Hong Kong Monetary Authority

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2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions
2022-07-11Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions
2022-07-11Completion Instructions for Revised Return of Capital Adequacy Ratio Form MA(BS)3 Part IIIa
2022-07-11Revised Return of Capital Adequacy Ratio Form MA(BS)3 Enclosure 13: Completion Instructions Illustration for Market Risk
2022-07-08The Sharing and Use of Consumer Credit Data through Credit Reference Agencies
2022-07-08Guidance to Authorized Institutions on Selling of Protection Linked Plans
2022-07-08Hong Kong Money Laundering and Terrorist Financing Risk Assessment Report 2022
2022-07-08Supervisory Policy Manual Module IC-6: The Sharing and Use of Consumer Credit Data through Credit Reference Agencies
2022-07-08Guidance to Authorized Institutions on Selling of Protection Linked Plan
2022-06-30Embedding climate risk in banking supervision
2022-06-30Statements issued by the Financial Action Task Force
2022-06-28Complaints Watch No. 20
2022-06-28Complaints Watch No. 20
2022-06-23Results of the Tech Baseline Assessment
2022-06-23Results of the Tech Baseline Assessment
2022-06-22Supervisory Policy Manual GS-1 Climate Risk Management
2022-05-31Supervisory Policy Manual: Revised Module TM-G-2 on Business Continuity Planning
2022-05-31HKMA Supervisory Policy Manual OR-2 Operational Resilience
2022-05-31Supervisory Policy Manual: New Module OR-2 on Operational Resilience and Revised Module TM-G-2 on Business Continuity Planning
2022-05-31HKMA Supervisory Policy Manual TM-G-2 Business Continuity Planning
2022-05-27Regulation and Supervision of Trust Business
2022-05-27Supervisory Policy Manual Module TB-1 Regulation and Supervision of Trust Business
2022-05-27Banking (Capital) (Amendment) Rules 2022
2022-05-25Final Report on Focused Review on Incentive Systems of Front Offices in Retail Banks
2022-05-25Final Report on Focused Review on Incentive Systems of Front Offices in Retail Banks
2022-05-03100% Personal Loan Guarantee Scheme
2022-04-29Temporary Protection Measures for Business Tenants (COVID-19 Pandemic) Ordinance Guidance
2022-04-28Regtech Adoption Practice Guide Sixth Issue
2022-04-28Regtech Adoption Practice Guide Enclosure: Sixth Issue
2022-04-22Banking (Capital) (Amendment) Rules 2022
2022-04-14Facilitative Measures for Reactivation of Dormant or Suspended Mainland Bank Accounts under COVID-19 Pandemic
2022-04-04Sound practices for customer data protection
2022-04-04Sound practices for customer data protection
2022-04-01HKMA Guidance on Use of Premium Financing for Long Term Insurance Policies
2022-04-01Use of Premium Financing to Take Out Long Term Insurance Policies
2022-04-01Supervisory Standards and Key Requirements on the Use of Premium Financing for Long Term Insurance Policies
2022-03-23Guide to Authorization: Chapter 2 - The Authorization Regime
2022-03-23Guide to Authorization Chapter 5 Revocation and Suspension of Authorization
2022-03-23Guide to Authorization - Chapter 8: Application Procedures
2022-03-11Statements issued by the Financial Action Task Force
2022-03-07Extended deadlines for regulatory submissions and other exceptional arrangements under Covid-19 pandemic
2022-03-07Extended deadlines for regulatory submissions and other exceptional arrangements under Covid-19 pandemic
2022-03-07Extended deadlines for regulatory submissions and other exceptional arrangements under Covid-19 pandemic Annex 2: Circular on BO (s60) and BDR requirements
2022-03-01Concurrent SFC-HKMA Thematic Review of Non-Exchange Traded Investment Product Distribution
2022-02-23Further extension of the Pre-approved Principal Payment Holiday Scheme
2022-02-18Launch of Greater Bay Area Fintech Pilot Trial Facility
2022-02-18HKMA Circular on COVID-19 Vaccination and Vaccine Pass Arrangements
2022-02-17Complaints Watch Issue No. 19
2022-02-17Complaints Watch Issue No. 19
2022-01-28Regulatory approaches to Authorized Institutions' interface with Virtual Assets and Virtual Asset Service Providers
2022-01-25Regtech Adoption Practice Guide: Cyber Risk Management
2022-01-25Regtech Adoption Practice Guide Fifth Issue: Cyber Risk Management
2022-01-18Supervisory Policy Manual TA-2 Foreign Exchange Risk Management V.3
2022-01-18Revised SPM Module TA-2: Foreign Exchange Risk Management
2021-12-30Guidelines for Banking Sector Climate Risk Stress Test
2021-12-30Supervisory Policy Manual GS-1 Climate Risk Management
2021-12-30Supervisory Policy Manual SPM GS-1 Climate Risk Management
2021-12-29Mystery Shopping Programme on Selling Practices in respect of Qualifying Deferred Annuity Policies and Tax-deductible Voluntary Contributions in Hong Kong
2021-12-29Payment Arrangements for Property Transactions (PAPT)
2021-12-23Reform of interest rate benchmarks
2021-12-23Call for participation in the Commercial Data Interchange
2021-12-22Code of Practice Chapter ST-1 on Contractual Recognition of Suspension of Termination Rights
2021-12-22Code of Practice Chapter ST-1 on Contractual Recognition of Suspension of Termination Rights issued under the Financial Institutions (Resolution) Ordinance
2021-12-17HKMA Guidance on the Updated FX Global Code for Authorized Institutions
2021-12-17Preparation for Participation in the Credit Reference Platform
2021-12-15Corporate Governance of Locally Incorporated Authorized Institutions
2021-12-10Guideline on Banking Services for Persons with Dementia
2021-12-08Sound Practices Supporting the Transition to Carbon Neutrality
2021-12-08Sound Practices Supporting the Transition to Carbon Neutrality
2021-12-03Guide to Enhanced Competency Framework on Fintech
2021-12-03Enhanced Competency Framework on Fintech
2021-11-26Regtech Adoption Practice Guide Fourth Issue: Regulatory Reporting and Stress Testing
2021-11-26Regtech Adoption Practice Guide
2021-11-23Interim Report on Focused Review on Incentive Systems of Front Offices in Retail Banks
2021-11-23Interim Report on Focused Review on Incentive Systems of Front Offices in Retail Banks
2021-11-19Guidance on Sharing Customer Data by Authorized Institutions for Direct Marketing by Third Parties
2021-11-19Guidance on Sharing Customer Data by Authorized Institutions for Direct Marketing by Third Parties
2021-11-18Handling of dormant accounts and unclaimed deposits
2021-11-17BCBS Standards Revisions to Market Risk Disclosure Requirements and Voluntary Disclosure of Sovereign Exposures
2021-11-05FIRO Code of Practice Chapter OCIR-1 on Operational Continuity in Resolution
2021-11-05Resolution Planning – Operational Continuity in Resolution
2021-11-02Circular on FATF Statements on High-Risk Jurisdictions and Plenary Outcomes
2021-10-29Findings of concurrent SFC-HKMA thematic review of spread charges and other practices
2021-10-29SFC Thematic Review Findings on Spread Charges and Practices of Licensed Corporations
2021-10-29HKMA Key Observations on Spread Charges and Practices in Thematic Review
2021-10-28HKMA Circular on COVID-19 Vaccination Programme
2021-10-25Regtech Skills Framework
2021-10-22Credit Risk Management of Share Margin Financing
2021-10-12Explanatory Note on Regulated Activity under the Insurance Ordinance
2021-10-12Explanatory Note on Regulated Activity under the Insurance Ordinance issued by the Insurance Authority
2021-10-12Explanatory Note on Regulated Activity under the Insurance Ordinance
2021-10-11Distribution of insurance-linked securities and related products
2021-10-05Authentication and Fraud Prevention Controls for Simplified Electronic Direct Debit Authorization
2021-09-30Joint inspection on the use of premium financing to take out long term insurance policies in Hong Kong
2021-09-30Joint Inspection on the Use of Premium Financing to Take Out Long Term Insurance Policies in Hong Kong
2021-09-30Publication of Hong Kong Jurisdictional Module to the ISDA Resolution Stay Jurisdictional Modular Protocol
2021-09-27Regtech Adoption Practice Guide: Governance, Risk and Compliance
2021-09-27Expansion of Eligible Collateral for the Renminbi (RMB) Liquidity Facility
2021-09-27Regtech Adoption Practice Guide: Governance, Risk and Compliance
2021-09-27Expansion of Eligible Collateral for the Renminbi Liquidity Facility
2021-09-24Guidance on Non-Face-to-Face Distribution of Investment and Insurance Products
2021-09-24Distribution of Investment and Insurance Products through Non-face-to-face Channels
2021-09-21Further extension of the Pre-approved Principal Payment Holiday Scheme
2021-09-14Reform of interest rate benchmarks
2021-09-14HKMA Observations on Sale of Qualifying Deferred Annuity and Voluntary Health Insurance Products and Tax Deductible Voluntary Contributions Referrals
2021-08-26Financial Institutions (Resolution) (Contractual Recognition of Suspension of Termination Rights—Banking Sector) Rules
2021-08-19Reform of interest rate benchmarks
2021-08-13Complaints Watch No. 18: Protecting Customers from Investment Scams
2021-08-13Complaints Watch No. 18
2021-08-11Supporting the Use of New Technologies for AML/CFT: Suggested Actions for the Hong Kong Banking Sector
2021-07-29Guideline on a Sound Remuneration System
2021-07-29Revised SPM Module CG-5 on Remuneration Systems
2021-07-26Regtech Adoption Practice Guide
2021-07-26Regtech Adoption Practice Guide Second Issue: Anti-Money Laundering/Counter-Financing of Terrorism
2021-07-20Group-wide Approach to Supervision of Locally Incorporated Authorized Institutions
2021-07-20Supervisory Policy Manual CS-1: Group-wide Approach to Supervision of Locally Incorporated Authorized Institutions
2021-07-14Update on Enhanced Competency Framework on Private Wealth Management (ECF-PWM)
2021-07-14Enhanced Competency Framework for Private Wealth Management Practitioners
2021-07-08Important Points to Note for Corporate Treasurers on LIBOR Transition
2021-07-08Statements issued by the Financial Action Task Force
2021-07-08Reform of interest rate benchmarks
2021-06-25Financial Institutions (Resolution) (Contractual Recognition of Suspension of Termination Rights—Banking Sector) Rules
2021-06-23Complaints Watch Issue No. 17
2021-06-23Complaints Watch Issue No. 17
2021-06-21Enhancements to Competency Framework for Intermediaries and Individual Practitioners
2021-06-18HKMA Fintech 2025 Tech Baseline Assessment
2021-06-17Seventh and Final Issue of Regtech Watch
2021-06-17Seventh and Final Issue of Regtech Watch
2021-06-10Revised Basel III implementation timeline
2021-06-04Completion Instructions for Return of Leverage Ratio
2021-06-04Return of Leverage Ratio
2021-06-04Revised banking returns and disclosure templates for counterparty credit risk framework
2021-06-04Revised Banking Returns and Disclosure Templates for Revised Counterparty Credit Risk Framework
2021-06-04Completion Instructions for Return of Stable Funding Position of an Authorized Institution
2021-06-04Completion Instructions for Return of Large Exposures
2021-06-03Implementation guidance on counterparty credit risk capital standard
2021-06-03HKMA Q&A on Counterparty Credit Risk Capital Standards
2021-06-01Circular on COVID-19 Vaccination Programme
2021-05-24Remote on-boarding and iAM Smart
2021-05-18Secure Tertiary Data Backup
2021-05-12Completion Instructions for MA(BS)3 Part IIIc
2021-05-12Revised Banking Returns and Disclosure Templates for Counterparty Credit Risk Framework Implementation
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Part V - Risk-weighted Amount for Operational Risk
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3(II) Part II Capital Base
2021-05-12Revised Banking Returns and Disclosure Templates for Revised Counterparty Credit Risk Framework - Enclosure 5: Completion Instructions - MA(BS)3 (Part II - Annex)
2021-05-12Completion Instructions for MA(BS)3 Part IIIc Revised Banking Returns and Disclosure Templates
2021-05-12Reporting Arrangements for an AI’s Default Risk Exposures to Clearing Members or Clearing Clients
2021-05-12Completion Instructions - MA(BS)3 (Part IV) for Revised Banking Returns and Disclosure Templates
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Part VI Sovereign Concentration Risk
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Forms MA(BS)3(I) to 3(VI)
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3(I)
2021-05-12Illustrations on Reporting of Recognized Credit Risk Mitigation
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Part IIIa Basic Approach
2021-05-12Completion Instructions for Form MA(BS)3(IIIb) – Risk-weighted Amount for Credit Risk Standardized Approach
2021-05-12Return of Assets and Liabilities of an Authorized Institution for Position of the Hong Kong Office(s)
2021-05-12Completion Instructions for Return of Capital Adequacy Ratio Part IIId Risk-weighted Amount for Credit Risk Securitization Exposures
2021-05-12Revised Banking Returns and Disclosure Templates for Counterparty Credit Risk Framework - Enclosure 17 Completion Instructions MA(BS)3 Part IV Illustration
2021-05-12Completion Instructions for MA(BS)3 Part IIIe: Revised Banking Returns for Counterparty Credit Risk Framework
2021-05-12Revised Banking Returns and Disclosure Templates for Counterparty Credit Risk Framework - Enclosure 8 Completion Instructions MA(BS)3
2021-05-12Revised banking returns and disclosure templates for revised counterparty credit risk framework
2021-05-12Completion Instructions for Form MA(BS)3(IIIf): Risk-weighted Amount for CVA
2021-05-12Completion Instructions for Returns of Assets and Liabilities Forms MA(BS)1, MA(BS)1A, and MA(BS)1B
2021-04-26Feedback From Thematic Review of The Use of External Information and Data in Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Systems
2021-04-26Feedback From Thematic Review of The Use of External Information and Data in Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Systems
2021-04-23Revised SPM Module CA-B-2: Systemically Important Banks
2021-04-23Revised SPM Module CA-B-2: Systemically Important Banks
2021-04-21Principles for Operational Resilience and Revised Principles for Sound Management of Operational Risk
2021-04-20100% Personal Loan Guarantee Scheme Regulatory Treatments
2021-03-26Complaints Watch Issue No. 16
2021-03-26Complaints Watch Issue No. 16
2021-03-25Reform of interest rate benchmarks
2021-03-24Circular on COVID-19 Vaccination Programme
2021-03-19Sixth Issue of Regtech Watch
2021-03-19Sixth Issue of Regtech Watch
2021-03-16Focused Review on Incentive Systems of Front Offices in Retail Banks
2021-03-10Statements issued by the Financial Action Task Force
2021-03-05Reporting Requirements for Enhanced Currency Conversion Arrangement under Northbound Bond Connect
2021-03-05Frequently Asked Questions on Enhanced Currency Conversion Arrangement under Bond Connect
2021-03-05Enhanced Currency Conversion Arrangement Involving Onshore RMB (CNY) under Northbound Bond Connect
2021-03-04Further extension of the Pre-approved Principal Payment Holiday Scheme
2021-01-21Report on AML/CFT Regtech: Case Studies and Insights
2021-01-21Circular on AML/CFT Regtech: Case Studies and Insights
2020-12-31Coronavirus Disease (COVID-19) and Money Laundering and Terrorist Financing (ML/TF) risks – An Update
2020-12-29Launch of iAM Smart
2020-12-23Frequently Asked Questions on Investor Protection Measures
2020-12-23Frequently Asked Questions on Investor Protection Measures
2020-12-18Enhanced Competency Framework on Operational Risk Management
2020-12-18Guide to Enhanced Competency Framework on Operational Risk Management
2020-12-16Fifth Issue of Regtech Watch
2020-12-16Fifth Issue of Regtech Watch
2020-12-15Guideline on Banking Services for Persons with Intellectual Disabilities
2020-12-04Climate risk stress test
2020-11-30Capital treatment of securitisations of non-performing loans
2020-11-19Eligible Collateral for the Renminbi (RMB) Liquidity Facility
2020-11-16Annex 4: Completion Instructions for Quarterly Analysis of Loans and Advances and Provisions
2020-11-16Revised submission deadlines for selected returns
2020-11-16New Return of Consolidated Accounts and revised submission deadlines for selected returns
2020-11-16Return of Consolidated Accounts and revised submission deadlines for selected returns
2020-11-16Completion Instructions for Returns of Assets and Liabilities
2020-11-16Completion Instructions for Return of Current Year's Profit and Loss Account