): Guidance for Preparing and Filing Reports of Exempt Distribution under Regulation 45-106
2023-06-09
Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-09
Policy Statement 11-206 Respecting Process for Cease to Be a Reporting Issuer Applications
2023-06-09
Policy Statement to Regulation 51-105 Respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-09
Policy Statement to Regulation 44-102 Respecting Shelf Distributions
2023-06-09
Policy Statement 12-203 Respecting Management Cease Trade Orders
2023-06-09
Policy Statement to Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-06-09
CSA Staff Notice 43-310 (Revised): Confidential Pre-File Review of Prospectuses for Non-Investment Fund Issuers
2023-06-09
Regulation 44-102 respecting Shelf Distributions
2023-06-09
Regulation 13-101 Respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2023-06-09
CSA Staff Notice 51-324 (Revised): Glossary to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2023-06-09
Policy Statement to Regulation 45-108 Respecting Crowdfunding
2023-06-09
Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2023-06-09
Policy Statement to Regulation 13-103 Respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-09
Policy Statement to Regulation 51-102 Respecting Continuous Disclosure Obligations
2023-06-09
Policy Statement to Regulation 81-102 Respecting Investment Funds
2023-06-09
Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2023-06-09
Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-06-09
Regulation 41-101 respecting General Prospectus Requirements
2023-06-09
Regulation 11-102 Respecting the Passport System
2023-06-09
Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-06-09
Policy Statement 11-207 Respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
2023-06-09
Policy Statement 11-202 Respecting Process for Prospectus Reviews in Multiple Jurisdictions
2023-06-09
Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2023-06-09
Policy Statement 11-203 Respecting Process for Exemptive Relief Applications in Multiple Jurisdictions
2023-06-09
Regulation 51-102 Respecting Continuous Disclosure Obligations
2023-06-09
Policy Statement 11-201 Respecting Electronic Delivery of Documents
2023-06-09
Policy Statement to Regulation 52-108 Respecting Auditor Oversight
2023-06-09
Policy Statement to Regulation 71-102 Respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2023-06-09
Regulation 45-102 Respecting Resale of Securities
2023-06-09
Policy Statement to Regulation 52-109 Respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2023-06-09
Policy Statement to Regulation 61-101 Respecting Protection of Minority Security Holders in Special Transactions
2023-06-09
Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2023-06-09
Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-06-09
Regulation 55-104 Respecting Insider Reporting Requirements and Exemptions
2023-06-09
Regulation 45-108 Respecting Crowdfunding
2023-06-09
Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-09
Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2023-06-09
National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI)
2023-06-09
Regulation 54-101 Respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-09
Policy Statement 12-202 Respecting Revocation of Certain Cease Trade Orders
2023-06-09
Policy Statement to Regulation 54-101 Respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-09
National Policy 51-201: Disclosure Standards
2023-06-09
National Policy 46-201: Escrow for Initial Public Offerings
2023-06-09
Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2023-06-09
Policy Statement to Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-06-09
Policy Statement to Regulation 55-104 Respecting Insider Reporting Requirements and Exemptions
2023-06-09
Regulation 45-106 respecting Prospectus Exemptions
2023-06-09
Policy Statement to Regulation 44-101 Respecting Short Form Prospectus Distributions
2023-06-09
Policy Statement to Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-06-09
Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2023-06-09
Policy Statement to Regulation 11-102 Respecting the Passport System
2023-06-09
Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards
2023-06-09
Policy Statement to Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2023-06-08
CSA Notice regarding the SEDAR+ launch date: Coordinated Blanket Order 13-931 Exemptions from certain filing requirements
2023-06-08
Decision No. 2023-PDG-0029: Coordinated General Decision 13-931 Regarding Exemptions from Certain Filing Obligations Due to the Postponed Launch of SEDAR+
2023-06-01
Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions
2023-06-01
Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-01
Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2023-06-01
Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2023-06-01
Amendments to Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards
2023-06-01
Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-01
Regulation to Amend National Policy 46-201 Escrow for Initial Public Offerings
2023-06-01
Amendments to National Policy 51-201: Disclosure Standards
2023-06-01
Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2023-06-01
Regulation to amend Regulation 44-102 respecting Shelf Distributions
2023-06-01
Filing Requirements for Interim Returns and Documents of Québec Life and Health Insurers for the Six Months Ending June 30, 2023
2023-06-01
Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2023-06-01
Regulation 13-102 respecting System Fees
2023-06-01
Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2023-06-01
Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-01
Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2023-06-01
Amendments to Policy Statement to Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-06-01
Notice Relating to Filing of Interim Return and Other Documents for Six Months Ending June 30, 2023 – Damage (P&C) Insurers Authorized in Québec
2023-06-01
Amendment to Policy Statement to Regulation 45-102 Respecting Resale of Securities
2023-06-01
Amendment to Policy Statement to Regulation 81-102 respecting Investment Funds
2023-06-01
Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-01
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2023-06-01
Order approving amendments to Regulation 45-102 respecting Resale of Securities and other securities regulations
2023-06-01
Amendments to Policy Statement to Regulation 11-102 respecting Passport System
2023-06-01
Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2023-06-01
Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2023-06-01
Amendments to Policy Statement to Regulation 52-108 respecting Auditor Oversight
2023-06-01
Amendment to Policy Statement 12-202 Respecting Revocations of Certain Cease Trade Orders
2023-06-01
Amendments to Policy Statement 11-201 Respecting Electronic Delivery of Documents
2023-06-01
Regulation to Amend Regulation 11-102 Respecting the Passport System
2023-06-01
Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2023-06-01
Amendment to Policy Statement 12-203 respecting Management Cease Trade Orders
2023-06-01
Amendments to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions
2023-06-01
Regulation to amend Regulation 45-108 respecting Crowdfunding
2023-06-01
Amendment to Policy Statement 41-201 Respecting Income Trusts and Other Indirect Offerings
2023-06-01
Amendments to Policy Statement to Regulation 45-108 respecting Crowdfunding
2023-06-01
Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2023-06-01
Regulation to Amend National Instrument 55-102: System for Electronic Disclosure by Insiders (SEDI)
2023-06-01
Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-01
Amendment to Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
2023-06-01
Amendments to Policy Statement 11-206 Respecting Process for Cease to be a Reporting Issuer Applications
2023-06-01
Amendments to Policy Statement to Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-06-01
Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions
2023-06-01
Amendments to Policy Statement to Regulation 52-109 respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2023-06-01
Regulation to amend Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
2023-06-01
Amendment to Policy Statement 81-107 Respecting Independent Review Committee for Investment Funds
2023-06-01
Amendments to Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
2023-06-01
Regulation to Amend Regulation 45-106 Respecting Prospectus Exemptions
2023-06-01
Amendments to Policy Statement 11-203 Respecting Process for Exemptive Relief Applications in Multiple Jurisdictions
2023-06-01
Amendments to Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2023-06-01
Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
2023-06-01
Policy Statement to Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-01
Amendments to Policy Statement to Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-06-01
Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2023-06-01
Amendments to Policy Statement to Regulation 61-101 Respecting Protection of Minority Security Holders in Special Transactions
2023-06-01
Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2023-06-01
Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2023-05-18
Regulation Respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
2023-05-18
Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2023-05-11
CSA Notice regarding Coordinated Blanket Order 13-930 Exemptions from certain filing requirements in connection with the launch of SEDAR+
2023-05-11
Decision No. 2023-PDG-0024: Coordinated General Decision 13-930 Regarding Exemptions from Certain Filing Obligations Related to the Launch of SEDAR+
2023-04-20
CSA and CCIR Notice of Publication: Total Cost Reporting Enhancements for Investment and Segregated Funds
2023-04-20
CSA Staff Notice 25-310: 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
2023-04-20
Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-04-20
Amendments to Policy Statement 31-103 on Registration Requirements and Ongoing Obligations
2023-04-13
Amendments to Policy Statement 58-201 to Corporate Governance Guidelines
2023-04-13
Amendments to Regulation 58-101 Respecting Disclosure of Corporate Governance Practices
2023-04-13
Amendments to Regulation 58-101 Respecting Disclosure of Corporate Governance Practices
2023-04-13
CSA Notice of Publication: Draft Regulation to Amend Regulation 58-101 Respecting Disclosure of Corporate Governance Practices
2023-04-13
Amendments to Policy Statement 58-201 to Corporate Governance Guidelines
2023-04-01
Filing Requirements for Interim Returns and Documents of Québec Life and Health Insurers – Six Months Ending April 30, 2023
2023-04-01
Notice Relating to the Filing of Interim Returns and Other Documents for Six Months Ending April 30, 2023 – Damage (P&C) Insurers Authorized in Québec
2023-03-31
Capital Adequacy Requirements Guideline – Life and Health Insurance 2023 Application Notice
2023-03-23
Regulation to Amend Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-03-23
Regulation to Amend Regulation 44-102 Respecting Shelf Distributions
2023-03-23
Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2023-03-23
Regulation 13-102 respecting System Fees
2023-03-23
Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-03-23
Regulation to Amend Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-03-23
Securities Regulation
2023-03-23
CSA Notice of Publication: Regulation Repealing and Replacing Regulation 13-102 Respecting System Fees for SEDAR and NRD
2023-03-23
CSA Notice of Publication: Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-03-23
Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2023-03-23
Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2023-03-23
Regulation to Amend National Policy 46-201: Escrow for Initial Public Offerings
2023-03-23
Regulation 13-102 Respecting System Fees for SEDAR and NRD
2023-03-23
Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2023-03-23
Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2023-03-23
Regulation to Amend Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-03-23
Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-03-23
Regulation to amend Regulation 45-102 respecting Resale of Securities
2023-03-23
Regulation to Amend Regulation 11-102 Respecting Passport System
2023-03-23
Regulation to Amend Regulation 45-106 Respecting Prospectus Exemptions
2023-03-23
Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2023-03-23
Regulation to Amend National Instrument 55-102 Regarding SEDI and SEDAR+
2023-03-23
Regulation to Amend Regulation 44-101 Respecting Short Form Prospectus Distributions
2023-03-23
Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2023-03-23
Regulation to amend Regulation 45-108 respecting Crowdfunding
2023-03-09
Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD
2023-03-09
Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2023-03-09
Regulation to Amend the Securities Regulation – Reducing Regulatory Burden for Investment Fund Issuers Phase 2 Stage 1
2023-03-09
Final Amendments Relating to the Offering Memorandum Prospectus Exemption
2023-03-08
Multilateral CSA Staff Notice 45-309 (Revised): Guidance for Preparing and Filing an Offering Memorandum under Regulation 45-106
2023-03-08
Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2023-03-08
Regulation 45-106 respecting Prospectus Exemptions
2023-02-23
CSA Staff Notice 23-330: Order Protection Rule Market Share Threshold Effective April 1, 2023
2023-02-23
CSA Staff Notice 25-309: Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances
2023-02-22
Canadian Securities Administrators Staff Notice 21-332: Crypto Asset Trading Platforms Pre-Registration Undertakings Changes to Enhance Canadian Investor Protection
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