Financial Conduct Authority

682 documents, newest first — showing 601–682.

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2016-09-25Guidance on the duty of responsibility: final amendments to the Decision Procedure and Penalties Manual
2016-09-25Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8
2016-09-25Whistleblowing in UK branches of foreign banks: PS17/7
2016-09-23PS17/14: Markets in Financial Instruments Directive II Implementation Policy Statement II
2016-09-19FS16/5: Feedback on Big Data in Retail General Insurance
2016-09-13Review of the FCA’s appropriate qualification exam standards
2016-09-08Review of the FCA's appropriate qualification exam standards
2016-09-07FCA Regulated fees and levies: Insurers’ tariff data for 2017/18
2016-09-06Pension Wise standards: changes for secondary annuity market guidance
2016-09-01Quarterly Consultation Paper No. 14: CP16/21
2016-08-26PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
2016-08-25FCA’s disclosure rules following application of PRIIPs Regulation: Feedback to CP16/18 and final rules
2016-07-20A new UK prudential regime for MiFID investment firms
2016-07-04CP16/17: Quarterly Consultation Paper No. 13
2016-06-29PS16/17: PSR regulatory fees 2016/17
2016-05-26CP16/15: Capping early exit pension charges
2016-05-16FS16/3: Feedback Statement on competition in the mortgage sector
2016-04-28PS16/13: Implementation of the Market Abuse Regulation
2016-04-14CP16/11: PSR regulatory fees 2016/17
2016-04-04CP16/8: Quarterly Consultation Paper No. 12
2016-03-31PS16/11: Complaints against the Regulators
2016-03-24Ring-fencing: Disclosures to consumers by non-ring-fenced bodies
2016-03-18Future regulatory treatment of CCA regulated first charge mortgages
2016-03-02PS16/6: Consequential Changes to the Senior Managers Regime
2016-03-01FS16/1: Feedback Statement on DP15/4 – General insurance value measures
2016-02-11CP16/6: Complaints against the Regulators
2016-02-02Implementation of the UCITS V Directive
2015-12-17CP15/44: PSR regulatory fees 2016/17
2015-12-16PS15/32: Amendments to Various Forms
2015-12-04CP15/42: Quarterly Consultation Paper No. 11
2015-10-27PS15/25: PSR regulatory fees 2015/16
2015-09-17CP15/29: Amendments to various forms
2015-09-15FS15/4 : Terms and definitions for services which are linked to payment accounts and subject to fees
2015-09-04CP15/28: Quarterly Consultation Paper No. 10
2015-09-03CP15/27 : UCITS V implementation and other changes to the Handbook affecting investment funds
2015-08-19CP15/26: PSR regulatory fees 2015/16
2015-07-23CP15/24: Cash savings remedies
2015-06-23CP15/21: Reform of the legacy Credit Unions Sourcebook
2015-06-22PS15/15: FCA regulated fees and levies
2015-06-05Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules
2015-06-04CP15/19: Quarterly Consultation Paper No. 9
2015-04-15FG15/6 - Multilateral Trading Facilities (MTFs)
2015-03-27PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules
2015-03-27PS15/8: Solvency II
2015-03-25CP15/12: Pension Wise - recommendation policy
2015-03-06Quarterly Consultation Paper No. 8 (CP15/8)
2015-03-04CP15/7: Proposed changes to pension transfer rules
2015-02-19FS15/1: Discussion on the Use of Dealing Commission
2015-01-22FG15/1 - Retail investment advice: Clarifying the boundaries and exploring the barriers to market development
2014-12-19CP14/31: Strengthening accountability in banking: forms, consequential and transitional aspects
2014-12-12CP14/30: Improving complaints handling
2014-12-08CP14/28: MIPRU Simplification
2014-12-05CP14/27: Quarterly Consultation Paper No. 7
2014-12-01PS14/18: Credit broking and fees
2014-09-25CP14/20 : Implementing the Mortgage Credit Directive and the new regime for second charge mortgages
2014-09-05CP14/18: Quarterly consultation No.6
2014-08-01CP14/15: Recovery and Resolution Directive
2014-07-21CP14/11: Retirement reforms and the Guidance Guarantee
2014-07-02PS14/11: FCA regulated fees and levies 2014/15
2014-06-10CP14/9 : Client Money held in Individual Savings Accounts
2014-06-06CP14/8: Quarterly consultation No.5
2013-12-13CRD IV for Investment Firms
2013-12-13PS13/11: Changes to the Listing Rules
2013-12-06CP13/18: Quarterly Consultation Paper No. 3
2013-11-25CP13/17: Use of dealing commission
2013-10-10CP13/12: CRD IV for investment firms
2013-09-06CP13/9: Quarterly Consultation Paper No. 2
2013-08-30PS13/7 Consumer credit: interim permission fees
2013-08-20FG13/5 - The use of the group exclusion and the CREST regulated activity
2013-08-05FS13/1: Transparency - Feedback on DP13/1
2013-07-31CP13/6: Capital requirements for investment firms
2013-07-12FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor
2013-06-05CP13/3: Quarterly Consultation Paper No.1
2013-03-25FCA Policy Statement PS13/7: Interim Permission Fees for Consumer Credit
2013-03-25Making Temporary Product Intervention Rules
2013-03-25FSA - PS13/5 The new FCA Handbook
2013-03-25FCA Regulated fees and levies 2013/14
2013-03-25FSA PS13/5 Amendments to the Handbook for the new regulatory framework
2013-03-22FSCS funding model review – feedback on CP13/1
2012-10-02FSA - CP12/25: Enhancing the effectiveness of the Listing Regime and feedback on CP12/2
2012-07-25FSCS Funding Model Review
2012-02-27FSA - PS12/3: Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets