Autorite des marches financiers Quebec

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2020-04-16Decision No. 2020-PDG-0030: General Decision Regarding Exemption from Certain Obligations of National Instrument 31-103
2020-04-16CSA Notice 31-357 Blanket Orders in respect of Certain Client Focused Reforms Provisions of Regulation 31-103
2020-04-09Additional Capital and Prudential Measures for Québec-Chartered Insurers in Response to COVID-19
2020-04-09Additional Capital and Prudential Measures for Deposit Institutions and Trust Companies – COVID-19
2020-04-09Notice on Transitional Capital Treatment for Expected Loss Provisioning
2020-03-31Notice relating to new measures for deposit and trust institutions to reduce the impact of issues stemming from COVID-19
2020-03-31Notice to Québec-chartered insurers concerning measures related to IFRS 17, capital standards and supervisory activities – COVID-19
2020-03-31Notice on Regulatory and Administrative Relief Measures for Certain Provisions of the Deposit Institutions and Deposit Protection Act – COVID-19
2020-03-26CSA Multilateral Notice 24-317 Notice of Relief from Certain Filing Provisions under Regulation 24-101 respecting Institutional Trade Matching and Settlement
2020-03-19Amendments to Policy Statement to Regulation 24-102 respecting Clearing Agency Requirements
2020-03-19CSA Notice of Publication: Regulation to amend Regulation 24-102 respecting Clearing Agency Requirements
2020-03-19Regulation to amend Regulation 24-102 respecting Clearing Agency Requirements
2020-03-05Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2020-03-05Amendments to Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2020-03-05Notice of Consultation: Draft Amendments to Enhance Protection of Older and Vulnerable Clients
2020-03-05Amendment to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2020-03-05Amendment to Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2020-03-05CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities
2020-02-28Policy Statement to Regulation 45-106 Respecting Prospectus Exemptions
2020-02-27Draft Regulation to Amend Regulation 13-101 Respecting SEDAR
2020-02-27CSA Notice of Consultation: Draft Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions
2020-02-27Draft Regulation to Amend Regulation 45-102 Respecting Resale of Securities
2020-02-27Draft Regulation 45-110 respecting Start-up Crowdfunding Registration and Prospectus Exemptions
2020-02-20CSA Multilateral Notice of Publication: Amendments Prohibiting Deferred Sales Charges for Investment Funds
2020-02-20Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices
2020-02-20Amendments to Policy Statement to Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2020-02-13CSA Staff Notice 23-326 Order Protection Rule Market Share Threshold for April 1, 2020 to March 31, 2021
2020-02-13Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2020-02-13Draft Amendments to Policy Statement to Regulation 51-105 Respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2020-02-13Draft Regulation to amend Regulation 45-108 respecting Crowdfunding
2020-02-13CSA Second Notice of Consultation: Draft Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2020-02-13Draft Policy Statement to Regulation 52-112 respecting Non-GAAP and Other Financial Measures Disclosure
2020-01-31Notice Regarding the Coming into Force on April 23, 2020 of Amendments to Automobile Insurance Endorsement Forms Q.E.F. No. 9 and Q.E.F. No. 4-9
2020-01-23CSA Notice 23-325: Trading Fee Rebate Pilot Study
2020-01-16CSA Staff Notice 21-327: Guidance on the Application of Securities Legislation to Entities Facilitating the Trading of Crypto Assets
2020-01-09Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2020-01-09Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-12-31Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-12-31Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-12-19CSA Staff Notice 81-332: Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions
2019-12-12Notice of the Autorité des marchés financiers (AMF) Relating to the Annual Questionnaire on Automobile Insurance Experience in Québec
2019-12-11CSA Staff Notice 45-326: Update on Amendments Relating to Syndicated Mortgages
2019-12-03Notice on Filing Annual Returns for Damage (P&C) Insurers in Quebec – Fiscal Year Ending December 31, 2019
2019-12-03Notice on Filing Annual Returns and Documents for Quebec Life and Health Insurers – Fiscal Year Ending December 31, 2019
2019-11-12CSA Multilateral Staff Notice 51-359 Corporate Governance Related Disclosure Expectations for Reporting Issuers in the Cannabis Industry
2019-10-30Notice relating to the use by insurers of electronic proof of automobile insurance
2019-10-29Notice on Filing Annual Returns and Documents for Quebec Life and Health Insurers – Fiscal Year Ending October 31, 2019
2019-10-29Notice on Filing Annual Returns and Documents for Quebec Damage (P&C) Insurers – Fiscal Year Ending October 31, 2019
2019-10-11Notice Regarding the October 10, 2019 Coming into Force of Québec Automobile Insurance Policy Form No. 2 and Its Endorsements
2019-10-03CSA Notice of Consultation: Draft Regulation to Amend Regulation 52-108 Respecting Auditor Oversight
2019-10-03Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-10-03CSA Notice of Publication: Regulation to Amend Regulation 31-103 Reforms to Enhance the Client-Registrant Relationship
2019-10-03Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-10-03Draft Regulation to Amend Regulation 52-108 Respecting Auditor Oversight
2019-10-03Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-10-03Draft Amendments to Policy Statement to Regulation 52-108 respecting Auditor Oversight
2019-10-02CSA Multilateral Staff Notice 58-311: Report on Fifth Staff Review of Disclosure Regarding Women on Boards and in Executive Officer Positions
2019-09-12Draft Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2019-09-12Draft Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2019-09-12Draft Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2019-09-12Draft Regulation to amend Regulation 81-102 respecting Investment Funds
2019-09-12Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2019-09-12Draft Amendment to Policy Statement to Regulation 81-102 respecting Investment Funds
2019-09-12Draft Regulation to Amend Regulation 13-101 Respecting SEDAR
2019-09-12Draft Regulation to Amend Regulation 81-102 Respecting Investment Funds
2019-09-12Draft Regulation to amend Regulation 81-102 respecting Investment Funds
2019-09-12Draft Regulation to Amend Regulation 13-102 Respecting System Fees for SEDAR and NRD
2019-09-12Draft Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2019-09-12Draft Regulation to Amend Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2019-09-12Regulation to Amend the Securities Regulation – Reducing Regulatory Burden for Investment Fund Issuers (Phase 2, Stage 1)
2019-09-12Draft Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2019-09-12Draft Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2019-09-12Draft Regulation to amend Regulation 14-101 respecting Definitions
2019-09-12CSA Notice of Consultation: Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1
2019-09-12Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2019-09-12Draft Regulation to amend Regulation 81-107 respecting Independent Review Committee for Investment Funds
2019-09-12Draft Regulation to amend Regulation 41-101 respecting General Prospectus Requirements
2019-09-12Draft Regulation to Amend Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure
2019-09-12Draft Regulation to Amend Regulation 81-102 Respecting Investment Funds
2019-09-12Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2019-09-12Draft Regulation to Amend Regulation 81-107 Respecting Independent Review Committee for Investment Funds
2019-09-12Draft Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2019-09-12Draft Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
2019-09-12Draft Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2019-09-12Draft Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2019-09-12Draft Regulation to Amend Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2019-09-12Draft Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
2019-09-12Draft Regulation to amend Regulation 81-102 respecting Investment Funds
2019-09-05Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2019-09-05Regulation to Amend Regulation 51-102 Respecting Continuous Disclosure Obligations
2019-09-05Draft Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
2019-09-05CSA Notice of Consultation: Draft Regulation to Amend Continuous Disclosure and Business Acquisition Report Requirements
2019-09-05Draft Amendments to Policy Statement to Regulation 41-101 respecting General Prospectus Requirements
2019-08-22CSA Staff Notice 31-356 – Guidance on Compliance Consultants Engaged by Firms Following a Regulatory Decision
2019-08-15CSA Staff Notice 31-355: OBSI Joint Regulators Committee Annual Report for 2018
2019-08-01CSA Staff Notice 51-358: Reporting of Climate Change-related Risks
2019-06-27Notice on Filing Interim Returns and Documents for P&C Insurers – Six Months Ending June 30, 2019
2019-06-27Notice on Filing Interim Returns and Documents for Insurers of Persons – Six Months Ending June 30, 2019
2019-06-21CSA Staff Notice 31-354: Suggested Practices for Engaging with Older or Vulnerable Clients
2019-06-20Notice relating to the blanket order regarding exemption from certain requirements set out in Regulation 81-102 respecting Investment Funds
2019-06-19AMF Notice on Guidelines Following June 13, 2019 Statutory Amendments
2019-06-17SEDAR Filer Manual 8.061: Standards, Procedures and Guidelines for Electronic Filing
2019-06-14Notice Regarding Deposit Protection
2019-06-12Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-06-11AMF Notice on Merger Expectations for Segregated Funds
2019-06-06Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-05-15Notice on the Application of the Regulation Respecting Alternative Distribution Methods
2019-05-14Pilot Project for Remunerated Passenger Transportation Services Requested via Mobile Application
2019-05-14Endorsement Form for Pilot Project on Mobile Application-Based Passenger Transportation Services
2019-05-09Amendments to Regulation 44-102 Respecting Shelf Distributions: At-the-Market Distributions
2019-05-09Draft Amendments to Policy Statement to Regulation 44-102 respecting Shelf Distributions At-the-Market Distributions
2019-05-09CSA Notice of Consultation: Draft Regulation to Amend Regulation 44-102 Respecting Shelf Distributions for At-the-Market Distributions
2019-05-02Draft Amendments to Policy Statement to Regulation 45-108 respecting Crowdfunding
2019-05-02Draft Amendment to Policy Statement 41-201 respecting Income Trusts and Other Indirect Offerings
2019-05-02Amendments to Policy Statement to Regulation 51-101 Respecting Standards of Disclosure for Oil and Gas Activities
2019-05-02Draft Regulation to amend Regulation 62-104 respecting Take-Over Bids and Issuer Bids
2019-05-02Draft Amendments to Policy Statement to Regulation 51-102 respecting Continuous Disclosure Obligations
2019-05-02Draft Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2019-05-02Draft Regulation to amend Regulation 58-101 respecting Disclosure of Corporate Governance Practices
2019-05-02Draft Amendments to Policy Statement to Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2019-05-02Draft Amendments to Policy Statement to Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards
2019-05-02Amendments to Policy Statement 11-203 Respecting Process for Exemptive Relief Applications in Multiple Jurisdictions
2019-05-02Draft Regulation to amend Regulation 51-102 respecting Continuous Disclosure Obligations
2019-05-02Draft Amendments to Policy Statement to Regulation 44-101 respecting Short Form Prospectus Distributions
2019-05-02Draft Regulation to amend Regulation 43-101 respecting Standards of Disclosure for Mineral Projects
2019-05-02Amendments to Policy Statement to Regulation 11-102 Respecting Passport System
2019-05-02Draft Regulation 13-103 respecting System Replacement
2019-05-02Draft Amendment to Policy Statement 12-202 Respecting Revocations of Certain Cease Trade Orders
2019-05-02Draft Regulation to amend Regulation 44-102 respecting Shelf Distributions
2019-05-02Draft Regulation to amend Regulation 45-108 respecting Crowdfunding
2019-05-02Draft Amendment to Policy Statement to Regulation 44-103 Respecting Post-Receipt Pricing
2019-05-02Draft Regulation 13-102 respecting System Fees
2019-05-02Draft Policy Statement to Regulation 13-103 respecting System Replacement
2019-05-02Draft Regulation to Amend Regulation 45-102 Respecting Resale of Securities
2019-05-02Draft Regulation to Amend Regulation 44-101 Respecting Short Form Prospectus Distributions
2019-05-02Draft Amendments to Policy Statement 11-207 Respecting Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions
2019-05-02Draft Amendments to Policy Statement 11-202 Respecting Process for Prospectus Reviews in Multiple Jurisdictions
2019-05-02Regulation to Amend Regulation 11-102 Respecting the Passport System
2019-05-02Amendments to Policy Statement to Regulation 61-101 Respecting Protection of Minority Security Holders in Special Transactions
2019-05-02Draft Amendments to Policy Statement to Regulation 41-101 Respecting General Prospectus Requirements
2019-05-02Draft Regulation to Amend National Policy 46-201 on Escrow for Initial Public Offerings
2019-05-02Draft Amendments to Policy Statement 11-206 respecting Process for Cease to be a Reporting Issuer Applications
2019-05-02Amendments to Notice 47-201 Relating to Trading Securities Using the Internet and Other Electronic Means
2019-05-02CSA Notice of Consultation: Proposed Repeal and Replacement of Regulation 13-102 respecting System Fees for SEDAR and NRD
2019-05-02Amendments to Policy Statement 62-203 Respecting Take-Over Bids and Issuer Bids
2019-05-02Draft Amendment to Policy Statement 12-203 Respecting Management Cease Trade Orders
2019-05-02Regulation to amend Regulation 54-101 respecting Communication with Beneficial Owners of Securities of a Reporting Issuer
2019-05-02Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions
2019-05-02Amendment to Policy Statement to Regulation 81-102 Respecting Investment Funds
2019-05-02CSA Notice of Consultation: Draft Regulation respecting National Systems Renewal Program and Related Amendments
2019-05-02Draft Amendment to Policy Statement to Regulation 45-102 respecting Resale of Securities
2019-05-02Draft Amendments to Policy Statement to Regulation 52-108 respecting Auditor Oversight
2019-05-02Draft Regulation to amend Regulation 81-106 respecting Investment Fund Continuous Disclosure
2019-05-02Draft Regulation to Amend Regulation 41-101 Respecting General Prospectus Requirements
2019-05-02Draft Regulation to amend Regulation 51-105 respecting Issuers Quoted in the U.S. Over-the-Counter Markets
2019-05-02Draft Amendment to Policy Statement 81-107 respecting Independent Review Committee for Investment Funds
2019-05-02Draft Amendments to Policy Statement to Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2019-05-02Draft Regulation to amend Regulation 81-101 respecting Mutual Fund Prospectus Disclosure
2019-05-02Amendments to Policy Statement to Regulation 43-101 Respecting Standards of Disclosure for Mineral Projects
2019-05-02Amendments to Policy Statement to Regulation 52-109 Respecting Certification of Disclosure in Issuers' Annual and Interim Filings
2019-05-02Draft Amendment to Policy Statement to Regulation 81-106 respecting Investment Fund Continuous Disclosure
2019-05-02Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2019-05-02Draft Amendments to Policy Statement 58-201 to Corporate Governance Guidelines
2019-05-02Draft Regulation to amend Regulation 51-101 respecting Standards of Disclosure for Oil and Gas Activities
2019-05-02Draft Amendments to National Policy 51-201: Disclosure Standards
2019-05-02Amendments to Policy Statement 11-201 Respecting Electronic Delivery of Documents
2019-04-24Notice of the Authority Relating to Filing of Interim Returns for Quebec P&C Insurers – Half Year Ending April 30, 2019
2019-04-24Notice on Filing Interim Returns and Documents for Insurers of Persons Licensed in Quebec – Half Year Ending April 30, 2019
2019-04-18Draft Regulation to amend Regulation 21-101 respecting Marketplace Operation
2019-04-18Draft Amendments to Policy Statement to Regulation 21-101 Respecting Marketplace Operation
2019-04-18CSA Notice and Request for Comment: Draft Regulation to Amend Regulation 21-101 Respecting Marketplace Operation
2019-03-21Notice on the Bail-In Power Under Section 40.50 of the Deposit Insurance Act
2019-03-15Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-03-15CSA Staff Notice 21-325: Follow-up on Marketplace Systems Incidents
2019-03-15Draft Regulation to amend Regulation 45-106 respecting Prospectus Exemptions regarding Syndicated Mortgages
2019-03-15CSA Second Notice of Consultation - Amendments relating to Syndicated Mortgages
2019-03-15Draft Amendments to Policy Statement to Regulation 45-106 respecting Prospectus Exemptions
2019-03-15Draft Policy Statement to Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-03-14Draft Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2019-03-14Regulation to Amend Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
2019-03-14Policy Statement to Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2019-03-14CSA Notice of Publication: Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations - Custody-Related Amendments
2019-03-14Notice of Consultation: Draft Regulation 25-102 respecting Designated Benchmarks and Benchmark Administrators
2019-03-07CSA Staff Notice 11-341: Withdrawal of Staff Notices
2019-02-21CSA Staff Notice 45-324 – Update on the Start-up Crowdfunding Registration and Prospectus Exemptions
2019-02-07CSA Staff Notice 45-325: Filing Requirement and Fee Payable for Exempt Distributions involving Fully Managed Accounts
2019-01-31CSA Staff Notice 23-324 Order Protection Rule Market Share Threshold for April 1, 2019 to March 31, 2020
2019-01-31Notice Relating to the Filing of Automobile Rate Manuals
2019-01-17CSA Staff Notice 11-340: Extension of Comment Period for Trading Fee Rebate Pilot Study
2019-01-03Regulation 81-107 respecting Independent Review Committee for Investment Funds
2019-01-03Policy Statement to Regulation 81-107 Respecting Independent Review Committee for Investment Funds
2019-01-03Regulation 81-106 Respecting Investment Fund Continuous Disclosure
2019-01-03Regulation 41-101 respecting General Prospectus Requirements
2019-01-03Regulation 81-102 Respecting Investment Funds
2019-01-03Policy Statement to Regulation 81-102 Respecting Investment Funds
2019-01-03Regulation 11-102 respecting Passport System
2019-01-03Regulation 81-104 Respecting Alternative Mutual Funds
2019-01-03Policy Statement to Regulation 11-102 Respecting the Passport System
2019-01-03Policy Statement to Regulation 81-104 Respecting Commodity Pools
2019-01-03Regulation 81-101 Respecting Mutual Fund Prospectus Disclosure