Commission de Surveillance du Secteur Financier

278 documents, newest first — showing 201–278.

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2020-04-10Circular CSSF 20/740 — Financial crime and AML/CFT implications during the COVID-19 pandemic
2020-02-19Amendment of Circular CSSF 18/703 on Semi-Annual Reporting of Borrower-Related Residential Real Estate Indicators
2020-01-28ESMA Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation
2019-12-20Circular CSSF 19/733 – IOSCO recommendations on liquidity risk management for open-ended undertakings for collective investment
2019-12-20Circular CSSF 19/732 as amended by Circular CSSF 24/861: Clarifications on Identification and Verification of Ultimate Beneficial Owners
2019-08-20Circular CSSF 19/729 — Update of Circular CSSF 14/593 on supervisory reporting requirements applicable to credit institutions
2019-08-01CSSF Circular 19/728 — ESMA Guidelines on non-significant benchmarks under the Benchmarks Regulation
2019-07-25CSSF Circular 19/726: Implementation of New Annual and Quarterly Reporting for IORPs
2019-07-19Technical Specifications for Prospectus Document Submission and Regulatory Framework Overview
2019-07-18Circular CSSF 19/723 — ESMA Guidelines on the application of the definitions of commodity derivatives in Sections C6 and C7 of Annex I of MiFID II
2019-06-26CSSF Regulation No 19-06 restricting the marketing, distribution or sale of contracts for differences to retail clients
2019-06-26CSSF Regulation No 19-05 prohibiting the marketing, distribution or sale of binary options to retail clients
2019-06-14CSSF Circular 19/720: Adoption of EBA Guidelines on Exemption from Contingency Mechanism under RTS on SCA & CSC
2019-05-15Implementation of EBA Guidelines on STS Criteria for Non-ABCP and ABCP Securitisation
2019-04-30CSSF Circular 19/718: Adoption of ESMA and EBA Guidelines on Complaints-Handling
2019-04-26Circular CSSF 19/717 Update of the General Presentation of the Law of 23 July 2016 and Audit Profession Regulations
2019-04-26CSSF Regulation No 19-03 on the Establishment of a Consultative Commission for Access to the Audit Profession
2019-04-10Circular CSSF 19/715 — Update of Circular CSSF 14/593 on supervisory reporting requirements applicable to credit institutions
2019-04-10Circular CSSF 19/716 as amended by Circular CSSF 20/743: Provision of investment services in Luxembourg under Article 32-1 of the LFS
2019-03-14CSSF Circular 19/712 — EBA Guidelines on Fraud Data Reporting under PSD2 Article 96(6)
2019-02-25Circular CSSF 19/709 — Introduction of quarterly internalised settlement reporting requirements pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
2019-02-15Grand-ducal Regulation of 15 February 2019 on the Beneficial Owner Register
2019-01-28Circular CSSF 19/708 — Electronic transmission of documents to the CSSF
2018-12-20Circular CSSF 18/702 — Developments regarding the fight against money laundering and terrorist financing in the private banking sector
2018-12-19Circular CSSF 18/707: Minimum Requirements for Mortgage Bond Issuers
2018-12-19Circular CSSF 18/706 — Transparency requirements based on Article 12-6 (2) of the Law of 22 June 2018
2018-12-19General Valuation Principles for Renewable Energy Assets in Covered Bond Cover Pools under the Law of 22 June 2018
2018-12-18Circular CSSF-CPDI 18/14 — Definition of public authorities in the context of exclusions from deposit guarantee
2018-12-17Circular CSSF 18/703 on Semi-Annual Reporting of Borrower-Related Residential Real Estate Indicators
2018-12-14Grand-ducal Regulation of 14 December 2018 on Professional Qualifications for Statutory Auditors
2018-10-19CSSF Circular 18/700 on the Law of 13 June 2017 regarding payment accounts and postal financial services
2018-08-23CSSF Circular 18/697: Organisational Arrangements for Fund Depositaries and Amendments to Circulars 16/644 and IML 91/75
2018-08-23Circular CSSF 18/698: Authorization and Organization of Luxembourg Investment Fund Managers and AML/CFT Provisions
2018-08-22Circular CSSF 18/699 — Update of table Investment Firm Persons responsible for certain functions and activities
2018-07-20CSSF Circular 18/696 implementing ESMA Guidelines on stress test scenarios for Money Market Funds
2018-07-05CSSF Circular 18/693: Adoption of EBA Guidelines on Connected Clients
2018-06-13CSSF Regulation No 18-03 implementing discretions of Regulation (EU) No 575/2013 and ECB Guideline 2017/697 for less significant institutions
2018-06-11CSSF Circular 18/692: Details Regarding EBA Guidelines on Product Oversight and Governance for Retail Banking Products
2018-06-06Grand-ducal Regulation of 6 June 2018 on the Standardised List of Representative Payment Account Services
2018-05-30Grand-ducal Regulation of 30 May 2018 on the protection of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
2018-04-19Circular CSSF 18/691 — Update of Circular CSSF 17/668 concerning ESMA Guidelines on MiFID II circuit breakers
2018-04-13ESMA Guidelines on the Management Body of Market Operators and Data Reporting Services Providers
2018-04-05ESMA Guidelines on the Process for Calculating Indicators to Determine the Most Relevant Settlement Currencies
2017-12-28CSSF Regulation No 17-05 on the Countercyclical Buffer Rate for Q1 2018
2017-09-25CSSF Regulation No 17-03 of 25 September 2017 on the setting of the countercyclical buffer rate for the fourth quarter of 2017
2017-07-13Grand-ducal Regulation of 13 July 2007 relating to the keeping of the official listing for financial instruments
2017-06-26CSSF Regulation No 17-02 of 26 June 2017 on the setting of the countercyclical buffer rate for the third quarter of 2017
2017-03-06CSSF Regulation No 17-01 on the countercyclical buffer rate for the second quarter of 2017
2016-12-21CSSF Regulation No 16-15 on the Setting of the Countercyclical Buffer Rate for the First Quarter of 2017
2016-12-19CSSF Regulation No 16-14 on the Reciprocity of the 1% Systemic Risk Buffer Rate Adopted by the Central Bank of Estonia
2016-12-05CSSF Regulation No 16-10 on Continuing Education for Statutory and Approved Statutory Auditors
2016-12-05CSSF Regulation No 16-13 on Reporting Infringements of the Law of 23 July 2016 and Regulation (EU) No 537/2014
2016-10-10CSSF Regulation No 16-06 on ex ante contributions to the Fonds de Résolution Luxembourg
2016-09-26CSSF Regulation No 16-05 on the Setting of the Countercyclical Buffer Rate for the Fourth Quarter of 2016
2016-07-01CSSF Regulation No 16-07 relating to out-of-court complaint resolution
2016-06-09CSSF Regulation No 16-03 of 9 June 2016 on the setting of the countercyclical buffer rate for the third quarter of 2016
2016-04-12CSSF Regulation No 16-01 on the Automatic Recognition of Countercyclical Capital Buffer Rates During the Transitional Period
2016-03-29CSSF Regulation No 16-02 of 29 March 2016 on the setting of the countercyclical buffer rate for the second quarter of 2016
2015-12-31CSSF Regulation No 15-07 on Risk Management and Conflicts of Interest for Certain Specialised Investment Funds
2015-12-31CSSF Regulation No 15-08 on Conflict of Interest Management for SICARs
2015-12-18Grand-ducal Regulation of 18 December 2015 implementing Article 1(5) of Regulation (EU) 2015/751 on interchange fees
2015-12-02CSSF Regulation No 15-03 on Marketing Foreign Alternative Investment Funds to Retail Investors in Luxembourg
2015-11-30CSSF Regulation No 15-05 Exempting SME Investment Firms from Capital Buffers
2015-08-14CSSF Regulation No 15-02 relating to the supervisory review and evaluation process for CRR institutions
2015-07-31CSSF Regulation No 15-01 on the calculation of institution-specific countercyclical capital buffer rates
2015-07-25Grand-ducal Regulation of 25 July 2015 implementing Article 4(1) of the Law on e-archiving
2015-01-09CSSF Regulation No 14-02 on Determination of Distributable Results and Reserves for Credit Institutions Using Fair Value
2012-12-14CSSF Regulation No 12-02 on the Fight Against Money Laundering and Terrorist Financing
2010-12-20CSSF Regulation No 10-05 Transposing Commission Directive 2010/44/EU on Fund Mergers, Master-Feeder Structures and Notification Procedures
2010-12-20CSSF Regulation No 10-04 transposing Commission Directive 2010/43/EU on organisational requirements and depositary agreements
2010-07-14Grand-ducal Regulation of 14 July 2010 Exempting Microfinance Investment Funds from Subscription Tax
2010-02-01Grand-ducal Regulation of 1 February 2010 on the fight against money laundering and terrorist financing
2009-12-18Grand-ducal Regulation of 18 December 2009 on the recognition of service providers from other Member States for statutory audit duties
2008-07-03Grand-ducal Regulation of 3 July 2008 on the official appointment of mechanisms for the central storage of regulated information
2008-02-08Grand-Ducal Regulation of 8 February 2008 on UCITS Definitions
2008-01-11Grand-ducal Regulation of 11 January 2008 on transparency requirements for issuers of securities
2005-09-20Grand-ducal Regulation of 20 September 2005 on Criteria for Authorising Non-EU Professionals as Asset Managers of SEPCAVs and ASSEPs
2005-09-20Grand-ducal Regulation of 20 September 2005 on Competence and Financial Soundness Criteria for SEPCAV and ASSEP Liability Managers