De Nederlandsche Bank

340 documents, newest first — showing 1–200.

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2026-09-22Fact sheet on the assessment of key function holders at banks and (mixed) financial holding companies
2026-07-15Fit and proper assessments in the context of licence and declaration of No-Objection applications
2026-03-10Supervisory Regulation on the Use of Business Projections for K-Factor Calculations
2026-03-04Q&A Application by DNB of the ECB Guideline on the Coverage of Non-Performing Exposures for LSIs
2026-02-12Access to SFD systems (including TARGET Services)
2026-02-02Responsible supervisor for fit and proper assessments
2025-12-18Policy Statement application SREP guidelines on fund managers
2025-12-03DNB determines the buffers for systemically important banks: G-SII & O-SII
2025-11-20Licence application for CASPs
2025-11-11Consultation on amending the Regulation on Specific Provisions CRD and CRR in connection with the application of revaluation limits for covered bonds
2025-11-05DNB Good Practices Wtt 2018
2025-10-20Update on the consultation of the new Regulation on Sound Remuneration Policies 2021
2025-08-27Consultation Supervisory Regulation usage business projections
2025-08-21Consultation reciprocation Norwegian macroprudential systemic risk buffer
2025-08-21Consultation reciprocation German macroprudential systemic risk buffer
2025-08-21Consultation reciprocation Belgian macroprudential systemic risk buffer
2025-07-08Assessment of Asset-Intensive Reinsurance Contracts DNB
2025-06-30Q&A on supervisory board independence – Banks
2025-06-30Q&A on supervisory board independence – Insurers
2025-06-30Q&A on supervisory board independence – Payment institutions
2025-06-25EMIR Risk Mitigation Techniques for Bilateral OTC Derivative Settlement
2025-06-25EMIR – Intra-group transactions
2025-06-25EMIR 3 Active Account Requirement
2025-03-14EBA Guidelines on the resubmission of historical data for investment firms
2025-03-13Consultation Policy Statement application SREP guidelines on fund managers
2025-01-27DNB Supervision under the European Green Bond Regulation
2024-11-19Consultation SIRA Good Practices
2024-08-21Liquidity requirement for investment firms
2024-07-04External chairperson hearing committee fit & proper decisions
2024-07-04Clarification on calculating K-factors for investment firms under the IFR
2024-07-04External confidential advisor fit & proper assessments
2024-07-01Licence application process for issuers of asset-referenced tokens under MiCAR
2024-07-01Costs of application for licence
2024-07-01Application form for authorisation to offer or seek admission to trading of an asset-referenced token
2024-07-01How to apply successfully for an issuer of asset-referenced tokens licence
2024-05-27DNB Good Practice on Integration of Climate-Related Risk Considerations into Banks’ Risk Management
2024-02-01Q&A Additional own funds for payment institutions and electronic money institutions
2024-01-25Results of Consultation on Q&A Regarding Supervisory Boards at Payment and Electronic Money Institutions
2023-12-18Q&A on definition of promotional lender
2023-12-12Good Practices for Sub-Merchants
2023-12-04Single licence for insurers
2023-10-25Good practices Guidance on prudential reporting for investment firms and investment fund managers
2023-10-18Consultation DNB Wwft Q&As and Good Practices
2023-08-23DNB applies proportionality to recovery plans of small and medium-sized banks
2023-07-13Operation of a Dutch pension scheme by a pension institution from another Member State: Budapest Protocol
2023-07-12Application form for permission to use an internal model for market risk or counterparty credit risk calculation
2023-07-12Notification Obligation for Implicit Support in Securitisation Transactions
2023-07-12Payment services agent – Information to be provided for notification
2023-07-12Health insurers
2023-07-12Exchange transactions from one euro denomination to another
2023-07-12Adequacy of professional indemnity insurance for AIFMs
2023-07-12Legislation and regulations governing market access for insurers
2023-07-12Q&A on external auditors' notification and information duties for payment and electronic money institutions
2023-07-12Application process timeline
2023-07-12Exchange institutions – cash to non-cash transactions
2023-07-12Application process for authorisation
2023-07-12Non-cash to cash transactions
2023-07-12Payment institutions: Cross-border services
2023-07-12Exchange services using a credit card or debit card
2023-07-12Pillar 2: Single ORSA
2023-07-12Customer Identity Verification for Currency Exchange Transactions
2023-07-12ECB and DNB Roles in Fit and Proper Assessments for Banks
2023-07-07DNO application - success factors
2023-07-07Outsourcing by banks, payment institutions and electronic money institutions
2023-07-07iForum initiatives
2023-07-07Q&A Information Security
2023-07-06Public warning in the Financial Supervision Act
2023-07-06Protocol of De Nederlandsche Bank N.V. and the Netherlands Competition Authority on concentrations in the financial sector in crisis situations
2023-07-05Penalty and Disclosure Regime for De Facto Directors and Legal Entities
2023-07-05Enforcement Policy of the AFM and DNB
2023-06-29Supervisory disclosure
2023-06-27Qualifying Holding Declaration of No Objection
2023-06-14Solvency II: Pillar 2 – ORSA
2023-06-14Solvency II: General notes
2023-06-14Q&A Climate-related risks and insurers
2023-06-14Solvency II Governance System Requirements for Insurance Companies
2023-06-13European Banking Authority Factsheet
2023-06-09Order subject to penalty under the Wft, Pw, Wtt, Wwft and Sw
2023-06-01Reciprocation of the Norwegian systemic risk buffer
2023-05-11EIOPA Colleges of Supervisors – 10 Common Principles
2023-05-11Factsheet on prudential points of interest in applications and in ongoing supervision
2023-05-11Factsheet Investment holding company
2023-03-14Solvency II: Pillar 3
2023-02-20Solvency II Basic authorisation
2022-12-23Bankruptcy of Credit Institutions and Insurers
2022-12-23Limitation of the power of disposal
2022-12-23Solvency II: Supervisory Review Process
2022-12-23Solvency II: Pillar 1 - Standard formula
2022-12-23Q&A on the application of the LEI code for Solvency II insurers
2022-12-23Declaration of incompetence of external auditor or actuary
2022-12-23Solvency II: Group supervision
2022-12-14Good Practice Betaalinstellingen Gambling & Gaming
2022-12-01Fees charged upon application
2022-12-01Application fees for trust office licences
2022-11-24Due diligence requirements for account information services (service 8)
2022-11-24Customer due diligence of end users by providers of Payment service 8
2022-11-24Transaction monitoring requirements for payment initiation services
2022-11-24Transaction monitoring requirements for account information services (service 8)
2022-11-24Customer due diligence requirements for payment initiation services (service 7)
2022-11-11Initial screening for second-tier senior officers
2022-11-11Explanatory Notes for Trust Office License Application Form
2022-10-24Guide to managing climate and environmental risks
2022-09-16Sanctions check
2022-09-16Guideline on the Anti-Money Laundering and Anti-Terrorist Financing Act and the Sanctions Act
2022-08-30Reciprocation of the Belgian systemic risk buffer
2022-08-29Reciprocation of the German systemic risk buffer
2022-07-12Q&A on recognition of risk mitigation techniques using reinsurance contracts in the Solvency II Standard Formula
2022-07-11DNB supervision on covered bonds
2022-07-07Assessment of the leverage used in funding the acquisition or expansion of a qualifying holding
2022-06-22Explanatory notes on quarterly reporting requirements for structural FX positions under CRR Article 352(2)
2022-03-31EMIR - Clearing obligation
2022-03-18Application fees for electronic money institutions
2022-03-18What is an electronic money institution
2022-03-18Processing Times for Electronic Money Institution Authorisation Applications
2022-03-18Legislation and regulations governing market access for electronic money institutions
2022-03-17Application process timeline
2022-02-25Consultation on the revised countercyclical capital buffer framework
2022-02-23Monitoring compliance with the rules and regulations on recirculation of euro banknotes and coins – requirements and sanctions
2022-02-23Monitoring compliance with the recirculation of euro banknotes and coins – cash supervision
2022-02-23Monitoring compliance with the rules and regulations on recirculation of euro banknotes and coins – enforcement policy
2022-02-23Reporting issues relating to interfaces for access to payment accounts
2022-02-23Monitoring compliance with the rules and regulations on recirculation of euro banknotes and coins – cash handler requirements
2022-02-22Definition of 'Flexible System' for Administrative Fines
2022-01-20Application process for credit institution authorization
2022-01-20Licence application
2022-01-18Forms and formats for supervisory applications
2021-12-21DNB Application of ESA and Joint Committee Guidelines and Recommendations
2021-12-13Q&A: Investment Firm Application for Permission to Calculate Own Delta
2021-12-08Opinion on UK prudential supervision for the purposes of Section 130(f) and 134(2) of the Bgfo
2021-12-03Q&A on IFR/IFD Counterparty Credit Risk Permissions
2021-11-19Consultation: draft Q&A, Sanctions Act screening by crypto service providers
2021-09-30Reciprocated foreign macroprudential measures
2021-09-10Q&A: Use of Ancillary Own Funds in Solvency II
2021-07-14IFR/IFD - Solo exemptions
2021-06-16IFR/IFD – concentration risk
2021-06-16IFR/IFD – qualifying holdings
2021-06-16IFR/IFD – Disclosure
2021-04-29Ban on cross-border services by third-country insurers in the Netherlands
2021-04-15Consultation on Supervisory Regulation on Sound Remuneration Policies
2021-03-09Approval requirement for financial holding companies
2021-03-02Change in position
2021-03-02Climate-related risks integrated into fit and proper assessments
2021-02-22UBO reputation test
2021-01-26Good Practice Integrity Risk Appetite
2021-01-08IFR/IFD – Permission to use K-CMG
2020-12-10DNB's application of the ECB Guide on climate-related and environmental risks for banks
2020-12-08Q&A and Good practices on the role of deferred taxes in Solvency II
2020-10-05IFR/IFD – Voluntary application of CRR (opt-in)
2020-10-05Q&A on applying for the group capital test under the IFR
2020-10-05Q&A on IFR/IFD liquidity requirements for investment firms
2020-10-05Q&A: ICAAP and ILAAP requirements for small and non-interconnected investment firms
2020-09-23Introduction of IFR/IFD
2020-09-10Sample questions for fitness assessments under the Financial Supervision Act
2020-07-11Consolidation of credit institutions in Solvency II reports
2020-07-01DNB Guidance on Obstacles in Redirection-Based Customer Journeys for Dedicated Interfaces
2020-04-01Q&A Integration of climate-related risk considerations into banks’ risk management
2020-04-01Good Practice Integration of climate-related risk considerations into banks’ risk management
2020-02-28EIOPA Guidelines on Outsourcing to Cloud Service Providers
2020-02-27Costs of applying for authorisation of an exchange institution
2019-11-26DNB expectations for payment service providers regarding strong customer authentication
2019-11-21Account information services provision and other business activities
2019-11-19Q&A on Solvency II Treatment of National Mortgage Guarantee
2019-11-12Account information services licence requirements in cases involving outsourcing or multiple parties
2019-10-15Consultation Regulation on risk weighting for mortgage loans
2019-10-07Portfolio transfers
2019-09-26DNB supervision under the Securitisation Regulation
2019-09-05Banking Package: Main changes of CRD/CRR/BRRD/SRMR review
2019-08-28Q&A Do subscriptions qualify as insurance
2019-08-28Q&A – Secure business payment procedures and protocols
2019-07-25ASPSPs allowed to offer customer dashboards for TPP consent management
2019-07-22Good practice intragroup-relationships in the insurance sector
2019-07-16Q&A on PSD2 Services 7 and 8 for Banks Authorizing Third Parties
2019-07-16ASPSPs are not required to check EU passporting status of TPPs
2019-05-20Booklet on LSI Supervision
2019-04-18Declarations of no-objection for group companies
2019-04-04Initial assessment – reputation assessment
2019-03-11Consultation on Good Practices for Tax Integrity Risk Management
2019-02-25Cross-border activities of Dutch pension funds
2019-02-25Transfer of Foreign Pension Rights to the Netherlands
2019-02-25European Pensions Directive 2016/2341/EU
2019-02-25Procedure for international individual value transfer to a non-EU/non-EEA institution
2019-02-25International individual transfer of the value of a Dutch pension right to a foreign pension institution
2019-02-11Q&A on Payment Service Provision and Payment Transactions Which Are Not Self-Contained
2019-01-02Licensing requirements for companies providing trust services
2018-12-24Feedback Statement: Q&A on Whether Warranties in Purchase Agreements Qualify as Insurance
2018-12-17Mitigation of underwriting risks
2018-12-13Key functions with operational independence and proportional set-up
2018-09-20Healthy balance sheet conditions for covered bonds
2018-09-12Definition of Sanctionable Legal Entities
2018-09-12Balance of Payments Reporting Instructions 2022 (RI 2022)
2018-09-12Criteria and Determination of Non-Compliant Parties' Ability to Pay
2018-09-12Application of the 'una via' principle to de facto directors
2018-09-12Repetition of an offence and its consequences
2018-09-12Covenant on administrative fines and criminal-law sanctions
2018-09-12Repayment of unlawfully obtained gain
2018-09-12Imposition of fines on de facto directors after legal entity liquidation
2018-09-12External Financial Relations Act 1994 (Wfbb)
2018-09-12Possibility of fines for offence imposed on legal entity and natural person instructing or directing commission
2018-09-12Q&A: Does directorship automatically constitute de facto directorship
2018-08-07Initial assessment in the context of a DNO application – documents to be submitted