Bangladesh Securities and Exchange Commission

462 documents, newest first — showing 201–400.

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2019-06-20Repeal of Notification No. BSEC/CMRRCD/2009-193/170/Admin/60 dated 11 June 2015
2019-06-20Order for exemption from the provision of section 2A(2)(a) of the Securities and Exchange Ordinance, 1969
2019-05-23Conditions for Declaration of Bonus Shares by Listed Companies
2019-05-22Bangladesh Securities and Exchange Commission (Risk Based Capital Adequacy) Rules, 2019
2019-05-22Bangladesh Securities and Exchange Commission (Exchange Traded Derivatives) Rules, 2019
2019-05-15Directive on block of securities
2019-05-08Directive on lock-in period
2019-02-19Transfer from spot market to public market
2018-12-10Directive on Maintenance of Provision by Merchant Bankers against Investment in Mutual Funds
2018-10-22Exemption under Section 2D of the Securities and Exchange Ordinance, 1969 to fully foreign owned companies Gazette
2018-10-02Extension of Tenure for Existing Close-end Mutual Funds
2018-08-16Orders on Suspension of Trading and Compulsory Spot for Specified Companies
2018-07-31Amendment to Notification No. SEC/CMRRCD/2009-193/114/Admin.28 dated October 02, 2011
2018-06-20Conditions on Financial Reporting and Disclosure for Listed Companies
2018-06-10Bangladesh Securities and Exchange Commission (Acquisition of Substantial Number of Shares, Takeover and Acquisition) Rules, 2018
2018-06-03Corporate Governance Code
2018-03-12Notification regarding lock-in for IPO shares
2018-03-11Directive on Joint-Holding of Minimum 30% Shares by Sponsors, Promoters and Directors
2018-02-20Directive regarding code of conduct of eligible investors
2017-12-28Time Extension for provisioning of unrealized loss
2017-08-17Suspension of the effectiveness of sub-rule (5) of rule 3 of the Margin Rule, 1999
2017-06-13Bangladesh Securities and Exchange Commission (Clearing and Settlement) Rules, 2017
2017-06-13Bangladesh Securities and Exchange Commission (Exchange Traded Fund) Rules, 2016
2017-06-13Bangladesh Securities and Exchange Commission (Market Maker) Rules, 2017
2017-02-19Suspension of Rule 3(5) of the Margin Rules 1999
2017-01-02Bangladesh Securities and Exchange Commission (Investor Education Development and Training) Regulations, 2016
2016-12-21Revised Panel of Auditors
2016-12-07Directive No. BSEC/SRMIC/194-217/508
2016-12-01Directive regarding direct listing of unlisted securities
2016-09-28Directive No. BSEC/SRMIC/2011-1240/494
2016-09-24Amendment to the Depository (User) Regulations, 2003
2016-09-07Notification regarding board meeting, submission of 1st , 2nd , 3rd quarterly (Q1 , Q2 , Q3) financial reports, and disclosure of NAV, EPS and NOCFPS
2016-09-07Directive regarding Time limit for stock exchanges for recommendation on public issue
2016-09-01Directive on withdrawal of non-marginable security status of the shares of Shahjibazar Power Company Limited
2016-06-20Guidelines for the Issue and Operations of Financial Derivatives
2016-05-02Regarding payment of money after dissolution of mutual fund scheme
2016-04-27Directive No. BSEC/SRMIC/2011/1240/445 dated April 27, 2016
2016-03-13Condition Regarding IPO
2016-02-24Notification; Exemption from rule 13 of the Securities and Exchange Rules, 1987
2016-02-15Regarding Publication of Price Sensative Information (PSI)
2015-12-08Directive on Provisioning for Unrealized Losses in Own and Client Portfolios of Stock Brokers, Stock Dealers, and Merchant Bankers
2015-12-08Order for Extension of Suspension of Rule 3(5) of the Margin Rules 1999
2015-10-27Directive on Margin Loans for Newly Listed Securities and Changed Categories
2015-10-27Regarding Margin Loan to Purchase Newly Listed Securities and Securities After Change of Categories (for Merchant Bankers)
2015-09-09Official Signatory of the Asset Management Company
2015-07-16Panel of Auditors
2015-07-14Directive No. BSEC/Surveillance/2014-0840/683 dated July 14, 2015
2015-07-08Conversion guidelines for close-end to open-end mutual fund
2015-07-08Directive on Conversion of Close-End Mutual Fund Scheme to Open-End Mutual Fund Scheme
2015-06-30Order for Extension of Suspension of Rule 3(5) of the Margin Rules 1999
2015-06-30Directive on Maintenance of Provision Against Unrealized Losses in Mutual Fund Units
2015-06-22Bangladesh Securities and Exchange Commission (Alternative Investment) Rules, 2015
2015-06-11Exemption of Foreign-Owned and Joint Venture Companies from Compliance with Provisions for Public Limited and Listed Companies
2015-05-14Directive regarding distribution of dividend, fractional bonus share and rights share to the margin accountholders of the stock brokers
2015-05-13Order regarding circuit breaker
2015-03-04Repeal of Directive No. SEC/SRMIC/2009-18/1178/270 dated October 12, 2011
2015-02-22Notification regarding conditions for issue of capital, rights issue and IPO
2015-02-02IPO Approval Procedure
2015-01-27Directive No. BSEC/Enforcement/2137/2014/20 dated January 27, 2015
2015-01-25Repeal of Directive No. SEC/CMRRCD/2004-129-378 dated December 19, 2004
2015-01-13Notification Regarding Annual General Meeting
2015-01-06Order for Extension of Suspension of Rule 3(5) of the Margin Rules 1999
2014-11-10Directive to First Securities Services Limited
2014-09-30Order for Extension of Suspension of Rule 3(5) of the Margin Rules, 1999
2014-08-10Notification Regarding Exemption from Condition No.2 of the Consent Letter dated 29 October 2003 for Lafarge Surma Cement Ltd
2014-05-28Notification Regarding Exemption from a condition of Corporate Governances Guidelines for ICB
2014-05-28Guidelines on Management Fees for Mutual Fund Asset Managers
2014-04-10Amendment to the Securities and Exchange Rules, 1987
2014-03-31Extension Order for Suspension of Rule 3(5) of the Margin Rules, 1999
2014-02-06Notification for the Placement Holders
2013-12-09Guidelines on Provisioning for Unrealized Losses in Own and Market Portfolios of Stock Brokers, Stock Dealers, and Market Makers
2013-10-24Circular Regarding listed Companies AGM
2013-10-10Guidelines on Conversion of Close-end Fund to Open-end Fund
2013-09-26Order to Suspend Rule 3(5) of the Margin Rules, 1999
2013-08-18Notification on Pre-Condition of Right Issue Regarding Compliance with Corporate Governance Guidelines
2013-08-18Guidelines for Revaluation of Assets to Issue of Capital
2013-07-24Bangladesh Securities and Exchange Commission (Research Analysis) Rules, 2013
2013-07-24Securities and Exchange Commission (Mutual Fund) Rules, 2001 (Amendment), Gazette
2013-07-21Repeal of Directive dated February 14, 2010 by the Directive dated July 21, 2013
2013-04-10Suspension of rule 3(5) of Margin Rules, 1999
2013-03-13Securities and Exchange Commission (Private Placement of Debt Securities) Rules, 2012
2013-02-27Directive regarding Unrealized Loss by the stock Broker/Merchant Banker
2013-01-08Securities and Exchange Commission (Mutual Fund) Rules, 2001 (Amendment)
2012-12-10Securities and Exchange Commission (Amendment) Act, 2012
2012-11-28Order Regarding the Cancellation of Order No. SECI/CMARRCI/2001-50/167 Dated October 01, 2009
2012-11-28Directive to repeal clause 2 of directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009
2012-10-14Securities and Exchange Commission (Private Placement of Debt Securities) Rules, 2012
2012-09-30Directive: Regarding Margin Ratio by the Merchant Banker
2012-09-30Directive: Regarding Margin Ratio by the Stock Broker
2012-09-06Time extension of implementation of the government decision as per recommendation of special scheme committee; Reference No.: SEC/CMRRCD/2009-193/134; dated: September 06, 2012
2012-08-07Revised Corporate Governance Guidelines
2012-07-10Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (Merchant Bankers’ related)
2012-07-10Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (DSE related)
2012-07-10Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (CSE related)
2012-04-25Suspension of previous orders regarding acquisition of minimum shares by sponsors/promoters and directors of listed Z category companies
2012-04-24Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules, 1996 (Amendment)
2012-03-12Amendment to the Securities and Exchange Commission (Stock-dealer, Stock-broker and Authorized Representative) Rules, 2000 and the Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules, 1996
2012-02-23Order regarding Mutual Fund
2012-02-09Amendment to the Securities and Exchange Commission (Stock Dealer, Stock Broker, Authorized Representative) Rules, 2000 regarding renewal of registration certificate of Authorized Representative
2011-12-20Amendment to the Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules, 1996
2011-12-07Notification for clarification of certain issues, in continuation of the Notification No. SEC/CMRRCD/2009-193/119/Admin/34 dated November 22, 2011
2011-11-23Steps taken for Stabilizing Capital Market
2011-11-22Notification under section 2CC regarding holding of shares by sponsors/promoters and directors
2011-11-02Amendment to the Securities and Exchange Commission (Rights Issue) Rules, 2006
2011-10-26Notification Regarding Repeal of Previous Notifications
2011-10-18Directive on Complaint Resolution Procedures
2011-10-18Directive Regarding Report on Free Float Holding
2011-10-17Directive on Resolution of Shareholder Objections to Right Offers
2011-10-13Amendment to the Securities and Exchange Commission (Mutual Fund) Rules-2001
2011-10-05Amendment to the Securities and Exchange Commission (Public Issue) Rules, 2006
2011-10-02Notification-Conditions under Section 2CC in case of issuance for the Security other than rights and bonus share
2011-09-15Order related to Mutual Fund
2011-09-15Order related to Uniform face value of shares of Tk. 10 each
2011-08-24Notification regarding the insurance companies
2011-07-27Order imposing further conditions on capital issues and public offers of securities in Bangladesh
2011-05-08Notification imposing further conditions on capital issues by issuers of unlisted securities in Bangladesh
2011-04-10Directive dated 10.4.11
2011-03-16Amendment to the Merchant Bankers rules dated 06.3.11
2011-03-16Amendment to the Mutual Fund Rules dated 14.03.2011
2011-03-10Directive on Posting Detailed Quarterly Financial Statements on Websites
2011-02-10Directive on Cooperation with Enquiry Committee under Gazette Notification No. 749/500
2011-01-20Notification suspending Book Building Method for capital issues
2011-01-20Directive prohibiting Managing Directors/CEOs of specified stock dealers/brokers from duties for 30 days
2011-01-11Order Regarding Merchant Banker Rules dated 10.1.11-95
2011-01-09Directive regarding Merchant Banker dated 09.1.11-89
2010-12-29Notification regarding Book Building Method
2010-11-21Directive to merchant bankers regarding margin loan
2010-11-14Notification related to the consent of issue of capital
2010-10-10Amendment to Stock Broker, Stock Dealer and Authorized Representative Rules, 2000
2010-09-06Conditions for Capital Issuance by Unlisted Security Issuers in Bangladesh
2010-09-06Notification related to imposition of further conditions to the issue of capital /public offer of securities for sale
2010-08-31Amendment to the Public Issue Rules, 2006
2010-08-30Directive Amending Investment Limit for Merchant Bankers and Stock Brokers from 15% to 50%
2010-08-04Repeal of Order No. SEC/CMRRCD/2006-159/Admin/02/09 dated May 30, 2006
2010-08-01Notification related to book building
2010-07-27Notification related to substantial acquisition of shares
2010-07-22Directive to merchant bankers related to single client exposure limit
2010-07-14Directive on declaration before buy/sell/other dispose off units
2010-07-04Directive to companies which declared layoff
2010-07-01Directive on Declaration by Sponsor, Director, or Placement Holder for Selling or Disposing Shares or Units
2010-06-30Notification related to annual BO account maintenance fee
2010-06-16Notification on amendment of OTC Market Rules related to definition of unlisted securities
2010-06-07Directive on Prohibition of Brokerage Fee Collection by Merchant Bankers
2010-06-01Transfer of paper securities from B to Z category and cessation of transactions
2010-05-31Paper securities under B category shall not be traded
2010-05-31Notification on amendment to Mutual Fund Rules related to lock-in and placement limit
2010-05-10Notification related to 10 taka face value of share
2010-05-05Time Extension of ICB Mutual Funds
2010-05-05Notification on issue of capital related to conversion to public ltd. company and public offer
2010-05-04Notification on Record Date and AGM Requirements for Listed Security Issuers
2010-04-06Notification related to amendment of OTC Rules, 2001
2010-03-23Notification related to amendment of Prohibition of Insider Trading Rules 1995
2010-03-23Directive related to margin requirement calculation
2010-03-15Order to merchant bankers related to margin loan ratio 1:1.5
2010-03-15Directive on Stock Brokers Margin Loan Ratio 1:1.5
2010-03-11Notification imposing further conditions on consent to the issue of capital
2010-03-11Notification related to mutual fund units lock-in
2010-03-07Directive on Merchant Banker Margin for Mutual Fund Extended to 15% of Latest Disclosed NAV
2010-03-07Directive on Stock Broker Margin for Mutual Fund Extended to 15% of Latest Disclosed NAV
2010-03-04Order related to depository fee of Tk 150 for January-June 2010
2010-03-01Circular related to standardized face value of share Tk 100 and market lot
2010-02-18Directive to GP & Marico related to trade in spot market
2010-02-14Regarding BSEC approval before submission of nomination in election of exchange board of directors
2010-02-11Clarification related to institutional investors
2010-02-10Directive on CSE Listing Regulations Regarding Financial Statement Uploads on Company Websites
2010-02-09Notification related to refund of IPO application money for unsuccessful applicants
2010-02-09Notification related to transfer of dividend
2010-02-08Directive related to stopping the netting facility for GP shares
2010-02-03Directive related to members' margin ratio to 1:1
2010-02-03Order related to portfolio managers' margin ratio to 1:1
2010-02-02Presentation of periodical/interim financial statements
2010-02-01Directive on Members' Margin Ratio to 1:1.5
2010-02-01Directive related to stopping the margin for equity shares with PE more than 50
2010-01-31Directive on Uniform Software and Financial Adjustment Reporting for Stock Exchanges
2010-01-24Order related to close end mutual fund maturity- 10 years and the cases whose 10 years are exceeded
2010-01-17Directive on Quarterly Financial Statement Publication
2009-12-17Directive prohibiting margin loans for mutual fund units trading above NAV premium
2009-12-09Directive on Marginable Shares for Merchant Bankers and Stock Brokers
2009-12-07Order Regarding Depository Fee Year: July-June Instead of January-December
2009-11-17Amendment to Credit Rating Companies Rules 1996
2009-10-26Directive to merchant bankers and portfolio managers to stop margin loans for Aftab Automobiles Ltd
2009-10-26Directive to DSE and CSE regarding Aftab Automobiles Ltd. shares
2009-10-26Directive to stop margin loans for listed mutual funds
2009-10-26Directive to DSE, CSE about all listed MFs related to margin loan
2009-10-21Directive to DSE and CSE Regarding 28 Listed Securities Related to Margin Loans
2009-10-21Directive to merchant bankers and portfolio managers to stop margin loans for 28 listed securities
2009-10-20Directive on Stock Broker Branch Opening Limits
2009-10-20Directive to DSE, CSE not to consider non-dematted securities as marginable
2009-10-20Order related to non-margin for non-demated securities
2009-10-20Directive to DSE, CSE related to transaction of paper shares
2009-10-05Conditions on Record Date and AGM for Listed Security Issuers
2009-10-05Order related to margin loan
2009-10-04Directive related to OTC market
2009-10-01Regarding Z-category Securities, newly listed Security, change to categorization
2009-10-01Directive on Delisting and OTC Trading of Z-category Securities
2009-10-01Regarding refund of application money for public offering
2009-10-01Order related to margin rule
2009-09-27Conditions for Consent to Issue of Capital and Public Offer of Securities
2009-09-06Directive related to OTC market in DSE
2009-07-09Conditions under 2CC to the issue of capital