Autorite des marches financiers Quebec

1,296 documents, newest first — showing 401–600.

Browse with filters on the regulator page.

2023-06-15Regulation to Amend Regulation 14-101 Respecting Definitions
2023-06-15Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-06-14Regulation 13-102 respecting System Fees
2023-06-09Policy Statement 12-203 Respecting Management Cease Trade Orders
2023-06-09National Instrument 55-102 System for Electronic Disclosure by Insiders (SEDI)
2023-06-09Regulation 54-101 Respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-09Policy Statement 41-201 Respecting Income Trusts and Other Indirect Offerings
2023-06-09Policy Statement 11-202 Respecting Process for Prospectus Reviews in Multiple Jurisdictions
2023-06-09Regulation 51-102 Respecting Continuous Disclosure Obligations
2023-06-09Policy Statement to Regulation 54-101 Respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-09Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2023-06-09Regulation 45-106 respecting Prospectus Exemptions
2023-06-09CSA Staff Notice 45-308 (Revised): Guidance for Preparing and Filing Reports of Exempt Distribution under Regulation 45-106
2023-06-09Policy Statement to Regulation 51-105 Respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-09Regulation 11-102 Respecting the Passport System
2023-06-09Policy Statement to Regulation 52-109 Respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2023-06-09Policy Statement to Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2023-06-09Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
2023-06-09Regulation 55-104 Respecting Insider Reporting Requirements and Exemptions
2023-06-09Policy Statement to Regulation 55-104 Respecting Insider Reporting Requirements and Exemptions
2023-06-09Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2023-06-09Policy Statement 12-202 Respecting Revocation of Certain Cease Trade Orders
2023-06-09Policy Statement to Regulation 81-102 Respecting Investment Funds
2023-06-09Policy Statement 11-207 Respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
2023-06-09Regulation 41-101 respecting General Prospectus Requirements
2023-06-09Regulation 44-102 respecting Shelf Distributions
2023-06-09Policy Statement to Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-06-09Policy Statement to Regulation 45-102 Respecting Resale of Securities
2023-06-09Regulation 45-102 Respecting Resale of Securities
2023-06-09Policy Statement 11-201 Respecting Electronic Delivery of Documents
2023-06-09Policy Statement to Regulation 44-102 Respecting Shelf Distributions
2023-06-09Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-09Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-06-09CSA Staff Notice 43-310 (Revised): Confidential Pre-File Review of Prospectuses for Non-Investment Fund Issuers
2023-06-09Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-06-09Policy Statement to Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-06-09CSA Staff Notice 51-324 (Revised): Glossary to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2023-06-09Policy Statement to Regulation 71-102 Respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2023-06-09Regulation 13-101 Respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2023-06-09Policy Statement 11-206 Respecting Process for Cease to Be a Reporting Issuer Applications
2023-06-09Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards
2023-06-09National Policy 46-201: Escrow for Initial Public Offerings
2023-06-09Policy Statement 11-203 Respecting Process for Exemptive Relief Applications in Multiple Jurisdictions
2023-06-09Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2023-06-09Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-09Policy Statement to Regulation 11-102 Respecting the Passport System
2023-06-09Policy Statement to Regulation 51-102 Respecting Continuous Disclosure Obligations
2023-06-09Regulation 45-108 Respecting Crowdfunding
2023-06-09Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2023-06-09Policy Statement to Regulation 45-108 Respecting Crowdfunding
2023-06-09Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2023-06-09Policy Statement to Regulation 44-101 Respecting Short Form Prospectus Distributions
2023-06-09Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2023-06-09Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-06-09Policy Statement to Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-06-09Policy Statement to Regulation 52-108 Respecting Auditor Oversight
2023-06-09Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2023-06-09Policy Statement to Regulation 61-101 Respecting Protection of Minority Security Holders in Special Transactions
2023-06-09National Policy 51-201: Disclosure Standards
2023-06-09Policy Statement to Regulation 13-103 Respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-08Decision No. 2023-PDG-0029: Coordinated General Decision 13-931 Regarding Exemptions from Certain Filing Obligations Due to the Postponed Launch of SEDAR+
2023-06-08CSA Notice regarding the SEDAR+ launch date: Coordinated Blanket Order 13-931 Exemptions from certain filing requirements
2023-06-01Amendments to National Policy 51-201: Disclosure Standards
2023-06-01Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2023-06-01Amendment to Policy Statement to Regulation 81-102 respecting Investment Funds
2023-06-01Notice Relating to Filing of Interim Return and Other Documents for Six Months Ending June 30, 2023 – Damage (P&C) Insurers Authorized in Québec
2023-06-01Amendments to Policy Statement to Regulation 52-108 respecting Auditor Oversight
2023-06-01Amendments to Policy Statement to Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-06-01Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions
2023-06-01Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2023-06-01Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2023-06-01Amendments to Policy Statement to Regulation 52-109 respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2023-06-01Regulation to amend Regulation 45-108 respecting Crowdfunding
2023-06-01Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2023-06-01Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2023-06-01Amendments to Policy Statement to Regulation 61-101 Respecting Protection of Minority Security Holders in Special Transactions
2023-06-01Amendment to Policy Statement 81-107 Respecting Independent Review Committee for Investment Funds
2023-06-01Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2023-06-01Regulation to Amend Regulation 45-106 Respecting Prospectus Exemptions
2023-06-01Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions
2023-06-01Regulation to Amend Regulation 11-102 Respecting the Passport System
2023-06-01Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
2023-06-01Amendments to Policy Statement to Regulation 45-108 respecting Crowdfunding
2023-06-01Regulation to amend Regulation 44-102 respecting Shelf Distributions
2023-06-01Regulation to Amend National Policy 46-201 Escrow for Initial Public Offerings
2023-06-01Order approving amendments to Regulation 45-102 respecting Resale of Securities and other securities regulations
2023-06-01Regulation to amend Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
2023-06-01Amendments to Policy Statement 11-203 Respecting Process for Exemptive Relief Applications in Multiple Jurisdictions
2023-06-01Amendments to Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
2023-06-01Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-01Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-06-01Amendments to Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2023-06-01Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2023-06-01Regulation 13-102 respecting System Fees
2023-06-01Amendment to Policy Statement 12-203 respecting Management Cease Trade Orders
2023-06-01Filing Requirements for Interim Returns and Documents of Québec Life and Health Insurers for the Six Months Ending June 30, 2023
2023-06-01Amendments to Policy Statement 11-206 Respecting Process for Cease to be a Reporting Issuer Applications
2023-06-01Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2023-06-01Amendments to Policy Statement 11-202 respecting Process for Prospectus Reviews in Multiple Jurisdictions
2023-06-01Amendments to Policy Statement to Regulation 11-102 respecting Passport System
2023-06-01Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2023-06-01Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2023-06-01Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2023-06-01Amendments to Policy Statement to Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-06-01Amendments to Policy Statement to Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-01Amendments to Policy Statement to Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2023-06-01Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2023-06-01Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2023-06-01Amendment to Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
2023-06-01Amendment to Policy Statement to Regulation 45-102 Respecting Resale of Securities
2023-06-01Amendments to Policy Statement to Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-06-01Amendment to Policy Statement 12-202 Respecting Revocations of Certain Cease Trade Orders
2023-06-01Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-06-01Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2023-06-01Amendments to Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards
2023-06-01Amendments to Policy Statement 11-201 Respecting Electronic Delivery of Documents
2023-06-01Amendment to Policy Statement 41-201 Respecting Income Trusts and Other Indirect Offerings
2023-06-01Regulation to Amend National Instrument 55-102: System for Electronic Disclosure by Insiders (SEDI)
2023-06-01Policy Statement to Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-05-18Regulation Respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
2023-05-18Regulation to amend Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2023-05-11CSA Notice regarding Coordinated Blanket Order 13-930 Exemptions from certain filing requirements in connection with the launch of SEDAR+
2023-05-11Decision No. 2023-PDG-0024: Coordinated General Decision 13-930 Regarding Exemptions from Certain Filing Obligations Related to the Launch of SEDAR+
2023-04-20Amendments to Policy Statement 31-103 on Registration Requirements and Ongoing Obligations
2023-04-20Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-04-20CSA Staff Notice 25-310: 2022 Annual Activities Report on the Oversight of Self-Regulatory Organizations and Investor Protection Funds
2023-04-20CSA and CCIR Notice of Publication: Total Cost Reporting Enhancements for Investment and Segregated Funds
2023-04-13Amendments to Policy Statement 58-201 to Corporate Governance Guidelines
2023-04-13Amendments to Regulation 58-101 Respecting Disclosure of Corporate Governance Practices
2023-04-13Amendments to Policy Statement 58-201 to Corporate Governance Guidelines
2023-04-13Amendments to Regulation 58-101 Respecting Disclosure of Corporate Governance Practices
2023-04-13CSA Notice of Publication: Draft Regulation to Amend Regulation 58-101 Respecting Disclosure of Corporate Governance Practices
2023-04-01Filing Requirements for Interim Returns and Documents of Québec Life and Health Insurers – Six Months Ending April 30, 2023
2023-04-01Notice Relating to the Filing of Interim Returns and Other Documents for Six Months Ending April 30, 2023 – Damage (P&C) Insurers Authorized in Québec
2023-03-31Capital Adequacy Requirements Guideline – Life and Health Insurance 2023 Application Notice
2023-03-23Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2023-03-23Regulation 13-102 Respecting System Fees for SEDAR and NRD
2023-03-23Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2023-03-23Regulation to Amend Regulation 11-102 Respecting Passport System
2023-03-23Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2023-03-23Regulation to Amend Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2023-03-23Regulation to amend Regulation 45-108 respecting Crowdfunding
2023-03-23Regulation to amend Regulation 45-102 respecting Resale of Securities
2023-03-23Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2023-03-23Regulation to Amend Regulation 44-101 Respecting Short Form Prospectus Distributions
2023-03-23Regulation to Amend Regulation 44-102 Respecting Shelf Distributions
2023-03-23Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2023-03-23Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-03-23Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2023-03-23Securities Regulation
2023-03-23Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2023-03-23Regulation to Amend Regulation 45-106 Respecting Prospectus Exemptions
2023-03-23Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2023-03-23Regulation to Amend Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2023-03-23CSA Notice of Publication: Regulation Repealing and Replacing Regulation 13-102 Respecting System Fees for SEDAR and NRD
2023-03-23Regulation to Amend National Policy 46-201: Escrow for Initial Public Offerings
2023-03-23Regulation to Amend National Instrument 55-102 Regarding SEDI and SEDAR+
2023-03-23Regulation to Amend Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2023-03-23Regulation 13-102 respecting System Fees
2023-03-23CSA Notice of Publication: Regulation 13-103 respecting System for Electronic Data Analysis and Retrieval + (SEDAR+)
2023-03-09Regulation to Amend the Securities Regulation – Reducing Regulatory Burden for Investment Fund Issuers Phase 2 Stage 1
2023-03-09Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2023-03-09Final Amendments Relating to the Offering Memorandum Prospectus Exemption
2023-03-09Regulation to amend Regulation 13-102 respecting System Fees for SEDAR and NRD
2023-03-08Regulation 45-106 respecting Prospectus Exemptions
2023-03-08Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2023-03-08Multilateral CSA Staff Notice 45-309 (Revised): Guidance for Preparing and Filing an Offering Memorandum under Regulation 45-106
2023-02-23CSA Staff Notice 25-309: Matters Relating to Cessation of CDOR and Expected Cessation of Bankers’ Acceptances
2023-02-23CSA Staff Notice 23-330: Order Protection Rule Market Share Threshold Effective April 1, 2023
2023-02-22Canadian Securities Administrators Staff Notice 21-332: Crypto Asset Trading Platforms Pre-Registration Undertakings Changes to Enhance Canadian Investor Protection
2023-01-31CSA Staff Notice: CSA Coordinated Blanket Order 51-930 Exempting CBCA Reporting Issuers from Director Election Form of Proxy Requirement
2023-01-31Decision No. 2023-PDG-0002: General Decision 51-930 Exempting Certain Issuers from the Proxy Form Requirement Related to Director Elections
2023-01-01Policy Statement 11-204 Respecting Process for Registration in Multiple Jurisdictions
2023-01-01Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2023-01-01Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-12-15Draft Regulation respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
2022-12-15Regulation Respecting the Prohibition on Charging Certain Fees from Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
2022-12-15Draft Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement
2022-12-15CSA Notice of Consultation: Draft Regulation to Amend Regulation 24-101 Respecting Institutional Trade Matching and Settlement
2022-12-15CSA Staff Notice 81-335: Investment Fund Settlement Cycles
2022-12-15Draft Amendments to Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement
2022-12-08CSA Notice of Publication: Amendments Relating to the Offering Memorandum Prospectus Exemption
2022-12-08Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
2022-12-08Regulation to Amend Regulation 45-106 Respecting Prospectus Exemptions
2022-12-08Draft Regulation Respecting Complaint Processing and Dispute Resolution in the Financial Sector
2022-12-08Joint CSA and IIROC Staff Notice 23-329: Short Selling in Canada
2022-12-08CSA Staff Notice 25-306: Activist Short Selling Update
2022-12-01AMF Notice on Capital Adequacy Requirements for Property and Casualty Insurance 2023
2022-12-01Notice on Filing Annual Returns and Documents for Insurers of Persons in Québec – Fiscal Year Ending December 31, 2022
2022-12-01Notice on Filing Annual Returns and Documents for Québec-Authorized Damage (P&C) Insurers – Fiscal Year Ending December 31, 2022
2022-12-01AMF Notice on Capital Adequacy Requirements for Reciprocal Unions 2023
2022-12-01Notice on the Application of the Capital Adequacy Requirements Guideline for Self-Regulatory Organizations 2023
2022-11-24Regulation to Amend Regulation 31-103 – Transition for Québec Mutual Fund Dealers to the New SRO
2022-11-24Regulation to amend Regulation 45-102 respecting Resale of Securities
2022-11-24Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2022-11-24Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2022-11-24Amendments to Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-11-24Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2022-11-24Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2022-11-24Amendment to Policy Statement 11-204 Respecting Process for Registration in Multiple Jurisdictions