Financial Conduct Authority

682 documents, newest first — showing 401–600.

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2019-07-02PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets
2019-06-26CP19/14: Mortgage customers: proposed changes to responsible lending rules and guidance
2019-06-25FS19/3: Recognition of codes: feedback on QCP 23 18/39
2019-06-25PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)
2019-06-12Our Framework: Assessing Adequate Financial Resources
2019-06-07CP19/19: Quarterly Consultation Paper No 24
2019-06-06PS19/25: Overdraft Pricing and Competition Remedies
2019-05-29CP19/16 : FCA regulated fees and levies: Rates proposals 2019/20
2019-05-28CP19/10 : Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8
2019-05-03PS20/1: Mortgage advice and selling standards: feedback to CP19/17 and final rules
2019-04-30General Insurance Value Measures reporting
2019-04-30Building a regulatory framework for effective stewardship
2019-04-23CP19/4: Optimising the Senior Managers & Certification Regime and feedback to DP16/4
2019-04-16FCA regulated fees and levies 2019/20
2019-04-08Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (proposed changes to DEPP and EG)
2019-04-05Retirement Outcomes Review: Investment pathways and other proposed changes to our rules and guidance
2019-03-29PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies
2019-03-29PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union
2019-03-27CP19/7: Consultation on proposals to improve shareholder engagement
2019-03-25PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules
2019-03-14Consultation on Investment Platforms Market Study Remedies
2019-03-13PS19/29: Making transfers simpler – feedback to CP19/12 and final rules
2019-03-08Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018
2019-03-01PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules
2019-02-27Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8
2019-02-27PS19/5: Feedback on Brexit Consultations
2019-01-29PS19/13: Improving shareholder engagement and increasing transparency around stewardship
2019-01-29PS20/9: General Insurance Value Measures Reporting and Publication
2019-01-29Financial Services Compensation Scheme Management Expenses Levy Limit 2019/20
2019-01-25PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
2019-01-22PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4
2019-01-22PS19/22: Guidance on Cryptoassets
2019-01-07Brexit and contractual continuity
2019-01-07CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union
2018-12-19Ex post Impact Evaluation Framework – Feedback Statement
2018-12-19CP18/44: Brexit – Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication
2018-12-18CP18/38: Restricting contract for difference products sold to retail clients and a discussion of other retail derivative products
2018-12-18High-Cost Credit Review: Overdrafts consultation paper and policy statement
2018-12-17FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords
2018-12-17High-Cost Credit Review: Feedback on CP18/12 with final rules and guidance and consultation on Buy Now Pay Later offers
2018-12-14CP18/32: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): proposed fee rates for 2018/19
2018-12-14PS19/26: Brexit - Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication
2018-12-13FCA and PRA changes to mortgage reporting requirements
2018-12-12DP18/10 : Patient Capital and Authorised Funds
2018-12-12FCA and PRA changes to mortgage reporting requirements
2018-12-12Consultation on proposed amendment of COBS 21.3 permitted links rules
2018-12-11Amendment of COBS 21.3 permitted link rules
2018-12-11Patient Capital and Authorised Funds: Feedback on DP18/10
2018-12-07Product intervention measures for retail binary options
2018-12-06PS19/11: Product intervention measures for retail binary options
2018-12-06PS19/18: Restricting contract for difference products sold to retail clients
2018-12-06CP18/39: Quarterly Consultation Paper No 23
2018-12-06CP18/26: Claims management companies: how we propose to apply the Senior Managers and Certification Regime
2018-11-23Brexit: Proposed changes to the Handbook and Binding Technical Standards – second consultation
2018-11-21CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap
2018-11-14Regulatory fees and levies: policy proposals for 2019/20
2018-11-07Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing requirements
2018-11-06Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance
2018-11-01CP18/21: General standards and communication rules for the payment services and e-money sectors
2018-10-31DP18/9: Fair Pricing in Financial Services
2018-10-30FS19/04: Fair Pricing in Financial Services: summary of responses and next steps
2018-10-25DP18/6 : Price discrimination in the cash savings market
2018-10-17CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure
2018-10-15DP18/8: Climate Change and Green Finance
2018-10-15PS19/8: Increasing the award limit for the Financial Ombudsman Service
2018-10-12CP18/30: EU Securitisation Regulation Implementation (DEPP and EG)
2018-10-12FS19/6: Climate change and green finance
2018-10-10PS18/25: Implementation of the EU Securitisation Regulation and CRR Amendment
2018-10-09CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
2018-10-05CP18/29: Temporary permissions regime for inbound firms and funds
2018-10-05CP18/19 : Introducing the Directory
2018-10-05PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27
2018-10-01CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation
2018-09-26Authorised push payment fraud - extending the jurisdiction of the Financial Ombudsman Service
2018-09-05CP18/24: Quarterly Consultation Paper No 22
2018-09-04CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission
2018-08-31High-cost Credit Review: Overdrafts
2018-08-20CP18/23: Claims management companies: recovering the costs of FCA regulation and the Financial Ombudsman Service
2018-07-30PS19/3: General standards and communication rules for the payment services and e-money sectors
2018-07-24CP20/1: Introducing a Single Easy Access Rate for cash savings
2018-07-16FS19/2: A Duty of Care and Potential Alternative Approaches – Summary of Responses and Next Steps
2018-07-09DP18/3 : Ex post impact evaluation framework
2018-07-04Building operational resilience: Feedback to CP19/32 and final rules
2018-07-03PS19/7: Finalising the Directory
2018-06-27PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance
2018-06-25PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service
2018-06-20Call for Input: Using technology to achieve smarter regulatory reporting
2018-06-04PS18/23: Claims management regulation for CMCs
2018-06-01FCA regulated fees and levies: Rates proposals 2018/19
2018-05-31CP18/14: Quarterly Consultation Paper No 21
2018-05-30CP18/12 and CP18/13: Consultations on High-cost Credit and on Overdrafts
2018-05-25CP18/7: Improving the quality of pension transfer advice
2018-05-16FG18/7: Final guidance on fairness of variation terms in financial services consumer contracts
2018-05-11PS18/10: Retiring FG12/15 and FG14/1
2018-04-25Payment Accounts Regulations: Final Linked Services List
2018-04-05PS18/13: FCA regulated fees and levies 2018/19
2018-03-23Updated Financial Crime Guide: Consultation on Financial Crime Systems and Controls
2018-03-23CP18/4: The European Money Market Funds (MMF) Regulation
2018-03-22PS18/20: Improving the quality of pension transfer advice
2018-03-05CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
2018-03-01CP18/6: Quarterly Consultation Paper No 20
2018-02-21PS18/3: Perimeter guidance on personal recommendations on retail investments
2018-02-01FS19/5: Effective competition in non-workplace pensions
2018-01-31High-cost credit review update
2018-01-23PS18/17: The European Money Market Funds (MMF) Regulation
2018-01-19PS18/21: SME access to the Financial Ombudsman Service – near-final rules
2018-01-17CP18/2: Financial Services Compensation Scheme - Management Expenses Levy Limit 2018/19
2018-01-16PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules
2018-01-03CP18/1: Aligning the Financial Services Compensation Scheme levy time period
2017-12-13Consultation Paper CP17/42: The Duty of Responsibility for insurers and FCA solo-regulated firms
2017-12-12CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
2017-12-12CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime
2017-12-12PS18/16: Final Guidance on the Duty of Responsibility for insurers and FCA solo-regulated firms
2017-11-30CP17/39: Quarterly Consultation Paper No 19
2017-11-25Insurance Distribution Directive Implementation – Consultation Paper 3
2017-11-23CP17/38: Regulatory fees and levies: policy proposals for 2018/19
2017-11-03CP17/37: Consultation on Industry Codes of Conduct and FCA Principle 5
2017-11-03CP17/26: Individual accountability - extending the Senior Managers and Certification Regime to insurers
2017-11-03CP17/25 : Individual accountability - extending the Senior Managers and Certification Regime to all FCA firms
2017-11-02PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5
2017-11-01CP17/29 : Client money and unbreakable deposits
2017-10-31CP17/27: Assessing creditworthiness in consumer credit
2017-10-30CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)
2017-10-27CP17/35: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS): fees proposals
2017-10-26FS17/3: Feedback Statement to DP17/2 Review of the Effectiveness of Primary Markets: the UK Primary Markets Landscape
2017-10-25PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
2017-10-20Insurance Distribution Directive Implementation – Consultation Paper II
2017-10-16CP17/31: Market Infrastructure Providers 2017/18 Fee Rates
2017-10-03PRA CP18/17 and FCA CP17/34: Joint Consultation on MiFID II, IDD, BMR, and Minor Rulebook Amendments
2017-10-02CP17/28: Financial Advice Market Review (FAMR) implementation Part II and insistent clients
2017-09-28Consultation on implementing asset management market study remedies and changes to Handbook
2017-09-28FG17/8: Streamlined advice and related consolidated guidance
2017-09-25CP17/24 : Information about current account services
2017-09-21CP17/16 Advising on Pension Transfers
2017-09-15Call for Input on Access to Insurance
2017-08-31CP17/32: Quarterly Consultation Paper No 18
2017-08-16PS18/12: PSR regulatory fees
2017-08-12CP17/15: Powers in relation to LIBOR contributions
2017-07-31Policy Statement on Financial Advice Market Review Implementation Part II and Consultation on Retiring FG12/15 and FG14/1
2017-07-28PS18/2: Client money and unbreakable deposits
2017-07-27FS17/2: High-cost credit and review of the high-cost short-term credit price cap
2017-07-27PS18/19: Assessing creditworthiness in consumer credit
2017-07-24PS17/26: Information about current account services
2017-07-21PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules
2017-07-21PS18/14: Extending the Senior Managers and Certification Regime to FCA firms
2017-07-21PS18/15: Extending the Senior Managers and Certification Regime to insurers
2017-07-21Sourcebook for professional body supervisors on anti-money laundering supervision
2017-07-06PS18/11: Sovereign controlled companies
2017-07-03CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
2017-07-03FG18/2: Staff incentives, remuneration and performance management in consumer credit firms
2017-06-27PS18/8: Implementing asset management market study remedies and changes to our Handbook
2017-06-20PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation
2017-06-20PS18/6: Advising on Pension Transfers – feedback on CP17/16 and final rules and guidance
2017-06-09CP17/13: Fourth Money Laundering Directive and Fund Transfer Regulation Implementation
2017-06-09CP17/14: Quarterly Consultation Paper No. 17
2017-06-09PS18/5: Powers in relation to LIBOR contributions
2017-06-09FCA Regulated fees and levies: Rates proposals 2017/18
2017-04-12FCA regulated fees and levies 2017/18
2017-04-07FS17/4: Distributed ledger technology
2017-03-30CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
2017-03-28CP17/10: Consultation on persistent debt and earlier intervention remedies
2017-03-14Finalised guidance: The treatment of politically exposed persons for anti-money laundering purposes
2017-03-09Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers
2017-03-06PS17/4: Handbook changes to reflect the introduction of the Lifetime ISA
2017-03-02Payment protection insurance complaints deadline – Final Report
2017-03-02CP17/6: Quarterly Consultation Paper No. 16
2017-02-27PS17/23: Reforming the availability of information in the UK equity IPO process
2017-02-27The Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending: General Guidance (Revised February 2017)
2017-02-13Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime
2017-01-31Implementation of the Enforcement Review and the Green Report
2017-01-23PS17/18: CASS 7A and the special administration regime review
2017-01-13Financial Services Compensation Scheme Management Expenses Levy Limit 2017/18
2016-12-16CP16/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper IV
2016-12-13Home Finance Customers with a Payment Shortfall: PS16/25
2016-12-09Fair treatment of long-standing customers in the life insurance sector: FG16/8
2016-12-09CP16/41: Amendments to Notes for completion of the Mortgage Lenders & Administrators Return (MLAR)
2016-12-05CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
2016-11-30FCA Quarterly Consultation Paper No. 15 (CP16/39)
2016-11-28CP16/38: Proposed changes to DTR 2.5 on delay in disclosure of inside information
2016-11-25Changes to DTR 2.5: delay in the disclosure of inside information
2016-11-25Implementing information prompts in the annuity market
2016-11-25CP16/36: Regulatory reporting: retirement income data
2016-11-24PS17/16: Regulatory reporting - retirement income data
2016-11-23PS17/17: PSR regulatory fees 2017/18
2016-11-23PS17/12: Implementing information prompts in the annuity market
2016-11-16Regulatory fees and levies: policy proposals for 2017/18
2016-11-15Handbook changes to reflect the introduction of the Lifetime ISA
2016-11-14PS16/24: Capping early exit pension charges: feedback on CP16/15 and final rules
2016-10-28FS16/11: Feedback on Regulatory Barriers to Social Investments
2016-10-24Guarantor loans: default notices: FG17/1
2016-10-18Investment and corporate banking: prohibition of restrictive contractual clauses
2016-10-18FG17/4: The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations
2016-10-11PS17/13: Investment and corporate banking: prohibition of restrictive contractual clauses
2016-10-05CP16/30: Transaction cost disclosure in workplace pensions
2016-10-03PS17/20: Transaction cost disclosure in workplace pensions
2016-09-28Applying conduct rules to all non-executive directors in the banking and insurance sectors
2016-09-28Overall responsibility and the legal function: DP16/4
2016-09-28CP16/25 : Whistleblowing in UK branches of overseas banks
2016-09-28CP16/26: Guidance on the duty of responsibility: amendments to the Decision Procedure and Penalties Manual
2016-09-26PS17/10: Remuneration in CRD IV Firms