Financial Conduct Authority

509 documents, newest first — showing 201–400.

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2021-08-05PS21/17: Implementation of Investment Firms Prudential Regime
2021-07-28PS21/16: Issuing statutory notices – a new approach to decision makers
2021-07-23PS21/9: Implementation of Investment Firms Prudential Regime
2021-07-13PS21/13: LIBOR transition and the derivatives trading obligation
2021-07-02Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules
2021-06-29Regulation of funeral plans: Feedback to CP21/20 and final rules
2021-06-23FS21/11: Article 23D BMR decision for 6 sterling and yen LIBOR versions
2021-06-18PS21/23: Enhancing climate-related disclosures by standard listed companies
2021-06-11PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers
2021-06-03CP21/16: Quarterly Consultation Paper No. 32
2021-05-19CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks
2021-05-17FS22/3: Pensions consumer journey
2021-05-10CP21/13: A new Consumer Duty
2021-05-06PS21/14: A new authorised fund regime for investing in long term assets
2021-05-05FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds
2021-04-29PS21/10: Investor protection measures for special purpose acquisition companies: Changes to the Listing Rules
2021-04-27Changes to UK MiFID’s conduct and organisational requirements
2021-04-13FCA regulated fees and levies 2021/22
2021-03-29FG21/3: Advising on Pension Transfers
2021-03-25FS21/7: Open finance – feedback statement
2021-03-05CP21/6: Regulating bidding for Emissions Allowances under the UK Emissions Trading Scheme
2021-03-04Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms
2021-03-04CP21/5: Quarterly Consultation Paper No. 31
2021-03-02PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments
2021-03-01Regulation of funeral plans: Feedback to CP21/4 and final rules
2021-02-19Guidance for firms on the fair treatment of vulnerable customers
2021-01-25Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options
2021-01-21Financial Services Compensation Scheme – Management Expenses Levy Limit 2021/22
2020-12-16FG20/4: General guidance on proportionality: the Dual-regulated firms Remuneration Code (SYSC 19D)
2020-12-16FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D) FAQs
2020-12-11Implementation of Investment Firms Prudential Regime
2020-12-10Final Guidance: Business interruption insurance test case - proving the presence of coronavirus (Covid-19)
2020-12-04Finalised Guidance for Insolvency Practitioners on How to Approach Regulated Firms
2020-12-03CP20/23: Quarterly Consultation Paper No 30
2020-11-18FS20/18: Consumer credit and coronavirus: Updated Payment Deferral and Tailored Support Guidance for firms (November 2020)
2020-11-18Finalised Guidance: Consumer credit and coronavirus: updated guidance for firms
2020-11-16Finalised Guidance: Mortgages and coronavirus: updated guidance for firms
2020-11-16FS20/17: Mortgages and coronavirus: Updated Payment Deferral and Tailored Support Guidance for Firms
2020-11-03CP20/15: Liquidity mismatch in authorised open-ended property funds
2020-11-02PS20/13: Amendments to the open banking identification requirements (eIDAS certificates)
2020-10-30FS20/16: Coronavirus and customers in financial difficulty: feedback on draft additional guidance for insurance and premium finance firms
2020-10-20PS21/1: Breathing Space Regulations: changes to our Handbook
2020-10-01Finalised Guidance: Cancellations and refunds: Helping consumers with rights and routes to refunds
2020-09-30FS20/15: Consumer credit and coronavirus: Additional guidance for firms - Feedback on draft guidance
2020-09-30CP20/16: Debt advice levy rates for 2020/21 – additional funding
2020-09-30Finalised Guidance: Consumer credit and coronavirus: additional guidance for firms
2020-09-29Finalised Guidance: Overdrafts and coronavirus: additional guidance for firms
2020-09-21PS21/11: General insurance pricing practices - amendments
2020-09-11Mortgages and Coronavirus: Additional Guidance for Firms - Finalised Guidance
2020-09-11FS20/14: Mortgages and coronavirus: additional guidance for firms – feedback on draft guidance for mortgages
2020-09-04CP20/18: Quarterly Consultation Paper No 29
2020-08-21PS21/4: Extension of Annual Financial Crime Reporting Obligation
2020-08-11FS20/13: Coronavirus and customers in temporary financial difficulty: feedback on draft updated guidance for insurance and premium finance firms
2020-07-29PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V
2020-07-24PS20/11: Removing barriers to intra-group switching and helping borrowers with maturing interest-only and part-and-part mortgages
2020-07-21Delay to the implementation of the European Single Electronic Format (ESEF)
2020-07-21FS20/12: Intergenerational differences: summary of responses and next steps
2020-07-20PS23/12: Complaints against the Regulators
2020-07-16Extending implementation deadlines for the Certification Regime and Conduct Rules
2020-07-15Finalised guidance on branch and ATM closures or conversions
2020-07-14FS20/11: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules
2020-07-14High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms
2020-07-14Motor finance agreements and coronavirus: updated temporary guidance for firms
2020-07-14Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: updated temporary guidance for firms
2020-07-07Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms
2020-06-30Personal loans and coronavirus: updated temporary guidance for firms
2020-06-30Overdrafts and coronavirus: updated temporary guidance for firms
2020-06-30FS20/9: Further support for consumers impacted by coronavirus: feedback on draft guidance and rules (personal loans, credit cards and overdrafts)
2020-06-30Credit cards and coronavirus: updated temporary guidance for firms
2020-06-23PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs
2020-06-17Finalised Guidance: Business interruption insurance test case
2020-06-17PS20/15: High-risk investments: Marketing speculative illiquid securities to retail investors
2020-06-09CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
2020-06-09FG20/1: Assessing adequate financial resources
2020-06-04CP20/7: Quarterly Consultation Paper No 28
2020-06-02Product value and coronavirus: guidance for insurance firms
2020-06-02FS20/7: Product Value and Coronavirus: Guidance for Insurance Firms
2020-06-01FS20/6: Temporary financial relief for customers impacted by coronavirus: feedback on draft guidance for mortgages
2020-06-01Mortgages and coronavirus: updated guidance for firms
2020-05-14Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
2020-05-14FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
2020-04-23FS20/4: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules (motor finance and high cost credit)
2020-04-23Motor Finance Agreements and Coronavirus: Temporary Guidance for Firms
2020-04-08COVID-19 Credit Cards and Personal Loans Instrument 2020
2020-04-08FS20/3: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules
2020-04-08Overdrafts and coronavirus: temporary guidance for firms
2020-04-06FCA Regulated Fees and Levies 2020/21
2020-03-05PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
2020-03-05CP20/4: Quarterly Consultation Paper No 27
2020-02-10FS20/1: Recognition of codes: feedback on QCP 25 CP19/27
2020-01-10Financial Services Compensation Scheme – Management Expenses Levy Limit 2020/21
2019-12-17Independent Governance Committees: extension of remit
2019-12-05CP19/33: Quarterly Consultation Paper No 26
2019-11-28PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules
2019-11-12CP19/30: Regulatory fees and levies: policy proposals for 2020/21
2019-10-14PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure
2019-10-14FCA Consultation on Recovery of Costs for Supervising Cryptoasset Businesses under AML Regulations
2019-09-05CP19/27: Quarterly Consultation Paper No 25
2019-07-29Draft technical standards on the content and format of STS notifications under the onshored Securitisation Regulation
2019-07-29PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance
2019-07-26CP19/24: Recovering OPBAS costs and consultation on 2019/20 fee rate
2019-07-12PS20/3: Signposting to travel insurance for consumers with medical conditions
2019-07-02PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets
2019-06-25PS19/28: Proxy Advisors (Shareholders’ Rights) Regulations Implementation (DEPP and EG)
2019-06-25FS19/3: Recognition of codes: feedback on QCP 23 18/39
2019-06-12Our Framework: Assessing Adequate Financial Resources
2019-06-07CP19/19: Quarterly Consultation Paper No 24
2019-06-06PS19/25: Overdraft Pricing and Competition Remedies
2019-05-03PS20/1: Mortgage advice and selling standards: feedback to CP19/17 and final rules
2019-04-16FCA regulated fees and levies 2019/20
2019-03-29PS19/10: Recovering the costs of regulating credit rating agencies, trade repositories and securitisation repositories after the UK leaves the European Union
2019-03-29PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies
2019-03-25PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules
2019-03-13PS19/29: Making transfers simpler – feedback to CP19/12 and final rules
2019-03-08Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018
2019-03-01PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules
2019-02-27Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8
2019-02-27PS19/5: Feedback on Brexit Consultations
2019-01-29Financial Services Compensation Scheme Management Expenses Levy Limit 2019/20
2019-01-29PS20/9: General Insurance Value Measures Reporting and Publication
2019-01-29PS19/13: Improving shareholder engagement and increasing transparency around stewardship
2019-01-25PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance
2019-01-22PS19/22: Guidance on Cryptoassets
2019-01-22PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4
2019-01-07CP19/1: Recovering the costs of regulating securitisation repositories after the UK leaves the European Union
2019-01-07Brexit and contractual continuity
2018-12-19Ex post Impact Evaluation Framework – Feedback Statement
2018-12-17FG18/6: Helping tenants find alternatives to high-cost credit and what this means for social housing landlords
2018-12-17High-Cost Credit Review: Feedback on CP18/12 with final rules and guidance and consultation on Buy Now Pay Later offers
2018-12-14PS19/26: Brexit - Regulatory Technical Standards for Strong Customer Authentication and Common and Secure Open Standards of Communication
2018-12-12FCA and PRA changes to mortgage reporting requirements
2018-12-11Patient Capital and Authorised Funds: Feedback on DP18/10
2018-12-11Amendment of COBS 21.3 permitted link rules
2018-12-06PS19/11: Product intervention measures for retail binary options
2018-12-06PS19/18: Restricting contract for difference products sold to retail clients
2018-12-06CP18/39: Quarterly Consultation Paper No 23
2018-11-23Brexit: Proposed changes to the Handbook and Binding Technical Standards – second consultation
2018-11-21CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap
2018-11-14Regulatory fees and levies: policy proposals for 2019/20
2018-11-06Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance
2018-10-30FS19/04: Fair Pricing in Financial Services: summary of responses and next steps
2018-10-17CP19/13: Recovering the costs of the Office for Professional Body Anti-Money-laundering Supervision (OPBAS): further consultation on fees structure
2018-10-15PS19/8: Increasing the award limit for the Financial Ombudsman Service
2018-10-12FS19/6: Climate change and green finance
2018-10-10PS18/25: Implementation of the EU Securitisation Regulation and CRR Amendment
2018-10-09CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
2018-10-05CP18/29: Temporary permissions regime for inbound firms and funds
2018-10-05PS19/24: Illiquid assets and open-ended funds and feedback to Consultation Paper CP18/27
2018-10-01CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation
2018-09-05CP18/24: Quarterly Consultation Paper No 22
2018-09-04CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission
2018-08-20CP18/23: Claims management companies: recovering the costs of FCA regulation and the Financial Ombudsman Service
2018-07-30PS19/3: General standards and communication rules for the payment services and e-money sectors
2018-07-24CP20/1: Introducing a Single Easy Access Rate for cash savings
2018-07-16FS19/2: A Duty of Care and Potential Alternative Approaches – Summary of Responses and Next Steps
2018-07-04Building operational resilience: Feedback to CP19/32 and final rules
2018-07-03PS19/7: Finalising the Directory
2018-06-27PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance
2018-06-25PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service
2018-06-20Call for Input: Using technology to achieve smarter regulatory reporting
2018-06-04PS18/23: Claims management regulation for CMCs
2018-05-31CP18/14: Quarterly Consultation Paper No 21
2018-05-30CP18/12 and CP18/13: Consultations on High-cost Credit and on Overdrafts
2018-05-16FG18/7: Final guidance on fairness of variation terms in financial services consumer contracts
2018-05-11PS18/10: Retiring FG12/15 and FG14/1
2018-04-25Payment Accounts Regulations: Final Linked Services List
2018-04-05PS18/13: FCA regulated fees and levies 2018/19
2018-03-23Updated Financial Crime Guide: Consultation on Financial Crime Systems and Controls
2018-03-22PS18/20: Improving the quality of pension transfer advice
2018-03-05CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
2018-03-01CP18/6: Quarterly Consultation Paper No 20
2018-02-21PS18/3: Perimeter guidance on personal recommendations on retail investments
2018-02-01FS19/5: Effective competition in non-workplace pensions
2018-01-31High-cost credit review update
2018-01-23PS18/17: The European Money Market Funds (MMF) Regulation
2018-01-19PS18/21: SME access to the Financial Ombudsman Service – near-final rules
2018-01-17CP18/2: Financial Services Compensation Scheme - Management Expenses Levy Limit 2018/19
2018-01-16PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules
2018-01-03CP18/1: Aligning the Financial Services Compensation Scheme levy time period
2017-12-12CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime
2017-12-12PS18/16: Final Guidance on the Duty of Responsibility for insurers and FCA solo-regulated firms
2017-12-12CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
2017-11-30CP17/39: Quarterly Consultation Paper No 19
2017-11-23CP17/38: Regulatory fees and levies: policy proposals for 2018/19
2017-11-02PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5
2017-10-30CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)
2017-10-25PS18/9: Recovering the costs of the Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
2017-10-16CP17/31: Market Infrastructure Providers 2017/18 Fee Rates
2017-10-03PRA CP18/17 and FCA CP17/34: Joint Consultation on MiFID II, IDD, BMR, and Minor Rulebook Amendments
2017-09-15Call for Input on Access to Insurance
2017-08-31CP17/32: Quarterly Consultation Paper No 18
2017-08-16PS18/12: PSR regulatory fees
2017-07-31Policy Statement on Financial Advice Market Review Implementation Part II and Consultation on Retiring FG12/15 and FG14/1
2017-07-28PS18/2: Client money and unbreakable deposits
2017-07-27FS17/2: High-cost credit and review of the high-cost short-term credit price cap
2017-07-27PS18/19: Assessing creditworthiness in consumer credit
2017-07-24PS17/26: Information about current account services
2017-07-21PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules
2017-07-21PS18/15: Extending the Senior Managers and Certification Regime to insurers
2017-07-21Sourcebook for professional body supervisors on anti-money laundering supervision