National Securities and Stock Market Commission

61 documents, newest first.

Browse with filters on the regulator page.

2026-09-30Resolution on Review of the Draft Order of the Ministry of Justice of Ukraine on Approval of the Procedure for Electronic Information Interaction of State Execution Services / Private Executives and Professional Participants of Capital Markets and Organized Commodity Markets Regarding Information on Accounts, Account Numbers, and Securities Balances
2026-09-11On Approval of the Regulation on Mechanisms, Systems and Procedures Aimed at Preventing and Detecting Insider Transactions, Manipulation or Attempts Thereof in Capital Markets
2026-09-11Requirements for the Use of Outsourcing by Professional Market Participants During Professional Activities
2026-08-19Resolution on Approving the Regulation on the Procedure for Compiling and Submitting Reporting Data Regarding the Activities of Managers to the National Commission for Securities and Stock Market
2026-08-13On Approval of the Procedure for Coordinating Persons Appointed in Professional Participants of Capital and Organized Commodity Markets (Except Banks) to Positions of Heads and Persons Responsible for Compliance, Risk Management, Internal Audit, and Financial Monitoring
2026-08-03Order on Approval of the Description of Sections and Schemes of XML Files for the Electronic Form of Reporting Data of Depository Institutions
2026-07-29On Approval of the Regulation on the Procedure for Implementing a Share Buyback Program and Conducting Stabilization
2026-07-29On Approval of the Regulation on Objective Presentation of Investment Recommendations or Other Information that Recommends or Proposes an Investment Strategy
2026-07-24Order on Approval of the Description of Sections and Schemes of XML Files for Electronic Form Information on Transactions by Issuers of Financial Instruments
2026-07-24Order on Approval of the Description of Sections and Schemas of XML Files of Electronic Form of Information of Securities Issuers
2026-07-21Order on Approval of the Description of Sections and Schemes of XML Files for Electronic Information Disclosure by Securities Issuers and Guarantors
2026-07-17Decision on Approving the Regulation on the Procedure for Compiling, Submitting, and Publishing Reporting Data by the Administrator of a Non-State Pension Fund
2026-07-09Regulation on Information Disclosure by Asset Management Companies and Non-State Pension Fund Managers, and Document Submission to the National Securities and Stock Market Commission
2026-06-29Regulation on the Procedure for Issuance and Circulation of Internal Local Debt Bonds
2026-06-26Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms
2026-06-23Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Depository Institutions
2026-06-10Decision on Approving Amendments to the Regulation on Information Disclosure by Securities Issuers and Persons Providing Security for Such Securities
2026-05-29Order on Approval of Amendments to the Description of Sections and Schemes of XML Files of Electronic Form of Information of Issuers of Securities
2026-05-20On Approval of the Regulation on the Procedure for Compiling and Submitting Reporting Data on the Activities of Investment Firms to the National Commission for Securities and Stock Market
2026-05-13Regulation on Insider Information and Its Disclosure in Capital Markets
2026-05-06Regulation on the Procedure for Termination of a Corporate Investment Fund
2026-04-30Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Organized Capital Market Operators
2026-04-29On Approval of the Regulation on the Procedure for Reporting by Depository Institutions to the National Securities and Stock Market Commission
2026-04-16Decision on Amendments to the Requirements for Disclosure of Financial Reporting Indicators in XBRL Format for Capital Market Participants and Organized Commodity Market Professional Participants
2026-04-09Regulation on the Fixation and Consideration by the National Securities and Stock Market Commission of Cases of Administrative Offenses
2026-04-07Decision on Amendments to the Procedure for Conducting Inspections on Capital and Organized Commodity Markets
2026-04-07Decision on Amendments to the Regulation on Fixing and Considering Cases of Offenses by the National Securities and Stock Market Commission
2026-04-07Decision on Amending the Procedure for Conducting Controlled Services by the National Securities and Stock Market Commission
2026-03-25Decision on Approving the Procedure for Conducting a Controlled Service by the National Securities and Stock Market Commission of Ukraine
2026-03-25On Approval of the Procedure for Appointment to and Dismissal from Positions of Controllers of the National Securities and Stock Market Commission
2026-03-25Regulation on the Fixation and Consideration by the National Securities and Stock Market Commission of Cases of Offenses
2026-03-25Regulations on the Conduct of Investigations in Capital and Organized Commodity Markets
2026-03-04Decision on Amendments to the Approval Procedure for Key Personnel of Capital and Organized Commodity Market Participants
2026-03-04Decision on Amendments to the Regulation on Open Selection for Authorized Persons of the National Securities and Stock Market Commission
2026-02-25Decision on Amendments to the Procedure for Issuing, Suspending, and Revoking Licenses for Professional Activities in Capital Markets
2026-02-18On Approval of the Regulation on Conducting Activities of Non-State Pension Fund Administration
2025-12-31Order Approving the Description of Sections and Schemes for XML Files of Electronic Information on Transactions by Managers of Issuers of Financial Instruments
2025-12-31Order on Approving the Description of Sections and Schemes of XML Files of Electronic Form of Information of Securities Issuers and Persons Providing Security
2025-12-19Decision on Approval of the Procedure and Conditions for Rating Activities
2025-12-19On Approval of the Procedure for Authorization of Rating Agencies and Maintenance of the Register of Authorized Rating Agencies
2025-12-19Decision on Approving the Procedure for Calculating the Number of Voting Shares (Parts) Held by a Physical or Legal Person Under Financial Instruments
2025-12-19Regulatory Document on Information Disclosure by Authorized Rating Agencies
2025-12-16Regulation on Self-Regulatory Organizations of Professional Participants in Capital Markets and Amendments to Licensing Conditions
2025-12-05Decision on Amending the Procedure for Appointing an Interim Head of the Executive Body of Professional Market Participants During Martial Law
2025-12-02Decision on Amendments to the Regulation on Professional Activity in Capital Markets - Asset Management for Construction Financing and Real Estate Operations
2025-11-21Decision of the National Securities and Stock Market Commission of Ukraine on Amendments to the Regulation on Information Disclosure by Issuers
2025-11-14Regulation on the Procedure for Issuance and Circulation of Real Estate Fund Certificates
2025-11-14On Approval of Amendments to the Requirements for Synchronization of Date and Time Recording Systems
2025-10-14Decision on Amendments to the Procedure for Returning Assets Belonging to Clients/Depositors of Capital Market Professional Participants Subject to Asset Blocking Sanctions
2025-09-25Order on Approval of the Description of Sections and Schemes of XML Files of the Electronic Form of Reporting Data of Investment Firms
2025-09-05Decision on Amendments to Procedures Approved by National Commission for Securities and Stock Market Resolutions No. 275 and No. 982
2025-08-22Decision on Approving the Procedure for Supervision of Compliance by Primary Financial Monitoring Subjects with Anti-Money Laundering and Counter-Terrorist Financing Legislation
2025-08-13On Approval of the Procedure for Temporary Appointment of an Administrator of a Non-State Pension Fund
2025-08-08Regulation on Disciplinary Liability of Employees of the National Securities and Stock Market Commission
2025-08-08Decision on Approving the Instructions on the Organization of Access Control at the National Securities and Stock Market Commission of Ukraine
2025-06-27Decision on Approving the Procedure for Protection and Processing of Personal Data by the National Securities and Stock Market Commission
2025-06-20Decision on Approving Amendments to the Procedure for Coordinating Persons Appointed to Key Positions
2025-05-20Decision on Approving the Procedure for the Use of Electronic Signatures by Capital Market Participants and Professional Organized Commodity Market Participants
2025-05-13Decision on Approving the Procedure for Forming the List of Assets Including Cash Belonging to Clients or Depositors of a Capital Market Professional Participant Subject to Asset Blocking Sanctions
2025-04-15Decision on Amendments to the Authorization Procedure for Legal Entities Intending to Operate as Trading Repositories
2025-02-07Decision on the Cancellation of the Order of the State Commission for the Regulation of Financial Services Markets of Ukraine No. 7153