Hong Kong Monetary Authority

1,681 documents, newest first — showing 401–600.

Browse with filters on the regulator page.

2024-02-28Revised Completion Instructions of Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
2024-02-28Prudential Measures for Property Mortgage Loans and Other Related Supervisory Requirements
2024-02-28Completion Instructions for Return of Leverage Ratio (MA(BS)27)
2024-02-28Completion Instructions for Return of Large Exposures Form MA(BS)28
2024-02-28Revised Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
2024-02-28Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
2024-02-28Revised Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
2024-02-28Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3(IIIa)
2024-02-28Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3(IIId)) – Risk-weighted Amount for Credit Risk (Securitization Exposures)
2024-02-23Portfolio-based Approach to Suitability Assessment
2024-02-23Portfolio-based Approach to Suitability Assessment: Annex 2 - Frequently Asked Questions
2024-02-23Guidance on Adoption of Portfolio-based Approach to Suitability Assessment
2024-02-23Guidance on Adoption of Portfolio-based Approach to Suitability Assessment
2024-02-20Banking (Capital) (Amendment) Rules 2023 - Questions and Answers
2024-02-20Q&As on IPO Financing and Swap Connect Capital Treatment
2024-02-20Sale and distribution of tokenised products
2024-02-20Guidance on Expected Standards on Provision of Custodial Services for Digital Assets by Authorized Institutions
2024-02-15Code of Practice Chapter FMI-1 Resolution Planning Continuity of Access to Financial Market Infrastructure Services
2024-02-15Code of Practice: Resolution Planning – Continuity of Access to Financial Market Infrastructure Services
2024-02-08Effective Execution of Risk-based Approach for Customer Due Diligence
2024-02-08Rules on Basel III final package and related updates
2024-02-08Expansion of Greater Bay Area Fintech Pilot Trial Facility
2024-02-07The Digitalisation of AML/CFT Supervision: Where Now and What Next
2024-02-07HKMA Update on Anti-Money Laundering and Counter-Financing of Terrorism Surveillance Capability Enhancement Project
2024-02-02Complaints Watch Issue No. 23
2024-02-02Complaints Watch Issue No. 23
2024-02-01HKMA Liquidity Facilities Framework for Banks: Operational Note
2024-01-24Expansion of Eligible Collateral for the Renminbi (RMB) Liquidity Facility
2024-01-24Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
2024-01-24Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
2024-01-24Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
2024-01-24Frequently Asked Questions on the Cross-boundary Wealth Management Connect in the Guangdong-Hong Kong-Macao Greater Bay Area
2024-01-22SMS Sender Registration Scheme
2024-01-05Self-Assessment of Compliance with the Code of Banking Practice 2023
2024-01-05Self-Assessment of Compliance with the Code of Banking Practice 2023
2023-12-29Gazettal of rules: Basel III final package and related updates
2023-12-22Joint circular on intermediaries’ virtual asset-related activities
2023-12-22Joint Circular on Intermediaries’ Virtual Asset-Related Activities
2023-12-21Managing cyber risk associated with third-party service providers
2023-12-21Managing cyber risk associated with third-party service providers
2023-12-20Consumer Protection in respect of Digital Marketing Activities
2023-12-20Consumer Protection in respect of Digital Marketing Activities
2023-12-20Circular on Lending Practices
2023-12-15Lessons drawn on the Banking Turmoil in the US and Europe
2023-12-07Code of Banking Practice December 2023
2023-12-06IA-HKMA Joint Inspection Exercise on Premium Financing
2023-12-01Maintaining Trading in Hong Kong Securities and Derivatives Markets under Severe Weather Conditions
2023-11-29Sale and Distribution of Green and Sustainable Investment Products
2023-11-29Expected Standards and Examples of Good Practices on Sale and Distribution of Green and Sustainable Investment Products
2023-11-29Sale and Distribution of Green and Sustainable Investment Products Annex II: Frequently Asked Questions
2023-11-17Supervisory Policy Manual CR-S-4: New Share Subscription and Share Margin Financing
2023-11-17Supervisory Policy Manual SPM CR-S-4 New Share Subscription and Share Margin Financing
2023-11-07Statements issued by the Financial Action Task Force
2023-10-31Enhancement to security of electronic banking services
2023-10-16Premium Financing Activities for Insurance Policies
2023-10-12Enhanced approaches to combat digital fraud
2023-09-25AML/CFT Regtech: Case Studies and Insights Volume 2
2023-09-25Report on AML/CFT Regtech: Case Studies and Insights Volume 2
2023-09-07Complaints Against Debt Collection Agents Employed by Authorized Institutions
2023-09-07Good Practices for Talent Development
2023-09-07Good Practices for Talent Development
2023-08-30Alternative Arrangement for Meeting the Audio Recording Requirement of Protection Linked Plan
2023-08-29HKMA Principles for Net-Zero Transition Planning
2023-08-29Dedicated 100% Loan Guarantee Scheme for Battery Electric Taxis
2023-08-25New Roadmap to Promote Fintech Adoption in Financial Services Sector
2023-08-25Consultation Conclusions on Proposed Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
2023-08-25New Roadmap to Promote Fintech Adoption in Financial Services Sector
2023-08-25Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
2023-08-15Pilot Programme of Interbank Account Data Sharing Initiative
2023-07-28Streamlined Approach for Compliance with Suitability Obligations When Dealing with Sophisticated Professional Investors Annex 2: Frequently Asked Questions
2023-07-28Enhanced Competency Framework on Green and Sustainable Finance
2023-07-28Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
2023-07-28Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
2023-07-26Complaints Watch Issue No. 22
2023-07-26Complaints Watch Issue No. 22
2023-07-11Orderly exit from the Pre-approved Principal Payment Holiday Scheme
2023-07-07Prudential Measures for Property Mortgage Loans
2023-07-06Statements issued by the Financial Action Task Force
2023-06-30Revised Return of International Banking Statistics (Form MA(BS)21)
2023-06-30Revised Return of International Banking Statistics (Form MA(BS)21)
2023-06-30Revised Return of International Banking Statistics (Form MA(BS)21)
2023-06-30Completion Instructions for Revised Return of International Banking Statistics (Form MA(BS)21)
2023-06-20Major Enhancements on Protection of Payment Card Customers
2023-06-20Major Enhancements on Protection of Payment Card Customers
2023-05-30Consultation Report: Prototype for a Green Classification Framework for Hong Kong
2023-05-30Consultation Report: Prototype for a Green Classification Framework for Hong Kong
2023-05-30Prototype of a Green Classification Framework for Hong Kong
2023-05-25Amendments to Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Authorized Institutions)
2023-05-25Guideline on Anti-Money Laundering and Counter-Financing of Terrorism for Authorized Institutions
2023-05-25Amendments to Guideline on Anti-Money Laundering and Counter-Financing of Terrorism for Authorized Institutions
2023-05-25Consultation Conclusions on Proposed Amendments to Guideline on Anti-Money Laundering and Counter-Financing of Terrorism for Authorized Institutions
2023-05-10Regtech Adoption Practice Guide Ninth Issue
2023-05-10Regtech Adoption Practice Guide Ninth Issue: Customer Data and Privacy
2023-05-08Capital Adequacy - CCR: Capital Treatment of Participating Margins for Swap Connect
2023-05-08Capital Treatment of Participating Margins for Swap Connect
2023-05-02Regulation and Supervision of Trust Business
2023-04-28Currency Conversion Arrangement Involving Onshore RMB (CNY) under Northbound Swap Connect
2023-04-28Frequently Asked Questions on Currency Conversion under Swap Connect
2023-04-27Access to banking services for corporate customers
2023-04-27Key observations and good practices for on-boarding corporate customers
2023-04-25Dedicated 100% Loan Guarantee Schemes for Travel and Cross-boundary Passenger Transport Trades
2023-04-25HKMA Requirement for Strengthened Security Controls on Binding Payment Cards to Contactless Mobile Payments
2023-04-25Principles for Handling of Unauthorised Payment Card Transactions
2023-04-25Regulatory Treatments for the 100% Personal Loan Guarantee Scheme
2023-04-21Guidelines for Banking Sector Climate Risk Stress Test
2023-04-21Guidelines for Banking Sector Climate Risk Stress Test
2023-04-14Reform of interest rate benchmarks
2023-04-14Reform of interest rate benchmarks
2023-03-14Revised SPM CG-3 Code of Conduct
2023-03-09Statements issued by the Financial Action Task Force
2023-03-07Balanced and effective AML/CFT measures in private banking
2023-03-07Smart tips for Private Banking: Balanced and effective AML/CFT measures
2023-02-27Observations from Review of Selling Processes of Investment Products
2023-02-27Observations from Review of Selling Processes of Investment Products
2023-02-15Leveraging Commercial Data Interchange for digitalisation of banking processes
2023-02-09Optimising Fraud and Financial Crime Detection and Reporting
2023-02-09Optimising Fraud and Financial Crime Detection and Reporting
2023-02-09Guidance Paper on Transaction Monitoring, Screening and Suspicious Transaction Reporting
2023-01-18Complaints Watch Issue No. 21
2023-01-18Hong Kong Monetary Authority Complaints Watch Issue No. 21
2023-01-12Frequently asked questions on climate-related financial risks
2023-01-06Supervisory Policy Manual Module IC-4: Complaints Handling and Redress
2023-01-06Supervisory Policy Manual Module IC-4: Complaints Handling and Redress
2022-12-30Supervisory Policy Manual IC-7: The Sharing and Use of Commercial Credit Data through a Commercial Credit Reference Agency
2022-12-23Findings of Mystery Shopping Programme on Selling Practices in respect of Qualifying Deferred Annuity Policies and Tax-deductible Voluntary Contributions in Hong Kong
2022-12-23HKMA Supervisory Policy Manual SA-1: Risk-based Supervisory Approach
2022-12-23HKMA Supervisory Policy Manual SA-1: Risk-based Supervisory Approach
2022-12-23Supervisory Policy Manual (SPM): Revised Module SA-1 on Risk-based Supervisory Approach
2022-12-20Feedback from Recent Review on Consumer Protection in respect of Digital Platforms for the Application of Credit Products
2022-12-20Key Observations and Sound Practices on Consumer Protection in respect of Digital Platforms for the Application of Credit Products
2022-12-20Prudential treatment of cryptoasset exposures
2022-12-19Reform of interest rate benchmarks
2022-12-09Due diligence processes for green and sustainable products
2022-12-09Due diligence processes for green and sustainable products
2022-12-09Revised SPM CG-3 Code of Conduct
2022-12-09Supervisory Policy Manual CG-3 Code of Conduct
2022-12-07Circular on AML/CFT Controls for All Authorized Institutions
2022-11-28Supervisory Policy Manual Module IC-6: The Sharing and Use of Consumer Credit Data through Credit Reference Agencies
2022-11-25Guidance on anti-DDoS protection
2022-11-25Implementation of Basel III final reform package
2022-11-16Supervisory Policy Manual Module IC-7: The Sharing and Use of Commercial Credit Data through a Credit Reference Agency
2022-11-16Supervisory Policy Manual IC-7: Sharing and Use of Commercial Credit Data through a Credit Reference Agency
2022-11-07HKMA Circular on FATF Statements Regarding High-Risk Jurisdictions and Plenary Outcomes
2022-10-27Streamlined Launch Arrangements for New Personal-Lending Portfolio Products
2022-10-27Regtech Adoption Practice Guide Eighth Issue
2022-10-27Guidance on Customer Communication for Lowering Statutory Interest Rate Limits under the Money Lenders Ordinance
2022-10-27Annex A: Impact of Revision to Interest Rate Limits under the Money Lenders Ordinance on the Banking Industry
2022-10-27Implementation Arrangements for Lowered Statutory Interest Rate Limits under the Money Lenders Ordinance
2022-10-27Regtech Adoption Practice Guide Eighth Issue: Sales Practices and Suitability
2022-10-21Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
2022-10-21Frequently Asked Questions on Investor Protection Measures in respect of Sale of Investment Products
2022-10-21Frequently Asked Questions on Investor Protection Measures in respect of Sale of Investment Products
2022-10-21Guidance on Enhanced Investor Protection Measures on Sale and Distribution of Debt Instruments with Loss-absorption Features and Related Products
2022-10-21Frequently Asked Questions on Sale and Distribution of Loss-absorption Products
2022-10-20Further extension of the Pre-approved Principal Payment Holiday Scheme
2022-10-17Revisions to Banking Returns and Surveys
2022-10-17Revisions to Banking Returns and Surveys Enclosure 4: Quarterly Survey on Exposures to Mega Corporates Template
2022-10-17Revisions to Banking Returns and Surveys: MA(BS)20 Completion Instructions
2022-10-17Revisions to Banking Returns and Surveys Enclosure 3 MA(BS)2AH Template
2022-10-17Revisions to banking returns and surveys
2022-10-12Joint Letter on Sustainable Finance Internship Initiative
2022-10-06Joint Efforts against Fraud and Financial Crime
2022-09-27Guide to Enhanced Competency Framework on Compliance
2022-09-27Enhanced Competency Framework on Compliance
2022-09-26Pilot Scheme on Training Subsidy for Fintech Practitioners and Pilot Green and Sustainable Finance Capacity Building Support Scheme
2022-09-23HKMA Supervisory Expectations on Payment Card Security
2022-09-23HKMA Adjustment of Interest Rate Stress Testing Requirement for Property Mortgage Lending
2022-09-16Further extension of the Pre-approved Principal Payment Holiday Scheme
2022-09-02Enhancing Consumer Protection in Respect of Buy Now, Pay Later Products
2022-09-01SFC Report on Review of Licensed Corporations Providing Online Brokerage, Distribution and Advisory Services
2022-09-01Circular Issued by the Securities and Futures Commission to Licensed Corporations on Review of Online Brokerage, Distribution and Advisory Services
2022-09-01Circular Issued by the Securities and Futures Commission to Licensed Corporations on Review of Online Brokerage, Distribution and Advisory Services
2022-07-28Sound practices for payment operations
2022-07-25Supervisory Policy Manual Module OR-1 on Operational Risk Management
2022-07-25Supervisory Policy Manual Module OR-1 on Operational Risk Management
2022-07-22Enhancement of the Renminbi (RMB) Liquidity Facility
2022-07-22Code of Practice Chapter LFIR-1 Resolution Planning - Liquidity and Funding in Resolution
2022-07-22Operational Independence of the Monetary Authority as Resolution Authority
2022-07-22Resolution Planning – Liquidity and Funding in Resolution
2022-07-20Expansion of Pilot Payment Arrangements for Property Transactions
2022-07-18Regtech Adoption Practice Guide Issue #7: Third-Party Monitoring and Risk Management
2022-07-18Regtech Adoption Practice Guide Issue 7: Third-Party Monitoring and Risk Management
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Annex - MA(BS)3 (Part II)
2022-07-11Completion Instructions for Revised Return of Capital Adequacy Ratio Form MA(BS)3 Part IIIf
2022-07-11Annex IIIa and IIIb-A: Examples of Calculation of Default Risk Exposure under the SA-CCR Approach
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) CAR Return
2022-07-11Annex IIIe-A: Reporting Arrangements for an AI’s Default Risk Exposures to Clearing Members or Clearing Clients
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions
2022-07-11Completion Instructions for Return of Capital Adequacy Ratio Part IIId Risk-weighted Amount for Credit Risk Securitization Exposures
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 1: Template
2022-07-11Revised Return of Capital Adequacy Ratio Form MA(BS)3 Enclosure 13: Completion Instructions Illustration for Market Risk
2022-07-11Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3(V) - Risk-weighted Amount for Operational Risk
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - MA(BS)3 (Part IIIe)
2022-07-11Annex IIIb-A: Illustrations on Reporting of Recognized Credit Risk Mitigation
2022-07-11Annex IIIa and IIIb-B: Examples of Calculation of Risk-Weighted Amount of CIS Exposure with Deductible Holding
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Enclosure 7
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 4: Completion Instructions - MA(BS)3 (Part II)
2022-07-11Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3 Part VI – Sovereign Concentration Risk
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part IIIc Illustration
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions