Superintendencia del Mercado de Valores Panama

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2026-10-21Exhortation to the voluntary disclosure of the minimum amounts required for the opening of investment accounts
2026-10-20Lists issued by the United Nations Security Council (UNSC) - UN
2026-10-13Circular 28-2026: Update of Forms and Regulatory Reports - DS-12
2026-10-13Circular 29-2026: Update of Shareholder, Beneficial Owner, Director, and Officer Information for Financial Entities Supervised by the Securities Market Superintendence
2026-09-11Circular 26-2026 Listings issued by the United Nations Security Council (UNSC) - UN
2026-08-31Circular 25-2026: Lists Issued by the United Nations Security Council (UNSC)
2026-08-21Circular 24-2026: United Nations Security Council (UNSC) Sanctions Lists
2026-08-18Circular 22-2026: Update of Information on Shareholders, Beneficial Owners, Directors, and Officers of Financial Entities Supervised by the Securities Market Superintendence
2026-08-18Lists Issued by the United Nations Security Council (UNSC) - UN
2026-08-05Circular 21-2026: Update of Liaison Person Records with the Financial Analysis Unit
2026-08-05Circular 20-2026: Listados emitidos por el Consejo de las Naciones Unidas (CSNU)-ONU
2026-07-28Circular 18-2026: Update of Regulatory Forms and Reports - DS12: Additional Information on Assets Under Administration by Securities
2026-07-28Circular 19-2026: Submission of the Structure Report via the Pensions Profile
2026-07-28Circular 17-2026: Update of Regulatory Forms and Reports - Single Account Plan (PUC) and DS-01
2026-07-27Circular 16-2026: UN Security Council Sanctions Lists
2026-07-27Circular 15-2026: Lists Issued by the United Nations Security Council (UNSC)
2026-07-14Circular 14-2026: Compliance with Obligations Related to Updates of United Nations Security Council Lists
2026-05-29Circular 12-2026: Single Chart of Accounts for Pension Fund Investment Administrators
2026-05-28Agreement No. 1-2026 Establishing General Guidelines for Integrated Risk Management
2026-05-27Circular 13-2026: List issued by the United Nations Security Council
2026-05-07Circular 11-2026: List issued by the United Nations Security Council
2026-05-07Circular 10-2026: List Issued by the United Nations Security Council
2026-04-21Circular 09-2026: List Issued by the United Nations Security Council
2026-04-21Circular 08-2026: UN Security Council Sanctions Lists
2026-04-09Circular 07-2026: United Nations Security Council Sanctions Lists
2026-04-09Circular 06-2026: List Issued by the United Nations Security Council
2026-03-26Circular 05-2026: List Issued by the United Nations Security Council
2026-03-11Circular 04-2026
2025-10-29Circular 03-2025: UN Security Council Sanctions Lists
2025-10-09Circular 02-2025: UN Security Council Sanctions Lists
2025-08-27Circular 01-2025: UN Security Council Sanctions Lists Issued
2025-06-12Agreement 2-2025 of June 12, 2025 Modifying Certain Provisions of Agreement No. 11-2013
2025-06-10Agreement 1-2025 of June 10, 2025 Modifying Certain Provisions of Agreement No. 8-2005
2025-02-06Executive Decree No. 179 of 2024
2024-11-26Agreement 8-2024 of November 26, 2024 Modifying Certain Provisions of Agreement No. 8-2003 of July 9, 2003
2024-11-07Agreement 7-2024 Exempting Securities and Financial Instruments from Registration for Secondary Market
2024-07-23Agreement 6-2024 of July 23, 2024 Modifying Certain Provisions of Agreement No. 5-2004 and Agreement No. 11-2013 and Issuing Other Provisions
2024-05-22Agreement 5-2024 of May 22, 2024 Adding Provisions to Articles 8 and 9 of Agreement No. 2-2011
2024-05-22Agreement 4-2024 of May 22, 2024 Declaring the Republic of Honduras a Recognized Jurisdiction under Article 49 of the Securities Market Law
2024-01-24General Resolution SMV No. JD-1-24 of January 24, 2024 Extending the 2024 Deadline for Monthly and Annual Reports Originally Due February 15 and March 31
2024-01-15Circular 01-2024 Self-Assessment Form
2023-12-27Agreement 10-2023 of December 27, 2023 on the Dissolution and Voluntary Liquidation of Institutions Registered with the Securities Market Superintendency
2023-12-27Agreement 12-2023 of December 27, 2023 Modifying Provisions of Agreements No. 2 of February 28, 2000 and No. 8-2000 of May 22, 2000
2023-12-27Agreement 11-2023 of December 27, 2023 Modifying Certain Provisions of Agreement No. 5-2004 and Establishing Other Provisions
2023-12-13Agreement 8-2023 Establishing Rules for Simplified Procedure Investment Accounts in Securities Houses
2023-12-13Agreement No. 9-2023 Establishing Provisions for the Use of Simple or Qualified Electronic Signatures in Securities Market Documents
2023-11-22Agreement No. 7-2023 Modifying Articles 1, 2, and 5 and Repealing Article 6 of Agreement No. 8-2005
2023-07-05Agreement No. 6-2023 of July 5, 2023 Modifying Articles 14, 17, 37, 38, and 39 of Agreement No. 5-2004 and Article 2 of Agreement No. 2-2010
2023-05-22Agreement No. 3-2024 of May 22, 2024 Modifying Article 2 of Agreement No. 8-2005 and Article 43 of Agreement No. 11-2005
2023-05-12Circular 03-2023: Express Authorization Required for Use of SMV Logo
2023-04-05Agreement No. 5-2023 of April 5, 2023 Modifying Article 14 of Agreement No. 11-2005
2023-03-29General Resolution JD-1-23 Extending the Deadline for Submission of the AML/CFT/CPF Self-Assessment Questionnaire
2023-03-29Agreement 4-2023 of March 29, 2023 Modifying Paragraph 3 of Article 2 of Agreement No. 2-2010
2023-03-26Agreement No. 2-2024 of March 26, 2024 Modifying Article One of Agreement No. 2 of February 28, 2000
2023-03-26Agreement No. 1-2024 Modifying Article 27 of Agreement No. 1-2016 Regarding the Forced Liquidation of Institutions Registered with the Securities Market Superintendence
2023-03-15Agreement No. 3-2023 of March 15, 2023 Modifying Agreements No. 7-2003, No. 11-2013, and No. 13-2022
2023-03-10Circular 02-2023
2023-02-01Circular No. SMV-01-23: Publication of the List of Securities Firms Providing Custody Services for Bearer Shares
2022-12-28Agreement 14-2022 of December 28, 2022 Amending Article 2 and Article 14-A of Agreement No. 2-2010
2022-12-14Agreement 13-2022 Listing Forms and Reports to be Submitted to the Securities Market Superintendence
2022-12-07Agreement 10-2022 of December 7, 2022 Modifying Articles 11, 13, and 14 of Agreement 05-2014
2022-12-07Agreement No. 11-2022 of December 7, 2022 Modifying Paragraph 4 of Agreement No. 3-2021
2022-12-07Agreement 12-2022 of December 7, 2022 Modifying Articles 32 and 39 of Agreement No. 11-2005
2022-11-23Agreement No. 8-2022 Modifying Provisions of Agreement No. 2-2011 Regarding Global Account Management
2022-11-23Agreement 09-2022 of November 23, 2022 Modifying Article 9 of Agreement 02-2014
2022-10-11Circular 03-2022: Electronic Invoicing Before the General Directorate of Revenue
2022-10-05Agreement No. 7-2022 of October 5, 2022 Modifying Agreement No. 4-2003
2022-09-14General Resolution JD-3-22 of September 14, 2022 Extending Exam Validity Until March 31, 2023 for Securities Broker, Analyst, and Executive Licenses
2022-09-14Agreement No. 6-2022 of September 14, 2022, Modifying Article 4-A of Agreement No. 11-2005 and Article 37 of Agreement No. 6-2015
2022-09-06Executive Decree 35 of September 6, 2022
2022-06-22Agreement No. 5-2022 of June 22, 2022 Modifying Paragraph 4 of Article 4 of Agreement No. 3-2021
2022-06-15Agreement No. 4-2022 of June 15, 2022 “Modifying Articles 3 and 46 of Agreement No. 2-2011 of April 1, 2011”
2022-04-27Agreement No. 3-2022 of April 27, 2022 Modifying Agreement No. 4-2003
2022-03-21General Resolution JD-2-22 Extending the Deadline for Submission of Annual Audited Financial Statements and Annual Update Reports
2022-02-09Agreement No. 2-2022 of February 9, 2022 Modifying Articles 3 and 17 of Agreement No. 2-2011 of April 1, 2011
2022-02-09Circular 02-2022: Update to Guide and Form for Structure, Correspondence, and Custody (DS-11)
2022-01-28Circular SMV-1-2022: Exemption from Periodic AML/CFT Reporting for Managed Investment Companies
2022-01-27General Resolution JD-1-22 Extending the Supervision Fee Payment Deadline
2022-01-26Agreement 01-2022 of January 26, 2022 Modifying and Adding Provisions to Agreement 2-2011, Incorporating Rules for the Management and Handling of Global Accounts
2021-12-09Agreement 8-2021 (December 9, 2021) Modifying Articles of Agreements 4-2003 and 3-2021
2021-11-11Law 254 of November 11, 2021
2021-10-08Agreement 7-2021 Adopting Email as an Alternative Means for Receiving, Tracking, and Responding to Procedures by the Securities Market Superintendence, Qualified Electronic Signature, and the Virtual Securities Registration Window
2021-08-18Agreement 6-2021 (August 18, 2021) Modifying and Adding Provisions to Agreements 5-2003, 2-2011, and 6-2015, Incorporating Payment Services into Incidental Activities of Securities Houses
2021-08-11Agreement 5-2021 (August 11, 2021) Modifying Paragraph 15 of Article 2 of Agreement No. 2-2010 of April 16, 2010
2021-07-14General Resolution SMV No. JD-3-21 Modifying the Registration Fee for Modification of Terms and Conditions of an Issuance
2021-07-14Agreement No. 3-2021: Special and Abbreviated Procedure for Registering Modifications to LIBOR Reference Rates and Spreads
2021-06-15Circular 02-2021 Update of Structure Form (DS-11)
2021-03-10General Resolution JD-2-2021 Extending Deadlines for Certain Reports Due March 31, 2021
2021-02-10General Resolution SMV No. JD-1-21 Extending the Deadline for Submission of the AML/CFT Self-Assessment Questionnaire
2020-12-29General Resolution JD-12-2020 Establishing Special Considerations for Regulated Entities and Users of the Securities Market Superintendence to Mitigate COVID-19 Contagion Risk
2020-11-25General Resolution SMV No. JD-11-20
2020-11-18General Resolution SMV No. JD-10-20 Allowing Deferral of Payment for Certain Registration Fees for Applications Submitted Until December 31, 2020
2020-09-26General Resolution SMV No. JD-9-20 of September 26, 2020 Extending the Deadline for Submission of the Annual Update Report (IN-A)
2020-09-16General Resolution SMV No. JD-8-20 of September 16, 2020, extending the additional extension term for investment company and public offering security registrations as part of COVID-19 emergency measures
2020-07-14General Resolution SMV No. JD-7-20 Extending Submission Deadlines for Monthly and Quarterly Reports in July 2020
2020-06-23General Resolution JD-6-2020 Modifying the Registration Fee for Modification of Terms and Conditions of an Issuance
2020-05-21General Resolution JD-5-2020 Establishing Special Considerations for Submitting the Sworn Declaration Under Article 2, Number 14 of Agreement No. 2-2010
2020-04-30Circular 03-2020 Extension of Deadline for Submission of Risk Management Self-Assessment Questionnaire for Securities Houses, Investment Administrators, and Pension and Severance Fund Administrators
2020-04-27General Resolution SMV No. JD-4-20: Special Temporary Measures for Notarial Requirements and Report Deadlines Amid COVID-19 Emergency
2020-04-03General Resolution SMV No. JD-3-20 Adopting Special Procedure for Notification of Administrative Acts During COVID-19 National Emergency
2020-03-27General Resolution SMV No. JD-1-20 of March 5, 2020 Establishing Special Considerations for the Information Requirement in Articles 7 and 8 of Agreement 06-2015 for Expired Venezuelan National Passports
2020-03-18General Resolution SMV No. JD-2-20 of March 16, 2020 Establishing Special Considerations for Regulated Entities and Users of the Securities Market Superintendence to Mitigate COVID-19 Contagion Risk
2020-03-17Law 129 of March 17, 2020 Creating the Private and Unique Registry of Beneficial Owners of Legal Entities
2020-03-17Circular 02-2020 Submission of Risk Management Self-Assessment Questionnaires for Securities Firms, Investment Administrators, and Pension and Severance Fund Administrators
2020-02-20Circular 01-2020 Reference: Risk Management Self-Evaluation Questionnaire for Securities Houses, Investment Administrators, and Pension and Severance Fund Administrators
2019-09-18Agreement 3-2019 (September 18, 2019) Subrogating Agreement 5-2015 (Modified by Agreement 14-2020) - Single Text
2019-08-21Agreement 02-2019 (of August 21, 2019) Modifying Articles 7, 8, and 32 of Agreement 6-2015 of August 19, 2015, and Issuing Other Provisions
2019-08-07Agreement 1-2019 Adopting the Abbreviated Registration of Securities for Recurrent Registered Issuers (Modified by Agreement 9-2020)
2019-06-03Circular 03-2019 Operational Information Questionnaire and Self-Assessment Questionnaire for AML, CFT, and Proliferation Financing Prevention
2019-06-03Circular 04-2019 Guidelines for the Implementation of the Risk-Based Approach
2019-05-17Circular No. SMV-2-2019: UAF Guidelines and Alerts
2019-03-11Circular 01-2019 Publication of Information Table for Natural Person Licenses
2018-12-26Circular 12-2018: Anti-Money Laundering, Counter-Terrorism Financing, and Counter-Proliferation Financing Self-Assessment Questionnaire
2018-12-19Agreement 8-2018 Subrogating Agreement 2-2018 and Modifying Deadlines for Issuer and Investment Company Report Forms
2018-11-29Circular 11-2018: Guidelines for the Detection of Terrorism Financing and Relevant Risk Indicators
2018-10-31Circular 08-2018: Lists Issued by the CNBCTF
2018-10-24Agreement 07-2018 (October 24, 2018) Modifying Certain Provisions of Agreement 05-2014
2018-10-10Agreement 06-2018 Adopting Rules and Principles of Good Corporate Governance for Securities Houses, Investment Administrators, and Pension Fund Administrators
2018-08-21Agreement 05-2018 (August 21, 2018) Establishing General Guidelines for Information Technology Risk Management
2018-08-14Circular 10-2018 Clarification on Point V of Circular No. SMV-9-2018
2018-05-09Agreement 02-2018 Adopting Forms and Contents of Reports on Issuers and Investment Societies Registered with the Securities Market Superintendence
2018-02-26Circular 07-2018: Submission of Interim and Audited Financial Statements in PDF Format via SERI for Securities Companies
2018-02-22Circular SMV-06-2018: Implementation of the Electronic Information Submission System (SERI) for Self-Regulatory Organizations
2018-02-21Circular 05-2018 Update of Natural Person License Statuses
2018-02-08Circular 04-2018: Periodicity of Plan Único de Cuentas (PUC) Reporting via SERI for Investment Advisors
2018-01-30Circular 03-2018: Implementation of Risk-Based Supervision
2018-01-24Circular 02-2018: Submission of Compliance Forms F-1, F-2, and Single Chart of Accounts for Investment Advisors and Administrators under Agreement 8-2017
2018-01-04Circular 01-2018 Implementation of the Electronic Information Submission System (SERI) for the Panama Stock Exchange and the Latin American Securities Central, S.A.
2017-12-27Agreement 8-2017 Adopting the Uniform Chart of Accounts for Investment Advisors and Investment Managers and Establishing Required Forms
2017-12-27Agreement 09-2017
2017-09-20Agreement 07-2017 Exempting Securities Offerings by Financial Entities in Reorganization from Public Offering Registration
2017-09-06Agreement 6-2017 Modifying Agreement 11-2013 on Registration and Supervision Fee Payment Criteria
2017-08-08Agreement 05-2017 (of August 8, 2017) Amending Articles 2 and 14-A of the Single Text of Agreement 2-2010 of April 16, 2010
2017-07-11Regulating Law 56 of July 11, 2017
2017-07-11Law 56 of July 11, 2017 Establishing the Participation of Women in State Boards of Directors
2017-06-28Agreement 04-2017 (June 28, 2017) Amending Article 2 of Agreement 5-2016 Regarding the Single Chart of Accounts
2017-05-16Amendment to Article of Executive Decree No. 126 of May 16, 2017 Regulating Sanctioning Procedures of the Superintendence of the Securities Market
2017-05-16Executive Decree 126-17 of May 2017 Sanctioning Procedure
2017-04-05Agreement 3-2017 of April 5, 2017 Modifying Agreement 2-2010 on Securities Registration Procedures
2017-02-01Agreement 2-2017 Modifying Articles of Agreement 6-2015 on AML/CFT Prevention
2017-01-04Agreement 1-2017 (January 4, 2017) Modifying Agreement 5-2016 Regarding the Compliance Period for the Adoption and Effective Implementation of the Uniform Chart of Accounts
2016-12-09Law No. 66 of December 9, 2016, Amending the Single Text of Decree-Law 1 of 1999 Regulating the Securities Market in the Republic of Panama
2015-04-27Law No. 22 of April 27, 2015 Amending an Article of the Commercial Code Regarding the Registration of Corporate Minutes and Shares
2015-04-27Law 23 of April 27, 2015: Reforms to the Securities Market Law
2015-04-27Reforms to the Securities Market Law adopted by Law 23 of April 27, 2015
2015-04-23Law 47 of 2015 Modifying Articles of Law 47 of 2013 Adopting a Custody Regime for Bearer Shares
2013-10-16Unified Text of Decree Law No. 1 of 1999 on the Securities Market in Panama
2013-09-27Single Text of Decree-Law No. 1 of 1999 Regarding the Securities Market and the Securities Market Superintendence of Panama
2013-08-06Law No. 47 of August 6, 2013, Adopting a Custody Regime Applicable to Bearer Shares
2012-10-10Law No. 56 of 2012 Amending Articles of Decree-Law 1 of 1999 on the Securities Market of the Republic of Panama
2012-04-09Law No. 12 of 2012 Regulating the Insurance Activity and Enacting Other Provisions
2011-09-01Law 67 of September 1, 2011
2011-02-01Law No. 2 of February 1, 2011
2007-05-18Law No. 26 of May 21, 2008, Modifying and Adding Articles to the Penal Code
2007-05-18Unified Text of the Penal Code adopted by Law No. 14 of May 18, 2007, with modifications by Law No. 26 of May 21, 2008
2006-06-19Resolution No. 201-5600 Creating the Form for the Sworn Declaration of 5% Withholding as Advance Payment on Capital Gains Tax from the Sale of Bonds, Shares, and Other Securities
2003-09-30Executive Decree Regulating Law No. 6 of 2002 on Transparency and Habeas Data
2003-07-21Executive Decree No. 76 of 2003
2003-07-02Law 50 of July 2, 2003, Adding Chapter VI on Terrorism to Title VII of Book II of the Penal Code and Enacting Other Provisions
2002-05-15Law 22 of 2002 Approving the International Convention for the Suppression of the Financing of Terrorism
2000-10-02Law 41 of October 2, 2000, Adding Chapter VI on Money Laundering to Title XII and Title XIII to Book II of the Penal Code
1999-07-08Unified Text of Decree-Law 1 of July 8, 1999, and Title II of Law 67 of 2011 Regarding the Securities Market and the Securities Market Superintendence
1999-07-08Law 11 of 2002 Amending Articles 17 and 18 of Decree-Law 1 of 1999 Regarding Registration and Supervision Fees
1999-07-08Decree-Law 1 of July 8, 1999
1993-10-27Official Gazette No. 28535-B of May 29, 2018: Executive Decrees and Resolutions
1927-02-26Law No. 32 of February 26, 1927 on Anonymous Corporations