De Nederlandsche Bank

336 documents, newest first — showing 201–336.

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2018-06-21Customer Due Diligence on foundations with respect to terrorist financing
2018-06-04Q&A on the Regulation on oversight of the smooth operation of the payment system
2018-05-23Determination of outflows for products and services reported under Article 23 of LCR DR
2018-05-17Initial assessment – the assessment procedure step by step
2018-05-15Reassessment of Fit and Proper Status for Policymakers
2018-05-15Expected Level of Investment Knowledge for Board Members
2018-05-05Initial assessment – objection and appeal
2018-04-20Alternative for professional indemnity insurance
2018-04-18Fixed and Flexible Fine Rates for Financial Supervision Offences
2018-04-18Criteria for Actual Direction or Instruction of Prohibited Conduct by Legal Entities
2018-04-18Examples of Mitigating and Aggravating Circumstances for Fines and Penalties
2017-12-12Notifications about payment institutions
2017-11-30Risk mitigation techniques for (re)insurers
2017-10-26Electronic trading platforms (e-commerce platforms) under PSD2
2017-09-26Requirements to operate as a payment initiation service provider
2017-09-22Additional rules applying to current licence holders wishing to remain active under PSD2
2017-09-05Administrative fines under the Wft, Pw, Wtt, Wwft and Sw
2017-07-19Bandwidth DNO
2017-07-19DNO requirements and restrictions
2017-07-19DNO application procedure (10 steps)
2017-07-19DNO application form and explanatory notes
2017-07-19DNO for acts of banks (Section 3:96 of the Wft)
2017-07-19DNB charges a fee for considering DNO applications
2017-07-19Umbrella DNO for Banks
2017-07-19DNO for acts of insurance companies (Section 3:97 of the Wft)
2017-07-19DNO for shareholdings (Section 3:95 of the Wft)
2017-07-19Publication of Declarations of No-Objection in the Government Gazette
2017-07-14Initial assessment – propriety assessment
2017-07-13Initial assessment – assessing fitness
2017-06-27Prohibition on operating as an insurer without authorisation
2017-06-26Exemption from the authorisation requirement for electronic money institutions
2017-06-26Exemption from the authorisation requirement
2017-06-26Insurance activities requiring authorisation
2017-04-26DNB Factsheet on Application of Options and Discretions in EU Banking Regulations
2017-04-25Initial assessment– fitness assessment: fit for the position
2017-04-25Initial assessment fitness assessment fit for the position following additional preparation or training
2017-04-25Initial assessment– fitness assessment: unfit for the position
2017-04-01Definition of a bank
2017-04-01Activities requiring a licence
2017-04-01Services not requiring authorisation
2017-04-01Full licence and partial licence
2017-04-01Foreign banks
2017-04-01Application for Initial Assessment
2017-04-01Dispensation from prohibition on taking repayable funds
2017-04-01Application process for trust office authorisation
2017-04-01Application process timeline
2017-04-01Health Insurance Authorisation Requirements in the Netherlands
2017-04-01Prohibition on operating as a bank without a licence
2017-04-01Exemption from licence requirement: central corporate treasuries
2017-04-01Prohibition on operating as a trust office without a licence
2017-03-09Joint Fit and Proper Assessments by DNB and AFM
2017-03-09Assessment interview with DNB and the AFM
2017-03-03Q&A Further interpretation of the exception to the 20% bonus cap for the parent company of a group
2017-03-02DNO application time frame
2017-02-28Application success factors
2017-02-24Initial assessment – sample questions - trustfunds
2017-02-24Electronic money institutions having their registered offices in other member states
2017-02-24Expected Level of Investment Knowledge for Board Members - Sample Questions
2017-02-23Initial assessment – diversity and collectivity
2017-02-23Initial assessment - cooperation between DNB and the AFM in assessments
2016-10-28Confidence Interval for Assessing Capital Adequacy in ICAAP
2016-09-30Good practices on capital policy for insurers
2016-08-18Application form and notes for payment service providers
2016-08-08Fees charged upon application
2016-08-08Notes to the application form for authorisation to pursue the business of an insurer
2016-06-02The Basic framework
2016-03-04Second-tier senior officers – FAQs
2016-03-04Second-tier senior officers: suitability requirements
2016-03-03Second-tier senior officers: integrity screening
2016-03-01European System of Financial Supervision
2016-02-25Solvency II Basic: Exemption Thresholds and Supervisory Scope for Small Insurers
2016-02-02Solvency II: Subordinated Tier 1, Tier 2 and Tier 3 instruments
2016-01-28Permission to Submit a Single Solvency and Financial Condition Report for Insurance Groups
2015-12-31Applying the volatility adjustment in internal models
2015-12-03Volume measure for the solvency capital requirement for current premium risk of health insurers
2015-12-03Determination of premium provision for basic health insurance under Solvency II
2015-12-03Set-off against technical provisions by healthcare insurers
2015-10-06Basic authorisation application procedure
2015-09-23Q&A on Prior Assessment of AT1 and T2 Instruments
2015-08-13Securities account and the prohibition under Section 3:5 of the Wft
2015-07-27Solvency II: Capital instrument issuance by holding company
2015-06-16Solvency II: Equivalence of non-EU countries (third countries)
2015-04-24Lapse risk for the basic health insurance under Solvency II
2015-03-27Q&A: Insurer Use of Matching Adjustment Under Solvency II
2015-03-27Pillar 1: Undertaking-specific parameters
2015-03-24Solvency II: Q&A Application of the matching adjustment
2015-01-16Q&A Deferral Adjustment
2014-11-18Division of responsibilities in the implementation of sanctions regulations
2014-11-18Proportional Application of Remuneration Rules to Identified Staff
2014-11-06Requirements applicable to AIFMD managers performing investment services
2014-07-25Solvency II: Balance sheet
2014-07-25Solvency II: Pillar 1 – Own funds
2014-05-09Regulation on Supervision pursuant to the Sanctions Act 1977
2014-04-16Notification Form for Settlement Companies
2014-02-24Policy Rule on the Treatment of Concentration Risk in Emerging Countries
2014-01-20EEA insurers
2014-01-20Depositary of an Alternative Investment Fund
2013-12-19Application of the UFR in valuing profit-sharing schemes and options
2013-12-17Notification Form for Settlement Companies Under the Financial Supervision Act
2013-12-17Definition and Categories of Payment Processing Service Providers
2013-12-17Period for processing an application for authorisation
2013-12-17Branch outside the Netherlands
2013-12-17Introduction to payment processing service provider
2013-12-13CRD IV and CRR Specific Provisions Regulation
2013-11-15Requirements for investment funds and investment fund managers
2013-11-15Alternative Investment Funds and UCITS Regulatory Overview
2013-09-13EMIR - Reporting obligations
2013-08-20Leveraged financing by investment institutions
2013-08-20Adequacy of professional indemnity insurance for AIFMs
2013-05-16Definition and Authorization of Exchange Institutions
2013-05-16Prohibition on operating as an electronic money institution without authorisation
2013-05-16Authorisation required for exchange institutions
2013-05-16Definition of Currency Exchange Transactions Under Wft 1:1
2013-02-08Sanctions Act 1977 Legal Entities Designation Order
2013-01-31Consideration period for authorisation of an exchange institution
2013-01-31Consideration period for authorisation of a clearing institution
2012-10-09Introduction to trust offices and Act on the Supervision of Trust Offices (Wtt)
2012-07-23Solvency II: Pillar II Risk Management
2012-04-17Q&A Representative offices of banks established outside the Netherlands
2011-12-22Onward payments and the prohibition under Section 3:5 of the Wft
2011-12-22Collection agencies and the prohibition under Section 3:5 of the Wft
2011-12-22Childminding agencies and the prohibition under Section 3:5 of the Wft
2011-12-21Prohibition against inviting repayable funds
2011-12-01Consolidated scope for Policy Rule on Concentration Risk
2011-11-17Notification requirements for payment institution branches in the EEA
2011-02-22Personal injury firms and the prohibition under Section 3:5 of the Wft
2011-02-16Policy Rule on Integrity in Commercial Real Estate Operations
2010-12-21EIOPA Recommendations on Supervisory Colleges for Financial Conglomerates
2010-11-23Supplementary policy on exposures to subsidiaries of multinational corporations under the Policy Rule on Concentration Risk in Emerging Countries
2009-08-01Decree on Administrative Fines in the Financial Sector
2009-07-14Minimum requirements for the use of rating systems
2009-03-19Applying for a licence as a special purpose reinsurance vehicle
2008-09-29Representative offices of banks established outside the Netherlands
2007-09-17Requirements of pension funds
2007-01-01Prudential assessment conducted within the context of granting investment firms authorisation
2007-01-01Application form for a license for a clearing institution with its seat in the Netherlands