Hong Kong Monetary Authority

1,681 documents, newest first — showing 201–400.

Browse with filters on the regulator page.

• 2025-06-09Completion Instructions for Return on Liquidity Monitoring Tools MA(BS)23
• 2025-06-09Revised Return on Liquidity Monitoring Tools MA(BS)23
• 2025-05-28HKMA Guidance on the Updated FX Global Code
• 2025-05-23HKMA Circular on Company Re-domiciliation Regime for Specified Entities
• 2025-04-28Generative Artificial Intelligence Sandbox: Second Cohort
• 2025-04-28Generative Artificial Intelligence Sandbox: Second Cohort
• 2025-04-16Cyber Incidents Watch: Guidance on Strengthening Protection Measures against Distributed Denial-of-Service Attacks
• 2025-04-15Banking Industry Integrity Charter
• 2025-04-14Handling of Cash at Bank of Deceased Account Holders
• 2025-04-14New Anti-Digital Fraud Measures: E-Banking Security ABC
• 2025-04-14New Anti-Digital Fraud Measures: E-Banking Security ABC
• 2025-04-11Supervisory Policy Manual Module CR-G-7: Collateral and Guarantees
• 2025-04-11Revised Supervisory Policy Manual Module CR-G-7 on Collateral and Guarantees
• 2025-04-10Strengthening the response to fraud and money laundering
• 2025-04-10Guideline on Approval and Revocation of Approval of Money Brokers
• 2025-04-07HKMA Standards for Authorized Institutions Providing Staking Services from Custodial Services
• 2025-03-31Launch of Banking Regulatory Document Repository (BRDR)
• 2025-03-28Investor Identification in IPO Subscription Services
• 2025-03-21HKMA Circular on Increased Customer Limit for Southbound Scheme Services by Non-Locally Incorporated Authorized Institutions
• 2025-03-19Research Paper on Distributed Ledger Technology in the Financial Sector
• 2025-03-19Research Paper on Distributed Ledger Technology in the Financial Sector
• 2025-03-14Guidance on Selling of Accumulators
• 2025-03-14Guidance on Selling of Accumulators
• 2025-03-14Guidance on Selling of Accumulators
• 2025-03-13Application of Existing Guidelines to Indexed Universal Life Insurance Products for Professional Investors in Hong Kong
• 2025-03-13Indexed Universal Life Insurance Products for Professional Investors
• 2025-03-13Guidelines on Indexed Universal Life Insurance Products for Professional Investors
• 2025-03-11Complaints Against Debt Collection Agents Employed by Authorized Institutions
• 2025-02-28Climate Risk Stress Test 2.0
• 2025-02-28Practice Note on Illustration Rate Caps in Benefit Illustration for Participating Policies
• 2025-02-28Guidelines for Banking Sector Climate Risk Stress Test 2.0
• 2025-02-28Practice Note on Illustration Rate Caps in Benefit Illustration for Participating Policies
• 2025-02-28Practice Note on Illustration Rate Caps in Benefit Illustration for Participating Policies
• 2025-02-18Adoption Practice Guide on Greentech in the Banking Sector
• 2025-02-18Adoption Practice Guide on Greentech in the Banking Sector
• 2025-02-18Refined Measures on Real-Time Fund Transfers Made by Customers
• 2025-02-17Circulars Issued by the Securities and Futures Commission on Listed Closed-ended Alternative Asset Funds and Listed Structured Funds
• 2025-02-17SFC Circular on Listed Structured Funds
• 2025-02-17SFC Circular on Listed Closed-ended Alternative Asset Funds
• 2025-02-12Good Practices on Using Behavioural Models for Measuring Interest Rate Risk in the Banking Book
• 2025-02-12HKMA Guidance on Interest Rate Risk Management
• 2025-02-12Guidance on Calculation of Capital Adequacy Ratios Adjusted for Unrealised Losses on Held-to-Maturity Debt Securities
• 2025-02-07RMB Trade Financing Liquidity Facility
• 2025-01-28Circular on Deficiencies and Substandard Conduct in Private Fund and Discretionary Account Management
• 2025-01-28SFC Circular on Deficiencies and Substandard Conduct in Private Fund and Discretionary Account Management
• 2025-01-28SFC Circular on Deficiencies in Management of Private Funds and Discretionary Accounts
• 2025-01-24Complaints Watch Issue No. 25
• 2025-01-24Complaints Watch Issue No.25
• 2025-01-24Revised Supervisory Policy Manual Module CA-G-5 on Supervisory Review Process
• 2025-01-20Good practices for mapping interdependencies and scenario testing
• 2025-01-20Sharing of good industry practices for implementing operational resilience framework
• 2025-01-17HKMA Supervisory Policy Manual Introduction
• 2025-01-08Supervisory Incubator for Distributed Ledger Technology (DLT)
• 2024-12-30Frequently Asked Questions in relation to Anti-Money Laundering and Counter-Financing of Terrorism
• 2024-12-27Cyber Intelligence Sharing Platform Enhancements
• 2024-12-20HKMA: Completion Instructions for Quarterly Reporting on the Countercyclical Capital Buffer (Form MA(BS)25)
• 2024-12-20Measures to protect bank customers from authorized payment scams
• 2024-12-20Streamlining of Audio-recording Requirements for Sale of Investment and Insurance Products
• 2024-12-20HKMA: Revised SPM Module CA-B-3 and Return MA(BS)25 for Countercyclical Capital Buffer
• 2024-12-20Countercyclical Capital Buffer Geographic Allocation of Private Sector Credit Exposures
• 2024-12-20CCyB: revised SPM module CA-B-3 and return MA(BS)25
• 2024-12-19Engaging more than one Credit Reference Agency under Credit Data Smart
• 2024-12-16Good Practices on Transition Planning
• 2024-12-16Good Practices on Transition Planning
• 2024-12-13Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework
• 2024-12-13Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework Chapter III - STC approach
• 2024-12-13Consolidated Supervision of Concentration Risks: BELR Rule 6
• 2024-12-13Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework
• 2024-12-13Supplementary Guidance on the Revised Credit Risk Framework: Counterparty Credit Risk
• 2024-12-13Supplementary Guidance on the Revised Credit Risk Framework: ECAI Ratings
• 2024-12-13Supervisory Policy Manual: Consequential updates arising from implementation of Basel III final reform package
• 2024-12-13Supplementary Guidance on the Revised Credit Risk Framework Chapter VI - Securitization
• 2024-12-13Guidelines for Counterparty Credit Risk Management
• 2024-12-13Underwriting of Securities: BELR
• 2024-12-13Revised Supervisory Policy Manual Module CA-S-10 Fair Value Practices
• 2024-12-13Supervisory Policy Manual CA-S-10 Financial Instrument Fair Value Practices
• 2024-12-06Basel III Final Reform Package – New and Amended Codes of Practice
• 2024-12-06Banking (Capital) (Operational Risk) Code
• 2024-12-06Banking (Liquidity Coverage Ratio - Calculation of Total Net Cash Outflows) Code
• 2024-12-05Revised Supervisory Policy Manual Module CA-D-1 Guideline on the Application of the Banking (Disclosure) Rules
• 2024-12-04Prudential Measures for Property Mortgage Loans
• 2024-12-03Requirements on Money Safe Protection for Anti-Fraud
• 2024-12-03Enhancing Customer Empowerment in Anti-Fraud-and-Scam Protection through Money Safe and Disabling Internet Banking
• 2024-11-29Supervisory Policy Manual Module TM-C-1: Supervisory Approach on Cyber Risk Management
• 2024-11-29Supervisory Approach on Cyber Risk Management
• 2024-11-29Revised Supervisory Policy Manual Module CA-G-1 on Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions
• 2024-11-21Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)
• 2024-11-21Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)
• 2024-11-21Implementation of Basel III final reform package: Supervisory highlights
• 2024-11-15New Supervisory Policy Manual Module MB-1 on Risk-based Supervision of Approved Money Brokers
• 2024-11-15Commencement of Basel III final reform package
• 2024-11-15Promotion of Mobile Point-of-Sale (POS) Terminals
• 2024-11-15Risk-based Supervision of Approved Money Brokers
• 2024-11-12Statements issued by the Financial Action Task Force
• 2024-11-08Cooling-off Period for Unsecured Consumer Credit Products
• 2024-11-05HKMA Expectations on Payment Card Direct Debit Authorisation During Merchant Suspension or Closure
• 2024-10-25Guideline on Authorization of Digital Banks
• 2024-10-25Supervisory Policy Manual Module TM-E-1: Risk Management of E-banking
• 2024-10-25Supervisory Policy Manual Module TM-E-1 Risk Management of E-banking
• 2024-10-24Revised Pillar 3 Disclosure Package Annex 2: Disclosure Templates and Tables
• 2024-10-24Revised Pillar 3 Disclosure Package Annex 1: Disclosure Templates and Tables
• 2024-10-24Revised Standard LAC Disclosure Template and Updated Code of Practice Chapter LAC-1 Resolution Planning
• 2024-10-24Revised Standard LAC Disclosure Template and Updated Code of Practice Chapter LAC-1 Resolution Planning
• 2024-10-24Revised Pillar 3 Disclosure Package
• 2024-10-24Revised Standard LAC Disclosure Template and Updated Code of Practice Chapter LAC-1 Resolution Planning LAC Requirements
• 2024-10-24Revised Standard LAC Disclosure Template and Updated Code of Practice Chapter LAC-1
• 2024-10-24Code of Practice: Resolution Planning - LAC Requirements (LAC-1)
• 2024-10-21Sustainable Finance Action Agenda
• 2024-10-21Sustainable Finance Action Agenda
• 2024-10-18Basel III implementation
• 2024-10-18Applicable Jurisdictional Countercyclical Capital Buffer Ratio for Hong Kong
• 2024-10-16Prudential Measures for Property Mortgage Loans
• 2024-10-10Enhancement measures for online payment card transactions
• 2024-10-10Gazettal of commencement notice for Basel III final reform package
• 2024-09-27Generative Artificial Intelligence in the Financial Services Sector
• 2024-09-27Risk Associated with Third-party IT Solutions
• 2024-09-27Good Practices for Managing Third-Party IT Solutions
• 2024-09-27Research Paper on Generative Artificial Intelligence in the Financial Services Sector
• 2024-09-26Completion Instructions for Form MA(BS)28: Large Exposures Return
• 2024-09-26Certificate of Compliance with the Banking Ordinance - Completion Instructions
• 2024-09-26Return of Large Exposures under the Banking Ordinance
• 2024-09-26Consolidated Supervision of Concentration Risks: BELR Rule 6
• 2024-09-26Certificate of Compliance with the Banking Ordinance for Authorized Institutions
• 2024-09-26Certificate of Compliance with the Banking Ordinance for Authorized Institutions Incorporated Outside Hong Kong
• 2024-09-26Large exposures: revised SPM modules and banking returns
• 2024-09-26Exposures to Connected Parties
• 2024-09-26Large Exposures: Revised SPM Modules and Banking Returns
• 2024-09-26Underwriting of Securities: BELR
• 2024-09-20Arrangement for Generative Artificial Intelligence Sandbox
• 2024-09-20Generative Artificial Intelligence Sandbox
• 2024-09-19Banking Sector’s Support for Implementation of Severe Weather Trading
• 2024-09-10Complaints Against Debt Collection Agents Employed by Authorized Institutions
• 2024-09-09Use of Artificial Intelligence for Monitoring of Suspicious Activities
• 2024-09-09Use of Artificial Intelligence for Monitoring of Suspicious Activities
• 2024-08-30Revised Banking Returns – Capital Adequacy Ratio Completion Instructions
• 2024-08-30Return of Leverage Ratio (Form MA(BS)27)
• 2024-08-30Revised Banking Returns for Capital Adequacy, Leverage Ratio, Liquidity Position, and Stable Funding Position
• 2024-08-30Completion Instructions for Return of Leverage Ratio (Form MA(BS)27)
• 2024-08-30Completion Instructions for Return of Stable Funding Position (MA(BS)26)
• 2024-08-30Return on Stable Funding Position of an Authorized Institution
• 2024-08-30Completion Instructions for Return of Liquidity Position of an Authorized Institution (Form MA(BS)1E)
• 2024-08-30Revised Banking Returns – Capital Adequacy Ratio, Leverage Ratio, Liquidity Position and Stable Funding Position
• 2024-08-30Circular on Liquidity Risk Management and Related Banking Returns
• 2024-08-22Good practices on climate-related risk governance
• 2024-08-22Good practices on climate-related risk governance
• 2024-08-19Consumer Protection in respect of Use of Generative Artificial Intelligence
• 2024-08-19Consumer Protection in respect of Use of Generative Artificial Intelligence
• 2024-08-19HKMA Survey on Consumer Protection in Respect of the Use of Big Data Analytics and Artificial Intelligence
• 2024-08-13Q&As on Market Risk and CVA Risk
• 2024-08-13Q&As on Market Risk and CVA Risk
• 2024-08-07Revised Return of Securities Related Activities
• 2024-08-07Automatic Exchange of Financial Account Information in Tax Matters
• 2024-08-07Revised Return of Securities Related Activities (Securities Return) and Superseded Circulars
• 2024-08-07Revised Return of Securities Related Activities (Securities Return)
• 2024-08-07Revised Return of Securities Related Activities (Securities Return) Annex 2: Revised Completion Instructions
• 2024-08-06Supervisory Policy Manual Module CA-D-1: Guideline on the Application of the Banking (Disclosure) Rules
• 2024-08-06Guideline on the Application of the Banking (Disclosure) Rules
• 2024-08-02Residential mortgage lending under the Mortgage Insurance Programme
• 2024-07-25Complaints Watch Issue No. 24
• 2024-07-25Complaints Watch Issue No. 24
• 2024-07-23Cryptoasset disclosure requirements and standard amendments
• 2024-07-11Statements issued by the Financial Action Task Force
• 2024-07-04Self-Assessment of Compliance with Supervisory Policy Manual Module TB-1 Regulation and Supervision of Trust Business
• 2024-07-04Self-Assessment of Compliance with Supervisory Policy Manual Module TB-1 Regulation and Supervision of Trust Business
• 2024-06-28Standard Contract for Cross-boundary Flow of Personal Information involving Transfer of Credit Data through Credit Reference Agencies
• 2024-06-28Pilots on Cross-boundary Credit Referencing
• 2024-06-27Findings from IA-HKMA Joint Inspection Exercise on Premium Financing
• 2024-06-27Findings from IA-HKMA Joint Inspection Exercise on Premium Financing
• 2024-06-21Circular on Bogus Telephone Calls
• 2024-06-18Banking Sector’s Support for Implementation of Severe Weather Trading
• 2024-06-14Licence Fees
• 2024-06-14Refinements to property mortgage lending requirements
• 2024-06-12Circular on Action Against Non-Compliant Business Models Incentivizing Unlicensed Selling of Long Term Insurance Policies to Mainland China Visitors
• 2024-05-29Green & Sustainable Banking - Climate Risk Management
• 2024-05-23Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
• 2024-05-23Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
• 2024-05-22Refinements of the US Dollar Liquidity Facility Annex B: Summary of Terms
• 2024-05-22Refinements of the US Dollar Liquidity Facility
• 2024-05-22Refinements of the US Dollar Liquidity Facility
• 2024-05-22Refinements of the US Dollar Liquidity Facility Annex C: Submission of Tender Application
• 2024-05-03Hong Kong Taxonomy for Sustainable Finance
• 2024-05-03Hong Kong Taxonomy for Sustainable Finance: Supplemental Guidance
• 2024-05-03Consultation Report: Prototype for a Green Classification Framework for Hong Kong
• 2024-05-03Hong Kong Taxonomy for Sustainable Finance
• 2024-04-18HKMA Key Observations on Thematic Review of Non-Exchange Traded Investment Product Distribution
• 2024-04-18SFC Findings on Thematic Review of Non-Exchange Traded Investment Product Distribution
• 2024-04-18Concurrent SFC-HKMA Thematic Review of the Distribution of Non-Exchange Traded Investment Products
• 2024-04-17Thematic Review of Transaction Monitoring Systems and Use of Artificial Intelligence
• 2024-04-17Thematic Review of Transaction Monitoring Systems and Use of Artificial Intelligence
• 2024-04-16Risk management considerations related to the use of distributed ledger technology
• 2024-04-16Risk management considerations related to the use of distributed ledger technology
• 2024-04-10Joint Circular on Anti-Scam Consumer Protection Charter 2.0
• 2024-03-27HKMA Reminder on US Securities Transaction Settlement Cycle Shortening to T+1
• 2024-03-26Complaints Against Debt Collection Agents Employed by Authorized Institutions
• 2024-03-26Greenhouse Gas Emissions Calculation and Estimation Tools
• 2024-03-15New SPM modules on market and CVA risk: MR-1 and MR-2
• 2024-03-05HKMA Update on FATF Statements Regarding High-Risk Jurisdictions and Plenary Outcomes
• 2024-03-01Revised SPM CA-B-1 Countercyclical Capital Buffer Approach to its Implementation
• 2024-03-01Countercyclical Capital Buffer (CCyB) – Approach to its Implementation
• 2024-02-28Revised Completion Instructions of Return of Capital Adequacy Ratio (MA(BS)3), Return of Leverage Ratio (MA(BS)27) and Return of Large Exposures (MA(BS)28)