Hong Kong Monetary Authority

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2018-03-08Return of Stable Funding Position of an Authorized Institution (MA(BS)26)
2018-03-02Revised Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3) Part II Capital Base
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part V Operational Risk
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part IIId Securitization Exposures
2018-03-02Completion Instructions for Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) - Annex 12
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27)
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part IIIe Central Counterparties
2018-03-02Return of Leverage Ratio (Form MA(BS)27) Template and Related Banking Returns
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part IV Market Risk
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Part IIIf – Risk-weighted Amount for CVA Completion Instructions
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 10: Revised CAR Return Part IV Market Risk
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 5: Revised CAR Return Part IIIb
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 6: Revised CAR Return Part IIIc (IRB Approach)
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 9: Revised CAR Return Part IIIf (Credit Valuation Adjustment)
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 11: Revised CAR Return Template Part V Operational Risk
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part II Capital Base
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part IIIa Basic Approach
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part IIIc IRB Approach
2018-03-02Revised Return of Capital Adequacy Ratio Form MA(BS)3 Annex 7 Revised CAR Return Template Part IIId Securitization Exposures
2018-03-02Revised Return of Capital Adequacy Ratio Form MA(BS)3 Annex 3 Part II Capital Base
2018-03-02Revised Return of Capital Adequacy Ratio Form MA(BS)3 Annex 4 Part IIIa: Risk-weighted Amount for Credit Risk BSC Approach
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 8: Revised CAR Return Part IIIe
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) Completion Instructions Part IIIb Standardized Credit Risk Approach
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 1: Revised CAR Return Template
2018-03-02Revised Return of Capital Adequacy Ratio (Form MA(BS)3) and New Return of Leverage Ratio (Form MA(BS)27) Annex 2
2018-03-02Annex 24: New Return of Leverage Ratio (Form MA(BS)27) - Completion Instructions
2018-02-28Circular on BCBS Sound Practices Implications of Fintech Developments for Banks and Bank Supervisors
2018-02-27Certificate of Compliance with the Banking Ordinance (Form MA(BS)1F(a) and Form MA(BS)1F(b))
2018-02-15Circular Issued by the Securities and Futures Commission on Client Facilitation
2018-02-09Circular Issued by the Securities and Futures Commission on Best Execution
2018-02-08Distribution of Fixed Income and Structured Products
2018-02-02Banking (Amendment) Ordinance 2018
2018-02-02Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) (Amendment) Ordinance 2018
2018-01-31Anti-Money Laundering/Counter-Terrorist Financing: United Nations Sanctions
2018-01-11Return of Stable Funding Position of an Authorized Institution (MA(BS)26)
2018-01-05Enhanced disclosure requirements on sale of structured products not regulated by the Securities and Futures Ordinance
2017-12-28Enhanced Competency Framework on Retail Wealth Management
2017-12-28HKMA Guidance on Cooperation with SFC in Investigations and Enforcement Proceedings
2017-12-21Hong Kong Country Annex to the ISDA 2015 Universal Resolution Stay Protocol
2017-12-20HKFRS 9 Implementation: Revisions to Regulatory Reporting
2017-12-20Mystery Shopping Programme in respect of Account Opening by Authorized Institutions in Hong Kong
2017-12-14Finalisation of Basel III and Revised FRTB Timeline
2017-12-08Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
2017-11-24Circular Issued by the Securities and Futures Commission on Launch of Online Submission of Information under Section 110(1) of the Securities and Futures Ordinance
2017-11-24Supervisory Policy Manual Revised Module IC-7 – The Sharing and Use of Commercial Credit Data through a Commercial Credit Reference Agency
2017-11-24Complaints Watch Issue No. 10
2017-11-24Joint reviews by HKMA and SFC on managing conflicts of interest in financial groups
2017-11-23Enhanced Competency Framework on Treasury Management
2017-11-02Renminbi Liquidity Facility Expansion of Collateral
2017-10-31Supervisory Policy Manual Module IC-2 Internal Audit Function
2017-10-31Revision of Supervisory Policy Manual Module IC-2 Internal Audit Function
2017-10-27Security controls for Internet trading services
2017-10-16Management Accountability at Registered Institutions
2017-10-12Banking (Amendment) Bill 2017
2017-10-11On-boarding Programme for Independent Non-Executive Directors
2017-10-11Guideline on Anti-Money Laundering and Counter-Terrorist Financing – Address Verification Requirements
2017-10-06Risk Management Framework
2017-10-06Revision of Supervisory Policy Manual Modules CG-1 and IC-1
2017-09-28CIR 20170928-1 Market Risk Management Foreign Exchange
2017-09-19SFC Circular on Common Instances of Non-Compliance in Managing Funds and Discretionary Accounts
2017-09-07Operational Incidents Watch Issue No. 8
2017-08-17Combating Financing of Weapons of Mass Destruction Activities
2017-08-02Circular Issued by the Securities and Futures Commission on Irregularities and Deficiencies in Managing Private Funds and Discretionary Accounts
2017-07-07Code of Practice: Resolution Planning - Core Information Requirements
2017-07-07Financial Institutions (Resolution) Ordinance - commencement
2017-07-07Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2)
2017-06-23Market Risk Capital Requirements: Local Implementation Timeline
2017-06-08Treat Customers Fairly Charter for Private Wealth Management Industry
2017-05-22Financial Institutions (Resolution) Ordinance - consequential amendments to Banking (Capital) Rules
2017-05-19Complaints Watch Issue No. 9
2017-05-19Prudential Measures for Property Mortgage Loans
2017-05-05Arrangements for mandatory electronic filing of notifications and reports under Part XV of the Securities and Futures Ordinance
2017-04-27HKMA Guidance on OTC Derivative Transactions Phase 2 Reporting Preparations
2017-04-13Guidelines on Prudential Treatment of Problem Assets – Definitions of Non-performing Exposures and Forbearance
2017-04-03Basel Committee Standards – Consolidated and enhanced framework for Pillar 3 disclosure requirements
2017-03-30Implementation of Revised Pillar 3 Disclosure Requirements – Standard Disclosure Templates and Tables
2017-03-02Banking (Disclosure) (Amendment) Rules 2016 and Banking (Specification of Class of Exempted Charges) (Amendment) Notice 2016
2017-03-02Bank Culture Reform
2017-02-23Guidance on selling of investment products and handling of client securities
2017-02-14Clarification of sections 22.5 and 22.12 of the Code of Banking Practice
2017-01-12Operational Incidents Watch Issue No. 7
2017-01-03Launch of e-Alert Service by Land Registry
2016-12-30Banking (Disclosure) (Amendment) Rules 2016 and Banking (Specification of Class of Exempted Charges) (Amendment) Notice 2016
2016-12-28Update of Requirement Following the Circulars Issued by the SFC in relation to Suitability Obligations
2016-12-21Cybersecurity Fortification Initiative
2016-12-19Enhanced Competency Framework on Cybersecurity
2016-12-14Empowerment of Independent Non-Executive Directors in the Banking Industry in Hong Kong
2016-12-13Enhanced Competency Framework on Anti-Money Laundering and Counter-Terrorist Financing
2016-12-09Complaints Watch Issue No. 8
2016-12-06Implementation of margin and risk-mitigation standards for non-centrally cleared OTC derivatives
2016-11-30Engagement of Intermediaries by Authorized Institutions
2016-11-25Supervisory Policy Manual SPM LM-2 Sound Systems and Controls for Liquidity Risk Management
2016-11-25Sound Systems and Controls for Liquidity Risk Management
2016-11-18Adjustment of Maximum Transaction Limit for Small-Value Internet Banking Payments
2016-11-18Guideline on Approval and Revocation of Approval of Money Brokers
2016-11-08Return on Selected Data for Liquidity Stress-Testing
2016-11-08Completion Instructions for Return on Liquidity Monitoring Tools (Form MA(BS)23)
2016-11-08Returns MA(BS)1E, MA(BS)18 and MA(BS)23
2016-11-08Revisions to Returns MA(BS)1E, MA(BS)18 and MA(BS)23
2016-11-08Completion Instructions for Return of Liquidity Position Form MA(BS)1E
2016-11-08Completion Instructions for Liquidity Stress-testing Return MA(BS)18
2016-11-08Returns MA(BS)1E, MA(BS)18 and MA(BS)23
2016-10-26Credit Risk Management - Property Mortgage Lending
2016-10-18TLAC Holdings Standard
2016-09-30Guideline on Exercising Disciplinary Power to Order a Pecuniary Penalty under Section 203C(1) of the Securities and Futures Ordinance
2016-09-30Guideline on Exercising Disciplinary Power to Order a Pecuniary Penalty under Section 203C(1) of the Securities and Futures Ordinance in respect of the OTC Derivatives Regime
2016-09-09Development Programme for Independent Non-Executive Directors
2016-09-08De-risking and Financial Inclusion
2016-09-06Fintech Supervisory Sandbox (FSS)
2016-09-01Securities and Futures (OTC Derivative Transactions – Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules
2016-08-31Operational Incidents Watch Issue No. 6
2016-07-15HKMA Guidance on Treating HKMC 80% Loan Guarantee as Secured Exposure
2016-07-08Complaints Watch Issue No. 7
2016-07-07Return on Liquidity Monitoring Tools (Form MA(BS)23)
2016-06-30Supervisory Policy Manual SPM CR-G-12 Credit Risk Transfer Activities
2016-06-30Supervisory Policy Manual CR-G-12 Credit Risk Transfer Activities
2016-06-24Lifting of Restrictions on Melli Bank Plc under the Banking Ordinance
2016-06-01Renminbi Liquidity Facility Expansion of Collateral
2016-05-24Cybersecurity Fortification Initiative
2016-04-28Basel Committee – Interest Rate Risk in the Banking Book
2016-04-13Frequently asked questions on the Basel III leverage ratio framework
2016-04-08Feedback from recent reviews of the selling of investment products
2016-04-05Refinement of the Renminbi Liquidity Facility
2016-04-01Circular Issued by the Securities and Futures Commission on Distribution of Bonds Listed under Chapter 37 of the Main Board Listing Rules and Local Unlisted Private Placement Bonds
2016-03-18Combating Financing of Weapons of Mass Destruction Activities
2016-03-16Operational Incidents Watch Issue No. 5
2016-03-04Return of Quarterly Reporting on the Countercyclical Capital Buffer (Form MA(BS)25) and Revised Return on Capital Adequacy Ratio (Form MA(BS)3)
2016-02-24Complaints Watch Issue No. 6
2016-02-19Basel Committee on Banking Supervision Revised the General Guide to Account Opening
2016-02-15SFC Circular on Protecting Client Assets Against Internal Misconduct
2016-01-19Revised Framework for Market Risk Capital Requirements
2016-01-06Return on Liquidity Monitoring Tools (Form MA(BS)23)
2015-12-24General Consent under Section 97(1) of the Banking Ordinance Regarding Use of Bank Names
2015-12-23BCBS Guidance on Credit Risk and Accounting for Expected Credit Losses
2015-12-18Enhanced Competency Framework for Banking Practitioners
2015-12-04Guide to Authorization Annex 1: Sample Letter of Comfort
2015-12-04Return of Quarterly Reporting on the Countercyclical Capital Buffer (Form MA(BS)25) and Revised Return on Capital Adequacy Ratio (Form MA(BS)3)
2015-11-30Operational Incidents Watch Issue No. 4
2015-10-23Implementation of Enhanced Competency Framework for Private Wealth Management Practitioners
2015-10-08Complaints Watch Issue No. 5
2015-09-25Return of Liquidity Monitoring Tools (Form MA(BS)23)
2015-09-25Return of Liquidity Monitoring Tools (Form MA(BS)23)
2015-09-25Return of Liquidity Monitoring Tools (Form MA(BS)23) Completion Instructions
2015-09-25Supervisory Policy Manual CA-B-3: Countercyclical Capital Buffer Geographic Allocation of Private Sector Credit Exposures
2015-09-07Reporting of OTC derivative transactions
2015-09-04Intraday and Overnight Repo under the Renminbi Liquidity Facility – Replacement of existing tripartite arrangement by a bilateral arrangement
2015-08-24Practice note on credit risk management for loans to the corporate sector
2015-08-07Engagement of Intermediaries and Sales Agents by Authorized Institutions
2015-08-04Selling of Life Insurance Products
2015-07-28Criteria for identifying simple, transparent and comparable securitisations
2015-07-28HKMA Guidance on Bogus Voice Message Phone Calls
2015-07-20Frequently asked questions on the Basel III leverage ratio framework
2015-07-14BCBS Revised Guidance on Corporate Governance Principles for Banks
2015-07-10Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
2015-06-30Operational Incidents Watch Issue No. 3
2015-06-24Return on Large Exposures (Form MA(BS)1D) and Return on Intraday Liquidity Position (Form MA(BS)22)
2015-06-23Extension of Operating Hours of Intraday Repo under the Renminbi Liquidity Facility
2015-06-16Return on Intraday Liquidity Position of an Authorized Institution (Form MA(BS)22)
2015-06-02NGO Fund Raising Activities
2015-05-28Complaints Watch Issue No. 4
2015-05-18Return of Information for Assessment of Systemically Important Authorized Institutions (Form MA(BS)24)
2015-05-13SFC Circular on Know Your Client and Account Opening Procedures
2015-04-30Revised Return of Large Exposures (Form MA(BS)1D)
2015-04-13Return of Information for Assessment of Systemically Important Authorized Institutions (Form MA(BS)24)
2015-03-31Guidance Paper on Anti-Money Laundering Controls Over Tax Evasion
2015-03-27Practice note on credit risk management for loans to the corporate sector
2015-03-17Revised Certificate of Compliance with the Banking Ordinance Submission via STET
2015-03-02HKMA Guidance on Macroprudential Requirements for Mortgage Financing
2015-02-27Prudential Measures for Property Mortgage Loans
2015-02-26Refinement of the Renminbi Liquidity Facility
2015-02-25Operational Incidents Watch Issue No. 2
2015-02-04Return of Liquidity Position of an Authorized Institution (Form MA(BS)1E)
2015-02-02Basel Committee Standards – Revised Pillar 3 disclosure requirements
2015-01-23Complaints Watch Issue No. 3
2015-01-19Compliance with existing prudential measures on property mortgage lending
2015-01-06Selling of Investment Products
2014-12-31Implementation guidance on Banking (Capital) Rules and Banking (Disclosure) Rules
2014-12-30HKMA AML/CFT Web Page and Revised Approach to Inform AIs of UN Sanctions Updates
2014-12-24Completion Instructions for Certificate of Compliance with the Banking Ordinance for Authorized Institutions Incorporated Outside Hong Kong
2014-12-24Completion Instructions for Certificate of Compliance with the Banking Ordinance and Return of Liquidity Position
2014-12-24Return of Liquidity Position and Certificate of Compliance with the Banking Ordinance for Authorized Institutions
2014-12-24Return of Liquidity Position and Certificate of Compliance with the Banking Ordinance for Authorized Institutions
2014-12-24Completion Instructions for Return of Liquidity Position of an Authorized Institution (Form MA(BS)1E)
2014-12-24Revised Return of Liquidity Position and Certificate of Compliance with the Banking Ordinance
2014-12-24Return of Liquidity Position and Certificate of Compliance with the Banking Ordinance for Authorized Institutions
2014-12-19HKMA Guidance on FATF Risk-Based Approach for Banking Sector and ML/TF Risk Assessment
2014-12-19Banking (Liquidity Coverage Ratio – Calculation of Total Net Cash Outflows) Code
2014-12-18Banking Services for Ethnic Minorities
2014-12-17Disclosure of Remuneration Receivable in respect of Sale of Investment-Linked Assurance Scheme Products
2014-12-08Practices Expected of Authorized Institutions in Selling Non-Linked Long Term Insurance Products
2014-12-08Mystery Shopping Programme Findings
2014-11-28Refinements to the Stable Funding Requirement
2014-11-27Refinement of Overnight Repo under the Renminbi Liquidity Facility
2014-11-13Foreign Account Tax Compliance Act in the US
2014-11-12Removal of Limits on RMB Currency Conversions with Hong Kong Residents
2014-11-05Implementation of Quarterly Return of International Banking Statistics
2014-11-03Introduction of Intraday Repo under the Renminbi Liquidity Facility
2014-10-14Customer Data Protection
2014-09-19Operational Incidents Watch
2014-09-17Complaints Watch