Dubai Financial Services Authority

432 documents, newest first — showing 201–400.

Browse with filters on the regulator page.

• 2019-12-18General Module Rule-Making Instrument (No. 260) 2019
• 2019-12-18RMI 247/2019 General Module (GEN) Rule-Making Instrument
• 2019-11-13Notice of Consultation Paper Release: DFSA Listing Regime for SMEs
• 2019-11-11DFSA Consultation Paper No. 125 – Proposals for Money Services
• 2019-10-28Notice of Consultation Paper Release (28 Oct 2019)
• 2019-08-08Notice of Consultation Paper Release (08 Aug 2019)
• 2019-07-08DFSA Consultation Paper No. 126 on Decision Making Processes
• 2019-06-27Notice of Amendments to Legislation (27 Jun 2019)
• 2019-06-26RMI 256/2019 Markets Rules (MKT) Rule-Making Instrument (No. 256) 2019
• 2019-06-26RMI 253/2019 General Module (GEN) Rule-Making Instrument (No. 253) 2019
• 2019-06-26RMI 257/2019 Glossary Module (GLO) Rule-Making Instrument (No. 257) 2019
• 2019-06-26RMI 255/2019 Collective Investment Rules Rule-Making Instrument
• 2019-06-26RMI 258/2019 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module Rule-Making Instrument
• 2019-06-26RMI 254/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 254) 2019
• 2019-02-21Notice of Amendments to DFSA Legislation (21 Feb 2019)
• 2019-02-20Fees Module (FER) Rule-Making Instrument (No. 237) 2019
• 2019-02-20RMI 234/2019 General Module (GEN) Rule-Making Instrument (No. 234) 2019
• 2019-02-20RMI 240/2019 Prudential — Investment, Insurance Intermediation and Banking Business Module Rule-Making Instrument
• 2019-02-20RMI 238/2019 Markets Rules (MKT) Rule-Making Instrument (No. 238) 2019
• 2019-02-20RMI 239/2019 Conduct of Business Module (COB) Rule-Making Instrument (No. 239) 2019
• 2019-02-20Collective Investment Rules Rule-Making Instrument (No. 235) 2019
• 2019-02-20Glossary Module Rule-Making Instrument (No. 236) 2019
• 2019-02-20Fund Protocol Rules (FPR) Rule-Making Instrument (No. 233) 2019
• 2018-12-19DFSA Consultation Paper No. 121 – Proposals for Fund Platforms
• 2018-12-13Notice of Consultation Paper Release (13 Dec 2018)
• 2018-12-10Notice of Amendments to Legislation (10 Dec 2018)
• 2018-11-28Notice of Consultation Paper Release
• 2018-10-03Notice of Amendments to Legislation (03 Oct 2018)
• 2018-07-19Notice of Amendments to Legislation (19 July 2018)
• 2018-06-06RMI 230/2018 Markets Rules Module (MKT) Rule-Making Instrument (No. 230) 2018
• 2018-06-06RMI 229/2018 General Module (GEN) Rule-Making Instrument 2018
• 2018-06-06RMI 226/2018 Conduct of Business Module (COB) Rule-Making Instrument
• 2018-06-06RMI 228/2018 Fees Module (FER) Rule-Making Instrument 2018
• 2018-06-06RMI 231/2018 Anti-Money Lauoling, Counter-Terrorist Financing and Sanctions Module Rule-Making Instrument
• 2018-06-06RMI 225/2018 Glossary Module (GLO) Rule-Making Instrument (No.225) 2018
• 2018-06-06Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-Making Instrument (No. 227) 2018
• 2018-06-06RMI 232/2018 Conduct of Business Module (COB) Rule-Making Instrument (No. 232) 2018
• 2018-05-24Notice of Consultation Paper Release
• 2018-04-18RMI 224/2018 Glossary Module (GLO) Rule-Making Instrument (No.224) 2018
• 2018-04-18DFSA Consultation Paper No. 120 – Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Regime – Phase 2
• 2018-04-18RMI 223/2018 Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-Making Instrument (No. 223) 2018
• 2018-03-05Notice of Consultation Paper Release – Miscellaneous Changes
• 2018-02-22RMI 218/2018 Collective Investment Rules (CIR) Rule-making Instrument (No. 218) 2018
• 2018-02-22Prudential – Investment, Insurance Intermediation and Banking Business Module Rule-Making Instrument (No. 215) 2018
• 2018-02-22RMI 213/2018 Price Stabilisation Module (PRS) Rule-Making Instrument (No. 213) 2018
• 2018-02-22DFSA Consultation Paper No. 118 – Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Regime
• 2018-02-22RMI 222/2018 Fees Module (FER) Rule-Making Instrument (No.222) 2018
• 2018-02-22RMI 211/2018 General Module (GEN) Rule-Making Instrument (No.211) 2018
• 2018-02-22RMI 221/2018 Glossary Module (GLO) Rule-Making Instrument
• 2018-02-22RMI 214/2018 Fees Module (FER) Rule-Making Instrument (No. 214) 2018
• 2018-02-22Markets Rules (MKT) Rule-Making Instrument (No.212) 2018
• 2018-02-22RMI 217/2018 Glossary Module (GLO) Rule-Making Instrument (No. 217) 2018
• 2018-02-22Representative Office Module (REP) Rule-Making Instrument (No. 216) 2018
• 2018-02-22RMI 219/2018 Markets Rules (MKT) Rule-Making Instrument (No.219) 2018
• 2018-02-22RMI 220/2018 Islamic Finance Rules Module (IFR) Rule-making Instrument (No. 220) 2018
• 2017-11-01Notice of Amendments to Legislation (01 Nov 2017)
• 2017-10-31Notice of Consultation Paper Release (31 Oct 2017)
• 2017-10-25RMI 210/2017 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 210) 2017
• 2017-10-25RMI 209/2017 Prudential — Investment, Insurance Intermediation and Banking Business Module (PIB) Rule-Making Instrument
• 2017-09-11Notice of Consultation Paper Release (11 Sep 2017)
• 2017-07-05Notice of Amendments to Legislation (05 Jul 2017)
• 2017-06-22Notice of Consultation Paper Release (22 Jun 2017)
• 2017-06-18Notice of Amendments to Legislation (18 June 2017)
• 2017-06-14Prudential — Investment, Insurance Intermediation and Banking Business Module Rule-Making Instrument (No. 203) 2017
• 2017-06-14RMI 208/2017 Prudential — Investment, Insurance Intermediation and Banking Business Module Rule-Making Instrument
• 2017-06-14RMI 201/2017 General Module (GEN) Rule-Making Instrument 2017
• 2017-06-14RMI 207/2017 Fees Rule Module (FER) Rule-Making Instrument (No. 207) 2017
• 2017-06-14RMI 205/2017 Glossary Module (GLO) Rule-Making Instrument (No. 205) 2017
• 2017-06-14GMI 12/2017 Code of Market Conduct (CMC) Guidance Instrument (No. 12) 2017
• 2017-06-14RMI 206/2017 Markets Rules Module (MKT) Rule-Making Instrument
• 2017-06-14RMI 202/2017 Conduct of Business Module (COB) Rule-Making Instrument (No. 202) 2017
• 2017-06-14RMI 204/2017 Fees Rule Module (FER) Rule-Making Instrument (No. 204) 2017
• 2017-05-24Notice of Amendments to Legislation (24 May 2017)
• 2017-05-23General Module (GEN) Guidance Instrument (No.11) 2017
• 2017-04-19RMI 199/2017 Prudential — Insurance Business Module (PIN) Rule-Making Instrument (No.199) 2017
• 2017-04-19RMI 200/2017 Recognition Module (REC) Rule-Making Instrument
• 2017-03-06DFSA Consultation Paper 112 on Testing Fintech Innovations in the DIFC
• 2017-02-13DFSA Consultation Paper No. 111 on Crowdfunding Framework for SME Financing
• 2017-02-01Notice of Consultation Paper Release
• 2016-12-12Notice of Amendments to Legislation (12 Dec 2016)
• 2016-09-20DFSA Consultation Paper 108 – Proposed Miscellaneous Amendments
• 2016-06-26Notice of Amendments to Legislation (26 Jun 2016)
• 2016-06-22Notice of Consultation Paper Release
• 2016-06-20Notice of Consultation Paper Release: Proposed Changes to the AML, CTF and Sanctions Module
• 2016-06-19Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) Rule-making Instrument (No. 177) 2016
• 2016-06-19Representative Office Module (REP) Rule-making Instrument (No. 179) 2016
• 2016-06-19Conduct of Business Module (COB) Rule-making Instrument (No. 182) 2016
• 2016-06-19General Module (GEN) Rule-making Instrument (No. 176) 2016
• 2016-06-19Recognition Module (REC) Rule-making Instrument (No. 178) 2016
• 2016-06-19Prudential Investment, Insurance Intermediation and Banking Module Rule-making Instrument No. 183 2016
• 2016-06-19Auditor Module (AUD) Rule-making Instrument (No. 181) 2016
• 2016-06-19RMI 180/2016 Glossary Module (GLO) Rule-making Instrument (No. 180) 2016
• 2016-06-18DFSA Consultation Paper No. 109 – Crowdfunding Framework for SME Financing Through Lending
• 2016-02-16Notice of Amendments to Legislation (16 Feb 2016)
• 2016-02-14DFSA Consultation Paper No. 105 on Online Applications and Data Submission
• 2016-02-14DFSA Notice of Amendments to Legislation
• 2016-02-10Markets Rules Module (MKT) Rule-making Instrument (No. 171) 2016
• 2016-02-10RMI 175/2016 Conduct of Business Module (COB) Rule-making Instrument (No. 175) 2016
• 2016-02-10Price Stabilisation Module (PRS) Rule-making Instrument (No. 172) 2016
• 2016-02-10RMI 170/2016 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 170) 2016
• 2016-02-10Collective Investment Rules (CIR) Rule-making Instrument (No. 165) 2016
• 2016-02-10Collective Investment Rules Module (CIR) Rule-making Instrument (No. 168) 2016
• 2016-02-10Glossary Module Rule-making Instrument (No. 173) 2016
• 2016-02-10Representative Office Module (REP) Rule-making Instrument (No. 174) 2016
• 2015-12-16Notice of Consultation Paper Release (16 Dec 2015)
• 2015-12-15Notice of Amendments to Legislation (15 Dec 2015)
• 2015-12-09Takeover Rules Module (TKO) Rule-making Instrument (No. 164) 2015
• 2015-11-10Notice of Consultation Paper Release (10 Nov 2015)
• 2015-06-29Notice of Consultation Paper Release
• 2015-06-16Notice of Amendments to Legislation (16 June 2015)
• 2015-02-15Notice of Amendments to Legislation (15 February 2015)
• 2014-12-16Notice of Amendments to Legislation (16 Dec 2014)
• 2014-12-10Prudential - Investment, Insurance Intermediation and Banking (PIB) Instrument (No. 148) 2014
• 2014-12-10RMI 147/2014 Glossary Module (GLO) Instrument (No. 147) 2014
• 2014-12-10RMI 146/2014 Market Rules Module (MKT) Instrument (No. 146) 2014
• 2014-12-10GMI 9/2014 Code of Market Conduct (CMC) Guidance Instrument (No. 9) 2014
• 2014-12-08Notice of Consultation Paper Release (08 Dec 2014)
• 2014-11-16Notice of Amendments to Legislation
• 2014-10-30Notice of Consultation Paper Release (30 Oct 2014)
• 2014-10-29Fees Rules Module (FER) Instrument (No. 145) 2014
• 2014-09-15Notice of Consultation Paper Release (15 Sep 2014)
• 2014-08-24RMI 144/2014 Conduct of Business Module (COB) Instrument (No. 144) 2014
• 2014-08-21Auditor Rule-making Instrument (No. 130) 2014
• 2014-08-21Price Stabilisation Module (PRS) Rule-making Instrument (No. 138) 2014
• 2014-08-21Prudential - Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 135) 2014
• 2014-08-21RMI 133/2014 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 133) 2014
• 2014-08-21Collective Investment Rules (CIR) Rule-making Instrument (No. 137) 2014
• 2014-08-21Recognition (REC) Rule-making Instrument (No. 140) 2014
• 2014-08-21Fees Rule-making Instrument (No. 141) 2014
• 2014-08-21RMI 132/2014 Anti Money Laundering Module (AML) Rule-making Instrument (No. 132) 2014
• 2014-08-21Islamic Finance Rules (IFR) Rule-making Instrument (No. 139) 2014
• 2014-08-21Glossary Rule-making Instrument (No. 143) 2014
• 2014-08-21Markets Rules Module (MKT) Rule-making Instrument (No. 134) 2014
• 2014-08-21Takeover (TKO) Rule-making Instrument (No. 142) 2014
• 2014-08-21General Module (GEN) Rule-making Instrument (No. 131) 2014
• 2014-08-21Prudential - Insurance Business (PIN) Rule-making Instrument (No. 136) 2014
• 2014-08-18Notice of Consultation Paper Release (18 Aug 2014)
• 2014-04-21Notice of Consultation Paper Release (21 Apr 2014)
• 2014-03-06Notice of Consultation Paper Release – DFSA Proposed Changes to FMT Jurisdiction, Supervisory Powers and Decision Making
• 2013-12-22DFSA Consultation Paper No. 93 – Qualified Investor Exempt Funds
• 2013-12-16Notice of Consultation Paper Release (16 Dec 2013)
• 2013-11-16DFSA Notice of Consultation Paper Release – Proposed Changes to FMT Jurisdiction and Enforcement Powers
• 2013-07-13Revocation of Rules Instrument (No. 129) 2013
• 2013-06-16Notice of Amendments to Legislation
• 2013-06-13Representative Office Module (REP) Rule-making Instrument (No. 121) 2013
• 2013-06-13Markets Rules (MKT) Rule-making Instrument (No. 120) 2013
• 2013-06-13Fees Module (FER) Instrument (No. 122) 2013
• 2013-06-13General Module (GEN) Rule-making Instrument (No. 119) 2013
• 2013-06-13Anti Money Laundering Module (AML) Rule-making Instrument (No. 117) 2013
• 2013-06-13RMI 118/2013 Authorised Market Institutions Module (AMI) Rule-making Instrument (No. 118) 2013
• 2013-06-13RMI 123/2013 Conduct of Business Module (COB) Instrument (No. 123) 2013
• 2013-06-13Glossary Module (GLO) Rule-making Instrument (No. 124) 2013
• 2013-06-13Prudential – Insurance Business (PIN) Rule-making Instrument (No. 128) 2013
• 2013-06-13Prudential - Investment, Insurance Intermediation and Banking Rule-making Instrument (No. 127) 2013
• 2013-06-13Islamic Finance Rules (IFR) Rule-making Instrument (No. 125) 2013
• 2013-06-13Collective Investment Rules (CIR) Rule-making Instrument (No. 126) 2013
• 2013-04-15Notice of Consultation Paper Release (15 Apr 2013)
• 2012-12-20Notice of Amendments to Legislation 23 December 2012
• 2012-12-18Enforcement (ENF) Rules Instrument (No. 116) 2012
• 2012-12-16Notice of Consultation Paper Release
• 2012-12-05Islamic Finance Rules Rule-Making Instrument (No. 106) 2012
• 2012-12-05General (GEN) Rule-Making Instrument (No. 105) 2012
• 2012-12-05Glossary (GLO) Rule-Making Instrument (No. 110) 2012
• 2012-10-18Notice of Consultation Paper Release on Proposed Changes to DFSA AML and Ancillary Service Provider Regimes
• 2012-10-15Notice of Amendments to Legislation October 2012
• 2012-10-09Conduct of Business (COB) Rule-Making Instrument (No. 113) 2012
• 2012-10-09Glossary (GLO) Rule-Making Instrument (No. 114) 2012
• 2012-10-09General (GEN) Rule-Making Instrument (No.112) 2012
• 2012-10-09Islamic Finance Rules (IFR) Rule-Making Instrument (No.115) 2012
• 2012-10-09Prudential – Investment, Insurance Intermediation and Banking Rule-Making Instrument (No. 111) 2012
• 2012-09-13Notice of Consultation Paper Release
• 2012-07-24Notice of Amendments to Legislation July 2012
• 2012-07-16Glossary (GLO) Rule-Making Instrument (No. 104) 2012
• 2012-07-16Markets Rules Rule-Making Instrument (No. 109) 2012
• 2012-07-16Authorised Market Institutions (AMI) Rule-Making Instrument (No. 102) 2012
• 2012-07-16Prudential – Investment, Insurance Intermediation and Banking (PIB) Rule-Making Instrument (No. 98) 2012
• 2012-07-16RMI 99/2012 Prudential – Insurance Business (PIN) Rule-Making Instrument (No. 99) 2012
• 2012-07-16General (GEN) Rule-Making Instrument (No. 96) 2012
• 2012-07-16Markets Rules (MKT) Rule-Making Instrument (No. 101) 2012
• 2012-07-16Anti Money Laundering (AML) Rule-Making Instrument (No. 103) 2012
• 2012-07-16Authorised Market Institutions (AMI) Rule-Making Instrument (No. 108) 2012
• 2012-07-16Conduct of Business (COB) Rule-Making Instrument (No. 97) 2012
• 2012-07-16Collective Investment Rules (CIR) Rule-Making Instrument (No. 107) 2012
• 2012-07-16RMI 100/2012 Fees Rules (FER) Rule-Making Instrument (No. 100) 2012
• 2012-06-20Notice of Amendments to Legislation (20 June 2012)
• 2012-06-14General (GEN) Rule-Making Instrument (No. 95) 2012
• 2012-06-14Recognition (REC) Rule-Making Instrument (No. 90) 2012
• 2012-06-14Representative Office (REP) Rule-Making Instrument (No. 88) 2012
• 2012-06-14Authorised Market Institutions (AMI) Rule-Making Instrument (No. 92) 2012
• 2012-06-14Price Stabilisation (PRS) Rule-Making Instrument (No. 89) 2012
• 2012-06-14Glossary (GLO) Rule-Making Instrument (No. 91) 2012
• 2012-06-14Collective Investment Rules (CIR) Rule-Making Instrument (No. 93) 2012
• 2012-06-14RMI 94/2012 Islamic Finance Rules (IFR) Rule-Making Instrument (No. 94) 2012
• 2012-06-14Takeovers (TKO) Rule-Making Instrument (No. 87) 2012
• 2012-06-14Notice of Consultation Paper Release – DFSA Rulebook Enhancements
• 2012-05-03Notice of Consultation Paper Release
• 2011-12-12Notice of Consultation Paper Release
• 2011-12-11Notice of Amendments to Legislation (11 Dec 2011)
• 2011-11-30Recognition (REC) Rule-Making Instrument (No. 82) 2011
• 2011-11-30RMI 81/2011 Market Rules Rule-Making Instrument (No. 81) 2011