Superintendencia del Mercado de Valores (Peru)

1,293 documents, newest first — showing 1,201–1,293.

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• 2024-01-19Resolution No. 004-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-01-19Resolution of the General Intendancy of Supervision of Entities No. 003-2024-SMV/10.2
• 2024-01-18Resolution of the General Intendancy of Supervision of Entities No. 002-2024-SMV/10.2
• 2024-01-18Resolution No. 001-2024-SMV/10 sanctioning Credicorp Capital Sociedad Agente de Bolsa S.A.
• 2024-01-16Superintendent Resolution No. 006-2024-SMV/02
• 2024-01-16Resolution No. 001-2024-SMV/10.2: Exclusion of Two Mutual Funds from the Public Registry of the Securities Market
• 2024-01-10Resolution No. 001-2024-SMV/11 of the Deputy Superintendency of Market Conduct Supervision
• 2024-01-10Superintendent Resolution No. 002-2024-SMV/02
• 2024-01-09Circular No. 023-2024-SMV/11.1: Updated Minimum Amounts for 2024
• 2024-01-09Circular No. 014-2024-SMV/11.1: Updated Minimum Amounts for 2024
• 2024-01-04Resolution of the General Intendancy of Conduct Supervision of the SMV No. 001-2024-SMV/11.1
• 2023-11-23Law on the Prevention and Mitigation of Conflicts of Interest in the Access and Exit of Public Service Personnel
• 2023-07-19Supreme Decree No. 082-2023-PCM Approving the Regulations of Law No. 31564 on Prevention and Mitigation of Conflict of Interest in Public Service Access and Exit
• 2023-07-11Resolution of the General Directorate of Research and Innovation No. 001-2023
• 2023-05-28Legislative Decree No. 1565, General Law on the Improvement of Regulatory Quality
• 2023-02-10Supreme Decree No. 020-2023
• 2022-12-16Supreme Decree No. 009-2022-JUS
• 2022-11-05Law Modifying Article 207 of Law 27444, General Administrative Procedure Law, to Reduce the Term for Resolving Reconsideration Appeals
• 2022-07-03Law No. 31506 and Law No. 31507
• 2022-03-04General Directorate of Research and Innovation Intendancy Resolution No. 001-2022
• 2021-12-17Supreme Decree No. 185-2021-PCM Creating the Public Sector Due Diligence Platform
• 2021-12-15General Directorate of Research and Innovation Resolution No. 002-2021
• 2021-12-10Supreme Decree No. 180-2021-PCM Approving the Executive Branch Integrity Strategy for 2022 to Prevent Acts of Corruption
• 2021-08-10Supreme Decree No. 002-2020-JUS modifying the Regulations of Legislative Decree No. 1327 establishing protection measures for whistleblowers of corruption and sanctioning bad faith complaints
• 2021-08-09General Directorate of Research and Innovation Resolution No. 001-2021
• 2021-07-21Law No. 31299
• 2021-06-23Law No. 31227 Transferring Competence to the Comptroller General of the Republic for Control and Sanction of Sworn Statements of Interest
• 2021-04-03Supreme Decree No. 063-2021-PCM: Regulation on Regulatory Quality Improvement and Guidelines for Ex-Ante Regulatory Impact Analysis
• 2020-05-15Urgency Decree No. 056-2020
• 2019-12-10Supreme Decree No. 021-2019-JUS
• 2019-07-01Supreme Decree No. 120-2019-PCM Approving the Regulations of Law No. 28024 on the Management of Interests in Public Administration
• 2019-01-09Supreme Decree No. 002-2019-JUS: Regulations of the Law Regulating the Administrative Liability of Legal Entities
• 2018-12-14SMV Resolution No. 035-2018-SMV/01 approving the Sanctions Regulation
• 2018-12-06Law No. 30879 - Public Sector Budget Law for Fiscal Year 2019
• 2018-11-09Supreme Decree No. 020-2017-JUS - Regulations of Law 27693
• 2018-11-06Law No. 27693 Creating the Financial Intelligence Unit - Peru
• 2018-09-16Legislative Decree No. 1448
• 2018-05-09Supreme Decree Approving the Regulations of Law No. 30737 Ensuring Immediate Payment of Civil Compensation to the Peruvian State in Corruption and Related Crime Cases
• 2018-04-26Supreme Decree No. 044-2018-PCM
• 2018-03-12Law No. 30737 on the Payment of Civil Reparation in Favor of the Peruvian State
• 2018-03-10Supreme Decree No. 003-2018-JUS Approving the National Plan against Money Laundering and Terrorist Financing 2018-2021
• 2017-12-24Law No. 27649: Law Amending Legislative Decree No. 861, Securities Market Law
• 2017-11-03Resolution of the General Superintendence for Prudential Compliance No. 091-2017
• 2017-09-14Supreme Decree No. 092-2017-PCM Approving the National Policy on Integrity and the Fight against Corruption
• 2017-04-14Supreme Decree No. 010-2017-JUS Approves Regulations for Legislative Decree No. 1327 on Whistleblower Protection Against Corruption and Bad-Faith Reporting
• 2017-01-06Legislative Decree No. 1327
• 2016-10-25Resolution of the General Intendancy for Compliance with Conducts No. 002-2016
• 2016-04-21Law No. 30424. Law Regulating the Administrative Liability of Legal Entities in Criminal Proceedings (Updated Dec. 2024)
• 2016-01-05Law No. 30372: Public Sector Budget Law for Fiscal Year 2016
• 2015-02-13Superintendent Resolution No. 023-2015-SMV/02 approving the Single Text of Administrative Procedures (TUPA) of the Securities Market Superintendence
• 2014-06-30SMV Resolution No. 014-2014-SMV/01 approving the Policy on dissemination of regulatory projects, general legal rules, regulatory agenda and other administrative acts of the SMV
• 2011-11-09Law No. 27588 Establishing Prohibitions and Incompatibilities for Public Officials and State Service Providers
• 2011-11-09Supreme Decree No. 019-2002-PCM
• 2011-07-28Law No. 29781 on Strengthening the Supervision of the Securities Market
• 2011-07-27CONASEV Resolution No. 062-2011
• 2011-07-22Conasev Resolution No. 060-2011
• 2011-07-22CONASEV Resolution No. 061-2011
• 2011-07-20CONASEV Resolution No. 059-2011
• 2011-07-20Conasev Resolution No. 058-2011
• 2011-07-03Personal Data Protection Law (Law No. 29733)
• 2011-06-30Conasev Resolution No. 052-2011
• 2011-06-30Conasev Resolution No. 051-2011
• 2011-06-30Conasev Resolution No. 053-2011
• 2011-06-30CONASEV Resolution No. 050-2011
• 2011-06-30Conasev Resolution No. 054-2011
• 2011-06-30CONASEV Resolution No. 057-2011
• 2011-06-17CONASEV Resolution No. 047-2011
• 2011-06-13CONASEV Resolution No. 045-2011
• 2011-06-10CONASEV Resolution No. 044-2011
• 2011-05-27Conasev Resolution No. 041-2011
• 2011-05-25CONASEV Resolution No. 039-2011
• 2011-05-25Conasev Resolution No. 040-2011
• 2011-05-24CONASEV Resolution No. 038-2011
• 2011-05-23Conasev Resolution No. 036-2011
• 2011-05-23CONASEV Resolution No. 035-2011
• 2011-05-23Conasev Resolution No. 037-2011
• 2011-05-09Conasev Resolution No. 033-2011
• 2011-05-03CONASEV Resolution No. 032-2011
• 2011-04-27Conasev Resolution No. 031-2011
• 2011-04-22Supreme Decree No. 038-2011-PCM Approving the Regulations of Law No. 29542 on Protection of Whistleblowers in the Administrative Sphere and Effective Collaboration in the Penal Sphere
• 2011-04-13Supreme Decree No. 057-2011-PCM
• 2011-04-07CONASEV Resolution No. 029-2011
• 2010-06-22Whistleblower Protection Law No. 29542
• 2009-06-22Urgency Decree No. 067-2009
• 2006-04-18Law No. 28716 - Internal Control Law of State Entities
• 2005-04-18Supreme Decree No. 033-2005-PCM Approving the Regulation of the Law of the Code of Ethics of Public Service
• 2005-04-14Law No. 28496 - Amendment to the Law on the Code of Ethics for Public Service
• 2003-06-23Law No. 28024: Law Regulating the Management of Interests in Public Administration
• 2002-08-02Law No. 27806 on Transparency and Access to Public Information
• 2002-07-22Law on the Code of Ethics for Public Service
• 2000-07-30Regulation of the Law on the Prohibition of Appointment and Hiring of Personnel in the Public Sector in Cases of Kinship
• 1997-04-15Law No. 26771: Establishes prohibition on appointing and contracting public sector personnel in cases of kinship
• 1992-12-30Organic Law of the SMV No. 26126-2012