Autorite des marches financiers Quebec

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2021-08-25Policy Statement to Regulation 52-112 Respecting Non-GAAP and Other Financial Measures Disclosure
2021-08-25Policy Statement to Regulation 51-105 Respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2021-08-25Regulation 45-108 respecting Crowdfunding
2021-08-25Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2021-08-25Policy Statement to Regulation 45-108 Respecting Crowdfunding
2021-08-25Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2021-08-19Notice relating to the Guideline on margins for over-the-counter derivatives not cleared by a central counterparty
2021-08-12CSA Notice of Consultation: Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2021-08-12Draft Amendments to Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2021-08-12Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2021-08-05Amendments to Policy Statement to Regulation 51-105 Respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2021-08-05Order approving the Regulation to amend Regulation 45-108 respecting Crowdfunding
2021-08-05Amendments to Policy Statement to Regulation 45-108 respecting Crowdfunding
2021-08-05Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2021-08-05Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2021-08-05Amendments to Policy Statement to Regulation 52-107 Respecting Acceptable Accounting Principles and Auditing Standards
2021-08-05Policy Statement to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2021-07-28Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2021-07-28Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions and concordant regulations
2021-07-28Draft Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2021-07-28Draft Regulation to Amend Regulation 45-102 Respecting Resale of Securities
2021-07-28CSA Notice of Consultation: Draft Regulation to Introduce the Listed Issuer Financing Exemption
2021-07-22Erratum to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-07-19Notice relating to the cancellation of damage insurance contracts and the use of the short-term rate in computing the refund of insurance premium overpayments
2021-07-15Amendments to Policy Statement to Regulation 31-103 Enhancing Protection of Older and Vulnerable Clients
2021-07-15CSA Notice of Publication: Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligation - Enhancing Protection of Older and Vulnerable Clients
2021-07-15Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-07-13Policy Statement to Regulation 25-102 Respecting Designated Benchmarks and Benchmark Administrators
2021-07-13Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-07-08Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-07-08Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-07-01Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2021-07-01Regulation 45-106 respecting Prospectus Exemptions
2021-07-01Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-07-01Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-06-23Regulation to Amend Regulation 45-102 Respecting Resale of Securities
2021-06-23CSA Notice 31-360: Transitional Relief for Deferred Sales Charge Options Under Client Focused Reforms
2021-06-23CSA Notice of Publication: Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions
2021-06-23CSA Staff Notice 45-329: Guidance for using the start-up crowdfunding registration and prospectus exemptions
2021-06-23Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions
2021-06-23Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2021-06-21Decision No. 2021-PDG-0032: General Decision Regarding a Transitional Exemption Concerning the Elimination of Deferred Sales Charges and Amendments to National Instrument 31-103
2021-06-17Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-06-17Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-06-17Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2021-06-17Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2021-06-10CSA Staff Notice 21-326: Guidance for Reporting Material Systems Incidents
2021-05-27Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2021-05-27CSA Notice of Publication: Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2021-05-27Regulation to amend Regulation 45-108 respecting Crowdfunding
2021-05-25Notice Relating to the Filing of Interim Returns and Documents for Québec Life and Health Insurers for the Six Months Ending June 30, 2021
2021-05-25Notice on Filing Interim Returns and Documents for Six Months Ending June 30, 2021 – Quebec P&C Insurers
2021-05-20Draft Regulation to Amend National Policy 46-201: Escrow for Initial Public Offerings
2021-05-20Draft Regulation to amend Regulation 44-101 respecting Short Form Prospectus Distributions
2021-05-20Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2021-05-20Draft Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2021-05-20Draft Regulation to amend Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions
2021-05-20Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2021-05-20Amendments to Policy Statement 11-206 Respecting Process for Cease to be a Reporting Issuer Applications
2021-05-20Draft Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
2021-05-20Draft Amendments to Policy Statement to Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2021-05-20Draft Amendments to National Policy 51-201, Disclosure Standards
2021-05-20Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2021-05-20Draft Amendments to Policy Statement 11-207 respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
2021-05-20Amendments to Policy Statement 51-102 respecting Continuous Disclosure Obligations
2021-05-20Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2021-05-20Draft Regulation to Amend the Securities Regulation
2021-05-20Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2021-05-20Draft Amendments to Policy Statement to Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2021-05-20Draft Amendments to Policy Statement to Regulation 52-109 respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2021-05-20Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
2021-05-20Draft Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2021-05-20Draft Regulation to amend Regulation 52-110 respecting Audit Committees
2021-05-20Draft Amendments to Policy Statement to Regulation 52-110 respecting Audit Committees
2021-05-20Draft Amendments to Policy Statement 11-201 respecting Electronic Delivery of Documents
2021-05-20Draft Amendment to Policy Statement 12-202 Respecting Revocations of Certain Cease Trade Orders
2021-05-20Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2021-05-20Draft Regulation to amend Regulation 62-103 respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
2021-05-20Draft Regulation to amend Regulation 71-102 respecting Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
2021-05-20Draft Regulation to amend Regulation 81-102 respecting Investment Funds
2021-05-20CSA Notice of Consultation: Draft Regulation to Amend Regulation 51-102 Respecting Continuous Disclosure Obligations
2021-05-20Draft Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2021-05-20Draft Regulation to amend Regulation 13-101 respecting the System for Electronic Document Analysis and Retrieval (SEDAR)
2021-05-20Draft Amendments to Policy Statement to Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2021-05-20Draft Amendment to Policy Statement 41-201 respecting Income Trusts and Other Indirect Offerings
2021-05-20Draft Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2021-05-20Draft Regulation to amend Regulation 52-109 respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2021-05-20Draft Amendment to Policy Statement 12-203 respecting Management Cease Trade Orders
2021-05-20Draft Regulation to amend Regulation 55-104 respecting Insider Reporting Requirements and Exemptions
2021-05-20Regulation to amend Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
2021-05-20Draft Regulation Amending Regulation 45-106 Respecting Prospectus Exemptions
2021-05-19Regulation 41-101 respecting General Prospectus Requirements
2021-05-13Notice on findings of review of consistency in investment fund disclosure documents
2021-04-29Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-04-29Draft Regulation to amend Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-04-29CSA Notice of Publication: Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-04-29Draft Amendments to Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-04-29Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2021-04-29CSA Notice of Consultation: Draft Regulation to Amend Regulation 25-102 Respecting Designated Benchmarks and Benchmark Administrators
2021-04-22CSA Notice of Consultation: Draft Regulation to Amend Regulation 14-101 Respecting Definitions
2021-04-22Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2021-04-22Draft Regulation to amend Regulation 62-103 respecting the Early Warning System and Related Take-Over Bid and Insider Reporting Issues
2021-04-22Draft Regulation to amend Regulation 14-101 respecting Definitions
2021-04-22Draft Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-04-15Notice on Filing Interim Returns and Documents for Life and Health Insurers in Quebec for the Six Months Ending April 30, 2021
2021-04-15Notice relating to the filing of interim returns and other documents for the six months ending April 30, 2021 – Damage (P&C) insurers authorized to carry on activities in Quebec
2021-04-06Notice on the Revision of the Covered Bond Issue Limit for Deposit and Trust Institutions – COVID-19
2021-03-29Joint CSA/IIROC Staff Notice 21-329: Guidance for Crypto-Asset Trading Platforms Compliance with Regulatory Requirements
2021-03-25CSA Staff Notice 41-307 (Revised): Concerns Regarding Issuer Financial Condition and Prospectus Proceeds Sufficiency
2021-03-17Notice on Market Risk Requirements for Deposit and Trust Institutions – COVID-19
2021-03-11CSA Staff Notice 51-363: Observations on Disclosure by Crypto Assets Reporting Issuers
2021-03-10CSA Report on Sixth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions
2021-02-25CSA Staff Notice 45-328: Update on Amendments Relating to Syndicated Mortgages
2021-02-25CSA Staff Notice 51-362: Staff Review of COVID-19 Disclosure and Guide for Disclosure Improvements
2021-02-25Notice on Annual Disclosure Filing for Insurance Products Distributed Without a Representative in Québec
2021-02-25CSA Staff Notice 23-328: Order Protection Rule Market Share Threshold for April 1, 2021 to March 31, 2022
2021-02-04CSA Notice of Consultation: Draft Regulation to Amend Registration Information Requirements
2021-02-04Draft Regulation to Amend Regulation 33-109 Respecting Registration Information
2021-02-04Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2021-02-04Draft Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligation
2021-02-04Draft Amendments to Policy Statement to Regulation 33-109 respecting Registration Information
2021-02-04AMF Notice on Annual Meeting Obligations for Québec Insurers, Deposit Institutions and Trust Companies
2021-02-01AMF Normative Treatment of HASCAP Loans for Deposit and Trust Institutions – COVID-19
2021-01-28Decision No. 2021-PDG-0003: General Decision Regarding Exemptions from Certain Obligations under Regulation 81-104 on Alternative Mutual Funds
2021-01-06Notice on Coming into Force of New Automobile Insurance Endorsement Q.E.F. No. 6-9 – Marine Risk Exclusion for Amphibious Vehicles
2020-12-31Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2020-12-31Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2020-12-31Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2020-12-31Regulation 81-105 Respecting Mutual Fund Sales Practices
2020-12-30Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2020-12-30Amendments to Companion Policy 81-105: Mutual Fund Sales Practices
2020-12-30Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices
2020-12-10Regulation to Amend Regulation 41-101 Respecting General Prospectus Requirements
2020-12-10CSA Staff Notice 55-317: Automatic Securities Disposition Plans
2020-12-08Notice Relating to the Filing of Annual Returns and Other Documents for Damage Insurers Authorized in Quebec – Fiscal Year Ending December 31, 2020
2020-12-08Notice on Filing Annual Returns and Documents for Quebec Life and Health Insurers – Fiscal Year Ending December 31, 2020
2020-11-26CSA Staff Notice 25-302: Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks
2020-11-18Policy Statement to Regulation 51-102 Respecting Continuous Disclosure Obligations
2020-11-18Regulation 51-102 respecting Continuous Disclosure Obligations
2020-11-18Policy Statement to Regulation 44-101 Respecting Short Form Prospectus Distributions
2020-11-18Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2020-11-12Draft Amendments to Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2020-11-12Draft Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
2020-11-12Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2020-11-12Order approving the Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2020-11-06Notice on Revised Leverage Ratio Measures for Deposit and Trust Institutions – COVID-19
2020-10-29CSA Multilateral Staff Notice 51-361 Continuous Disclosure Review Program Activities for Fiscal Years Ended March 31, 2020 and March 31, 2019
2020-10-21Notice on New Automobile Insurance Endorsement Q.E.F. No 48 for Remunerated Passenger Transportation by Automobile
2020-10-01Erratum: CSA Notice of Publication of Amendments Regarding Syndicated Mortgage Loans
2020-09-18CSA Staff Notice 81-333: Guidance on Effective Liquidity Risk Management for Investment Funds
2020-09-17Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2020-09-17CSA Notice of Consultation: Amendments Relating to the Offering Memorandum Prospectus Exemption
2020-09-17Regulation to Amend Regulation 81-105 Respecting Mutual Fund Sales Practices
2020-09-17Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2020-09-17Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2020-09-17Regulation to Amend Regulation 41-101 Respecting General Prospectus Requirements
2020-09-17CSA Notice of Publication: Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required
2020-09-14Regulation 21-101 Respecting Marketplace Operation
2020-09-14Policy Statement to Regulation 21-101 Respecting Marketplace Operation
2020-09-03Notice Relating to the Revision of Payment Deferral Measures for Loans by Financial Institutions and Trust Companies – COVID-19
2020-09-03Notice relating to the revision of certain measures concerning payment deferrals for loans, leases and premiums granted by Québec-chartered insurers – COVID-19
2020-08-31Policy Statement to Regulation 44-102 Respecting Shelf Distributions
2020-08-31Regulation 44-102 respecting Shelf Distributions
2020-08-31Policy Statement to Regulation 21-101 Respecting Marketplace Operation
2020-08-31Regulation 21-101 Respecting Marketplace Operation
2020-08-27CSA Staff Notice 31-359: OBSI Joint Regulators Committee Annual Report for 2019
2020-08-27Amendments to Policy Statement to Regulation 21-101 Respecting Marketplace Operation
2020-08-27Regulation to amend Regulation 21-101 respecting Marketplace Operation
2020-08-27Regulation to amend Regulation 44-102 respecting Shelf Distributions
2020-08-27Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions
2020-08-27Regulation to Amend Regulation 21-101 Respecting Marketplace Operation
2020-08-20CSA Notice of Publication: Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations - Business Acquisition Report Requirements
2020-08-20Joint CSA/IIROC Staff Notice 23-327: Update on Internalization within the Canadian Equity Market
2020-08-06Regulation to amend Regulation 45-106 respecting Prospectus Exemptions (Syndicated Mortgages)
2020-08-06CSA Notice of Publication: Amendments relating to Syndicated Mortgages
2020-08-06Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2020-08-06CSA Staff Notice 11-342: Notice of Local Amendments and Changes in Certain Jurisdictions
2020-08-03Notice to Québec-Chartered Insurers, Deposit Institutions and Trust Companies on the Resumption of Public Consultations and Quantitative Impact Studies
2020-07-02AMF Regulatory Reminders for Québec-Authorized Financial Institutions
2020-07-02CSA Staff Notice 31-358 Guidance on Registration Requirements for Chief Compliance Officers
2020-06-29AMF Notice on Disclosure Requirements for Québec Financial Institutions Regarding Market Risk and Leverage Ratio Relief
2020-06-19Regulation 24-102 Respecting Clearing Agency Requirements
2020-06-19Policy Statement to Regulation 24-102 Respecting Clearing Agency Requirements
2020-06-18Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation
2020-06-18CSA Notice of Publication: Regulation to amend Regulation 21-101 respecting Marketplace Operation
2020-06-18Regulation to amend Regulation 21-101 respecting Marketplace Operation
2020-06-18Amendments to Policy Statement to Regulation 24-102 respecting Clearing Agency Requirements
2020-06-18Regulation to amend Regulation 24-102 respecting Clearing Agency Requirements
2020-06-04CSA Notice of Publication: Mandatory Post-Trade Transparency of Trades in Government Debt Securities and Expanded Transparency of Trades in Corporate Debt Securities
2020-06-04Regulation to Amend Regulation 21-101 Respecting Marketplace Operation
2020-06-04CSA Staff Notice 43-311: Review of Mineral Resource Estimates in Technical Reports
2020-06-04Amendments to Policy Statement to Regulation 21-101 respecting Marketplace Operation
2020-06-04CSA Notice of Publication: Regulation to Amend Regulation 44-102 Respecting Shelf Distributions for At-the-Market Distributions
2020-06-04Regulation to amend Regulation 44-102 respecting Shelf Distributions
2020-05-07Amendments to Companion Policy 81-105: Mutual Fund Sales Practices
2020-05-07Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices
2020-04-30Notice relating to the application of the Regulation respecting the application of the Deposit Institutions and Deposit Protection Act
2020-04-28Notice on Filing Interim Returns and Documents for Life and Health Insurers in Quebec – Half Year Ending April 30, 2020
2020-04-28Notice on Filing Interim Returns and Other Documents for Quebec Damage Insurers for the Half Year Ending April 30, 2020
2020-04-16Decision No. 2020-PDG-0030: General Decision Regarding Exemption from Certain Obligations of National Instrument 31-103