Financial Conduct Authority

509 documents, newest first — showing 401–509.

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2017-07-21PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules
2017-07-06PS18/11: Sovereign controlled companies
2017-07-03FG18/2: Staff incentives, remuneration and performance management in consumer credit firms
2017-07-03CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
2017-06-27PS18/8: Implementing asset management market study remedies and changes to our Handbook
2017-06-20PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation
2017-06-20PS18/6: Advising on Pension Transfers – feedback on CP17/16 and final rules and guidance
2017-06-09CP17/13: Fourth Money Laundering Directive and Fund Transfer Regulation Implementation
2017-06-09PS18/5: Powers in relation to LIBOR contributions
2017-06-09CP17/14: Quarterly Consultation Paper No. 17
2017-04-12FCA regulated fees and levies 2017/18
2017-04-07FS17/4: Distributed ledger technology
2017-03-30CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
2017-03-28CP17/10: Consultation on persistent debt and earlier intervention remedies
2017-03-14Finalised guidance: The treatment of politically exposed persons for anti-money laundering purposes
2017-03-09Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers
2017-03-06PS17/4: Handbook changes to reflect the introduction of the Lifetime ISA
2017-03-02CP17/6: Quarterly Consultation Paper No. 16
2017-02-27PS17/23: Reforming the availability of information in the UK equity IPO process
2017-02-13Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime
2017-01-31Implementation of the Enforcement Review and the Green Report
2017-01-23PS17/18: CASS 7A and the special administration regime review
2017-01-13Financial Services Compensation Scheme Management Expenses Levy Limit 2017/18
2016-12-16CP16/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper IV
2016-12-13Home Finance Customers with a Payment Shortfall: PS16/25
2016-12-09Fair treatment of long-standing customers in the life insurance sector: FG16/8
2016-12-09CP16/41: Amendments to Notes for completion of the Mortgage Lenders & Administrators Return (MLAR)
2016-12-05CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
2016-11-30FCA Quarterly Consultation Paper No. 15 (CP16/39)
2016-11-25Changes to DTR 2.5: delay in the disclosure of inside information
2016-11-24PS17/16: Regulatory reporting - retirement income data
2016-11-23PS17/12: Implementing information prompts in the annuity market
2016-11-23PS17/17: PSR regulatory fees 2017/18
2016-11-16Regulatory fees and levies: policy proposals for 2017/18
2016-11-15Handbook changes to reflect the introduction of the Lifetime ISA
2016-11-14PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules
2016-10-28FS16/11: Feedback on Regulatory Barriers to Social Investments
2016-10-24Guarantor loans: default notices: FG17/1
2016-10-18FG17/4: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations
2016-10-11PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses
2016-10-03PS17/20: Transaction cost disclosure in workplace pensions
2016-09-26PS17/10: Remuneration in CRD IV Firms
2016-09-25Whistleblowing in UK branches of foreign banks: PS17/7
2016-09-25Guidance on the duty of responsibility: final amendments to the Decision Procedure and Penalties Manual
2016-09-25Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8
2016-09-23PS17/14: Markets in Financial Instruments Directive II Implementation Policy Statement II
2016-09-19FS16/5: Feedback on Big Data in Retail General Insurance
2016-09-08Review of the FCA's appropriate qualification exam standards
2016-09-07FCA Regulated fees and levies: Insurers’ tariff data for 2017/18
2016-09-06Pension Wise standards: changes for secondary annuity market guidance
2016-09-01Quarterly Consultation Paper No. 14: CP16/21
2016-08-26PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
2016-08-25FCA’s disclosure rules following application of PRIIPs Regulation: Feedback to CP16/18 and final rules
2016-07-20A new UK prudential regime for MiFID investment firms
2016-07-04CP16/17: Quarterly Consultation Paper No. 13
2016-06-29PS16/17: PSR regulatory fees 2016/17
2016-05-26CP16/15: Capping early exit pension charges
2016-05-16FS16/3: Feedback Statement on competition in the mortgage sector
2016-04-28PS16/13: Implementation of the Market Abuse Regulation
2016-04-14CP16/11: PSR regulatory fees 2016/17
2016-04-04CP16/8: Quarterly Consultation Paper No. 12
2016-03-31PS16/11: Complaints against the Regulators
2016-03-24Ring-fencing: Disclosures to consumers by non-ring-fenced bodies
2016-03-02PS16/6: Consequential Changes to the Senior Managers Regime
2016-02-11CP16/6: Complaints against the Regulators
2016-02-02Implementation of the UCITS V Directive
2015-12-17CP15/44: PSR regulatory fees 2016/17
2015-12-16PS15/32: Amendments to Various Forms
2015-12-04CP15/42: Quarterly Consultation Paper No. 11
2015-10-27PS15/25: PSR regulatory fees 2015/16
2015-09-17CP15/29: Amendments to various forms
2015-09-04CP15/28: Quarterly Consultation Paper No. 10
2015-08-19CP15/26: PSR regulatory fees 2015/16
2015-07-23CP15/24: Cash savings remedies
2015-06-23CP15/21: Reform of the legacy Credit Unions Sourcebook
2015-06-22PS15/15: FCA regulated fees and levies
2015-06-04CP15/19: Quarterly Consultation Paper No. 9
2015-04-15FG15/6 - Multilateral Trading Facilities (MTFs)
2015-03-27PS15/8: Solvency II
2015-03-25CP15/12: Pension Wise - recommendation policy
2015-03-06Quarterly Consultation Paper No. 8 (CP15/8)
2015-02-19FS15/1: Discussion on the Use of Dealing Commission
2014-12-12CP14/30: Improving complaints handling
2014-12-08CP14/28: MIPRU Simplification
2014-12-05CP14/27: Quarterly Consultation Paper No. 7
2014-12-01PS14/18: Credit broking and fees
2014-09-05CP14/18: Quarterly consultation No.6
2014-08-01CP14/15: Recovery and Resolution Directive
2014-07-21CP14/11: Retirement reforms and the Guidance Guarantee
2014-07-02PS14/11: FCA regulated fees and levies 2014/15
2014-06-06CP14/8: Quarterly consultation No.5
2013-12-13CRD IV for Investment Firms
2013-12-13PS13/11: Changes to the Listing Rules
2013-12-06CP13/18: Quarterly Consultation Paper No. 3
2013-11-25CP13/17: Use of dealing commission
2013-10-10CP13/12: CRD IV for investment firms
2013-09-06CP13/9: Quarterly Consultation Paper No. 2
2013-08-30PS13/7 Consumer credit: interim permission fees
2013-08-20FG13/5 - The use of the group exclusion and the CREST regulated activity
2013-08-05FS13/1: Transparency - Feedback on DP13/1
2013-07-31CP13/6: Capital requirements for investment firms
2013-07-12FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor
2013-06-05CP13/3: Quarterly Consultation Paper No.1
2013-03-25FCA Regulated fees and levies 2013/14
2013-03-25FSA - PS13/5 The new FCA Handbook
2013-03-25FSA PS13/5 Amendments to the Handbook for the new regulatory framework
2013-03-25Making Temporary Product Intervention Rules
2013-03-25FCA Policy Statement PS13/7: Interim Permission Fees for Consumer Credit
2013-03-22FSCS funding model review – feedback on CP13/1