Hong Kong Monetary Authority

1,225 documents, newest first — showing 201–400.

Browse with filters on the regulator page.

• 2025-01-17HKMA Supervisory Policy Manual Introduction
• 2025-01-08Supervisory Incubator for Distributed Ledger Technology (DLT)
• 2024-12-30Frequently Asked Questions in relation to Anti-Money Laundering and Counter-Financing of Terrorism
• 2024-12-27Cyber Intelligence Sharing Platform Enhancements
• 2024-12-20Countercyclical Capital Buffer Geographic Allocation of Private Sector Credit Exposures
• 2024-12-20Streamlining of Audio-recording Requirements for Sale of Investment and Insurance Products
• 2024-12-20HKMA: Revised SPM Module CA-B-3 and Return MA(BS)25 for Countercyclical Capital Buffer
• 2024-12-20HKMA: Completion Instructions for Quarterly Reporting on the Countercyclical Capital Buffer (Form MA(BS)25)
• 2024-12-20Measures to protect bank customers from authorized payment scams
• 2024-12-20CCyB: revised SPM module CA-B-3 and return MA(BS)25
• 2024-12-19Engaging more than one Credit Reference Agency under Credit Data Smart
• 2024-12-16Good Practices on Transition Planning
• 2024-12-13Guidelines for Counterparty Credit Risk Management
• 2024-12-13Consolidated Supervision of Concentration Risks: BELR Rule 6
• 2024-12-13Underwriting of Securities: BELR
• 2024-12-13Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework
• 2024-12-13Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework Chapter III - STC approach
• 2024-12-13Supervisory Policy Manual CA-S-10 Financial Instrument Fair Value Practices
• 2024-12-13Revised Supervisory Policy Manual Module CA-S-10 Fair Value Practices
• 2024-12-13Supervisory Policy Manual: Consequential updates arising from implementation of Basel III final reform package
• 2024-12-06Banking (Capital) (Operational Risk) Code
• 2024-12-06Basel III Final Reform Package – New and Amended Codes of Practice
• 2024-12-06Banking (Liquidity Coverage Ratio - Calculation of Total Net Cash Outflows) Code
• 2024-12-05Revised Supervisory Policy Manual Module CA-D-1 Guideline on the Application of the Banking (Disclosure) Rules
• 2024-12-04Prudential Measures for Property Mortgage Loans
• 2024-12-03Enhancing Customer Empowerment in Anti-Fraud-and-Scam Protection through Money Safe and Disabling Internet Banking
• 2024-11-29Supervisory Policy Manual Module TM-C-1: Supervisory Approach on Cyber Risk Management
• 2024-11-29Revised Supervisory Policy Manual Module CA-G-1 on Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions
• 2024-11-29Supervisory Approach on Cyber Risk Management
• 2024-11-21Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)
• 2024-11-21Implementation of Basel III final reform package: Supervisory highlights
• 2024-11-15New Supervisory Policy Manual Module MB-1 on Risk-based Supervision of Approved Money Brokers
• 2024-11-15Risk-based Supervision of Approved Money Brokers
• 2024-11-15Commencement of Basel III final reform package
• 2024-11-15Promotion of Mobile Point-of-Sale (POS) Terminals
• 2024-11-12Statements issued by the Financial Action Task Force
• 2024-11-08Cooling-off Period for Unsecured Consumer Credit Products
• 2024-11-05HKMA Expectations on Payment Card Direct Debit Authorisation During Merchant Suspension or Closure
• 2024-10-25Supervisory Policy Manual Module TM-E-1 Risk Management of E-banking
• 2024-10-25Supervisory Policy Manual Module TM-E-1: Risk Management of E-banking
• 2024-10-25Guideline on Authorization of Digital Banks
• 2024-10-24Revised Pillar 3 Disclosure Package
• 2024-10-24Code of Practice: Resolution Planning - LAC Requirements (LAC-1)
• 2024-10-24Revised Standard LAC Disclosure Template and Updated Code of Practice Chapter LAC-1
• 2024-10-21Sustainable Finance Action Agenda
• 2024-10-21Sustainable Finance Action Agenda
• 2024-10-18Basel III implementation
• 2024-10-18Applicable Jurisdictional Countercyclical Capital Buffer Ratio for Hong Kong
• 2024-10-16Prudential Measures for Property Mortgage Loans
• 2024-10-10Enhancement measures for online payment card transactions
• 2024-10-10Gazettal of commencement notice for Basel III final reform package
• 2024-09-27Risk Associated with Third-party IT Solutions
• 2024-09-27Generative Artificial Intelligence in the Financial Services Sector
• 2024-09-26Exposures to Connected Parties
• 2024-09-26Consolidated Supervision of Concentration Risks: BELR Rule 6
• 2024-09-26Large exposures: revised SPM modules and banking returns
• 2024-09-26Completion Instructions for Form MA(BS)28: Large Exposures Return
• 2024-09-26Certificate of Compliance with the Banking Ordinance - Completion Instructions
• 2024-09-26Return of Large Exposures under the Banking Ordinance
• 2024-09-26Underwriting of Securities: BELR
• 2024-09-26Large Exposures: Revised SPM Modules and Banking Returns
• 2024-09-26Certificate of Compliance with the Banking Ordinance for Authorized Institutions Incorporated Outside Hong Kong
• 2024-09-26Certificate of Compliance with the Banking Ordinance for Authorized Institutions
• 2024-09-20Arrangement for Generative Artificial Intelligence Sandbox
• 2024-09-19Banking Sector’s Support for Implementation of Severe Weather Trading
• 2024-09-10Complaints Against Debt Collection Agents Employed by Authorized Institutions
• 2024-09-09Use of Artificial Intelligence for Monitoring of Suspicious Activities
• 2024-08-30Revised Banking Returns for Capital Adequacy, Leverage Ratio, Liquidity Position, and Stable Funding Position
• 2024-08-22Good practices on climate-related risk governance
• 2024-08-19Consumer Protection in respect of Use of Generative Artificial Intelligence
• 2024-08-19Consumer Protection in respect of Use of Generative Artificial Intelligence
• 2024-08-19HKMA Survey on Consumer Protection in Respect of the Use of Big Data Analytics and Artificial Intelligence
• 2024-08-13Q&As on Market Risk and CVA Risk
• 2024-08-13Q&As on Market Risk and CVA Risk
• 2024-08-07Automatic Exchange of Financial Account Information in Tax Matters
• 2024-08-07Revised Return of Securities Related Activities (Securities Return)
• 2024-08-06Supervisory Policy Manual Module CA-D-1: Guideline on the Application of the Banking (Disclosure) Rules
• 2024-08-02Residential mortgage lending under the Mortgage Insurance Programme
• 2024-07-25Complaints Watch Issue No. 24
• 2024-07-23Cryptoasset disclosure requirements and standard amendments
• 2024-07-11Statements issued by the Financial Action Task Force
• 2024-07-04Self-Assessment of Compliance with Supervisory Policy Manual Module TB-1 Regulation and Supervision of Trust Business
• 2024-06-28Pilots on Cross-boundary Credit Referencing
• 2024-06-28Standard Contract for Cross-boundary Flow of Personal Information involving Transfer of Credit Data through Credit Reference Agencies
• 2024-06-27Findings from IA-HKMA Joint Inspection Exercise on Premium Financing
• 2024-06-21Circular on Bogus Telephone Calls
• 2024-06-18Banking Sector’s Support for Implementation of Severe Weather Trading
• 2024-06-14Refinements to property mortgage lending requirements
• 2024-06-14Licence Fees
• 2024-06-12Circular on Action Against Non-Compliant Business Models Incentivizing Unlicensed Selling of Long Term Insurance Policies to Mainland China Visitors
• 2024-05-29Green & Sustainable Banking - Climate Risk Management
• 2024-05-23Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
• 2024-05-23Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
• 2024-05-22Refinements of the US Dollar Liquidity Facility
• 2024-05-03Hong Kong Taxonomy for Sustainable Finance
• 2024-04-18Concurrent SFC-HKMA Thematic Review of the Distribution of Non-Exchange Traded Investment Products
• 2024-04-17Thematic Review of Transaction Monitoring Systems and Use of Artificial Intelligence
• 2024-04-16Risk management considerations related to the use of distributed ledger technology
• 2024-04-10Joint Circular on Anti-Scam Consumer Protection Charter 2.0
• 2024-03-27HKMA Reminder on US Securities Transaction Settlement Cycle Shortening to T+1
• 2024-03-26Greenhouse Gas Emissions Calculation and Estimation Tools
• 2024-03-26Complaints Against Debt Collection Agents Employed by Authorized Institutions
• 2024-03-15New SPM modules on market and CVA risk: MR-1 and MR-2
• 2024-03-05HKMA Update on FATF Statements Regarding High-Risk Jurisdictions and Plenary Outcomes
• 2024-03-01Countercyclical Capital Buffer (CCyB) – Approach to its Implementation
• 2024-03-01Revised SPM CA-B-1 Countercyclical Capital Buffer Approach to its Implementation
• 2024-02-28Completion Instructions for Return of Leverage Ratio (MA(BS)27)
• 2024-02-28Prudential Measures for Property Mortgage Loans and Other Related Supervisory Requirements
• 2024-02-28Completion Instructions for Return of Capital Adequacy Ratio Form MA(BS)3(IIIa)
• 2024-02-28Completion Instructions for Return of Large Exposures Form MA(BS)28
• 2024-02-28Revised Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
• 2024-02-28Revised Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
• 2024-02-28Revised Completion Instructions of Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
• 2024-02-28Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3(IIId)) – Risk-weighted Amount for Credit Risk (Securitization Exposures)
• 2024-02-28Completion Instructions for Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
• 2024-02-28Revised Completion Instructions of Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)
• 2024-02-23Guidance on Adoption of Portfolio-based Approach to Suitability Assessment
• 2024-02-20Banking (Capital) (Amendment) Rules 2023 - Questions and Answers
• 2024-02-20Sale and distribution of tokenised products
• 2024-02-20Guidance on Expected Standards on Provision of Custodial Services for Digital Assets by Authorized Institutions
• 2024-02-15Code of Practice Chapter FMI-1 Resolution Planning Continuity of Access to Financial Market Infrastructure Services
• 2024-02-15Code of Practice: Resolution Planning – Continuity of Access to Financial Market Infrastructure Services
• 2024-02-08Effective Execution of Risk-based Approach for Customer Due Diligence
• 2024-02-08Rules on Basel III final package and related updates
• 2024-02-08Expansion of Greater Bay Area Fintech Pilot Trial Facility
• 2024-02-07HKMA Update on Anti-Money Laundering and Counter-Financing of Terrorism Surveillance Capability Enhancement Project
• 2024-02-02Complaints Watch Issue No. 23
• 2024-02-01HKMA Liquidity Facilities Framework for Banks: Operational Note
• 2024-01-24Expansion of Eligible Collateral for the Renminbi (RMB) Liquidity Facility
• 2024-01-24Amendments to Implementation Arrangements for the Cross-boundary Wealth Management Connect Pilot Scheme in the Guangdong-Hong Kong-Macao Greater Bay Area
• 2024-01-22SMS Sender Registration Scheme
• 2024-01-05Self-Assessment of Compliance with the Code of Banking Practice 2023
• 2023-12-29Gazettal of rules: Basel III final package and related updates
• 2023-12-22Joint circular on intermediaries’ virtual asset-related activities
• 2023-12-21Managing cyber risk associated with third-party service providers
• 2023-12-20Consumer Protection in respect of Digital Marketing Activities
• 2023-12-20Circular on Lending Practices
• 2023-12-15Lessons drawn on the Banking Turmoil in the US and Europe
• 2023-12-07Code of Banking Practice December 2023
• 2023-12-06IA-HKMA Joint Inspection Exercise on Premium Financing
• 2023-12-01Maintaining Trading in Hong Kong Securities and Derivatives Markets under Severe Weather Conditions
• 2023-11-29Sale and Distribution of Green and Sustainable Investment Products
• 2023-11-17Supervisory Policy Manual CR-S-4: New Share Subscription and Share Margin Financing
• 2023-11-17Supervisory Policy Manual SPM CR-S-4 New Share Subscription and Share Margin Financing
• 2023-11-07Statements issued by the Financial Action Task Force
• 2023-10-31Enhancement to security of electronic banking services
• 2023-10-16Premium Financing Activities for Insurance Policies
• 2023-10-12Enhanced approaches to combat digital fraud
• 2023-09-25Report on AML/CFT Regtech: Case Studies and Insights Volume 2
• 2023-09-07Complaints Against Debt Collection Agents Employed by Authorized Institutions
• 2023-09-07Good Practices for Talent Development
• 2023-08-30Alternative Arrangement for Meeting the Audio Recording Requirement of Protection Linked Plan
• 2023-08-29HKMA Principles for Net-Zero Transition Planning
• 2023-08-29Dedicated 100% Loan Guarantee Scheme for Battery Electric Taxis
• 2023-08-25Consultation Conclusions on Proposed Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
• 2023-08-25Risk Management Guidelines for Licensed Persons Dealing in Futures Contracts
• 2023-08-25New Roadmap to Promote Fintech Adoption in Financial Services Sector
• 2023-08-15Pilot Programme of Interbank Account Data Sharing Initiative
• 2023-07-28Streamlined approach for compliance with suitability obligations when dealing with sophisticated professional investors
• 2023-07-28Enhanced Competency Framework on Green and Sustainable Finance
• 2023-07-26Complaints Watch Issue No. 22
• 2023-07-11Orderly exit from the Pre-approved Principal Payment Holiday Scheme
• 2023-07-07Prudential Measures for Property Mortgage Loans
• 2023-07-06Statements issued by the Financial Action Task Force
• 2023-06-30Completion Instructions for Revised Return of International Banking Statistics (Form MA(BS)21)
• 2023-06-30Revised Return of International Banking Statistics (Form MA(BS)21)
• 2023-06-30Revised Return of International Banking Statistics (Form MA(BS)21)
• 2023-06-30Revised Return of International Banking Statistics (Form MA(BS)21)
• 2023-06-20Major Enhancements on Protection of Payment Card Customers
• 2023-05-30Consultation Report: Prototype for a Green Classification Framework for Hong Kong
• 2023-05-25Amendments to Guideline on Anti-Money Laundering and Counter-Financing of Terrorism (For Authorized Institutions)
• 2023-05-25Guideline on Anti-Money Laundering and Counter-Financing of Terrorism for Authorized Institutions
• 2023-05-10Regtech Adoption Practice Guide Ninth Issue
• 2023-05-08Capital Adequacy - CCR: Capital Treatment of Participating Margins for Swap Connect
• 2023-05-02Regulation and Supervision of Trust Business
• 2023-04-28Currency Conversion Arrangement Involving Onshore RMB (CNY) under Northbound Swap Connect
• 2023-04-27Access to banking services for corporate customers
• 2023-04-25Principles for Handling of Unauthorised Payment Card Transactions
• 2023-04-25Dedicated 100% Loan Guarantee Schemes for Travel and Cross-boundary Passenger Transport Trades
• 2023-04-25HKMA Requirement for Strengthened Security Controls on Binding Payment Cards to Contactless Mobile Payments
• 2023-04-21Guidelines for Banking Sector Climate Risk Stress Test
• 2023-04-14Reform of interest rate benchmarks
• 2023-03-14Revised SPM CG-3 Code of Conduct
• 2023-03-09Statements issued by the Financial Action Task Force
• 2023-03-07Balanced and effective AML/CFT measures in private banking
• 2023-02-27Observations from Review of Selling Processes of Investment Products
• 2023-02-15Leveraging Commercial Data Interchange for digitalisation of banking processes
• 2023-02-09Optimising Fraud and Financial Crime Detection and Reporting
• 2023-01-18Complaints Watch Issue No. 21
• 2023-01-12Frequently asked questions on climate-related financial risks
• 2023-01-06Supervisory Policy Manual Module IC-4: Complaints Handling and Redress
• 2023-01-06Supervisory Policy Manual Module IC-4: Complaints Handling and Redress
• 2022-12-30Supervisory Policy Manual IC-7: The Sharing and Use of Commercial Credit Data through a Commercial Credit Reference Agency
• 2022-12-23HKMA Supervisory Policy Manual SA-1: Risk-based Supervisory Approach
• 2022-12-23Findings of Mystery Shopping Programme on Selling Practices in respect of Qualifying Deferred Annuity Policies and Tax-deductible Voluntary Contributions in Hong Kong
• 2022-12-23Supervisory Policy Manual (SPM): Revised Module SA-1 on Risk-based Supervisory Approach
• 2022-12-20Feedback from Recent Review on Consumer Protection in respect of Digital Platforms for the Application of Credit Products
• 2022-12-20Prudential treatment of cryptoasset exposures
• 2022-12-19Reform of interest rate benchmarks
• 2022-12-09Supervisory Policy Manual CG-3 Code of Conduct