Securities and Exchange Board of India

823 documents, newest first — showing 401–600.

Browse with filters on the regulator page.

2024-07-10Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) (Amendment) Regulations, 2024
2024-07-09Master Circular on Surveillance of Securities Market
2024-06-27Master Circular for Mutual Funds as on March 31, 2024
2024-06-24Master Circular for Electronic Gold Receipts (EGRs)
2024-06-07Master Circular for Portfolio Managers
2024-06-06SEBI Master Circular on AML/CFT Standards and Obligations of Securities Market Intermediaries under PMLA
2024-06-03Master Circular for Bankers to an Issue
2024-06-03Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2024
2024-05-30Master Circular for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors
2024-05-22Master Circular for Issue and Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
2024-05-22Master Circular for Stock Brokers
2024-05-21Master Circular for Listing Obligations and Disclosure Requirements for Non-convertible Securities, Securitized Debt Instruments and Commercial Paper
2024-05-21Master Circular for Investment Advisers
2024-05-21SEBI Master Circular for Research Analysts
2024-05-16Master Circular for Credit Rating Agencies (CRAs)
2024-05-16Master Circular for ESG Rating Providers (ERPs)
2024-05-16Master Circular for Debenture Trustees
2024-05-15Master Circular for Infrastructure Investment Trusts (InvITs)
2024-05-15Master Circular for Real Estate Investment Trusts (REITs)
2024-05-15Master Circular for Infrastructure Investment Trusts (InvITs)
2024-05-15Master Circular for Real Estate Investment Trusts (REITs)
2024-05-10Master Circular for Custodians
2024-05-07Master Circular for Alternative Investment Funds (AIFs)
2024-05-07Master Circular for Registrars to an Issue and Share Transfer Agents
2024-03-21Introduction of Beta version of T+0 rolling settlement cycle on optional basis in addition to the existing T+1 settlement cycle in Equity Cash Markets
2024-03-20Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
2024-02-08Revised Pricing Methodology for Institutional Placements of Privately Placed Infrastructure Investment Trust (InvIT)
2024-01-25Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians
2024-01-11Foreign investment in Alternative Investment Funds (AIFs)
2023-12-28Master Circular for Online Resolution of Disputes in the Indian Securities Market
2023-12-28Framework on Social Stock Exchange
2023-12-27Extension of timelines for providing choice of nomination in eligible demat accounts and mutual fund folios
2023-12-20Amendment to Circular on Online Resolution of Disputes in the Indian Securities Market
2023-12-18Simplification of requirements for grant of accreditation to investors
2023-12-06Revised framework for computation of Net Distributable Cash Flow (NDCF) by Real Estate Investment Trusts (REITs)
2023-12-06Revised framework for computation of Net Distributable Cash Flow (NDCF) by Infrastructure Investment Trusts (InvITs)
2023-11-17Amendment to Master Circular for Registrars to an Issue and Share Transfer Agents regarding investor service requests
2023-11-08Procedural framework for dealing with unclaimed amounts lying with entities having listed non-convertible securities and manner of claiming such amounts by investors
2023-11-08Procedural framework for dealing with unclaimed amounts lying with Infrastructure Investment Trusts (InvITs) and manner of claiming such amounts by unitholders
2023-11-08Procedural framework for dealing with unclaimed amounts lying with Real Estate Investment Trusts (REITs) and manner of claiming such amounts by unitholders
2023-10-31Revision in manner of achieving minimum public unitholding requirement – Infrastructure Investment Trusts (InvITs)
2023-10-16Master Circular for Stock Exchanges and Clearing Corporations
2023-10-13Amendment to Guidelines on AML/CFT Standards and Obligations of Securities Market Intermediaries
2023-10-12Master Circular on Know Your Client (KYC) norms for the securities market
2023-10-10Extension of compliance timeline for qualification and experience requirements under SEBI Investment Advisers Regulations
2023-10-06SEBI Master Circular for Depositories
2023-10-03Centralized mechanism for reporting the demise of an investor through KRAs
2023-09-26Extension of timelines for nomination in eligible demat accounts and submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts
2023-09-26Master Circular for Merchant Bankers
2023-09-20Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform
2023-09-11Board nomination rights to unitholders of Infrastructure Investment Trusts (InvITs)
2023-09-11Board nomination rights to unitholders of Real Estate Investment Trusts (REITs)
2023-09-04Change in Mode of Payment w.r.t. SEBI Investor Protection and Education Fund Bank A/c
2023-09-04New format of Abridged Prospectus for public issues of Non-Convertible Debt Securities and Non-convertible Redeemable Preference Shares
2023-08-24Mandating additional disclosures by Foreign Portfolio Investors (FPIs) that fulfil certain objective criteria
2023-08-23Securities and Exchange Board of India (Depositories and Participants) (Second Amendment) Regulations, 2023
2023-08-18Securities and Exchange Board of India (Facilitation of Grievance Redressal Mechanism) (Amendment) Regulations, 2023
2023-08-11Master Circular for Online Dispute Resolution in the Indian Securities Market
2023-08-11Simplification of KYC Process and Rationalisation of Risk Management Framework at KRAs
2023-08-10Procedure for seeking prior approval for change in control with respect to Merchant Bankers and Bankers to an Issue
2023-08-10Securities and Exchange Board of India (Foreign Portfolio Investors) (Second Amendment) Regulations, 2023
2023-08-07Mandatory Use of RFQ Platform for FPI Corporate Bond Trades
2023-08-04Master Circular for Commodity Derivatives Segment
2023-08-04Corrigendum cum Amendment to Circular dated July 31, 2023 on Online Resolution of Disputes in the Indian Securities Market
2023-08-02Audit of firm-level performance data of Portfolio Managers
2023-07-31Master Circular for Alternative Investment Funds (AIFs)
2023-07-31Online Resolution of Disputes in the Indian Securities Market
2023-07-27Mandating Legal Entity Identifier (LEI) for all non – individual Foreign Portfolio Investors (FPIs)
2023-07-12Master Circular for ESG Rating Providers
2023-07-11Master Circular for Compliance with SEBI LODR Regulations, 2015 by Listed Entities
2023-07-07Regulatory Framework for Sponsors of a Mutual Fund
2023-07-07Master Circular for Issue and Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
2023-07-06Master Circular for Debenture Trustees
2023-07-06Master Circular for Real Estate Investment Trusts (REITs)
2023-07-06Master Circular for Infrastructure Investment Trusts (InvITs)
2023-07-04Securities and Exchange Board of India (Alternative Dispute Resolution Mechanism) (Amendment) Regulations, 2023
2023-07-03Master Circular for Credit Rating Agencies
2023-06-30Master Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and Commercial Paper
2023-06-21Master Circular for Issue of Capital and Disclosure Requirements
2023-06-20Master Circular on Scheme of Arrangement by Listed Entities and Relaxation under Rule 19 of SCRR
2023-06-16Amendment to Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) for Securities Market Intermediaries
2023-06-15SEBI Master Circular for Research Analysts
2023-06-15Master Circular for Investment Advisers
2023-06-01Master Circular on Electronic Gold Receipts (EGR)
2023-05-19Master Circular for Mutual Funds
2023-05-17Master Circular for Registrars to an Issue and Share Transfer Agents
2023-05-17Master Circular for Stock Brokers
2023-04-27Master Circular for Custodians
2023-04-25Modifications in the requirement of filing of Offer Documents by Mutual Funds
2023-04-13Contribution by eligible Issuers of debt securities to the Settlement Guarantee Fund of the Limited Purpose Clearing Corporation for repo transactions in debt securities
2023-04-10Guidelines with respect to excusing or excluding an investor from an investment of AIF
2023-03-27Streamlining the onboarding process of FPIs
2023-03-23Master Circular on Surveillance of Securities Market
2023-03-20Master Circular for Portfolio Managers
2023-03-15Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2023
2023-03-03Master Circular for Foreign Venture Capital Investors (FVCIs)
2023-02-16Master Circular for Substantial Acquisition of Shares and Takeovers
2023-02-15Introduction of Issue Summary Document (ISD) and Dissemination of Issue Advertisements
2023-02-03Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) for Securities Market Intermediaries
2023-01-10Change in control of Portfolio Managers providing Co-investment services
2022-12-30Introduction of Investor Risk Reduction Access (IRRA) platform in case of disruption of trading services provided by the Trading Member (TM)
2022-12-16Performance Benchmarking and Reporting of Performance by Portfolio Managers
2022-12-09Foreign investment in Alternative Investment Funds (AIFs)
2022-11-23Circular - Schemes of AIFs which have adopted priority in distribution among investors
2022-11-17Guidelines for AIFs for declaration of first close, calculation of tenure and change of sponsor/manager or change in control of sponsor/manager
2022-11-11Handling of Clients’ Securities by Trading Members(TM) / Clearing Members (CM)
2022-11-11Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) (Second Amendment) Regulations, 2022
2022-11-07Master Circular on the redressal of investor grievances through the SEBI Complaints Redress System (SCORES) platform
2022-11-07Master Circular on issuance of No Objection Certificate (NOC) for release of 1% of Issue Amount
2022-10-13Governing Council for Social Stock Exchange
2022-09-19Framework on Social Stock Exchange
2022-08-04Enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence
2022-07-29Single Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and Commercial Paper
2022-07-06Modification in Cyber Security and Cyber Resilience Framework of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs)
2022-07-05Modification in Cyber Security and Cyber Resilience Framework of KYC Registration Agencies (KRAs)
2022-06-07Modification in Cyber Security and Cyber Resilience Framework for Stock Brokers and Depository Participants
2022-05-27Modification in Cyber Security and Cyber Resilience Framework of Qualified Registrars to an Issue and Share Transfer Agents (QRTAs)
2022-05-25Simplification of Procedure and Standardization of Formats for Issuance of Duplicate Securities Certificates
2022-05-19Streamlining the Process of Rights Issue
2022-05-18Simplification of procedure and standardization of formats of documents for transmission of securities
2022-04-26Master Circular for Infrastructure Investment Trusts (InvITs)
2022-04-11SEBI (Issue and Listing of Non-Convertible Securities) (Amendment) Regulations, 2022
2022-03-28Circular on Calculation of investment concentration norm for Category III AIFs
2022-02-25Approach to securities market data access and terms of usage of data provided by data sources in Indian securities market
2022-02-24Nomination for Eligible Trading and Demat Accounts – Extension of timelines and relaxations for existing account holders
2022-02-23Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2022
2022-02-04Disclosures in the abridged prospectus and front cover page of the offer Document
2022-02-01Schemes of Arrangement by Listed Entities
2022-01-14Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2022
2021-12-29Non-compliance with provisions related to continuous disclosures
2021-12-17Publishing of Investor Charter and Disclosure of Complaints by Custodians and DDPs on their websites
2021-12-14Clarifications on Common and Simplified Norms for Processing Investor Service Requests by RTAs and Norms for PAN, KYC Details and Nomination
2021-12-13Publishing Investor Charter and Disclosure of Investor Complaints by Investment Advisers on Their Websites/Mobile Applications
2021-12-13Publishing of Investor Charter and Disclosure of Investor Complaints by Research Analysts on Their Websites/Mobile Applications
2021-12-10Clarification regarding amendment to SEBI (Portfolio Managers) Regulations 2020
2021-12-09Transaction in Corporate Bonds through Request for Quote platform by Portfolio Management Services (PMS)
2021-12-02Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites
2021-11-29Master Circular for Infrastructure Investment Trusts (InvITs)
2021-11-29Master Circular for Real Estate Investment Trusts (REITs)
2021-11-26Publishing Investor Charter and Disclosure of Complaints by Registrar and Share Transfer Agents (RTAs) on their Websites
2021-11-23Master Circular on Scheme of Arrangement by Listed Entities and Relaxation under Rule 19
2021-11-23Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
2021-11-22Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
2021-11-18Addendum to SEBI Circular dated November 16, 2021 relating to Schemes of Arrangement by Listed Entities
2021-11-16Framework for Regulatory Sandbox
2021-11-16Scheme of Arrangement by Listed Entities
2021-11-03Common and Simplified Norms for processing investor's service request by RTAs and norms for furnishing PAN, KYC details and Nomination
2021-10-27Guiding Principles for bringing uniformity in Benchmarks of Mutual Fund Schemes
2021-10-26Securities and Exchange Board of India (Foreign Portfolio Investors) (Second Amendment) Regulations, 2021
2021-10-22Amendment to SEBI Circulars on Investor Grievance Redressal and Arbitration
2021-10-21Modalities for filing of placement memorandum through a Merchant Banker under SEBI (Alternative Investment Funds) Regulations, 2012
2021-10-18Transmission of Securities to Joint Holder(s)
2021-10-14Revised Formats for Limited Review/ Audit Report for issuers of non-convertible securities
2021-10-05Revised Formats for filing Financial information for issuers of non-convertible securities
2021-09-07Introduction of T+1 rolling settlement on an optional basis
2021-09-02Amendment to SEBI Circular on Investor Grievance Redressal Mechanism
2021-09-02Alignment of interest of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes
2021-08-26Circular on Modalities for Implementation of the Framework for Accredited Investors
2021-08-13Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2021
2021-08-13Guidelines on Issuance of Non-Convertible Debt Instruments with Warrants under Chapter VI - Qualified Institutions Placement of SEBI (ICDR) Regulations, 2018
2021-08-13Security and Covenant Monitoring using Distributed Ledger Technology
2021-08-10Operational Circular for Issue and Listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP)
2021-08-09Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021
2021-08-03Securities and Exchange Board of India (Foreign Portfolio Investors) (Amendment) Regulations, 2021
2021-08-03Securities and Exchange Board of India (Investment Advisers) (Third Amendment) Regulations, 2021
2021-08-03Permitting non-scheduled Payments Banks to register as Bankers to an Issue
2021-08-03Securities and Exchange Board of India (Regulatory Sandbox) (Amendment) Regulations, 2021
2021-07-23Nomination for Eligible Trading and Demat Accounts
2021-07-23Circular on Timelines related to processing of scheme related applications filed by AMCs
2021-07-20Segregation and Monitoring of Collateral at Client Level
2021-07-16Block Mechanism in Demat Accounts of Clients Undertaking Sale Transactions
2021-07-05Master Circular for Stock Exchanges and Clearing Corporations
2021-06-25Circular on Amendment to SEBI (Alternative Investment Funds) Regulations, 2012
2021-06-16Settlement of Running Account of Client’s Funds lying with Trading Member
2021-06-14Revised Framework for Regulatory Sandbox
2021-05-21Enhancement of overall limit for overseas investment by Alternative Investment Funds (AIFs)/Venture Capital Funds (VCFs)
2021-05-05Securities and Exchange Board of India (Intermediaries) (Second Amendment) Regulations, 2021
2021-05-05Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2021
2021-04-30Timelines for updation of Scheme Information Document (SID) and Key Information Memorandum (KIM)
2021-04-07Circular on Regulatory Reporting by AIFs
2021-03-16Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 2021
2021-03-04Circular on Mutual Funds
2021-03-01Master Circular on Surveillance of Securities Market
2021-01-11Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021
2020-12-31Procedural Guidelines for Proxy Advisors
2020-12-22Master Circular on Scheme of Arrangement by Listed Entities and Relaxation under Rule 19 of SCRR, 1957
2020-11-23Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under ILDS, NCRPS, SDI and ILDM Regulations
2020-11-13Uniform structure for imposing fines for non-compliance with continuous disclosure requirements
2020-11-12Monitoring and Disclosures by Debenture Trustee(s)
2020-11-06Investor Grievance Redressal Mechanism
2020-11-03Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions
2020-11-03Creation of Security in Issuance of Listed Debt Securities and Due Diligence by Debenture Trustee(s)
2020-11-03Schemes of Arrangement by Listed Entities and Relaxation under Sub‑rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957
2020-10-22Clarification on SEBI Circular SEBI/HO/OIAE/IGRD/CIR/P/2020/152 dated 13 August, 2020 on Investor grievances redressal mechanism
2020-10-22Contribution by Issuers of listed or proposed to be listed debt securities towards creation of "Recovery Expense Fund"
2020-10-13Standardisation of procedure to be followed by Debenture Trustee(s) in case of 'Default' by Issuers of listed debt securities
2020-09-23Guidelines for Investment Advisers
2020-08-27Procedural Guidelines for Proxy Advisors – Extension of Implementation Timeline
2020-08-13Investor grievances redressal mechanism – Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies
2020-08-06Administration and Supervision of Investment Advisers