Ontario Securities Commission

40 documents, newest first.

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• 2026-09-22OSC investor warnings and alerts for September 1 – September 22, 2026
• 2026-09-17CSA seeks comment on proposed amendments to investment fund repurchase transactions requirements
• 2026-09-17OSC and NSSMC Ukraine partner to share knowledge on regulatory issues
• 2026-09-15OSC Investment Management Division Annual Summary Report
• 2026-09-01OSC investor warnings and alerts for August 11 – September 1, 2026
• 2026-08-27Prediction markets: CSA and CIRO provide guidance on certain types of event contracts
• 2026-08-11OSC investor warnings and alerts for July 21 – August 11, 2026
• 2026-07-29CSA and CIRO guidance on marketing and sale of foreign-listed ETFs
• 2026-07-28OSC Survey Results on Canadian Awareness and Ownership of Crypto Assets
• 2026-07-23CSA proposes to codify higher limits for listed issuer financing exemption after strong uptake
• 2026-07-23OSC announces allegations against Craig Dunkerley (BG Wealth Group)
• 2026-07-22Joint Regulators Committee Receives OBSI Independent Evaluator’s Report
• 2026-07-21OSC investor warnings and alerts for June 30 – July 21, 2026
• 2026-07-16CSA Consultation Paper on Modernizing Securities Legislation for Public Companies
• 2026-07-15Ian McSevney pleads guilty in $5.3 million investment scheme
• 2026-07-15CSA publishes updated cybersecurity findings and guidance for registered firms
• 2026-07-03OSC files bankruptcy application against Harry Stinson over unpaid sanctions
• 2026-06-30OSC Investor Warnings and Alerts, June 9-30, 2026
• 2026-06-30Ontario Securities Commission 2026 Annual Service Commitment Review
• 2026-06-25CSA final amendments to implement an access model for continuous disclosure documents of reporting issuers other than investment funds
• 2026-06-22CSA and CIRO to delay implementation of final amendments to access fee and tick-size rules
• 2026-06-15Stephan Katmarian sentenced to jail for securities fraud
• 2026-06-15CSA shares tips to help protect seniors from fraud and financial abuse
• 2026-06-11Final amendments to the principal distributor model in mutual fund distribution
• 2026-06-09OSC investor warnings and alerts for May 19 – June 9, 2026
• 2026-05-21OSC Disgorgement Order Stan Bharti and Neil Said, File No. 2026-23
• 2026-05-21OSC publishes 2025 Report on Canadian OTC Derivatives
• 2026-05-19OSC investor warnings and alerts for April 28 – May 19, 2026
• 2026-05-14OSC RIE 2026-2027 Examination Priorities
• 2026-05-14CSA publishes proposed amendments and changes to enhance issuer bid, take-over bid, and beneficial ownership reporting regimes
• 2026-05-12OSC’s Investor Advisory Panel 2025 Annual Report
• 2026-05-11OSC reaches settlements with Stan Bharti and Neil Said, former executives of Medivolve Inc.
• 2026-05-11OSC Disgorgement Order ‘Go-To Developments Inc.’, ‘Go-To Spadina Adelaide Square Inc.’, ‘Furtado Holdings Inc.’, and ‘Oscar Furtado.’ File No. 2022-8
• 2026-05-062026 Risk Assessment Questionnaire
• 2026-05-01Jimmy Delinis pleads guilty in $1.3 million investment scheme
• 2026-04-30OSC proposes amendments to fee rules
• 2026-04-30CSA issues temporary exemptions from collection of certain personal registration information
• 2026-04-29OSC settles three cases involving breaches of director and officer bans
• 2026-04-28OSC investor warnings and alerts for April 7 – 28, 2026
• 2026-04-28CSA publishes Oversight Review Report of Canadian Investor Protection Fund