1997-12-19

Added

The Securities and Exchange Commission of Pakistan Act, 1997 (Act No. XLII of 1997)

Parliament of Pakistan (Majlis-e-Shoora) logo

Pakistan

Parliament of Pakistan (Majlis-e-Shoora)

We hold this law as a reference for linked documents. Read the official text at the source.

Open official text
Share

Get PK-LAW alerts — same-day email on every new publication.

Lineage: In force

amendssupersedesissued underrefers toproposed or not in RegAlertarrows run from the older text to the one that changes it
Show all related documents (122)
Basis for
Consolidated Framework for Investor Onboarding – SECP Regulated Persons2026SECP-AML-CFT-CPF Regulations-2020 as amended up to July 3, 20262026Circular No. 7 of 2026: List of Approved Auditors of SECP Regulated Entities2026Securities Brokers (Licensing and Operations) Regulations 20162026Circular No. 33 of 2025 - Motor Insurance Repository2025Circular no. 31 of 2025 – Life Insurance Policy Finder Service2025
+80 moreSRO 1916(I) 2025 Draft Notification – Insurance Accounting Regulations 20172025Public Offering Regulations, 2017 (Updated August 6, 2025)2025S.R.O. 888 (I)2024 Notification for Pakistan Mercantile Exchange2025Listed Companies (Code of Corporate Governance) Regulations, 20192025General Takaful Accounting Regulations 2019 (Updated as of March 3, 2025)2025Securities Managers (Licensing and Operations) Regulations, 20242024The Professional Clearing Members Regulations 20202024Futures Brokers (Licensing and Operations) Regulations 20182024Futures Exchanges (Licensing and Operations) Regulations 20172024Auditors (Reporting Obligations) Regulations, 20182024The Securities Brokers (Licensing and Operations) Regulations, 20162023The Unlisted Companies (Buy-Back of Shares) Regulations, 20232023Circular 14: Licensing and Allied Application with Sponsors/Director as Foreign Individual/Entities2023Circular 13 of 2023: Licensing and Allied Applications with Sponsors/Directors as Foreign Individuals/Entities2023Requirements Relating to Grievance Handling Mechanism for Insurers2023Circular No. 06 of 2023 Centralized Digital Onboarding Mechanism for All Asset Classes2023Asset Backed Securitization Regulations, 20222022Real Estate Investment Trust Regulations, 20222022Securities Brokers (Licensing and Operations) Regulations, 20162022Securities Brokers (Licensing and Operations) Regulations 20162022The Companies (Further Issue of Capital) Regulations, 2020 amended till September 16 20222022Listed Companies (Buyback of Shares) Regulations, 20192022Self Regulatory Organizations (Registration) Regulations, 20222022Insurance Companies (Sound and Prudent Management) Regulations 2012 (Updated 05.07.2022)2022The Clearing Houses (Licensing and Operations) Regulations 20162022Real Estate Investment Trust (REIT) Regulations-2015 (Consolidated)2021Public Offering Regulations, 2017 (Updated September 15, 2021)2021Securities and Future Advisers Regulations, 2017 (update January 15, 2021)2021Public Offering (Regulated Securities Activities Licensing) Regulations 20172021Securities Brokers Licensing Regulations 20162020Amendments to the Collateral Management Companies Regulations, 20192020Securities and Exchange Commission of Pakistan (AML/CFT) Regulations, 20202020Public Offering (Regulated Securities Activities Licensing) Regulations, 20172020Credit Rating Companies Regulations 20162020Listed Companies (Buy-Back of Shares) Regulations, 20192020Futures Brokers (Licensing and Operations) Regulations, 20182019Credit Rating Companies Regulations, 20162019Listed Companies (Code of Corporate Governance) Regulations, 20192019Collateral Management Companies Regulations, 20192019Listed Companies (Buyback of shares) Regulations, 20192019Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 20182019Delegation of Powers to HOD (LRAD)2018Delegation of Power-Companies (further issue of shares) Regulations, 20182018Securities Brokers (Licensing and Operations) Regulations 20162018Foreign Companies Regulations, 20182018Central Depositories (Licensing and Operations) Regulations, 20162018Securities and Exchange Commission of Pakistan (Anti Money Laundering and Countering Financing of Terrorism) Regulations, 20182018Limited Liability Partnership Regulations, 20182018Auditors (Reporting Obligations) Regulations, 20182018Clearing Houses (Licensing and Operations) Regulations 2016 Amendment Notification2018Securities and Futures Advisers (Licensing and Operations) Regulations 20172018Companies (Mediation and Conciliation) Regulations, 20182018Public Offering Regulations 20172018Listed Companies (Code of Corporate Governance) Regulations, 20172017The Unclaimed Shares, Modaraba Certificates, Dividend, Other Instruments and Undistributed Assets Regulations, 20172017Intermediaries (Registration) Regulations, 20172017Securities Brokers (Licensing and Operations) Regulations 20162017The Clearing Houses (Licensing and Operations) Regulations 20162017SRO 315 (I)/2017 Amendments to the Issue of Commercial Paper Regulations, 20132017Centralized Customer Protection Compensation Fund Regulations, 20172017Public Offering (Regulated Securities Licensing) Regulations, 20172017Insurance Accounting Regulations, 20172017Companies (Registration Offices) Regulations 20032017SRO 33 (I)/2017 (Amendments in Companies (E-Voting) Regulations, 2016)2017The Securities Exchanges (Licensing and Operations) Regulations, 20162016Clearing Houses (Licensing and Operations) Regulations, 20162016Credit Rating Companies Regulation, 20162016Listed Companies (Buy-Back of Shares) Regulations 20162016Securities Brokers (Licensing and Operations) Regulations 20162016Issue of Sukuk Regulations 20152016Central Depositories (Licensing and Operations) Regulations, 20162016Companies (E-Voting) Regulations 20162016Joint Inspection Regulations 20152015Book Building Regulations 20152015Third Party Administrators for Health Insurance Regulations 20142014Debt Securities Trustee Regulations, 20122012Insurance Companies Sound and Prudent Management Regulations 20122012The Companies (Registration Offices) Regulations, 20032011Compliance with the revised IAS-121999Payment of Fees in the Head of Accounts Securities and Exchange Commission of Pakistan1999
Referred to by
Public Offering Regulations, 20172026Companies Regulations 20242026The Companies (Further Issue of Shares) Regulations 20202026Real Estate Investment Trust Regulations 2022 – Updated till January 1, 20262026The Companies (Further Issue of Shares) Regulations, 20202025Listed Companies (Code of Corporate Governance) Regulations, 2019 – Amended upto June 12, 20242024
+30 moreThe Share Registrars and Ballotters Regulations 20172024The Companies (Further Issue of Shares) Regulations 20202024Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 20172024Modaraba Regulations, 2021 amended updated till January 24, 20242024Shariah Governance Regulations 20232023The Companies (Incorporation) Regulations, 20172023Structuring of Debt Securities Regulations, 20202021Public Offering Regulations 20172020Companies (Maintenance and Audit of Cost Accounts) Regulations 20202020The Companies (Further Issue of Shares) Regulations, 20202020General Takaful Accounting Regulations, 20192019Corporate Rehabilitation Regulations, 20192019Companies (Incorporation) Regulations, 2017 as amended upto April 17, 20182019Companies (Further Issue of Shares) Regulations, 20182018Shariah Governance Regulations, 20182018Companies (General Provisions and Forms) Regulations, 20182018Companies (Related Party Transactions and Maintenance of Related Records) Regulations, 20182018Associations with Charitable and Not for Profit Objects Regulations, 20182018The Companies (Distribution of Dividend) Regulations, 20172018Companies (Postal Ballot) Regulations, 20182018Shariah Advisors Regulations, 20172017Sukuk (Privately Placed) Regulations, 20172017Research Analyst Regulations, 2015 (Amended as on Aug 1, 2017)2017Companies (Incorporation) Regulations, 20172017Share Registrars and Balloters Regulations, 20172017Research Analyst Regulations 20152015Reporting and Disclosure (of Shareholding by Directors, Executive Officers and Substantial Shareholders in Listed Companies) Regulations, 20152015Listed Companies (Substantial Acquisition of Voting Shares and Takeovers) Regulations, 20082013Companies (Investment in Associated Companies or Associated Undertakings) Regulations, 20122012Private Equity and Venture Capital Fund Regulations 20082008

Source: Parliament of Pakistan (Majlis-e-Shoora) — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

More like this from PK-LAW

We email you every new PK-LAW publication the day it's published.

Topics