Autorite des marches financiers Quebec
1,296 documents, newest first — showing 201–400.
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- 2025-01-23Draft Regulation to amend Regulation 23-101 respecting Trading Rules
- 2025-01-23Regulation Respecting Information to Be Provided to Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
- 2025-01-23CSA Notice of Consultation: Draft Regulation to Amend Regulation 23-101 Respecting Trading Rules
- 2025-01-23Draft Amendments to Policy Statement to Regulation 23-101 respecting Trading Rules
- 2024-12-19Notice of Change to Filing Frequency for Guarantee Instrument Declarations Under the AMF Guide
- 2024-12-05CSA Staff Notice 11-348: Applicability of Canadian Securities Laws to Artificial Intelligence Systems in Capital Markets
- 2024-12-04Decision No. 2024-PDG-0065: Coordinated General Decision 51-931 Regarding Temporary Exemption from Continuous Disclosure and Beneficial Ownership Communication Obligations During Canada Post Strike
- 2024-12-04CSA Notice regarding Coordinated Blanket Order 51-931 Temporary Exemption from Continuous Disclosure and Proxy Material Delivery Requirements During a Postal Strike
- 2024-12-01Notice Relating to Filing of Annual Returns and Documents for Québec-authorized Damage (P&C) Insurers for Fiscal Year Ending December 31, 2024
- 2024-12-01Notice on Filing Annual Returns and Documents for Québec Life and Health Insurers – Fiscal Year Ending December 31, 2024
- 2024-11-28Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices
- 2024-11-28Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
- 2024-11-28Amendments to Q.P.F. No. 1 – Owners' Form and Related Endorsements Effective January 15, 2025
- 2024-11-28CSA Publication Notice: Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
- 2024-11-28Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
- 2024-11-28CSA Notice and Request for Comment: Regulation to Amend Regulation 81-105 Respecting Mutual Fund Sales Practices (Principal Distributor Model)
- 2024-11-28Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
- 2024-11-28Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices
- 2024-11-28AMF Notice: Amendments to Q.E.F. No. 43 and 4-43 Endorsements Effective January 15, 2025
- 2024-11-28Regulation to Amend Regulation 81-102 Respecting Investment Funds
- 2024-11-28Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds
- 2024-11-28Notice on Q.E.F. Endorsements 45, 4-45A and 4-45B Regarding Vehicle Theft Warranties
- 2024-11-28Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
- 2024-11-28Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2024-11-28Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2024-11-21Notice Regarding Removal of Minimum Qualifying Rate Requirement for Renewed Uninsured Hypothecary Loans with New AMF-Regulated Lenders
- 2024-11-21Draft Regulation to amend Regulation 13-102 respecting System Fees
- 2024-11-21CSA Notice and Request for Comment: Draft Amendments to Regulation 13-102 respecting System Fees
- 2024-11-19Regulation to Amend Regulation 54-101 Respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
- 2024-11-19CSA Second Notice of Consultation: Draft Amendments for Access Model for Continuous Disclosure Documents
- 2024-11-19Regulation to Amend Regulation 51-102 Respecting Continuous Disclosure Obligations
- 2024-11-19Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
- 2024-11-07CSA Staff Notice 51-365 Continuous Disclosure Review Program Activities for Fiscal Years Ended March 31, 2024 and 2023
- 2024-10-30CSA Multilateral Staff Notice 58-317: Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 10 Report
- 2024-10-24Notice on Filing Motor Vehicle Insurance Endorsements Under Section 71 of the Insurers Act
- 2024-10-24Regulation on Management and Reporting of Information Security Incidents by Financial Institutions and Credit Assessment Agents
- 2024-10-10Amendments to Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-10-10Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-10-09Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-10-09Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-10-01Notice Relating to Filing Annual Returns and Documents for Québec Damage Insurers – Fiscal Year Ending October 31, 2024
- 2024-10-01Annual Return Filing Requirements for Life and Health Insurers in Québec – Fiscal Year Ending October 31, 2024
- 2024-09-20Summary of Comments to CSA/CIRO Staff Notice 23-331 on SEC Market Structure Proposals
- 2024-09-19Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
- 2024-09-19Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds
- 2024-09-19Amendments to Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
- 2024-09-19Amendments to Policy Statement 11-207 Respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
- 2024-09-19Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
- 2024-09-19Amendment to Policy Statement 12-202 Respecting Revocations of Certain Cease Trade Orders
- 2024-09-19Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
- 2024-09-19Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
- 2024-09-19Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
- 2024-09-19Amendment to Policy Statement 12-203 Respecting Management Cease Trade Orders
- 2024-09-19Regulation to amend Regulation 81-107 respecting Independent Review Committee for Investment Funds
- 2024-09-19CSA Notice of Consultation: Modernization of the Continuous Disclosure Regime for Investment Funds
- 2024-09-19Regulation to amend Regulation 81-102 respecting Investment Funds
- 2024-09-19Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
- 2024-09-19Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions
- 2024-09-05Regulation to Amend the Securities Regulation Regarding Mutual Fund and ETF Facts Document Filing Fees
- 2024-09-05Regulation to Amend the Securities Regulation (Modernization of the Prospectus Filing Model for Investment Funds)
- 2024-08-31Regulation 81-102 Respecting Investment Funds
- 2024-08-31Policy Statement to Regulation 81-102 Respecting Investment Funds
- 2024-08-01Regulation to Amend Regulation 51-105 Respecting Issuers Quoted in the U.S. Over-the-Counter Markets
- 2024-08-01Regulation to amend Regulation 81-102 respecting Investment Funds
- 2024-08-01Regulation to Amend Regulation 44-101 Respecting Short Form Prospectus Distributions
- 2024-08-01Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
- 2024-08-01Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
- 2024-08-01Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
- 2024-08-01Regulation to amend Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions
- 2024-08-01Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids
- 2024-08-01Regulation to amend Regulation 45-513 respecting Prospectus Exemption for Distribution to Existing Security Holders
- 2024-08-01Changes to Policy Statement to Regulation 81-102 respecting Investment Funds
- 2024-08-01Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
- 2024-08-01Changes to Policy Statement to Regulation 52-109 Respecting Certification of Disclosure in Issuers' Annual and Interim Filings
- 2024-08-01Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
- 2024-08-01Regulation to Amend Regulation 52-110 Respecting Audit Committees
- 2024-08-01Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
- 2024-07-18Regulation to Amend the Securities Regulation
- 2024-07-18Regulation to Amend the Securities Regulation
- 2024-07-11Regulation Respecting Information to Be Provided to Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
- 2024-07-11Notice of Second Consultation: Regulation Respecting Information for Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
- 2024-07-11CSA Staff Notice 31-365: OBSI Joint Regulators Committee Annual Report for 2023
- 2024-06-06CSA Multilateral Staff Notice 25-312: Reminder of Cessation of CDOR on June 28, 2024
- 2024-06-01Notice Relating to Filing of Interim Returns and Documents for Six Months Ending June 30, 2024 – Damage Insurers in Québec
- 2024-06-01Notice on Filing Interim Returns and Documents for Québec Life and Health Insurers for the Six Months Ending June 30, 2024
- 2024-05-30Amendments to Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-05-30CSA Notice of Consultation: Draft Regulation to Amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-05-30Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-05-27Regulation 24-101 Respecting Institutional Trade Matching and Settlement
- 2024-05-27Policy Statement to Regulation 24-101 Respecting Institutional Trade Matching and Settlement
- 2024-05-23CSA Notice of Publication: Regulation to Amend Regulation 81-102 Respecting Investment Funds to Accommodate T+1 Settlement Cycles
- 2024-05-23Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-05-23Notice of consultation : Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2024-05-23Regulation to amend Regulation 81-102 respecting Investment Funds
- 2024-04-18CSA Staff Notice 21-334: Next Steps to Facilitate Access to Real-Time Market Data
- 2024-04-16Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
- 2024-04-16Regulation 44-101 respecting Short Form Prospectus Distributions
- 2024-04-16Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
- 2024-04-16Policy Statement to Regulation 44-102 Respecting Shelf Distributions
- 2024-04-16Notice 47-201 Relating to Trading Securities Using the Internet and Other Electronic Means
- 2024-04-16Regulation 41-101 respecting General Prospectus Requirements
- 2024-04-16Regulation 44-103 Respecting Post-Receipt Pricing
- 2024-04-16Regulation 44-102 respecting Shelf Distributions
- 2024-04-01Notice on Filing Interim Returns and Documents for Québec Damage Insurers for the Six Months Ending April 30, 2024
- 2024-04-01Notice on Filing Interim Returns and Documents for Québec Life and Health Insurers – Six Months Ending April 30, 2024
- 2024-03-28Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
- 2024-03-28Amendments to Notice 47-201 Relating to Trading Securities Using the Internet and Other Electronic Means
- 2024-03-28Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions
- 2024-03-28Regulation to amend Regulation 44-102 respecting Shelf Distributions
- 2024-03-28Amendments to Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
- 2024-03-28CSA Staff Notice 25-311: 2023 Annual Activities Report on the Oversight of CIRO and CIPF
- 2024-03-28Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions
- 2024-03-28Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
- 2024-03-28Regulation to amend Regulation 44-103 respecting Post-Receipt Pricing
- 2024-03-21Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement
- 2024-03-21CSA Multilateral Staff Notice 81-337: Targeted Continuous Disclosure Review and Guidance for Independent Review Committees for Investment Funds
- 2024-03-07CSA Staff Notice 81-334 (Revised): ESG-Related Investment Fund Disclosure
- 2024-02-29CSA Staff Notice 23-333: Order Protection Rule Market Share Threshold Effective April 1, 2024
- 2024-02-15AMF Reminder to Financial Institutions in Québec Regarding Credit Granting in the Commercial Real Estate Market
- 2024-02-15Regulation respecting complaint processing and dispute resolution in the financial sector
- 2024-01-18CSA Notice of Consultation: Draft Regulation to Amend Regulation 81-102 and Policy Statement 81-102 Pertaining to Crypto Assets
- 2024-01-18Draft Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds
- 2024-01-18Draft Regulation to amend Regulation 81-102 respecting Investment Funds regarding Crypto Assets
- 2024-01-11CSA Notice of Publication: Amendments to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
- 2024-01-11Regulation to Amend Regulation 44-101 Respecting Short Form Prospectus Distributions
- 2024-01-11Regulation to Amend Regulation 41-101 Respecting General Prospectus Requirements
- 2024-01-11Amendment to Regulation 44-102 Implementing an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers
- 2024-01-11Regulation to Amend Regulation 44-103 Respecting Post-Receipt Pricing
- 2023-12-18Notice Relating to the Application of the Guideline on Capital Adequacy Requirements – Reciprocal Unions
- 2023-12-18Notice on the Application of the Guideline on Capital Adequacy Requirements for Self-Regulatory Organizations 2023
- 2023-12-18Notice on the Application of the Capital Adequacy Requirements Guideline for Property and Casualty Insurance 2023
- 2023-12-14AMF Notice on Capital Adequacy Requirements for Self-Regulatory Organizations 2023
- 2023-12-14CSA Notice of Publication: Regulation to Amend Regulation 24-101 Respecting Institutional Trade Matching and Settlement
- 2023-12-14Amendments to Policy Statement to Regulation 24-101 respecting Institutional Trade Matching and Settlement
- 2023-12-14AMF Notice on Capital Adequacy Requirements for Property and Casualty Insurance 2023
- 2023-12-14AMF Notice on Capital Adequacy Requirements Guideline for Reciprocal Unions 2023
- 2023-12-14Regulation to amend Regulation 24-101 respecting Institutional Trade Matching and Settlement
- 2023-12-07Regulation Respecting the Management and Reporting of Information Security Incidents by Financial Institutions and Credit Assessment Agents
- 2023-12-07Regulation Respecting the Management and Reporting of Information Security Incidents by Financial Institutions and Credit Assessment Agents
- 2023-12-06Client Focused Reforms Frequently Asked Questions
- 2023-12-01Notice on Filing Annual Returns and Documents for Québec Life and Health Insurers for Fiscal Year Ending December 31, 2023
- 2023-12-01Notice Relating to Filing of Annual Return and Other Documents for Fiscal Year Ending December 31, 2023 – Damage (P&C) Insurers Authorized in Québec
- 2023-11-30Draft Amendments to Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2023-11-30CSA Notice of Consultation: Draft Regulation to Amend Regulation 31-103 for Binding Independent Dispute Resolution
- 2023-11-30Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2023-11-16Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2023-11-16CSA/CIRO Staff Notice 23-332: Summary of Comments and Responses on Short Selling in Canada
- 2023-11-02Regulation on Information for Holders of Individual Variable Insurance Contracts Relating to Segregated Funds
- 2023-11-02Regulation respecting information to be provided to holders of individual variable insurance contracts relating to segregated funds
- 2023-10-19CSA Notice and Request for Comment: Draft Regulation to amend Regulation 81-102 respecting Investment Funds
- 2023-10-19CSA/CIRO Staff Notice 23-331: Request for Feedback on December 2022 SEC Market Structure Proposals and Potential Impact on Canadian Capital Markets
- 2023-10-19Regulation to amend Regulation 81-102 respecting Investment Funds
- 2023-10-12CSA Staff Notice 31-364: OBSI Joint Regulators Committee Annual Report for 2022
- 2023-10-05CSA Staff Notice 21-333: Crypto Asset Trading Platforms: Terms and Conditions for Trading Value-Referenced Crypto Assets with Clients
- 2023-10-05CSA Multilateral Staff Notice 58-316: Review of Disclosure Regarding Women on Boards and in Executive Officer Positions - Year 9 Report
- 2023-10-01Notice relating to the filing of annual returns and documents for Québec Damage (P&C) insurers – Fiscal year ending October 31, 2023
- 2023-10-01Notice Relating to the Filing of Annual Returns and Other Documents for Insurers Licensed in Québec – Fiscal Year Ending October 31, 2023
- 2023-09-28Amendments to Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2023-09-28Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2023-09-27Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2023-09-27Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2023-09-21Draft Amendments to Policy Statement to Regulation 44-102 Respecting Shelf Distributions for Well-Known Seasoned Issuers
- 2023-09-21Draft Regulation to Amend Regulation 44-102 Respecting Shelf Distributions for Well-Known Seasoned Issuers
- 2023-09-21CSA Notice of Consultation: Draft Regulation to Amend Regulation 44-102 Respecting Shelf Distributions Relating to Well-known Seasoned Issuers
- 2023-09-21Amendments to Policy Statement 11-202 Respecting Process for Prospectus Reviews in Multiple Jurisdictions
- 2023-09-14Regulation to amend Regulation 14-101 respecting Definitions
- 2023-09-14CSA Staff Notice 11-346: Withdrawal of Staff Notices
- 2023-09-14Amendments to Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards
- 2023-09-14Final Concordant Amendments to Securities Regulations and Regulation 14-101
- 2023-09-13Regulation 45-106 respecting Prospectus Exemptions
- 2023-09-13Regulation 33-109 Respecting Registration Information
- 2023-09-13Regulation 14-101 Respecting Definitions
- 2023-09-13Policy Statement to Regulation 52-107 Respecting Acceptable Accounting Principles and Auditing Standards
- 2023-09-13Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2023-09-13Securities Regulation
- 2023-09-13Regulation 81-102 Respecting Investment Funds
- 2023-09-13Regulation 62-103 Respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
- 2023-08-31Multilateral CSA Notice: Repeal of Regulation 81-104 respecting Alternative Mutual Funds
- 2023-08-31Decision 2023-PDG-0041: Extension of the General Decision Regarding Temporary Exemption from Certain Obligations of National Instrument 81-105 to Facilitate Broker Discounts on Trail Commissions and Client Transfers
- 2023-08-17Dual Registered Firm Guide
- 2023-08-10CSA Staff Notice 24-319 Regarding Regulation 24-101 respecting Institutional Trade Matching and Settlement
- 2023-08-03Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
- 2023-08-03Joint Canadian Securities Administrators and CIRO Staff Notice 31-363: Client Focused Reforms Conflicts of Interest Review
- 2023-07-20Decision No. 2023-PDG-0035: Temporary Exemption from SEDAR+ Filing Requirement for Eligible Foreign Securities Placements to Authorized Clients
- 2023-07-20CSA Notice regarding Coordinated Blanket Order 13-933 Temporary exemption from the requirement to transmit a report of exempt distribution through SEDAR+ in connection with distributions of eligible foreign securities to permitted clients
- 2023-07-17Decision No. 2023-PDG-0033: Coordinated General Decision 13-932 Regarding Exemptions from Certain Filing Obligations Related to the Launch of SEDAR+
- 2023-07-17CSA Notice regarding Coordinated Blanket Order 13-932 Exemptions from certain filing requirements in connection with the launch of SEDAR+
- 2023-07-06Canadian Securities Administrators Staff Notice 81-336: Guidance on Crypto Asset Investment Funds that are Reporting Issuers
- 2023-07-06Notice Relating to Individual Variable Insurance Contracts Entered Into Before June 1, 2023
- 2023-06-29CSA Notice of Publication: Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators (Phase 2)
- 2023-06-29Eligibility of Limited Recourse Capital Notes as Tier 1 Capital Instruments
- 2023-06-28CSA Staff Notice 58-315: Extension Of Comment Period For Draft Corporate Governance Disclosure Regulations
- 2023-06-15Regulation to Amend Regulation 33-109 Respecting Registration Information
- 2023-06-15Regulation to Amend Regulation 14-101 Respecting Definitions
- 2023-06-15Decision No. 2023-PDG-0030: Coordinated General Decision 24-930 Regarding Exemption from Certain Obligations Under Regulation 24-101 on Institutional Trade Matching and Settlement
- 2023-06-15Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
- 2023-06-15Regulation to Amend Regulation 62-103 Respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
- 2023-06-15Amendment to Regulation 81-102 Respecting Investment Funds
- 2023-06-15Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
- 2023-06-15CSA Notice regarding Coordinated Blanket Order 24-930 Exemption from certain filing requirements of Regulation 24-101