Hong Kong Monetary Authority

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2020-11-11Circular on Statements Issued by the Financial Action Task Force
2020-11-03Cybersecurity Fortification Initiative 2.0
2020-11-03Cybersecurity Fortification Initiative 2.0
2020-10-21Customer Protection in respect of Reform of Interest Rate Benchmarks
2020-10-20Life Insurance Policy Replacement: Practices of AIs and Expected Standards
2020-10-20Practices of Authorized Institutions and Expected Standards on Life Insurance Policy Replacement
2020-10-16Reform of interest rate benchmarks
2020-09-30Findings of Mystery Shopping Programme on Selling Practices of Authorized Institutions in respect of Investment and Insurance Products
2020-09-30Findings of Mystery Shopping Programme on Selling Practices of Authorized Institutions in respect of Investment and Insurance Products
2020-09-29HKMA AML/CFT Surveillance Capability Enhancement Project
2020-09-29Circular on Provision of Trade Documents to Clients via Intermediaries' Websites
2020-09-29Anti-Money Laundering and Counter-Financing of Terrorism Surveillance Capability Enhancement Project
2020-09-24Remote on-boarding of corporate customers
2020-09-18Fourth Issue of Regtech Watch
2020-09-18Fourth Issue of Regtech Watch
2020-09-11Non-centrally Cleared OTC Derivatives Transactions - Margin and Other Risk Mitigation Standards
2020-09-11Revised Supervisory Policy Manual CR-G-14 on Non-centrally Cleared OTC Derivatives Margin and Risk Mitigation
2020-09-04Enhanced Disclosure Measures for Digital Platforms Applying for Unsecured Loan and Credit Card Products
2020-09-02Financial Industry Recruitment Scheme for Tomorrow
2020-09-02Extension of Pre-approved Principal Payment Holiday Scheme
2020-08-28Supervisory Policy Manual LM-1: Regulatory Framework for Supervision of Liquidity Risk
2020-08-19Prudential Measures for Mortgage Loans on Non-residential Properties
2020-08-08HKMA Guidance on Distinction Between Targeted Financial Sanctions and Foreign Unilateral Sanctions
2020-08-07Reminder of Investor Protection Measures
2020-08-05Circular Issued by the Insurance Authority on Sandbox Application for the Distribution of Long Term Insurance Policies via Video Conferencing Tools
2020-08-05Circular Issued by the Insurance Authority on Sandbox Application for the Distribution of Long Term Insurance Policies via Video Conferencing Tools
2020-08-0590-day extension of Trade Loans under the Pre-approved Principal Payment Holiday Scheme
2020-07-31Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
2020-07-31Simplified Arrangements for Sale and Distribution of Eligible Retail Bonds Issued by Government and Related Organisations
2020-07-30Coronavirus Disease (COVID-19) and Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Measures – An Update
2020-07-30Coronavirus Disease (COVID-19) and Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) Measures – An Update
2020-07-27Promoting Regtech Adoption in Hong Kong
2020-07-23HKMA Guidance on Basel Framework FAQs Regarding Benchmark Rate Reforms
2020-07-17Statements issued by the Financial Action Task Force
2020-07-14Revised BCBS Credit Valuation Adjustment (CVA) Risk Framework
2020-07-10Reform of interest rate benchmarks
2020-07-10Results of Survey on Reform of Interest Rate Benchmarks for Q2 2020
2020-07-10Reform of interest rate benchmarks Annex 2: Latest Developments in relation to Benchmark Reform
2020-07-07Range of practices for management of climate risks
2020-07-07Range of practices for management of climate risks
2020-06-30White Paper on Green and Sustainable Banking
2020-06-30Green and Sustainable Banking - Climate Risk Management Supervisory Approach
2020-06-23Complaints Watch Issue No. 15
2020-06-23Complaints Watch Issue No. 15
2020-06-19Supervisory Policy Manual RE-1 Recovery Planning
2020-06-19Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions
2020-06-19New Supervisory Policy Manual Module RE-1: Recovery Planning
2020-06-18Capacity Building for Future Banking
2020-06-18Capacity Building for Future Banking
2020-06-12Third Issue of Regtech Watch
2020-06-12Third Issue of Regtech Watch
2020-06-03Feedback on AML/CFT Control Measures for Remote Customer On-boarding Initiatives
2020-06-03Feedback from recent thematic reviews of Anti-Money Laundering and Counter-Financing of Terrorism control measures for remote customer on-boarding initiatives
2020-05-29Banking (Capital) (Amendment) Rules 2020
2020-05-25Additional measures to alleviate the impact of Covid-19
2020-05-25Clarifications on the treatment of extraordinary support measures related to Covid-19
2020-05-22Report on Review of Self-assessments on Bank Culture
2020-05-22Report on Review of Self-assessments on Bank Culture
2020-05-18Concurrent SFC-HKMA thematic review of spread charges and other practices
2020-05-13Common Assessment Framework on Green and Sustainable Banking
2020-05-13Common Assessment Framework on Green and Sustainable Banking
2020-04-24Banking (Capital) (Amendment) Rules 2020
2020-04-23Reform of interest rate benchmarks
2020-04-23Reform of interest rate benchmarks
2020-04-22Postponement of 2020 Supervisor-Driven Stress Test
2020-04-20Circular to issuers of SFC-authorized paper gold schemes
2020-04-17Pre-approved Principal Payment Holiday Scheme for Corporate Customers
2020-04-17Pre-approved Principal Payment Holiday Scheme for Corporate Customers
2020-04-08Mechanism for calculating reduction in Regulatory Reserve and adjustment to target rate of benchmark regulatory provision
2020-04-08HKMA Lowers Regulatory Reserve Requirement for Locally Incorporated Authorized Institutions
2020-04-07Coronavirus disease (COVID-19) and Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) measures
2020-04-06Regulatory Treatment for 100% Loan Guarantee Product under SME Financing Guarantee Scheme
2020-04-03Liquidity measures in response to Covid-19 outbreak: HKMA’s Standby Liquidity Facilities
2020-04-03Liquidity measures in response to Covid-19 outbreak
2020-03-31HKMA Circular on Extended Deadlines for Regulatory Expectations and Licensing FAQs under COVID-19
2020-03-30Deferral of Basel III implementation and HKMA’s supervisory actions in response to Covid-19
2020-03-27Circular Issued by the Securities and Futures Commission on Reminder of important obligations to ensure suitability and timely dissemination of information to clients
2020-03-16Second Issue of Regtech Watch
2020-03-16Second Issue of Regtech Watch
2020-03-11Circular on FATF High-Risk Jurisdictions and Plenary Outcomes for Authorized Institutions
2020-03-06Complaints Watch Issue No. 14
2020-03-06Complaints Watch Issue No. 14
2020-03-06Sound risk management practices for algorithmic trading
2020-03-06Sound risk management practices for algorithmic trading
2020-02-07Requirements under section 60 of the Banking Ordinance and disclosure requirements under the Banking (Disclosure) Rules
2020-02-06Measures to relieve impact of the novel coronavirus
2020-01-24Supervisory Policy Manual SB-2: Leveraged Foreign Exchange Trading
2020-01-24Supervisory Policy Manual (SPM): CA-G-5 Supervisory Review Process
2020-01-24Supervisory Policy Manual SB-2: Leveraged Foreign Exchange Trading (Revised)
2020-01-21BELR Rule 29(2) – Life Insurance Policy as Acceptable Security
2020-01-21BELR Rule 29(2) – Life Insurance Policy as Acceptable Security
2020-01-09Self-Assessment of Compliance with the Code of Banking Practice 2019
2019-12-27Supervisory Policy Manual CR-L-3: Letters of Comfort under BELR Rule 57(1)(d)
2019-12-27Supervisory Policy Manual: Large Exposures, Risk Concentrations, Connected Parties, and Consolidated Supervision
2019-12-23HKMA AML/CFT RegTech Forum Record of Discussion
2019-12-23HKMA AML/CFT RegTech Forum Record of Discussion December 2019
2019-12-17Market Risk Capital Requirements: Local Implementation Timeline
2019-12-16Regulatory Treatment of Exposure to HKMCI under the 90% Loan Guarantee Scheme
2019-12-16Managing ML/TF Risks Associated with Virtual Assets and Virtual Asset Service Providers
2019-12-09Supervisory Policy Manual CR-L-1: Consolidated Supervision of Concentration Risks BELR Rule 6
2019-12-09Supervisory Policy Manual CR-L-1: Consolidated Supervision of Concentration Risks BELR Rule 6
2019-12-09Supervisory Policy Manual CR-L-1: Consolidated Supervision of Concentration Risks BELR Rule 6
2019-11-29Guideline issued by the Insurance Authority on Medical Insurance Business
2019-11-28Interest Rate Risk in the Banking Book: Frequently Asked Questions
2019-11-28Interest Rate Risk in the Banking Book: Frequently Asked Questions
2019-11-28Interest Rate Risk in the Banking Book: Frequently Asked Questions - Reporting Requirement
2019-11-22Red Flags for Dubious Private Fund and Discretionary Account Arrangements or Transactions
2019-11-22Standards of conduct expected of asset managers considering dubious private fund and discretionary account arrangements or transactions
2019-11-22Feedback from Recent Reviews on Selling of Investment Funds
2019-11-22Circular Issued by the Securities and Futures Commission on Dubious Private Fund and Discretionary Account Arrangements or Transactions
2019-11-22Feedback from Recent Reviews on Selling of Investment Funds
2019-11-22SFC Circular on Dubious Private Fund and Discretionary Account Arrangements
2019-11-15Banking (Liquidity) (Amendment) Rules 2019
2019-11-12Regtech Watch: Inaugural Issue on Cyber Defence
2019-11-12Inaugural Issue of Regtech Watch
2019-11-05Consumer Protection in respect of Use of Big Data Analytics and Artificial Intelligence by Authorized Institutions
2019-11-01High-level Principles on Artificial Intelligence
2019-10-31Publication of standard LAC disclosure templates
2019-10-31Publication of Standard LAC Disclosure Templates
2019-10-29Consumer Protection Measures of Authorized Institutions in respect of Open Application Programming Interface Framework
2019-10-25Revised Completion Instructions for Return of Loans and Advances and Provisions (MA(BS)2A) and Return of Mainland Activities (MA(BS)20)
2019-10-25Revised Completion Instructions for Return of Loans and Advances and Provisions (MA(BS)2A) and Return of Mainland Activities (MA(BS)20)
2019-10-25Revised Completion Instructions for Return of Mainland Activities (MA(BS)20)
2019-10-24Circular on FATF Statements Regarding High-Risk Jurisdictions and AML/CFT Compliance
2019-10-23Reform of interest rate benchmarks
2019-10-22Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries
2019-10-22Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries
2019-10-22Explanatory Note on Licensing Requirements for Banking Sector under Regulatory Regime for Insurance Intermediaries
2019-10-03BELR Rule 37(3) - Premises in whole treated as being used for conducting banking business
2019-09-25Enhanced Measures on Selling of Annuity Insurance Products
2019-09-25Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
2019-09-25Enhanced Measures on Selling of Annuity Insurance Products
2019-09-25Enhanced Measures on Selling of Annuity Insurance Products Annex 2: Requirements on the Annuity Payment Table
2019-09-25Investor Protection Measures in respect of Investment, Insurance and Mandatory Provident Fund Products
2019-09-20Commencement of New Licensing and Regulatory Regime for Insurance Intermediaries under the Insurance Ordinance
2019-09-12Retrieval Period for e-Statements on e-Banking Channels
2019-09-06Completion Instructions for Return of Large Exposures (Form MA(BS)28)
2019-09-06Return of Large Exposures (Form MA(BS)28)
2019-09-06New Return of Large Exposures (Form MA(BS)28) Revised Return of Certificate of Compliance (Form MA(BS)1F) and Return of Capital Adequacy Ratio (Form MA(BS)3)
2019-09-06Completion Instructions for Return of Capital Adequacy Ratio (Form MA(BS)3)
2019-09-04FATF Mutual Evaluation Report of Hong Kong
2019-08-29Guidelines on Credit Risk Management for Personal Lending Business
2019-08-26HKMA Liquidity Facilities Framework for Banks: Operational Note
2019-08-26HKMA Liquidity Facilities Framework
2019-08-26HKMA Liquidity Facilities Framework for Banks
2019-08-23Update on Requirements for Opening of Accounts Following Amendments to Paragraph 5.1 of the Code of Conduct
2019-08-16Frequently asked questions on the Basel III revised standardised approach for operational risk
2019-08-16One-year Extension of the Final Implementation Phase of the Margin Requirements for Non-centrally Cleared Derivatives
2019-08-16Supervisory Policy Manual (SPM): Revised module CA-D-1 Guideline on the Application of the Banking (Disclosure) Rules
2019-08-09Supervisory Policy Manual SPM: CR-L-1 Consolidated Supervision of Concentration Risks and CR-L-5 Major Acquisitions and Investments
2019-07-31Complaints Watch Issue No. 13
2019-07-31Complaints Watch Issue No. 13
2019-07-12Basel Standards – Leverage ratio treatment of client cleared derivatives and Revisions to leverage ratio disclosure requirements
2019-07-09Frequently Asked Questions on Reporting Treatment of Transactions Related to Initial Public Offerings
2019-07-09Frequently Asked Questions on Reporting Treatment of IPO-related Transactions in Calculating Capital and Liquidity Ratios
2019-07-05Revised Return of Certificate of Compliance (MA(BS)1F) and Return of Capital Adequacy Ratio (MA(BS)3) Temporary Reporting Arrangement
2019-07-05Completion Instructions for Return of Capital Adequacy Ratio Annex 1 Sovereign Concentration Risk
2019-07-05Revised Return of Certificate of Compliance (MA(BS)1F) and Return of Capital Adequacy Ratio (MA(BS)3)
2019-07-05Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3(I)
2019-07-05Completion Instructions for Certificate of Compliance with the Banking Ordinance Form MA(BS)1F(a)
2019-07-05Revised Return of Certificate of Compliance (MA(BS)1F) and Return of Capital Adequacy Ratio (MA(BS)3)
2019-07-05Revised Return of Certificate of Compliance (MA(BS)1F) and Return of Capital Adequacy Ratio (MA(BS)3)
2019-07-05Completion Instructions for Certificate of Compliance with the Banking Ordinance (Form MA(BS)1F(b))
2019-07-05Certificate of Compliance with the Banking Ordinance for Authorized Institutions
2019-06-28Phase-one measures to promote green and sustainable banking
2019-06-28Statements issued by the Financial Action Task Force
2019-06-28Banking (Liquidity) (Amendment) Rules 2019
2019-06-21Code of Practice – Banking (Exposure Limits) Code
2019-06-21Currency Conversion Arrangement Involving Onshore RMB under Northbound Stock Connect
2019-06-14Observations of Mystery Shopping Programme in respect of Account Opening by Authorized Institutions in Hong Kong Annex 2
2019-06-14Observations of Mystery Shopping Programme in respect of Account Opening by Authorized Institutions in Hong Kong
2019-06-14Report of Mystery Shopping Programme for Account Opening Process of Small and Medium-Sized Enterprises Customers
2019-06-14Feedback From Thematic Review of AIs’ Application of AML/CFT Controls in the SME Segment
2019-06-14Feedback From Thematic Review of AIs’ Application of AML/CFT Controls in the SME Segment
2019-06-06Sale of Medical Insurance Products
2019-05-03Use of Personal Data in Fintech Development
2019-04-24HKMA and SFC adopt a coordinated approach to supervise banks and licensed corporations
2019-04-12Introduction of Tiered Account Services
2019-04-02Guideline issued by the Insurance Authority on Qualifying Deferred Annuity Policy
2019-03-29Enhanced Competency Framework on Credit Risk Management
2019-03-29Guide to Enhanced Competency Framework on Credit Risk Management
2019-03-21Revisions to Standard Disclosure Templates and Tables for Revised Pillar 3 Framework
2019-03-21Revisions to Standard Disclosure Templates and Tables for Revised Pillar 3 Framework – Phase I
2019-03-21Revisions to Standard Disclosure Templates and Tables for Revised Pillar 3 Framework Phase II
2019-03-18Updates on SPM module CR-G-14
2019-03-18BCBS Statement on Crypto-Assets
2019-03-08Statements issued by the Financial Action Task Force
2019-03-05Reform of Interest Rate Benchmarks
2019-03-01Completion Instructions for Form MA(BS)3(V) Part V: Operational Risk
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 13: Completion Instructions - Part IV (Market Risk)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part I
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part IIIb (Standardized Credit Risk Approach)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 5: Completion Instructions - Part II (Capital Base)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions - Part IIIc (IRB Approach)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 10: Completion Instructions - Part IIId (Securitization Exposures)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 1: Revised Return Template
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 4: Completion Instructions - Part II (Capital Base)
2019-03-01Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Enclosure 9: Completion Instructions - Part IIIc (IRB Approach) Illustration