Financial Conduct Authority

682 documents, newest first — showing 201–400.

Browse with filters on the regulator page.

2022-12-06CP22/27: Introducing a gateway for firms who approve financial promotions
2022-12-05PS23/13: Introducing a gateway for firms who approve financial promotions
2022-12-02Creation of baseline financial resilience regulatory return
2022-12-01CP22/26: Quarterly Consultation Paper No. 38
2022-11-30Proposed regulatory framework for pensions dashboard service firms
2022-11-29CP22/24: Broadening access to financial advice for mainstream investments
2022-11-28Regulatory fees and levies: policy proposals for 2023/24
2022-11-25CP22/18: Guidance on the trading venue perimeter
2022-11-24Extended Asset Retention Requirement for Firms Under the British Steel Pension Scheme Consumer Redress Scheme
2022-10-25Sustainability Disclosure Requirements (SDR) and investment labels
2022-10-19FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services
2022-10-19PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels
2022-10-10FS23/6: Artificial Intelligence and Machine Learning Feedback Statement
2022-10-10Broadening retail access to the long-term asset fund
2022-09-30PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules
2022-09-21PS23/11: Guidance on the trading venue perimeter
2022-09-16CP22/12: Improving Equity Secondary Markets
2022-08-30CP22/17: Quarterly Consultation Paper No 37
2022-08-10OPBAS Sourcebook Update
2022-08-02Calculating redress for non-compliant pension transfer advice
2022-08-01PS22/10: Strengthening financial promotion rules for high-risk investments and firms approving financial promotions
2022-07-29PS23/7: Broadening retail and pensions access to the long-term asset fund
2022-07-27FG22/5 Final non-Handbook Guidance for firms on the Consumer Duty
2022-07-23Resilience of Money Market Funds: Discussion Paper DP22/1
2022-07-11PS22/16: Margin Requirements for Non-Centrally Cleared Derivatives: Amendments to BTS 2016/2251
2022-07-04PS23/4: Improving Equity Secondary Markets
2022-06-29CP22/11: Winding down ‘synthetic’ sterling LIBOR and US dollar LIBOR
2022-06-28FS22/4: ESG integration in UK capital markets
2022-06-27FCA regulated fees and levies 2022/23
2022-06-22Synthetic Data to Support Financial Services Innovation
2022-06-13FG22/6: Branch and ATM closures or conversions
2022-06-08CP22/10: Quarterly Consultation Paper No. 36
2022-06-07PS22/6: Preventing claims management phoenixing by financial services firms
2022-05-26Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion
2022-05-13CP22/09: Expansion of the Dormant Assets scheme
2022-05-12FCA regulated fees and levies: rates proposals for 2022/23
2022-05-12Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
2022-04-25Temporary asset retention requirement for certain firms subject to the proposed British Steel Pension Scheme consumer redress scheme
2022-04-08Pensions dashboards: proposed rules for pension providers
2022-03-30PS22/14: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
2022-03-24CP22/5: Proposed changes to allow companies to use a more up to date electronic format for their annual financial reports
2022-03-03CP22/4: Quarterly Consultation Paper No. 35
2022-02-10PS22/12: Pensions Dashboards rules for pension providers
2022-01-19FG22/4: FCA's approach to compromises for regulated firms
2022-01-10FCA authorisation application fees: new structure
2022-01-07Financial Services Compensation Scheme – Management Expenses Levy Limit 2022/23
2021-12-22CP21/30: Debt packagers: proposals for new rules
2021-12-07CP21/36 : A new Consumer Duty: Feedback to CP21/13 and further consultation
2021-12-06DP21/5 : Compensation framework review
2021-12-03CP21/34: Improving the Appointed Representatives regime
2021-12-03Compensation framework review: response to feedback and next steps
2021-12-02PS22/9: A new Consumer Duty
2021-12-02CP21/35: Quarterly Consultation Paper No. 34
2021-12-01Improvements to the Appointed Representatives regime
2021-11-29CP21/33: Regulatory fees and levies proposals for 2022/23
2021-11-25Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
2021-11-24PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
2021-11-03Sustainability Disclosure Requirements and investment labels
2021-09-30DP 21/2: Diversity and inclusion in the financial sector – working together to drive change
2021-09-28FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)
2021-09-17CP21/25 : Issuing statutory notices - a new approach to decision makers
2021-09-14Primary Markets Effectiveness Review: Consultation on Listing Regime Changes
2021-09-13FS22/2: Driving Value for Money in Defined Contribution Pensions
2021-09-10Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets
2021-09-10CP21/17: Enhancing climate-related disclosures by asset managers, life insurers, and FCA-regulated pension providers
2021-09-02CP21/27: Quarterly Consultation Paper No. 33
2021-08-31Regulation of funeral plans: Further proposals
2021-08-27Proposed decision under Article 23D BMR for 6 sterling and yen LIBOR settings
2021-08-25CP21/22 : LIBOR transition and the derivatives trading obligation
2021-08-05PS21/17: Implementation of Investment Firms Prudential Regime
2021-07-28PS21/16: Issuing statutory notices – a new approach to decision makers
2021-07-23PS21/9: Implementation of Investment Firms Prudential Regime
2021-07-13PS21/13: LIBOR transition and the derivatives trading obligation
2021-07-02Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules
2021-06-29Regulation of funeral plans: Feedback to CP21/20 and final rules
2021-06-25CP21/12: A new authorised fund regime for investing in long term assets
2021-06-23CP21/9 : Changes to UK MIFID’s conduct and organisational requirements
2021-06-23FS21/11: Article 23D BMR decision for 6 sterling and yen LIBOR versions
2021-06-18PS21/23: Enhancing climate-related disclosures by standard listed companies
2021-06-11PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers
2021-06-03CP21/16: Quarterly Consultation Paper No. 32
2021-05-28Investor protection measures for special purpose acquisition companies: Proposed changes to the Listing Rules
2021-05-28PS21/5: General insurance pricing practices market study
2021-05-25FCA regulated fees and levies: rates proposals 2021/22
2021-05-19CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks
2021-05-17FS22/3: Pensions consumer journey
2021-05-17Preventing claims management phoenixing by financial services firms
2021-05-10CP21/13: A new Consumer Duty
2021-05-06PS21/14: A new authorised fund regime for investing in long term assets
2021-05-05FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds
2021-04-29PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules
2021-04-27Changes to UK MiFID’s conduct and organisational requirements
2021-04-13Funeral Plans: Proposed approach to regulation
2021-04-13FCA regulated fees and levies 2021/22
2021-03-29FG21/3: Advising on Pension Transfers
2021-03-25FS21/7: Open finance – feedback statement
2021-03-05CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme
2021-03-04Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms
2021-03-04CP21/5: Quarterly Consultation Paper No. 31
2021-03-02PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments
2021-03-01Regulation of funeral plans: Feedback to CP21/4 and final rules
2021-02-19Guidance for firms on the fair treatment of vulnerable customers
2021-01-28CP21/3: Changes to the SCA-RTS and guidance in 'Payment Services and Electronic Money – Our Approach' and the Perimeter Guidance Manual
2021-01-25Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options
2021-01-21Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22
2020-12-17FG20/6 : IFPRU investment firms Remuneration Code (SYSC 19A) - FAQs on remuneration
2020-12-16FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)
2020-12-16FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D) FAQs
2020-12-11Implementation of Investment Firms Prudential Regime
2020-12-10Final Guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19)
2020-12-04Finalised Guidance for Insolvency Practitioners on How to Approach Regulated Firms
2020-12-03CP20/23: Quarterly Consultation Paper No 30
2020-11-23Extension of Annual Financial Crime Reporting Obligation
2020-11-19CP20/22: Regulatory fees and levies: policy proposals for 2021/22
2020-11-18FS20/18: Consumer credit and coronavirus: Updated Payment Deferral and Tailored Support Guidance for firms (November 2020)
2020-11-18Finalised Guidance: Consumer credit and coronavirus: updated guidance for firms
2020-11-16FS20/17: Mortgages and coronavirus: Updated Payment Deferral and Tailored Support Guidance for Firms
2020-11-16Finalised Guidance: Mortgages and coronavirus: updated guidance for firms
2020-11-03CP20/15: Liquidity mismatch in authorised open-ended property funds
2020-11-02PS20/13: Amendments to the open banking identification requirements (eIDAS certificates)
2020-10-30FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms
2020-10-21CP20/21: Breathing Space Regulations changes to Handbook
2020-10-20PS21/1: Breathing Space Regulations: changes to our Handbook
2020-10-12Consultation Paper CP20/11: Complaints against the Regulators (FCA, PRA, and Bank of England)
2020-10-01Finalised Guidance: Cancellations and refunds: Helping consumers with rights and routes to refunds
2020-10-01CP20/8: High-risk investments: Marketing speculative illiquid securities to retail investors
2020-09-30Finalised Guidance: Consumer credit and coronavirus: additional guidance for firms
2020-09-30FS20/15: Consumer credit and coronavirus: Additional guidance for firms - Feedback on draft guidance
2020-09-30CP20/16: Debt advice levy rates for 2020/21 – additional funding
2020-09-30CP20/14: Updating the Dual-regulated firms Remuneration Code to reflect CRD V
2020-09-29Finalised Guidance: Overdrafts and coronavirus: additional guidance for firms
2020-09-24Driving value for money in pensions
2020-09-22CP20/19 : General insurance pricing practices market study - Consultation on Handbook changes
2020-09-21PS21/11: General insurance pricing practices - amendments
2020-09-11FS20/14: Mortgages and coronavirus: additional guidance for firms – feedback on draft guidance for mortgages
2020-09-11Mortgages and Coronavirus: Additional Guidance for Firms - Finalised Guidance
2020-09-04CP20/18: Quarterly Consultation Paper No 29
2020-08-28CP20/12 : Delay to the implementation of the European Single Electronic Format
2020-08-21PS21/4: Extension of Annual Financial Crime Reporting Obligation
2020-08-14CP20/10 : Extending implementation deadlines for the Certification Regime and Conduct Rules
2020-08-11FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms
2020-07-29PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V
2020-07-24PS20/11: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages
2020-07-21Delay to the implementation of the European Single Electronic Format (ESEF)
2020-07-21FS20/12: Intergenerational differences: summary of responses and next steps
2020-07-20PS23/12: Complaints against the Regulators
2020-07-16Extending implementation deadlines for the Certification Regime and Conduct Rules
2020-07-15Finalised guidance on branch and ATM closures or conversions
2020-07-14FS20/11: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules
2020-07-14Motor finance agreements and coronavirus: updated temporary guidance for firms
2020-07-14Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: updated temporary guidance for firms
2020-07-14High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms
2020-07-07Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms
2020-06-30Overdrafts and coronavirus: updated temporary guidance for firms
2020-06-30Personal loans and coronavirus: updated temporary guidance for firms
2020-06-30Credit cards and coronavirus: updated temporary guidance for firms
2020-06-30FS20/9: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules (personal loans, credit cards and overdrafts)
2020-06-23PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs
2020-06-17PS20/15: High-risk investments: Marketing speculative illiquid securities to retail investors
2020-06-17Finalised Guidance: Business interruption insurance test case
2020-06-09CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
2020-06-09FG20/1: Assessing adequate financial resources
2020-06-05CP20/3 Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
2020-06-04CP20/7: Quarterly Consultation Paper No 28
2020-06-02FS20/7: Product Value and Coronavirus: Guidance for Insurance Firms
2020-06-02Product value and coronavirus: guidance for insurance firms
2020-06-01FS20/6: Temporary financial relief for customers impacted by coronavirus: feedback on draft guidance for mortgages
2020-06-01Mortgages and coronavirus: updated guidance for firms
2020-05-19CP20/6 : FCA regulated fees and levies: Rates proposals 2020/21
2020-05-14FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
2020-05-14Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
2020-04-23FS20/4: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules (motor finance and high cost credit)
2020-04-23Motor Finance Agreements and Coronavirus: Temporary Guidance for Firms
2020-04-08FS20/3: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules
2020-04-08Overdrafts and coronavirus: temporary guidance for firms
2020-04-08COVID-19 Credit Cards and Personal Loans Instrument 2020
2020-04-06FCA Regulated Fees and Levies 2020/21
2020-03-05PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
2020-03-05CP20/4: Quarterly Consultation Paper No 27
2020-02-10FS20/1: Recognition of codes: feedback on QCP 25 CP19/27
2020-01-10Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21
2019-12-17Independent Governance Committees: extension of remit
2019-12-05CP19/33: Quarterly Consultation Paper No 26
2019-12-05Building operational resilience: impact tolerances for important business services and feedback to DP18/04
2019-11-28PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules
2019-11-12CP19/30: Regulatory fees and levies: policy proposals for 2020/21
2019-10-30CP19/25: Pension transfer advice: contingent charging and other proposed changes
2019-10-15Motor finance discretionary commission models and consumer credit commission disclosure
2019-10-14PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure
2019-10-14FCA Consultation on Recovery of Costs for Supervising Cryptoasset Businesses under AML Regulations
2019-09-15Signposting to travel insurance for consumers with medical conditions
2019-09-05CP19/27: Quarterly Consultation Paper No 25
2019-08-07CP19/18 : Overdraft Pricing Remedies and Competition Remedies
2019-08-01DP19/2 : Intergenerational Differences
2019-07-29PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance
2019-07-29Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation
2019-07-26CP19/21: Proxy Advisors (Shareholders’ Rights) Regulation Implementation (DEPP and EG)
2019-07-26CP19/24: Recovering OPBAS costs and consultation on 2019/20 fee rate
2019-07-15CP19/15 : Independent Governance Committees: extension of remit
2019-07-12PS20/3: Signposting to travel insurance for consumers with medical conditions