Financial Services Regulatory Authority

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undatedConsultation Paper No. 6 of 2018 – Proposed Litigation Funding Rules
undatedConsultation Paper No. 2 of 2019 - Proposed Amendments to the Employment Rules and Regulations in ADGM
undatedConsultation Paper No. 7 of 2025 – Proposed Administrative Regulations on Investigative Powers and Sanctions
undatedCabinet Resolution No (41) of 2023 - unofficial English translation
undatedConsultation Paper No. 3 of 2024 - Proposal concerning Registration of certain Trusts Particulars
undatedCabinet Resolution No (41) of 2023 Amending Resolution No (4) of 2013 on the Location and Area of the Abu Dhabi Global Market
undatedConsultation Paper No 1 of 2016 of ADGM Courts Fees
2026-08-21Guidance on Prohibition on Accepting or Distributing Cash by Certain Licence Holders
2026-07-27Consultation Paper No 2 of 2026 - Proposed Enhancements to Transfer Schemes
2026-05-19Guidance and Policies Manual (GPM)
2026-04-30Financial Services and Markets (Amendment No. 1) Regulations 2026
2026-04-30Consultation Paper No. 1 of 2026 – Proposed Enhancements to the Anti-Money Laundering Framework of the FSRA
2026-01-23Discussion Paper No. 1 of 2026 - Proposed Guidance on Crypto Mining Activities
2026-01-15ADGM Registration Authority Guidance on Crypto Mining Activities
2025-12-05Updating the Regulatory Framework for Insurance in ADGM
2025-11-26Consultation Paper No. 13 of 2025 – IAIS Insurance Core Principles and Climate Risk Management
2025-11-24Consultation Paper No. 12 of 2025 – Proposed Enhancements to the FSRA's Funds Framework
2025-11-07Guidance on Restricted Securities
2025-11-04Supplementary Guidance on Digital Investment Management
2025-10-28Enforcement and Disqualification Manual
2025-10-09Consultation Paper No. 11 of 2025 – Sales, Promotion and Temporary Permits Rules
2025-10-08Commercial Permits Regulations (Fees) Rules 2025
2025-10-08Commercial Permits Regulations (Temporary Commercial) Rules 2025
2025-10-08Commercial Permits Regulations (Sales and Promotions) Rules 2025
2025-10-08Commercial Permits Regulations (Temporary Activity) Rules 2025
2025-09-30Consultation Paper No. 10 of 2025 – Proposed Framework for the Staking of Virtual Assets
2025-09-09Amendments to the Prudential Rulebook (PRU)
2025-09-09Consultation Paper No. 9 of 2025 – Proposed Regulatory Framework for Regulated Activities Involving Fiat-Referenced Tokens
2025-09-09Financial Services and Markets (Amendment No. _) Regulations 2025
2025-08-22Environmental, Social and Governance Disclosures Guidance
2025-08-18Guidance on Financial Statements for ADGM Qualifying Free Zone Persons
2025-07-30Consultation Paper No. 8 of 2025 – Proposed Enhancements to the Regulatory Framework
2025-07-23Amendments to the Code of Market Conduct
2025-07-22ADGM Supplementary Guidance on Whistleblowing (July 2025)
2025-06-12Administrative Regulations 2025
2025-06-11Consultation Paper No. 6 of 2025 – Substantial Public Interest Rules
2025-06-06Guidance on Regulation of Virtual Asset Activities in ADGM
2025-06-04Data Protection Regulations (Substantial Public Interest Conditions) Rules 2025
2025-06-04Data Protection Regulations (Amendment No. 1) 2025
2025-05-16Consultation Paper No. 5 of 2025 – Proposed Amendments to Legal, Company, and Tax Service Provider Regimes
2025-05-13Commercial Licensing Regulations (Conditions of Licence and Branch Registration) Rules 2025
2025-05-13Commercial Licensing Regulations (Controlled Activities) Rules 2025
2025-05-13Consultation Paper No 4 of 2025 - Proposed Consumer Protection Regime
2025-05-12Consumer Protection Regulations 2025
2025-04-30Consultation Paper No 3 of 2025 - Cyber Risk Management Framework
2025-04-09Guidance – Listing Applications and Eligibility
2025-04-09Consultation Paper No. 2 of 2025 - Review of Prudential Framework for Lower Risk Firms
2025-04-08Guidance on Continuance into ADGM
2025-03-18Consultation Paper No. 1 of 2025 - Proposal for Periodic Fund Reporting Requirements
2025-03-10FSRA Funds Reporting Template
2024-12-05Consultation Paper No. 11 of 2024 - Proposed Amendments to the Digital Asset Regulatory Framework
2024-12-04FSRA Consultation Paper No. 11 of 2024 Attachment 1: Business Models and Key Risks Associated with VA Staking
2024-12-04Financial Services and Markets (Amendment No. [__]) Regulations 2024
2024-11-18Information Technology Risk Management Guidance
2024-11-14Guidance on ESG Funds and Model Portfolios in ADGM
2024-11-12Consultation Paper No. 10 of 2024 - Proposed Miscellaneous Amendments to FSRA Regulations, Rules and Guidance
2024-11-06Guidance on the Regulation of Virtual Asset Activities in ADGM
2024-10-29Consultation Paper No. 9 of 2024 - Proposed Enhancements to the Regulatory Framework of the FSRA
2024-09-09Guidance on Applications for Accounts Filing Extensions
2024-09-05Consultation Paper No. 8 of 2024 - Proposal for a Commercial Permits Framework
2024-09-02Commercial Permits Regulations 2024
2024-09-02Commercial Permits Regulations (Shisha) Rules 2024
2024-09-02Commercial Permits Regulations (Fees) Rules 2024
2024-09-02Commercial Permits Regulations (Alcohol) Rules 2024
2024-08-20Consultation Paper No. 7 of 2024 - Proposed Regulatory Framework for the Issuance of Fiat-Referenced Tokens
2024-08-15Proposed Amendments to Prudential Investment, Insurance Intermediation and Banking Rules
2024-07-26Consultation Paper No. 6 of 2024 - Proposed Amendments to Employment Regulations
2024-07-23Employment Regulations 2024
2024-07-23ADGM Employment Regulations 2024 (Consolidated Version June 2024)
2024-06-14Consultation Paper No. 5 of 2024 - SFOs and Company Charges
2024-06-12Commercial Licensing Regulations (Conditions of Licence and Branch Registration) Rules 2024
2024-06-12Commercial Licensing Regulations (Controlled Activities) Rules 2024
2024-06-12Companies Regulations (Amendment No. 2) 2024
2024-05-27Consultation Paper No. 4 of 2024 - Enhancements to Real Property Regulations and Off-Plan Development Frameworks
2024-05-23Off-Plan Development Regulations 2024
2024-05-23Real Property Regulations 2015 (Consolidated Version October 2023)
2024-05-23Off-Plan Development Regulations (Project Account) Rules 2024
2024-05-23Off-Plan and Real Property Professionals Regulations 2024
2024-05-20Discussion Paper No. 1 of 2024 - Enhancing the Sustainable Finance Regulatory Framework for ADGM
2024-05-16Guidance on ESG Funds and Model Portfolios in ADGM
2024-03-25Beneficial Ownership and Control Regulations 2022 (Consolidated Version February 2024)
2024-03-25Beneficial Ownership and Control Regulations (Amendment No. 2) 2024
2024-03-25Limited Liability Partnerships Regulations (Amendment No. 1) 2024
2024-03-06Consultation Paper No. 2 - Proposals for Whistleblowing Framework for the Abu Dhabi Global Market
2024-03-06Whistleblower Protections Regulations 2024
2024-03-06Proposed Amendments to Employment Regulations 2019
2024-02-28Guidance on Preparing a Prospectus
2024-02-27Commercial Licensing Regulations (Amendment No. 1) 2024
2024-02-27Proposed Enhancements to the Registration Authority’s Investigative Powers
2023-12-13Guidance on Regulatory Framework for Venture Capital Fund Managers
2023-12-13Supplementary Guidance on Regulatory Framework for Authorised Persons Dealing in OTC Leveraged Products for Retail Clients
2023-12-13Guidance on Regulation of Spot Commodity Activities in ADGM
2023-12-13Regulatory Framework for Private Financing Platforms and Multilateral Trading Facilities in Private Capital Markets
2023-11-29Discussion Paper No. 1 of 2023 – IT Risk Management
2023-11-28Guidance on Information Technology Risk Management
2023-10-06Consultation Paper No. 4 of 2023 - Proposals for Revisions to Fees and Recognised Functions
2023-09-25Guidance on Principles for the Effective Management of Climate-Related Financial Risks
2023-07-04Feedback Statement No. 1 of 2023: Sustainable Finance Regulatory Framework for ADGM
2023-06-23Guidance on Environmental Social and Governance Disclosures
2023-06-23Supplementary Guidance on Sustainable Finance
2023-06-08Voluntary Liquidation Guidance
2023-05-01Supplementary Guidance on Private Credit Funds
2023-04-11Consultation Paper No. 3 of 2023 - Proposal for a Legislative Framework for Distributed Ledger Technology Foundations
2023-04-10Distributed Ledger Technology Foundations Regulations 2023
2023-04-10Distributed Ledger Technology Foundations Regulations (International Accounting Standards) Rules 2023
2023-04-10Distributed Ledger Technology Foundations Regulations (Fees) Rules 2023
2023-03-30Financial Services and Markets (Amendment No. X) Regulations 2023
2023-03-30Consultation Paper No. 2 of 2023 - Proposed Enhancements to Client Classification, Client Assets and Conduct Requirements
2023-03-28Consultation Paper No. 1 of 2023 - Principles for the Effective Management of Climate-Related Financial Risks
2023-03-27Draft Principles for the Effective Management of Climate-Related Financial Risks
2023-03-17Guidance on Client Money
2022-12-12Consultation Paper No. 8 of 2022 - Proposed Regulatory Framework for Private Credit Funds
2022-12-09Supplementary Guidance on Private Credit Funds
2022-12-09Abu Dhabi Global Market Financial Services and Markets (Amendment No X) Regulations 2023
2022-11-28Guidance on Revising Defective Accounts and Reports
2022-11-24Consultation Paper No. 7 of 2022 - Amendments to the ADGM’s Company Service Provider Regulatory Framework
2022-11-23Foundations Regulations (Amendment No. 1) 2023
2022-11-23Commercial Licensing Regulations (Conditions of Licence and Branch Registration) Rules 2022-2023
2022-11-16Companies Regulations (Amendment No. 1) 2023
2022-11-16Proposed Amendments to Limited Liability Partnerships Rules 2022
2022-11-10Consultation Paper No. 6 of 2022 - Proposals for a Sustainable Finance Regulatory Framework
2022-11-08Proposed amendments to FUNDS Rules regarding ADGM Green and Climate Transition Funds
2022-11-08ADGM Sustainable Finance Supplementary Guidance for Green and Climate Transition Products
2022-11-08Companies Regulations (Amendment No X) 2023
2022-11-08Proposed amendments to COBS: ADGM Green and Climate Transition Portfolios
2022-11-08Financial Services and Markets (Amendment No X) Regulations 2023
2022-11-08ADGM Registration Authority Environmental, Social and Governance Disclosures Guidance
2022-09-28Guidance on Disclosure Requirements for Mining Reporting Entities
2022-09-28Guidance on Continuous Disclosure
2022-09-27Guidance on Disclosure Requirements for Petroleum Reporting Entities
2022-09-26Consultation Paper No. 5 of 2022 - Proposals for Dealing in OTC Leveraged Products in Relation to Retail Clients
2022-09-23Supplementary Guidance – Regulatory Framework for Authorised Persons dealing in OTC Leveraged Products for Retail Clients
2022-09-12Guiding Principles for the Financial Services Regulatory Authority’s Approach to Virtual Asset Regulation and Supervision
2022-09-10ADGM Registration Authority Annual Accounts Guidance
2022-06-09Consultation Paper No. 4 of 2022 - Proposal to Enhance the Framework Regulating Insolvency Practitioners
2022-06-08Insolvency Regulations (Insolvency Practitioner) Rules 2022
2022-06-06Commercial Licensing Regulations 2015 (Exemptions) Order 2022
2022-06-06Insolvency Regulations (Insolvency Practitioner Fees) Rules 2022
2022-06-06Abu Dhabi Global Market Commercial Licensing Regulations 2015 (Conditions of Licence and Branch Registration) Rules 2021
2022-06-06Commercial Licensing Regulations (Controlled Activities) Rules 2022
2022-05-30Consultation Paper No. 3 of 2022 - Proposed Changes to ADGM Commercial Legislation
2022-05-24Beneficial Ownership and Control Regulations (Fees) Rules 2022
2022-05-24Employment Regulations (Amendment No. 1) 2022
2022-05-24Limited Liability Partnerships Regulations (Amendment No. 1) 2022
2022-05-24Foundations Regulations (Amendment No. 1) 2022
2022-05-24Commercial Licensing Regulations 2015 (Conditions of Licence and Branch Registration) Rules 2022
2022-05-24Data Protection Regulations (Amendment No. 1) 2022
2022-05-24Beneficial Ownership and Control Regulations (Amendment No. 1) 2022
2022-05-24Insolvency Regulations 2015 (Consolidated Version 2022)
2022-05-24Companies Regulations 2022 (Consolidated Version)
2022-05-24Commercial Licensing Regulations 2015 (Fines) Rules 2022
2022-05-24Companies Regulations (Fees) Rules 2022
2022-05-24Commercial Licensing Regulations (Amendment No.1) 2022
2022-05-24Commercial Licensing Regulations 2015 (Fees) Rules 2022
2022-04-13Discussion Paper No. 1 of 2022 - Policy Considerations for Decentralised Finance
2022-03-23Consultation Paper No. 2 of 2022 - Proposals for Revised Fees for Late Regulatory Filings
2022-03-21Consultation Paper No. 1 of 2022 - Proposals for Enhancements to Capital Markets and Virtual Assets in ADGM
2021-11-25Consultation Paper No. 6 of 2021 – Proposal to amend ADGM Beneficial Ownership and Control Regulations 2018
2021-11-22Consultation Paper No. 5 of 2021 – Proposals for Broadening Participation in Private Capital Markets
2021-11-03Consultation Paper No. 4 of 2021 – Proposed Merger of FSRA Regulatory Committee and Appeals Panel
2021-11-03Financial Services and Markets (Amendment No. X) Regulations 2021
2021-06-23Consultation Paper No. 3 of 2021 – Proposals on Digital Verification of Identity (eKYC)
2021-04-08Guidance on Exemptions from the Requirement to Appoint a Company Service Provider
2021-01-28Consultation Paper No. 1 of 2021 – Proposed Amendments to the Registration Authority’s Decision Procedures and Enforcement Manual
2021-01-01Guidelines for Financial Institutions adopting Enabling Technologies
2020-12-30Service of Alcohol Guidance
2020-12-17Consultation Paper No. 9 of 2020 – Proposed Amendments to the ADGM Auditors’ Framework
2020-11-25Proposed Regulatory Framework for Third Party Financial Technology Services in ADGM
2020-11-25Consultation Paper No. 8 of 2020 - Proposed Amendments to the ADGM Arbitration Regulations 2015
2020-11-19Consultation Paper No. 6 of 2020: New Data Protection Regulatory Framework
2020-11-09Guidance on Governance Principles and Practices to Mitigate Cyber Threats and Crime
2020-10-27Consultation Paper No. 5 of 2020 - Proposed Introduction of the Company Service Providers Framework
2020-10-18Consultation Paper No. 4 of 2020 - Proposed amendments to the Application of English Law Regulations 2015
2020-09-15Consultation Paper No 3 of 2020 – Electronic Transactions Regulations
2020-06-28Consultation Paper No. 2 of 2020 – Proposed Amendments to the Registration Authority’s Decision Procedures and Enforcement Manual
2020-06-25Consultation Paper No 1 of 2020 – Proposals for revision of the regulatory framework for Providing Money Services in ADGM
2020-04-23Law No. 12 of 2020 Amending Law No. 4 of 2013 Concerning the Abu Dhabi Global Market
2020-04-23Common Reporting Standard (CRS) Guidance Note for the United Arab Emirates
2020-04-15Joint Guidance on the Treatment of IFRS 9 Expected Credit Loss
2020-02-26Guidance on Digital Securities Offerings and Virtual Assets under the Financial Services and Markets Regulations
2020-02-26Guidance on Regulation of Digital Securities Activities in ADGM
2019-12-05Consultation Paper No 6 of 2019 – Proposed Amendments to ADGM Commercial Legislation
2019-11-26Consultation Paper No. 5 of 2019 – PRU Updates
2019-10-14Guidance on Application Programming Interfaces (APIs) in ADGM
2019-10-07Consultation Paper No. 4 of 2019 – Proposed Miscellaneous Amendments to FSRA Regulations and Rules
2019-09-23Consultation Paper No. 3 of 2019 - Proposed revision of FEES Rules
2019-02-11Consultation Paper No. 1 of 2019 – Proposed Revisions to the Anti-Money Laundering Regime in ADGM
2018-12-20Consultation Paper No. 9 of 2018 - Proposed Late Renewal Penalty Guide - Commercial Licences
2018-12-20Consultation Paper No. 8 of 2018 - Proposed Late Filing Penalty Guide – Annual Accounts
2018-11-29Consultation Paper No. 7 of 2018 – Consultation on proposed Fund Passporting Rules
2018-09-24Consultation Paper No. 5 of 2018 – Proposed Bank Recovery and Resolution Regulations
2018-05-31Consultation Paper No. 3 of 2018 – Registration Authority Decision Procedures and Enforcement Manual
2018-04-30Consultation Paper No. 2 of 2018 – Introduction of Crypto Asset Regulatory Framework in ADGM
2018-04-22Cabinet Resolution No 19 of 2018 Amending Executive Regulations of Federal Law No 8 of 2004 on Financial Free Zones
2018-03-11Proposed Regulatory Framework for Operators of Private Financing Platforms
2018-01-31ADGM Beneficial Ownership and Control Regulations Consultation Paper No. 1 of 2018
2017-11-13Consultation Paper No. 5 of 2017 – Proposed Amendments to ADGM Capital Markets Regulations and Rules
2017-10-30Consultation Paper No. 4 of 2017 – Amendments to Prudential – Investment, Insurance Intermediation and Banking Rulebook
2017-05-31ADGM Consultation Paper No. 3 of 2017: Foundations Regime
2017-05-04Consultation Paper No. 2 of 2017 – Amendments to ADGM’s Data Protection Regulations