Financial Conduct Authority

509 documents, newest first — showing 1–200.

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2026-09-04CP26/32: Quarterly Consultation Paper No. 53
2026-07-31PS26/15: Improving the UK transaction reporting regime
2026-07-31Changes to information flows for UK equity IPOs
2026-07-30Policy Statement for the framework for a UK equity consolidated tape and next steps for delivery
2026-07-30Supporting equity market transparency and considering market structure developments
2026-07-28CP26/18: Mortgage rule review – supporting first-time buyers and underserved consumers
2026-07-14CP26/29: A tailored regime for captive insurance
2026-07-13CP26/26: Fund Reporting for Asset Management Entities (FRAME)
2026-07-13The UK AIFM Regime
2026-07-13CP26/27: Remuneration: Solo-regulated firms’ rules reform
2026-06-30CP26/24: Simplifying consumer investment disclosures
2026-06-26Overview of the FCA's Cryptoassets Regime Policy Statements
2026-06-25CP26/21: Proposed changes to the UK Listing Rules for closed-ended investment funds
2026-06-25CP26/23 Consumer Duty: scope and proportionality
2026-06-17CP26/15: Reviewing the financial promotions rules for consumer credit
2026-06-17CP26/20: Adapting our rules for a changing market: self-invested personal pensions
2026-06-12CP26/19: Changes to our penalty and decision-making policies
2026-06-04CP26/17: Quarterly consultation paper No. 52
2026-06-03CP26/13: Cryptoasset Perimeter Guidance
2026-05-29CP26/14: Changes to information flows for UK equity IPOs
2026-05-22CP26/10: Simplifying the pensions and investment advice rules
2026-05-19Registration of authorised fund assets
2026-04-21PS26/6: Senior Managers and Certification Regime review
2026-04-01CP26/12: Proposed amends to PRA Rulebook and FCA Guidance concerning the Loan to Income flow limit in mortgage lending
2026-03-27PS26/3: Motor finance consumer redress scheme
2026-03-23FCA regulated fees and levies: rates proposals for 2026/27
2026-03-23PS26/14: FCA regulated fees and levies 2026/27
2026-03-08CP26/1: The Value for Money Framework: Response to consultation, further consultation and discussion paper
2026-02-26CP26/8: Quarterly consultation paper No. 51
2026-02-20CP26/7: Credit Information Market Study: Proposed Approach to Implementing FCA Remedies
2026-02-17CP26/6: Rules for reforming the UK Securitisation Framework
2026-01-27CP26/5: Aligning listed issuers’ sustainability disclosures with international standards
2026-01-21CP26/4: Application of FCA Handbook for Regulated Cryptoasset Activities II
2026-01-12PS26/4: Financial Services Compensation Scheme – Management Expenses Levy Limit 2026/27
2026-01-12PS26/8: Retail Banking Business Models Data
2025-12-16CP25/40: Regulating cryptoasset activities
2025-12-12A prudential regime for cryptoasset firms
2025-12-11CP25/41: Regulating cryptoassets: Admissions & disclosures and market abuse regime for cryptoassets
2025-12-09CP25/39: Adapting our requirements for a changing pensions market
2025-12-09PS26/17: Enhancing fund liquidity risk management
2025-12-08CP25/37: Targeted Clarifications of Handbook Materials
2025-12-08CP25/36: Client categorisation and conflicts of interest
2025-12-04CP25/35: Quarterly consultation paper No. 50
2025-12-02PS25/18: Changes to handling rules for motor finance complaints
2025-12-01CP25/34: ESG ratings: proposed approach to regulation
2025-11-19CP25/33: Regulatory fees and levies: policy proposals for 2026/27
2025-11-18Framework for a UK Equity Consolidated Tape
2025-11-12CP25/25: Application of FCA Handbook for Regulated Cryptoasset Activities
2025-11-05CP25/30: Streamlining the UK EMIR Intragroup Regime
2025-11-04CP25/27: Motor Finance Consumer Redress Scheme
2025-10-27PS26/5: Changes to the UK Short Selling Regime
2025-10-17CP25/26: Consequential Handbook changes following the proposals in CP25/17
2025-10-15PS25/15: Remuneration reform
2025-10-15PS25/14: Definition of capital for FCA investment firms
2025-10-13PS26/7: Progressing fund tokenisation
2025-09-09CP25/24: Quarterly consultation paper No. 49
2025-08-07Derivative reporting requirements under UK EMIR: Additional draft Q&As
2025-07-16PS26/1: Regulation of Deferred Payment Credit (unregulated Buy Now Pay Later): Feedback to CP25/23 and final rules
2025-07-15Final rules for public offer platforms
2025-07-11CP26/9: Modernising the redress system
2025-07-02Ancillary Activities Test
2025-07-02PS25/17: The SI regime for bonds and derivatives including Discussion Paper on equity markets
2025-07-01PS25/23: Tackling non-financial misconduct in financial services
2025-06-27PS25/22: Supporting consumers’ pensions and investment decisions: rules for targeted support
2025-06-24Mortgage Rule Review: Feedback to DP25/2 and Roadmap
2025-06-06CP25/16: Quarterly consultation paper No. 48
2025-05-28CP25/14: Stablecoin issuance and cryptoasset custody
2025-05-27CP25/15: A prudential regime for cryptoasset firms
2025-05-20PS25/19: Improving the complaints reporting process
2025-05-13CP26/22: Simplifying the insurance rules
2025-05-13PS25/21: Simplifying the insurance rules
2025-05-09PS25/4: Investment research payment optionality for fund managers
2025-05-07PS25/3: Consumer credit regulatory returns: credit broking, debt adjusting, debt counselling and providing credit information services
2025-04-28FS25/5: AI Live Testing
2025-04-15PS25/7: Data Decommissioning: Removing Reporting and Notification Requirements
2025-04-15CP25/9: Further proposals on product information for Consumer Composite Investments
2025-03-31FG25/4: Amendments to PRA Rulebook and FCA Guidance concerning the de minimis threshold for the Loan to Income flow limit in mortgage lending
2025-03-25PS25/16: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251
2025-03-10Vote Reporting: Feedback Statement from the Vote Reporting Group
2025-03-07PS25/11: Mortgage Rule Review: First steps to simplify our rules and increase flexibility
2025-03-06CP25/4: Quarterly Consultation Paper No. 47
2025-02-17Private Intermittent Securities and Capital Exchange System: sandbox arrangements
2025-02-07Financial Services Compensation Scheme – Management Expenses Levy Limit 2025/26
2025-01-30CP25/2: Further changes to the public offers and admissions to trading regime and the UK Listing Rules
2025-01-28Consultation on further proposals for firms operating public offer platforms
2024-12-18PS25/20: Final rules for Consumer Composite Investments
2024-12-12PS26/2: Operational incident and third party reporting
2024-12-11CP24/27: Advice Guidance Boundary Review – proposed targeted support reforms for pensions
2024-12-04CP24/26: Quarterly Consultation Paper No. 46
2024-11-29PS24/17: Financial Crime Guide updates
2024-11-26PS25/13: The MiFID Organisational Regulation
2024-11-25CP24/25: Regulatory fees and levies policy proposals for 2025/26
2024-11-20PS24/18: Further temporary changes to handling rules for motor finance complaints
2024-11-15Feedback: Advice Guidance Boundary Review
2024-11-11CP25/32: Improving the UK transaction reporting regime
2024-10-31FG24/5: Prudential assessment of acquisitions and increases in control
2024-10-17CP24/16: The Value for Money Framework
2024-09-19PS25/12: Changes to the safeguarding regime for payments and e-money firms
2024-09-06FG24/6: Guidance for firms that enables a risk-based approach to payments
2024-09-05CP24/18: Quarterly Consultation Paper No. 45
2024-08-30UK EMIR Trade Repositories: draft questions and answers
2024-08-06PS24/19: Enhancing the National Storage Mechanism
2024-07-29PS24/11: Extending the temporary changes to handling rules for motor finance complaints
2024-07-24FS25/2: Immediate areas for action and further plans for reviewing FCA requirements following introduction of the Consumer Duty
2024-07-19PS25/9: New rules for the public offers and admissions to trading regime
2024-07-15FG25/3: Treatment of politically exposed persons for anti-money laundering purposes
2024-07-08CP24/11: Quarterly Consultation Paper No. 44
2024-06-14CP24/8: Extending the SDR regime to Portfolio Management
2024-04-26PS24/13: Joint PRA and FCA Consequential Amendments to BTS 2016/2251
2024-04-18Design of the Future Entity for UK open banking
2024-04-09PS24/9: Payment optionality for investment research
2024-04-05PS24/5: FCA regulated fees and levies 2024/25
2024-04-04FG24/2: Guidance for firms supporting existing mortgage borrowers impacted by rising living costs
2024-04-02PS24/12: Digital Securities Sandbox Joint Policy Statement and Final Guidance
2024-03-26PS24/15: Regulatory framework for pensions dashboard service firms
2024-03-18FG25/2: Guidance for insolvency practitioners on how to approach regulated firms
2024-02-29CP24/3: Quarterly Consultation Paper No. 43
2024-02-28Changes to UK EMIR reporting requirements: final rules and guidance
2024-02-26PS25/5: Our Enforcement Guide and greater transparency of our enforcement investigations
2024-01-08CP24/1: Financial Services Compensation Scheme - Management Expenses Levy Limit 2024/25
2023-12-19CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)
2023-12-19PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules
2023-12-15PS24/14: Improving transparency for bond and derivatives markets
2023-12-11Engagement feedback on the new public offers and admissions to trading regime
2023-12-06PS24/16: Operational resilience: Critical third parties to the UK financial sector
2023-12-04CP23/28: Updating the regime for Money Market Funds
2023-12-04PS24/8: Access to Cash
2023-12-01PS24/7: Implementing the Overseas Funds Regime
2023-11-30PS25/1: Reforming the commodity derivatives regulatory framework
2023-11-30CP23/25: Quarterly Consultation Paper No. 42
2023-11-28CP23/24: Capital deduction for redress: personal investment firms
2023-11-27FG24/3: Finalised non-handbook guidance on the anti-greenwashing rule
2023-11-23Call for Input on Potential Competition Impacts from Data Asymmetry Between Big Tech and Financial Services Firms
2023-11-21Brexit: FCA approach to EU non-legislative materials
2023-11-20CP23/22: Regulatory fees and levies: policy proposals for 2024/25
2023-10-26FS23/7: Long-Term Asset Funds (LTAFs) - Financial Services Compensation Scheme Coverage Feedback Statement
2023-09-22CP23/20: Diversity and inclusion in the financial sector – working together to drive change
2023-09-20PS24/3: Consumer Credit – Product Sales Data Reporting
2023-09-15CP23/15: The framework for a UK consolidated tape
2023-09-04PS23/18: Smarter Regulatory Framework: The Insurance Distribution Directive
2023-08-31CP23/18: Quarterly Consultation Paper No. 41
2023-08-03PS24/4: Rules relating to Securitisation
2023-07-17PS23/19: Margin requirements for non-centrally cleared derivatives: Amendments to BTS 2016/2251
2023-07-13Finalised guidance on financial promotions on social media
2023-06-29PS23/8: Mortgage Charter enabling provisions
2023-06-28CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms
2023-06-09Remuneration: Enhancing proportionality for dual-regulated firms
2023-06-07PS23/6: Financial promotion rules for cryptoassets
2023-06-06CP23/9 – Changing the scope of the baseline financial resilience regulatory return
2023-06-01CP23/14: Quarterly Consultation Paper No. 40
2023-05-23Strengthening Protections for Borrowers in Financial Difficulty: Consumer Credit and Mortgages
2023-04-17PS23/14: Multi-occupancy building insurance: Feedback to CP23/8 and final rules
2023-04-11PS24/10: Expansion of the Dormant Assets scheme – second phase
2023-04-04PS23/10: FCA regulated fees and levies 2023/24
2023-03-02FG23/2: Guidance for firms supporting existing mortgage borrowers impacted by rising living costs
2023-03-01CP23/6: Quarterly Consultation Paper No. 39
2023-02-24CP23/2: Streamlining transparency rules on structured digital reporting of annual financial statements
2023-02-01PS23/5: Debt Packagers: Feedback to CP23/5 and final rules
2023-01-27FS23/3: Government-regulator response to ‘Value for Money: A framework on metrics, standards and disclosures'
2023-01-11CP23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2023/24
2023-01-09PS23/9: Finalised insurance guidance on supporting customers in financial difficulty
2022-12-16Remuneration: Ratio between fixed and variable components of total remuneration
2022-12-05PS23/13: Introducing a gateway for firms who approve financial promotions
2022-12-01CP22/26: Quarterly Consultation Paper No. 38
2022-11-30Proposed regulatory framework for pensions dashboard service firms
2022-11-29CP22/24: Broadening access to financial advice for mainstream investments
2022-11-28Regulatory fees and levies: policy proposals for 2023/24
2022-11-24Extended Asset Retention Requirement for Firms Under the British Steel Pension Scheme Consumer Redress Scheme
2022-10-19FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services
2022-10-19PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels
2022-10-10FS23/6: Artificial Intelligence and Machine Learning Feedback Statement
2022-09-30PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules
2022-09-21PS23/11: Guidance on the trading venue perimeter
2022-08-30CP22/17: Quarterly Consultation Paper No 37
2022-08-10OPBAS Sourcebook Update
2022-07-29PS23/7: Broadening retail and pensions access to the long-term asset fund
2022-07-11PS22/16: Margin Requirements for Non-Centrally Cleared Derivatives: Amendments to BTS 2016/2251
2022-07-04PS23/4: Improving Equity Secondary Markets
2022-06-29CP22/11: Winding down ‘synthetic’ sterling LIBOR and US dollar LIBOR
2022-06-28FS22/4: ESG integration in UK capital markets
2022-06-22Synthetic Data to Support Financial Services Innovation
2022-06-13FG22/6: Branch and ATM closures or conversions
2022-06-08CP22/10: Quarterly Consultation Paper No. 36
2022-05-13CP22/09: Expansion of the Dormant Assets scheme
2022-03-30PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
2022-03-24CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports
2022-03-03CP22/4: Quarterly Consultation Paper No. 35
2022-02-10PS22/12: Pensions Dashboards rules for pension providers
2022-01-19FG22/4: FCA's approach to compromises for regulated firms
2022-01-07Financial Services Compensation Scheme – Management Expenses Levy Limit 2022/23
2021-12-22CP21/30: Debt packagers: proposals for new rules
2021-12-03Compensation framework review: response to feedback and next steps
2021-12-02CP21/35: Quarterly Consultation Paper No. 34
2021-12-02PS22/9: A new Consumer Duty
2021-12-01Improvements to the Appointed Representatives regime
2021-11-29CP21/33: Regulatory fees and levies proposals for 2022/23
2021-11-24PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
2021-09-28FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)
2021-09-13FS22/2: Driving Value for Money in Defined Contribution Pensions
2021-09-02CP21/27: Quarterly Consultation Paper No. 33