Hong Kong Monetary Authority

1,225 documents, newest first — showing 601–800.

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2020-11-11Circular on Statements Issued by the Financial Action Task Force
2020-11-03Cybersecurity Fortification Initiative 2.0
2020-10-21Customer Protection in respect of Reform of Interest Rate Benchmarks
2020-10-20Practices of Authorized Institutions and Expected Standards on Life Insurance Policy Replacement
2020-10-16Reform of interest rate benchmarks
2020-09-30Findings of Mystery Shopping Programme on Selling Practices of Authorized Institutions in respect of Investment and Insurance Products
2020-09-29HKMA AML/CFT Surveillance Capability Enhancement Project
2020-09-29Circular on Provision of Trade Documents to Clients via Intermediaries' Websites
2020-09-24Remote on-boarding of corporate customers
2020-09-18Fourth Issue of Regtech Watch
2020-09-11Non-centrally Cleared OTC Derivatives Transactions - Margin and Other Risk Mitigation Standards
2020-09-11Revised Supervisory Policy Manual CR-G-14 on Non-centrally Cleared OTC Derivatives Margin and Risk Mitigation
2020-09-04Enhanced Disclosure Measures for Digital Platforms Applying for Unsecured Loan and Credit Card Products
2020-09-02Financial Industry Recruitment Scheme for Tomorrow
2020-09-02Extension of Pre-approved Principal Payment Holiday Scheme
2020-08-28Supervisory Policy Manual LM-1: Regulatory Framework for Supervision of Liquidity Risk
2020-08-19Prudential Measures for Mortgage Loans on Non-residential Properties
2020-08-08HKMA Guidance on Distinction Between Targeted Financial Sanctions and Foreign Unilateral Sanctions
2020-08-07Reminder of Investor Protection Measures
2020-08-0590-day extension of Trade Loans under the Pre-approved Principal Payment Holiday Scheme
2020-08-05Circular Issued by the Insurance Authority on Sandbox Application for the Distribution of Long Term Insurance Policies via Video Conferencing Tools
2020-07-31Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
2020-07-30Coronavirus Disease (COVID-19) and Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Measures – An Update
2020-07-27Promoting Regtech Adoption in Hong Kong
2020-07-23HKMA Guidance on Basel Framework FAQs Regarding Benchmark Rate Reforms
2020-07-17Statements issued by the Financial Action Task Force
2020-07-14Revised BCBS Credit Valuation Adjustment (CVA) Risk Framework
2020-07-10Reform of interest rate benchmarks
2020-07-07Range of practices for management of climate risks
2020-06-30White Paper on Green and Sustainable Banking
2020-06-23Complaints Watch Issue No. 15
2020-06-19Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions
2020-06-19New Supervisory Policy Manual Module RE-1: Recovery Planning
2020-06-19Supervisory Policy Manual RE-1 Recovery Planning
2020-06-18Capacity Building for Future Banking
2020-06-12Third Issue of Regtech Watch
2020-06-03Feedback from recent thematic reviews of Anti-Money Laundering and Counter-Financing of Terrorism control measures for remote customer on-boarding initiatives
2020-05-29Banking (Capital) (Amendment) Rules 2020
2020-05-25Additional measures to alleviate the impact of Covid-19
2020-05-22Report on Review of Self-assessments on Bank Culture
2020-05-18Concurrent SFC-HKMA thematic review of spread charges and other practices
2020-05-13Common Assessment Framework on Green and Sustainable Banking
2020-04-24Banking (Capital) (Amendment) Rules 2020
2020-04-23Reform of interest rate benchmarks
2020-04-22Postponement of 2020 Supervisor-Driven Stress Test
2020-04-20Circular to issuers of SFC-authorized paper gold schemes
2020-04-17Pre-approved Principal Payment Holiday Scheme for Corporate Customers
2020-04-08HKMA Lowers Regulatory Reserve Requirement for Locally Incorporated Authorized Institutions
2020-04-07Coronavirus disease (COVID-19) and Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) measures
2020-04-06Regulatory Treatment for 100% Loan Guarantee Product under SME Financing Guarantee Scheme
2020-04-03Liquidity measures in response to Covid-19 outbreak
2020-03-31HKMA Circular on Extended Deadlines for Regulatory Expectations and Licensing FAQs under COVID-19
2020-03-30Deferral of Basel III implementation and HKMA’s supervisory actions in response to Covid-19
2020-03-27Circular Issued by the Securities and Futures Commission on Reminder of important obligations to ensure suitability and timely dissemination of information to clients
2020-03-16Second Issue of Regtech Watch
2020-03-11Circular on FATF High-Risk Jurisdictions and Plenary Outcomes for Authorized Institutions
2020-03-06Complaints Watch Issue No. 14
2020-03-06Sound risk management practices for algorithmic trading
2020-02-07Requirements under section 60 of the Banking Ordinance and disclosure requirements under the Banking (Disclosure) Rules
2020-02-06Measures to relieve impact of the novel coronavirus
2020-01-24Supervisory Policy Manual (SPM): CA-G-5 Supervisory Review Process
2020-01-24Supervisory Policy Manual SB-2: Leveraged Foreign Exchange Trading
2020-01-24Supervisory Policy Manual SB-2: Leveraged Foreign Exchange Trading (Revised)
2020-01-21BELR Rule 29(2) – Life Insurance Policy as Acceptable Security
2020-01-09Self-Assessment of Compliance with the Code of Banking Practice 2019
2019-12-27Supervisory Policy Manual: Large Exposures, Risk Concentrations, Connected Parties, and Consolidated Supervision
2019-12-27Supervisory Policy Manual CR-L-3: Letters of Comfort under BELR Rule 57(1)(d)
2019-12-23HKMA AML/CFT RegTech Forum Record of Discussion
2019-12-17Market Risk Capital Requirements: Local Implementation Timeline
2019-12-16Regulatory Treatment of Exposure to HKMCI under the 90% Loan Guarantee Scheme
2019-12-16Managing ML/TF Risks Associated with Virtual Assets and Virtual Asset Service Providers
2019-12-09Supervisory Policy Manual CR-L-1: Consolidated Supervision of Concentration Risks BELR Rule 6
2019-11-29Guideline issued by the Insurance Authority on Medical Insurance Business
2019-11-28Interest Rate Risk in the Banking Book: Frequently Asked Questions
2019-11-22Circular Issued by the Securities and Futures Commission on Dubious Private Fund and Discretionary Account Arrangements or Transactions
2019-11-22Feedback from Recent Reviews on Selling of Investment Funds
2019-11-15Banking (Liquidity) (Amendment) Rules 2019
2019-11-12Inaugural Issue of Regtech Watch
2019-11-05Consumer Protection in respect of Use of Big Data Analytics and Artificial Intelligence by Authorized Institutions
2019-11-01High-level Principles on Artificial Intelligence
2019-10-31Publication of Standard LAC Disclosure Templates
2019-10-29Consumer Protection Measures of Authorized Institutions in respect of Open Application Programming Interface Framework
2019-10-25Revised Completion Instructions for Return of Loans and Advances and Provisions (MA(BS)2A) and Return of Mainland Activities (MA(BS)20)
2019-10-24Circular on FATF Statements Regarding High-Risk Jurisdictions and AML/CFT Compliance
2019-10-23Reform of interest rate benchmarks
2019-10-22Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries
2019-10-03BELR Rule 37(3) - Premises in whole treated as being used for conducting banking business
2019-09-25Enhanced Measures on Selling of Annuity Insurance Products
2019-09-25Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
2019-09-20Commencement of New Licensing and Regulatory Regime for Insurance Intermediaries under the Insurance Ordinance
2019-09-12Retrieval Period for e-Statements on e-Banking Channels
2019-09-06New Return of Large Exposures (Form MA(BS)28) Revised Return of Certificate of Compliance (Form MA(BS)1F) and Return of Capital Adequacy Ratio (Form MA(BS)3)
2019-09-04FATF Mutual Evaluation Report of Hong Kong
2019-08-29Guidelines on Credit Risk Management for Personal Lending Business
2019-08-26HKMA Liquidity Facilities Framework for Banks: Operational Note
2019-08-26HKMA Liquidity Facilities Framework
2019-08-23Update on Requirements for Opening of Accounts Following Amendments to Paragraph 5.1 of the Code of Conduct
2019-08-16Supervisory Policy Manual (SPM): Revised module CA-D-1 Guideline on the Application of the Banking (Disclosure) Rules
2019-08-16One-year Extension of the Final Implementation Phase of the Margin Requirements for Non-centrally Cleared Derivatives
2019-08-16Frequently asked questions on the Basel III revised standardised approach for operational risk
2019-08-09Supervisory Policy Manual SPM: CR-L-1 Consolidated Supervision of Concentration Risks and CR-L-5 Major Acquisitions and Investments
2019-07-31Complaints Watch Issue No. 13
2019-07-12Basel Standards – Leverage ratio treatment of client cleared derivatives and Revisions to leverage ratio disclosure requirements
2019-07-09Frequently Asked Questions on Reporting Treatment of Transactions Related to Initial Public Offerings
2019-07-05Revised Return of Certificate of Compliance (MA(BS)1F) and Return of Capital Adequacy Ratio (MA(BS)3)
2019-06-28Phase-one measures to promote green and sustainable banking
2019-06-28Statements issued by the Financial Action Task Force
2019-06-28Banking (Liquidity) (Amendment) Rules 2019
2019-06-21Code of Practice – Banking (Exposure Limits) Code
2019-06-21Currency Conversion Arrangement Involving Onshore RMB under Northbound Stock Connect
2019-06-14Feedback From Thematic Review of AIs’ Application of AML/CFT Controls in the SME Segment
2019-06-14Observations of Mystery Shopping Programme in respect of Account Opening by Authorized Institutions in Hong Kong
2019-06-06Sale of Medical Insurance Products
2019-05-03Use of Personal Data in Fintech Development
2019-04-24HKMA and SFC adopt a coordinated approach to supervise banks and licensed corporations
2019-04-12Introduction of Tiered Account Services
2019-04-02Guideline issued by the Insurance Authority on Qualifying Deferred Annuity Policy
2019-03-29Enhanced Competency Framework on Credit Risk Management
2019-03-21Revisions to Standard Disclosure Templates and Tables for Revised Pillar 3 Framework Phase II
2019-03-21Revisions to Standard Disclosure Templates and Tables for Revised Pillar 3 Framework
2019-03-18BCBS Statement on Crypto-Assets
2019-03-18Updates on SPM module CR-G-14
2019-03-08Statements issued by the Financial Action Task Force
2019-03-05Reform of Interest Rate Benchmarks
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 14: Completion Instructions - Part IV (Market Risk) (Illustration)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part IIIb (Standardized Credit Risk Approach)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 1: Revised Return Template
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part IIIc (IRB Approach)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 6: Completion Instructions - Part IIIa (Basic Approach)
2019-03-01Revised Return of Capital Adequacy Ratio Form MA(BS)3(IIIf) Completion Instructions Part IIIf
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part IIIe (Central Counterparties)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 9: Completion Instructions - Part IIIc (IRB Approach) Illustration
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 10: Completion Instructions - Part IIId (Securitization Exposures)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 13: Completion Instructions - Part IV (Market Risk)
2019-03-01Completion Instructions for Form MA(BS)3(V) Part V: Operational Risk
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 4: Completion Instructions - Part II (Capital Base)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part I
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 5: Completion Instructions - Part II (Capital Base)
2019-02-01Remote on-boarding of individual customers
2019-01-25Handling Procedures for Following up Mis-transfer of Funds
2019-01-17FRTB: Revised Market Risk Standards
2019-01-11Code of Practice – Banking (Securitization) Code
2019-01-10Update on Enhanced Competency Framework on Cybersecurity
2019-01-04Code of Practice – Banking (Securitization) Code
2018-12-21Misconduct Risks in Selling of Investment Funds
2018-12-21Banking (Exposure Limits) Rules, Banking (Capital) (Amendment) Rules 2018 and Banking (Disclosure) (Amendment) (No. 2) Rules 2018
2018-12-19Supervision for Bank Culture
2018-12-17Pillar 3 disclosure requirements – updated framework
2018-12-14Interest Rate Risk in the Banking Book (IRRBB): Local Implementation
2018-11-23Complaints Watch Issue No. 12
2018-11-23Update on Enhanced Competency Framework on Cybersecurity
2018-11-16Banking (Exposure Limits) Rules, Banking (Capital) (Amendment) Rules 2018 and Banking (Disclosure) (Amendment) (No. 2) Rules 2018
2018-11-09Statements issued by the Financial Action Task Force
2018-10-30Requirements Applicable to Online and Offline Distribution of Non-SFO-Regulated Structured Investment Products
2018-10-19Monetary Authority Circular on Compliance with the Code of Banking Practice
2018-10-19Supervisory Policy Manual SPM AML-1: Supervisory Approach on Anti-Money Laundering and Counter-Financing of Terrorism
2018-10-19Revised Supervisory Policy Manual Module IC-5 on Stress-testing
2018-10-19Supervisory Approach on Anti-Money Laundering and Counter-Financing of Terrorism
2018-10-18Investment horizon and suitability assessment
2018-10-18Eligible Collateral for the Renminbi (RMB) Liquidity Facility
2018-10-08Monetary Authority Notice on Recurrent Contraventions of the Banking Ordinance
2018-09-21Renminbi Liquidity Facility Expansion of Collateral
2018-08-24Operational Incidents Watch Issue No. 9
2018-08-24HKMA Guidance on Online Distribution and Advisory Platforms for Non-SFO-Regulated Structured Investment Products
2018-08-22Guidance Note on Cooperation with the HKMA in Investigations and Enforcement Proceedings
2018-08-17Revised Return of Certificate of Compliance (Form MA(BS)1F(a))
2018-08-10Mystery Shopping Programme on Authorized Institutions’ Selling Practices in respect of Investment Products and Insurance Products
2018-08-10Circular Issued by the Securities and Futures Commission on Margin Financing Activities Disguised as Investments
2018-08-03Implementation of Pillar 3 Disclosure Requirements – Consolidated and Enhanced Framework – Standard Disclosure Templates and Tables
2018-07-26Exposure Limits: Local Implementation Timeline
2018-07-13United Nations Sanctions (Democratic People’s Republic of Korea) Regulation: Publication of Designated Lists
2018-07-13Statements issued by the Financial Action Task Force
2018-07-09Banking (Exposure Limits) Rules and Revised Return of Certificate of Compliance (Form MA(BS)1F(a))
2018-07-03Supervisory Policy Manual CR-G-13 Counterparty Credit Risk Management
2018-07-03Supervisory Policy Manual Revised Module CR-G-13 Counterparty Credit Risk Management
2018-06-14Small-value Payment Services Through Internet Banking
2018-06-12Implementation of Cyber Resilience Assessment Framework
2018-06-07Banking (Disclosure) (Amendment) Rules 2018 and Banking (Specification of Multilateral Development Bank) (Amendment) Notice 2018
2018-06-06Selling of Annuity Insurance Products
2018-05-25Expansion of Types of Life Insurance Products Eligible for Exemption from Financial Needs Analysis
2018-05-25Disclosure Requirements for Non-SFO-regulated Structured Investment Products under Discretionary Accounts
2018-05-18Banking (Exposure Limits) Rules
2018-05-16Complaints Watch Issue No. 11
2018-05-10Strengthening Information and Intelligence Sharing
2018-05-09Credit Risk Management for Personal Lending Business
2018-05-04Banking (Disclosure) (Amendment) Rules 2018 and Banking (Specification of Multilateral Development Bank) (Amendment) Notice 2018
2018-05-02Hong Kong Money Laundering and Terrorist Financing Risk Assessment Report
2018-04-27Amendments to Guideline on Exercising Power to Impose Pecuniary Penalty under s 23(1) of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
2018-04-24Knowledge Kit for Independent Non-Executive Directors
2018-04-12Feedback from Recent Thematic Review of AIs’ Sanctions Screening Systems
2018-03-26Implementation guidance on securitization framework under Banking (Capital) Rules
2018-03-22Reminder of Operating Arrangements for the Convertibility Undertaking
2018-03-22Enhanced Competency Framework on Anti-Money Laundering and Counter-Financing of Terrorism
2018-03-22Reminder of Operating Arrangements for the Convertibility Undertaking
2018-03-16Transfer of General Insurance Business of The Hong Kong Mortgage Corporation Limited
2018-03-09Guide to Authorization - Chapter 10: Money Brokers
2018-03-09Statements Issued by the Financial Action Task Force
2018-03-08Return of Stable Funding Position of an Authorized Institution (MA(BS)26)