Autorite des Marches Financiers

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• undatedESMA Guidelines on Cross-Selling Practices under MiFID II
• undatedGuide for Preparing Prospectuses and Information to be Provided in Case of a Public Offer or Admission of Financial Instruments
• undatedGuide on Permanent Information and Management of Inside Information
• undatedDOC-2008-22 2008 Account Certification
• undatedGuide on Private Equity Funds and Professional Private Equity Funds
• undatedProspectus established for the public offering of shares in mutualist or cooperative banks
• undatedGuide on Best Execution
• undatedEssential Concepts in the Alternative Investment Fund Managers Directive
• undatedDOC-2006-09 Examination for the Granting of Professional Cards for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI)
• undatedDOC-2021-04 Requirements for the Compliance Function
• undatedOrganization of Portfolio Management Companies and Investment Service Providers Exercising Portfolio Management for Third Parties Regarding Financial Instrument Valuation
• undatedDOC-2013-21 Registration Procedures for Legal Entities Managing Certain Other AIFs
• undatedProspectus for the Public Offering of Mutual Certificates by Approved Mutual Insurance Companies (SAM), Approved Agricultural Mutual Insurance and Reinsurance Funds (CRAMA), and Mutual Insurance Group Companies (SGAM)
• undatedDOC-2017-01 Q&A - Prohibition of promotional communications regarding investment services for certain financial contracts
• undatedDOC-2006-18 Deadline for Calculating Net Asset Values of Alternative Fund of Funds and General Professional Funds
• undatedAMF Q&A on the Transfer of a Company Listed on Euronext to Alternext
• undatedAMF and Investors Information for Non-Approved or Non-Declared AIFs
• undatedDOC-2022-06 2022 Account Closing and Review of Financial Statements
• undatedDOC-2022-04 Restitution of remuneration by a financial investment advisor to clients
• undatedDOC-2009-28 2009 Account Certification
• undatedImplementation of Article 313-17-1 of the General Regulation regarding the submission by custodians of their statutory auditor's report on the protection of financial securities assets to the AMF
• undatedDOC-2006-22 2006 Accounts Closing
• undatedAMF Position DOC-2024-03: ESMA Guidelines on Data Transfer between Trade Repositories under EMIR and SFTR
• undatedAMF Position DOC-2023-10: ESMA Orientations under the CSDR Comply or Explain Procedure
• undatedAMF Position DOC-2024-08: EBA Guidelines on Information Requirements for Certain Crypto-Asset Transfers
• undatedAMF Position DOC-2023-07: EBA Guidelines on the Use of Remote Customer Onboarding Solutions
• undatedDOC-2023-09 2023 Account Closing and Review of Financial Statements
• undatedESMA Guidelines on CCP Recovery Plan Indicators and Scenarios under Article 9 of the CCP RRR Regulation
• undatedDOC-2024-06 Distribution of actively managed certificates (AMC)
• undatedDOC-2025-08 Finalization of 2025 Accounts and Review of Financial Statements
• undatedDOC-2018-14 Definitions of complex debt instruments referred to in Article 25.4 of Directive 2014/65/EU
• undatedDOC-2016-09 2016 Account Approval
• undatedDOC-2011-01 Securitization Vehicles
• undatedDOC-2017-02 Persons Subject to Market Surveys
• undatedDOC-2020-02 Clarifications on the notion of trading venue, applicable notably to financial instruments registered in a shared electronic registration system
• undatedInformation to be provided in the context of a public offer of cooperative society shares formed as a public limited company
• undatedEIOPA Guidelines on Supervisory Reporting for PEPP
• undatedDOC-2016-13 Social, Societal and Environmental Responsibility
• undatedDOC-2000-01 Nomenclature of Securities Accounts and Their Operating Rules
• undatedDOC-2014-13 2014 Accounts Certification
• undatedDOC-2009-24 Q&A on Shareholding Changes in Portfolio Management Companies
• undatedDOC-2011-23 Approval Procedures, Establishment of DIC and/or DICI and/or Prospectus and Periodic Information for OPCI and Professional Real Estate Collective Investment Undertakings
• undatedAMF Position DOC-2022-03: Suitability and Simple Execution Requirements under MiFID II
• undatedESMA Guidelines on reporting settlement fails under Article 7 of the CSD Regulation - comply or explain procedure
• undatedPrudential Evaluation of Acquisitions and Increases in Qualifying Holdings in Financial Sector Entities
• undatedDOC-2008-14 Performance Swaps on UCITS and Structured Products on Active Management
• undatedDOC-2012-16 2012 Accounts Certification
• undatedDOC-2007-02 Investment Advice and Order Execution Services
• undatedTransmission to the AMF of Information Regarding Compliance with Gender Balance Rules
• undatedAMF Supplementary Report on Corporate Governance, Executive Compensation and Internal Control - Small and Mid-Cap Companies Referencing the Middlenext Corporate Governance Code of December 2009
• undatedDOC-2024-05 2024 Account Approval and Review of Financial Statements
• undatedDOC-2018-07 Information to be provided to investors in the context of a public offering of less than 8 million euros
• undatedDisclosure of Share Retention Commitments Concluded Under the Dutreil Law
• undatedDOC-2010-12 Approval of 2010 Accounts
• undatedShareholders' General Meetings of Listed Companies
• undatedDOC-2019-13 2019 Account Closing and Review of Financial Statements
• undatedDOC-2021-06 2021 Account Closing and Review of Financial Statements
• undatedDOC-2015-08 2015 Account Certification
• undatedDOC-2023-01 EBA Guidelines on Policies and Procedures for Compliance Management and the Role and Responsibilities of the AML/CFT Compliance Officer
• undatedDOC-2019-11 Guidelines on the notification of internalised settlements under Article 9 of the CSDR
• undatedDOC-2007-03 Modalities for Filing Regulated Information Electronically
• undatedDOC-2017-12 Position Limits for Agricultural Commodity Derivatives Traded on Euronext Paris Matif
• undatedDOC-2005-19 The Exercise of Voting Rights by Management Companies
• undatedDOC-2024-01 ESMA Guidelines on reporting under EMIR
• undatedDOC-2017-06 Registration Procedure and Preparation of Information Document to be Filed with the AMF by Diversified Goods Intermediaries
• undatedJoint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
• undatedDOC-2026-01 Position Limits for the Salmon Derivative Contract on Euronext Paris Matif
• undatedAccess of Financial Analysts Designated within Syndicate Member Institutions to Information Prior to Prospectus Publication
• undatedDOC-2013-19 2013 Accounts Approval
• undatedDOC-2011-08 Questions and Answers Regarding Forex Operations
• undatedDOC-2015-10 Communication by companies on fees related to the holding of shares in pure registered form
• undatedDOC-2019-09 Integration of ESMA Guidelines on Non-Significant Reference Indices under the Benchmark Regulation
• undatedDOC-2013-09 Exemption for Market Making and Primary Market Operations under Regulation (EU) No 236/2012
• undatedDOC-2011-22 Approval Procedures, Establishment of a DIC and/or DICI and a Rulebook, and Periodic Information for Private Equity Funds
• undatedDOC-2012-15 Criteria Applicable to Collective Sharing Investments
• undatedDOC-2008-23 Q&A on the notion of investment advice service
• undatedDOC-2015-09 Communication by Companies to Promote Their Securities to Individual Investors
• undatedDOC-2007-01 Professional Cards for Individuals Other Than RCCI or RSCI and Staff of Trading Venues, MTF Managers, or Clearing Houses
• undatedRestitution of remuneration by a financial investment advisor to clients
• undatedDOC-2018-04 Product Governance Requirements under the MiFID II Directive
• undatedDOC-2018-01 Assessment of Knowledge and Competence
• undatedDOC-2005-09 Portfolio Management Attestation Under Mandate
• undatedDOC-2004-07 Market Timing and Late Trading Practices
• undatedDOC-2009-22 Q&A on Proprietary Trading by Investment Service Providers During Public Offers
• undatedPosition DOC-2019-10 on ESMA Guidelines regarding the application of points 6 and 7 of Section C of Annex I to the MiFID II Directive
• undatedDOC-2011-09 Drafting of Questions and Answers for Exams to Verify Minimal Knowledge of Market Participants
• undatedGood Remuneration Policies under the UCITS Directive
• undatedGuidelines on the Risk-Based Approach for Anti-Money Laundering and Counter-Terrorist Financing
• undatedDOC-2024-07 Administration of Financial Securities Registered in a Distributed Ledger Admitted to Trading on a DLT Market Infrastructure
• undatedESMA Guidelines on Anti-Procyclicality Measures for Margin Requirements for CCPs under EMIR
• undatedDOC-2018-13 Procedures for Reporting Regulatory Violations to the AMF by Whistleblowers
• undatedDOC-2007-23 2007 Accounts Closing
• undatedDOC-2019-21 Modalities for Filing and Publishing Prospectuses
• undatedIndependent Expertise in the Context of Financial Transactions
• undatedDOC-2007-19 Extra-financial criteria for asset selection and application to funds declaring compliance with Islamic law
• undatedDOC-2018-09 Orientations on CCP and Trading Venue Transaction Flow Access for CSDs
• undatedDOC-2021-01 Performance Fees in UCITS and Certain Types of AIFs
• undatedAMF Position DOC-2023-03: MiFID II Remuneration Requirements
• undatedESMA Guidelines on the management of conflicts of interest of central counterparties
• undatedDOC-2007-24 Questions and Answers Regarding Organizational Rules for Investment Service Providers
• undatedProduction of Independent Analyses During Significant Financial Operations Intended for Individual Retail Investors
• undatedESMA Guidelines on the assessment of knowledge and competence under the Markets in Crypto Assets Regulation
• undatedDOC-2020-04 Requirements Applicable to Professional Associations of Financial Investment Advisors
• undatedDOC-2010-02 Transparency and orderly acquisition procedure for non-equity debt securities
• undatedDOC-2005-14 Q&A on Specialized Professional Funds
• undatedDOC-2013-12 Necessity of Offering a Guarantee (Formula and/or Capital) for Structured UCITS and AIFs, Guaranteed UCITS and AIFs, and Structured Debt Securities
• undatedDOC-2011-20 Approval Procedures, Establishment of a Key Information Document (KID) and/or, where applicable, a Key Investor Information Document (KIID) and Prospectus, and Periodic Information for General Purpose Investment Funds, Alternative Fund of Funds, and General Purpose Professional Funds
• undatedEBA Guidelines on Risk-Based Supervision for AML/CFT - Comply or Explain Procedure
• undatedGuidelines on the obligation to report to TRACFIN
• undatedRemuneration Policies Applicable to Alternative Investment Fund Managers
• undatedDOC-2013-07 Professional Competence Requirements for AMF Financial Investment Advisors and Information Providers
• undatedGuide on the Organization of Risk Management, Compliance, and Internal Control within Portfolio Management Companies
• undatedAMF Guide on Fees
• undatedDOC-2021-03 Conditions for AMF Certification of Training Organizations to Administer the AMF Sustainable Finance Exam
• undatedDOC-2020-03 Information to be provided by collective investment schemes integrating extra-financial approaches
• undatedGuide on Employee Savings Funds
• undatedDOC-2010-05 The Marketing of Complex Financial Instruments
• undatedDOC-2012-08 Placement and Marketing of Financial Instruments
• undatedDOC-2013-22 Q&A on the Transposition of the AIFM Directive into French Law
• undatedDOC-2010-09 Conditions for AMF Certification of Training Bodies for Market Actor Professional Knowledge Exams
• undatedDOC-2008-15 Alternative Multi-Management in France
• undatedDOC-2012-01 Organization of Collective Investment Management Activity and Third-Party Portfolio Management Investment Service Regarding Risk Management
• undatedDOC-2023-05 Advertising Communications by Crowdfunding Service Providers
• undatedDeclaration to the AMF by Market Operators and Multilateral Trading System Managers
• undatedESMA Guidelines under the Regulation establishing a framework for the recovery and resolution of CCPs
• undatedDOC-2018-10 Orientations on rules and procedures applicable in the event of a CSD participant failure
• undatedDOC-2006-03 Financial securities negotiations on a market treated as off-market transfers for determining the date of transfer of ownership
• undatedDOC-2011-04 Modalities for Communicating Temporary Share Transfer Operations
• undatedDOC-2013-06 Listed Funds and Other Matters Related to UCITS
• undatedImplementation of a Differentiated Portfolio Transparency Regime for Active ETFs
• undatedDOC-2011-10 Registration at the OPC Level of Loss or Gain Resulting from Settlement Failure After Issuance of a Subscription Order
• undatedDOC-2008-04 Application of Conduct Rules During the Marketing of UCITS or AIF Shares or Units by Portfolio Management Companies, Management Companies and Managers
• undatedAMF Guide DOC-2011-25 on the Monitoring of Collective Investment Undertakings
• undatedAnnual Financial Report - 2018 Financial Statements and Review of 2016-2017 Financial Statements
• undatedDOC-2016-01 Approval Procedure for Investment Firm Custodians of UCITS - Procedure for Reviewing the Specifications of Other UCITS and AIF Custodians
• undatedDOC-2011-21 Approval Procedures, Establishment of a DIC and/or DICI and Prospectus, and Periodic Information for Employee Savings Funds
• undatedDOC-2015-05 Significant Asset Disposals and Acquisitions
• undatedAMF Position DOC-2019-03: MiFID II Suitability Requirements
• undatedDOC-2016-06 Operations by Managers and Persons Mentioned in Article 19 of the European Market Abuse Regulation
• undatedGuide for Drafting Advertising Communications and Marketing Collective Investments and SOFICA
• undatedDOC-2017-05 Modalities for Introducing Liquidity Management Mechanisms
• undatedTable of Contents of Account Approval Recommendations Applicable as of January 1, 2026
• undatedDOC-2017-07 Simulations of Future Performance
• undatedInstruction DOC-2019-04: Real Estate Investment Trusts, Forest Savings Companies, and Forest Investment Groups
• undatedGuidelines on Customer Due Diligence and Beneficial Ownership Obligations
• undatedAMF Q&A on Securitization Undertakings (DOC-2011-02)
• undatedDOC-2020-09 2020 Account Approval and Review of Financial Statements
• undatedScope of the Regulation on Credit Rating Agencies
• undatedDOC-2011-19 Approval Procedures, Establishment of a Key Information Document (KID), and, Where Applicable, a Key Investor Information Document (KIID) and Prospectus and Periodic Information for French UCITS and Foreign UCITS Marketed in France
• undatedDOC-2012-06: Declaration, Modification, Prospectus, and Periodic Information for Specialized Professional Funds, Professional Private Equity Funds, and Specialized Financing Entities
• undatedCorporate Governance and Executive Remuneration of Companies Referencing the AFEP-MEDEF Code - Consolidated Presentation of AMF Recommendations
• undatedDOC-2017-03 Modalities for Reporting Transactions Conducted by Listed Issuers on Their Own Shares and Stabilization Measures
• undatedImplementation of Reporting Obligations to the AMF under the AIFM Directive
• undatedDOC-2015-12 Alternative Performance Indicators
• undatedDOC-2011-16 2011 Account Certification
• undatedGuide for Preparing Universal Registration Documents
• undatedDOC-2014-01 Programme of Activity of Investment Service Providers and AMF Information
• undatedGuide on Periodic Information for Listed Companies
• undatedDOC-2016-02 Organisation of Portfolio Management Companies for Managing AIFs Granting Loans
• undatedDOC-2021-05 Guidelines on Outsourcing to Cloud Service Providers
• undatedProcedure for Recognition of Foreign Markets in States Not Party to the European Economic Area Agreement
• undatedDOC-2025-01 Notification Procedures for Documents Related to a Public Offer or Admission to Trading of a Crypto-Asset
• undatedDOC-2013-10 Incentives and Remuneration Received in the Context of Distribution and Mandate Management of Financial Instruments
• undatedDOC-2019-14 Orientations on Risk Factors
• undatedAMF Position DOC-2025-02: EBA Guidelines on Internal Policies, Procedures and Controls for Restrictive Measures
• undatedDOC-2024-02 Orientations on the provision of access to financial services
• undatedDOC-2018-03 Non-guaranteed placement, investment advice, and advice to companies on capital structure, industrial strategy, mergers and acquisitions
• undatedDOC-2014-03 Pre-commercialization and Marketing Procedure for FIA Shares or Units
• undatedESMA Guidelines on common procedures and methodologies for the review and prudential assessment of central counterparties under Article 21 of EMIR
• undatedDOC-2009-07 Prior Authorization Application Dossier Submitted to the AMF for CCP Adhesion or Settlement System Participation
• undatedESMA Guidelines on Standardised Forms, Templates and Formats for DLT Market Infrastructure Authorisation Applications
• undatedDOC-2005-10 Mandate for the Administration of Registered Financial Securities
• undatedDOC-2019-17 Guidelines on the Concept of Politically Exposed Person
• undatedProfessional Obligations of Investment Service Providers Regarding Non-Professional Clients for Third-Party Portfolio Management
• undatedDOC-2017-09 2017 Accounts Closing
• 2026-06-23DOC-2019-24 Digital Asset Service Providers - Cybersecurity Requirements Framework
• 2026-06-23ESMA Guidelines on Reverse Solicitation, Crypto-Asset Transfers, Security Protocols, and Suitability and Periodic Reporting
• 2026-06-23Joint ABE and ESMA Guidelines on the Assessment of the Fit and Proper Status of Members of the Management Body of Token Issuers and Crypto-Asset Service Providers
• 2026-06-23Information Deemed Complete for Crypto-Asset Service Provider Authorization Application Evaluation
• 2026-06-23ESMA Guidelines on the conditions and criteria for qualifying crypto-assets as financial instruments
• 2026-06-23ESMA Guidelines on supervisory practices to prevent and detect market abuse under the Crypto-Assets Regulation
• 2026-06-23DOC-2019-23 Regime Applicable to Digital Asset Service Providers
• 2026-06-23DOC-1993-01 Financial Information of SOFICA
• 2020-01-01DOC-2020-08 Requirements on liquidity stress testing for UCITS and AIFs
• 2018-01-01AMF Website Impression Notice and Legal Mentions
• 2017-01-01AMF Guide on Issuer Interventions on Own Shares and Stabilization Measures
• 2016-01-01DOC-2016-11 Q&A on the Verification of Minimum Knowledge Levels for Financial Investment Advisors
• 2016-01-01DOC-2016-10 Verification of the minimum knowledge of financial investment advisors
• 2014-01-01AMF Guide on the Marketing of UCITS, AIFs and Other Investment Funds in France
• 2013-01-01AMF Website Legal Mentions
• 2013-01-01AMF Report on Corporate Governance and Executive Compensation for Mid-Cap and Small-Cap Securities
• 2012-01-01DOC-2012-07 Handling of Complaints
• 2012-01-01AMF Legal Mentions and Contact Information
• 2011-01-01AMF Website Extraction: Legal Notices and Publication Responsibility
• 2011-01-01DOC-2011-15 Calculation Methods for the Global Risk of Approved UCITS and AIFs
• 2011-01-01DOC-2011-06 Voting Advice Agencies
• 2010-01-01AMF Reference Framework for Risk Management and Internal Control Systems
• 2009-01-01DOC-2009-29 Q&A on the Verification of Minimum Knowledge Levels for Market Participants
• 2009-01-01DOC-2009-08 Control of Public Takeover Offers
• 2008-01-01DOC-2008-02 Threshold Crossing Declarations