Superintendencia del Mercado de Valores (Peru)

1,293 documents, newest first — showing 1,001–1,200.

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• 2024-06-18Deputy Superintendent Resolution No. 033-2024-SMV/10 sanctioning Plan Rentable Perú S.A.C. with a fine of 1 UIT for two serious infractions
• 2024-06-17Deputy Superintendent Resolution SMV No. 033-2024-SMV/11
• 2024-06-17Circular No. 198-2024-SMV/11.1 on IFRS Compliance in Financial Statements of Securities Issuers
• 2024-06-17Resolution of the General Intendancy of Supervision of Entities No. 083-2024-SMV/10.2
• 2024-06-14SMV General Intendancy Resolution No. 043-2024-SMV/11.1
• 2024-06-12Resolution of the General Intendancy of Entity Supervision No. 079-2024-SMV/10.2
• 2024-06-11Deputy Superintendency Resolution SMV No. 030-2024-SMV/10
• 2024-06-11SMV General Intendancy Resolution No. 042-2024-SMV/11.1
• 2024-06-11Resolution of the General Intendancy of Supervision of Entities No. 082-2024-SMV/10.2
• 2024-06-10Resolution of the General Intendancy of Supervision of Entities No. 080-2024-SMV/10.2
• 2024-06-10Resolution No. 029-2024-SMV/10 of the Deputy Superintendency of Prudential Supervision: Sanction of Plan Rentable Perú S.A.C.
• 2024-06-10Resolution of the General Intendancy of Supervision of Entities No. 081-2024-SMV/10.2
• 2024-06-06Circular No. 183-2024-SMV/11.1 on Monthly Disclosure of Financial Derivative Instruments Positions
• 2024-06-03SMV General Intendancy Resolution No. 041-2024-SMV/11.1
• 2024-06-03Resolution No. 078-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-05-31Resolution of the General Intendancy of Supervision of Entities No. 077-2024-SMV/10.2
• 2024-05-29Resolution of the General Intendancy of Supervision of Entities No. 076-2024-SMV/10.2
• 2024-05-29Resolution No. 075-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-05-29Resolution No. 072-2024-SMV/10.2 Approving Amendments to the Simplified Prospectus and Annex to the Participation Regulation of the Mutual Fund IF Oportunidad Soles FMIV
• 2024-05-29Resolution of the General Intendancy of Supervision of Entities No. 074-2024-SMV/10.2
• 2024-05-29Resolution No. 073-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-05-28Resolution of the General Intendancy of Supervision of Entities No. 071-2024-SMV/10.2
• 2024-05-28Circular No. 179-2024-SMV/11.1: Reminder to Risk Rating Companies on Submission of Updated Risk Rating Reports Using Audited FY2023 Financial Information
• 2024-05-27Resolution of the General Intendancy of Supervision of Entities No. 070-2024-SMV/10.2
• 2024-05-27Resolution of the General Superintendent of Conduct Supervision No. 040-2024-SMV/11.1
• 2024-05-24Resolution No. 065-2024-SMV/10.2 of the General Intendancy of Entity Supervision
• 2024-05-24General Intendancy Resolution No. 039-2024-SMV/11.1: Ex Officio Exclusion of the First Petroperú Short-Term Instruments Program from the Public Registry of the Securities Market
• 2024-05-24Resolution of the General Superintendency of Supervision of Entities No. 064-2024-SMV/10.2
• 2024-05-24Resolution of the General Intendancy of Supervision of Entities No. 066-2024-SMV/10.2
• 2024-05-24Resolution of the General Intendancy of Supervision of Entities No. 067-2024-SMV/10.2
• 2024-05-24Resolution of the General Intendancy of Supervision of Entities No. 068-2024-SMV/10.2
• 2024-05-24Resolution of the General Intendancy of Supervision of Entities No. 069-2024-SMV/10.2
• 2024-05-24SMV Resolution No. 007-2024-SMV/01 amending literals j) and m) of Annex B of the Common Rules for entities requiring authorization of organization and operation from the SMV
• 2024-05-23SMV Resolution No. 006-2024-SMV/01 amending the Regulations for Operations on the Stock Exchange Floor of the Lima Stock Exchange
• 2024-05-23Resolution No. 063-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-05-22Resolution of the General Superintendent of Conduct Supervision No. 038-2024-SMV/11.1
• 2024-05-22Superintendency Resolution Adjunct SMV No. 030-2024-SMV/11
• 2024-05-17Resolution of the General Intendancy of Supervision of Entities No. 062-2024-SMV/10.2
• 2024-05-16Resolution No. 029-2024-SMV/11 Sanctioning Dunas Energía S.A.A. with a Reprimand for Late Disclosure of the Appointment of Its External Auditor
• 2024-05-16Supreme Decree No. 007-2024-JUS: Regulations of the Law on Transparency and Access to Public Information
• 2024-05-14Resolution No. 061-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-05-13Deputy Superintendency Resolution No. 026-2024-SMV/10 Sanctioning Grupo Coril Sociedad Agente de Bolsa S.A. with a Fine for Late Submission of Financial Statements
• 2024-05-13Superintendent Resolution No. 057-2024-SMV/02
• 2024-05-13Resolution of the General Intendancy of Supervision of Entities No. 060-2024-SMV/10.2
• 2024-05-13Resolution of the General Intendancy of Supervision of Entities No. 059-2024-SMV/10.2
• 2024-05-10Resolution of the General Intendancy of Supervision of Entities No. 058-2024-SMV/10.2
• 2024-05-10Resolution of the General Intendancy of Supervision of Entities No. 057-2024-SMV/10.2
• 2024-05-10Circular No. 138-2024-SMV/11.1: Reminder to issuers of the general regime to disseminate the monthly position in derivative financial instruments as a material fact
• 2024-05-10Resolution of the General Intendancy of Supervision of Entities No. 056-2024-SMV/10.2
• 2024-05-09Resolution of the General Intendancy of Supervision of Entities No. 055-2024-SMV/10.2
• 2024-05-09Resolution of the General Intendancy of Supervision of Entities No. 053-2024-SMV/10.2
• 2024-05-09Resolution of the General Intendancy of Supervision of Entities No. 054-2024-SMV/10.2
• 2024-05-09General Intendence Resolution SMV No. 037-2024-SMV/11.1: Registration of the Second Framework Prospectus of the First Program of Negotiable Deposit Certificates of CMAC Cusco
• 2024-05-08Resolution No. 025-2024-SMV/10 of the Deputy Superintendency of Prudential Supervision: Sanction of Promotora OPCION S.A. EAFC
• 2024-05-06Superintendent Resolution No. 055-2024-SMV/02
• 2024-05-03Resolution of the General Intendancy of Entity Supervision No. 051-2024-SMV/10.2
• 2024-05-03Resolution No. 024-2024-SMV/10 sanctioning Autoplan Empresa Administradora de Fondos Colectivos S.A. with a fine of 2 UIT for four infractions
• 2024-05-03Resolution No. 050-2024-SMV/10.2 Approving Amendments to the Simplified Prospectus and Participation Regulations Annex of the Mutual Fund PHI Deuda Internacional FMIV
• 2024-05-03Resolution of the General Intendancy of Supervision of Entities No. 052-2024-SMV/10.2
• 2024-05-02Resolution No. 046-2024-SMV/10.2 approving amendments to the simplified prospectus and annex to the participation regulations of the mutual fund Scotia Fondo de Fondos Acciones US FMIV
• 2024-05-02Resolution of the General Intendancy of Supervision of Entities No. 047-2024-SMV/10.2
• 2024-05-02Resolution of the General Intendancy of Supervision of Entities No. 048-2024-SMV/10.2
• 2024-05-02Circular No. 131-2024-SMV/11.1: Reminder to Bondholders' Representatives of the Deadline for Submitting the Report on Compliance with Issuance or Sale Conditions
• 2024-05-02Resolution of the General Intendancy of Supervision of Entities No. 049-2024-SMV/10.2
• 2024-04-30Resolution of the General Intendancy of Supervision of Entities No. 045-2024-SMV/10.2
• 2024-04-30Resolution No. 036-2024-SMV/11.1 of the General Superintendency of Conduct Supervision: Exclusion of COFIDE's "Second Issue" Securities from the Public Registry of the Securities Market and the Lima Stock Exchange Securities Registry
• 2024-04-30General Intendence Resolution SMV No. 035-2024-SMV/11.1
• 2024-04-30General Intendence Resolution SMV No. 034-2024-SMV/11.1
• 2024-04-26Resolution No. 021-2024-SMV/10: Fine on Grupo CORIL Sociedad Titulizadora S.A. for Late Response to a Bondholder Claim
• 2024-04-25General Superintendent's Office Resolution No. 033-2024-SMV/11.1
• 2024-04-25Resolution of the General Intendancy of Supervision of Entities No. 042-2024-SMV/10.2
• 2024-04-25Resolution No. 044-2024-SMV/10.2 approving amendments to the simplified prospectus and annex to the participation regulations of the mutual fund Sura Renta Dólares FMIV, renamed Fondo de Fondos SURA Renta Dólares FMIV
• 2024-04-25Resolution of the General Intendancy of Supervision of Entities No. 043-2024-SMV/10.2
• 2024-04-24Resolution No. 020-2024-SMV/10 of the Deputy Superintendency of Prudential Supervision
• 2024-04-24Resolution of the General Intendancy of Supervision of Entities No. 041-2024-SMV/10.2
• 2024-04-24Resolution of the General Intendancy of Entity Supervision No. 040-2024-SMV/10.2
• 2024-04-23Resolution of the General Intendancy of Supervision of Entities No. 039-2024-SMV/10.2
• 2024-04-22General Intendence Resolution SMV No. 032-2024-SMV/11.1
• 2024-04-19General Intendence Resolution SMV No. 031-2024-SMV/11.1
• 2024-04-19Resolution of the General Intendancy of Supervision of Entities No. 038-2024-SMV/10.2
• 2024-04-18Resolution of the General Superintendency of Conducts SMV No. 029-2024-SMV/11.1
• 2024-04-18General Intendancy of Conduct Supervision Resolution No. 030-2024-SMV/11.1
• 2024-04-17Deputy Superintendent Resolution No. 017-2024-SMV/10
• 2024-04-16Superintendent Resolution No. 045-2024-SMV/02
• 2024-04-12Deputy Superintendency Resolution No. 027-2024-SMV/11 Lifting the Suspension of the Prior Public Tender Offer by Niagara Energy S.A.C. for Shares of Enel Generación Perú S.A.A.
• 2024-04-12Resolution of the General Intendancy of Entity Supervision No. 036-2024-SMV/10.2
• 2024-04-12Resolution No. 037-2024-SMV/10.2 of the General Intendancy of Supervision of Entities
• 2024-04-11Resolution of the General Intendancy of Supervision of Entities No. 035-2024-SMV/10.2
• 2024-04-10General Superintendency Resolution of the Intendancy No. 028-2024-SMV/11.1
• 2024-04-09General Intendence Resolution SMV No. 026-2024-SMV/11.1
• 2024-04-09General Intendence Resolution SMV No. 027-2024-SMV/11.1
• 2024-04-09Resolution of the General Intendancy of Supervision of Entities No. 034-2024-SMV/10.2
• 2024-04-05General Superintendency Resolution of the Intendancy No. 025-2024-SMV/11.1
• 2024-04-03Resolution of the General Intendancy of Supervision of Entities No. 033-2024-SMV/10.2
• 2024-04-03Resolution of the General Intendancy of Supervision of Entities No. 028-2024-SMV/10.2
• 2024-04-03Resolution of the General Intendancy of Supervision of Entities No. 029-2024-SMV/10.2
• 2024-04-03Resolution of the General Intendancy of Entity Supervision No. 030-2024-SMV/10.2
• 2024-04-03Resolution of the General Intendancy of Entity Supervision No. 032-2024-SMV/10.2
• 2024-04-03Resolution of the General Intendancy of Supervision of Entities No. 031-2024-SMV/10.2
• 2024-04-02Circular No. 101-2024-SMV/11.1 on Monthly Reporting of Derivative Financial Instruments
• 2024-04-01General Intendancy of Conduct Supervision Resolution No. 020-2024-SMV/11.1
• 2024-04-01General Superintendency Resolution SMV No. 024-2024-SMV/11.1
• 2024-04-01General Superintendency Resolution No. 023-2024-SMV/11.1: Exclusion of Banco GNB Perú Subordinated Bonds from the Public Registry
• 2024-04-01Superintendent Resolution No. 038-2024-SMV/02 dismissing Autoplan's appeal against sanction resolution SMV No. 056-2023-SMV/10
• 2024-04-01General Superintendent's Office Resolution No. 021-2024-SMV/11.1
• 2024-04-01Resolution of the General Superintendent of Conduct Supervision No. 022-2024-SMV/11.1
• 2024-04-01Superintendent Resolution No. 036-2024-SMV/02 declaring the appeal filed by Autoplan Empresa Administradora de Fondos Colectivos S.A. unfounded
• 2024-04-01Superintendent's Resolution No. 037-2024-SMV/02 declaring the appeal filed by Autoplan Empresa Administradora de Fondos Colectivos S.A. unfounded
• 2024-04-01Superintendent's Resolution No. 039-2024-SMV/02 dismissing Autoplan's appeal against sanction for breaches of a collective fund administration contract
• 2024-03-27Resolution No. 022-2024-SMV/11 of the Deputy Superintendency of Market Conduct Supervision
• 2024-03-25Deputy Superintendency Resolution No. 014-2024-SMV/10 sanctioning Internacional de Títulos Sociedad Titulizadora S.A.-Intertítulos ST
• 2024-03-22Resolution No. 021-2024-SMV/11 of the Deputy Superintendency of Market Conduct Supervision: Reconsideration Appeal by Casa Grande S.A.A.
• 2024-03-22Superintendency Resolution No. 013-2024-SMV/10
• 2024-03-21Resolution No. 020-2024 sanctioning Agroindustrias San Jacinto S.A.A. with a reprimand for late submission of audited consolidated annual financial statements
• 2024-03-21General Intendancy Resolution of Supervision of Entities No. 027-2024-SMV/10.2
• 2024-03-20Resolution No. 012-2024-SMV/10 of the Deputy Superintendency of Prudential Supervision: Archiving of Sanctioning Procedure against Promotores e Inversiones Investa S.A. Sociedad Agente de Bolsa
• 2024-03-20Regulation of the MVNet System and SMV Virtual
• 2024-03-20SMV Resolution No. 003-2024-SMV/01 amending the Internal Regulations for Registration and Exclusion of Securities in the Securities Registry of the Lima Stock Exchange
• 2024-03-19Superintendency Adjunct Resolution SMV No. 019-2024-SMV/11
• 2024-03-18Superintendency Resolution Adjunct SMV No. 016-2024-SMV/11
• 2024-03-18Superintendency Resolution Adjunct SMV No. 017-2024-SMV/11
• 2024-03-18Resolution of the General Intendancy of Supervision of Entities No. 026-2024-SMV/10.2
• 2024-03-15Circular No. 090-2024-SMV/11.1: Reminder to Risk Rating Companies on Submission of Audited Individual Annual Financial Information
• 2024-03-13Superintendent Resolution No. 031-2024-SMV/02
• 2024-03-13Superintendent Resolution No. 030-2024-SMV/02
• 2024-03-13Superintendency Adjunct Resolution SMV No. 015-2024-SMV/11
• 2024-03-12Superintendency Resolution Adjunta SMV No. 013-2024-SMV/11
• 2024-03-12Resolution of the General Intendancy of Entity Supervision No. 025-2024-SMV/10.2
• 2024-03-11Resolution of the General Intendancy of Supervision of Entities No. 024-2024-SMV/10.2
• 2024-03-11Resolution of the General Superintendent of Conduct Supervision SMV No. 019-2024-SMV/11.1
• 2024-03-08Resolution No. 014-2024-SMV/11.1: Delisting of COFIDE's First Issue of the Fifth Debt Instruments Program
• 2024-03-08Resolution of the General Intendancy of Conduct Supervision No. 016-2024-SMV/11.1
• 2024-03-08General Intendancy Resolution SMV No. 015-2024-SMV/11.1
• 2024-03-08General Intendancy Resolution SMV No. 017-2024-SMV/11.1
• 2024-03-07Superintendent Resolution No. 023-2024-SMV/02 dismissing Autoplan's appeal against Deputy Superintendence Resolution No. 052-2023-SMV/10
• 2024-03-07Superintendent Resolution No. 024-2024-SMV/02 approving amendments to the bylaws of CAVALI S.A. I.C.L.V.
• 2024-03-07Superintendent Resolution No. 025-2024-SMV/02 approving amendments to the social statute of the Lima Stock Exchange S.A.
• 2024-03-07Deputy Superintendency Resolution SMV No. 011-2024-SMV/10
• 2024-03-07Resolution of the General Intendancy of Conduct Supervision of the SMV No. 013-2024-SMV/11.1
• 2024-03-06Circular No. 76-2024-SMV/11.1 on Disclosure of Audit Firm Appointment for Fiscal Year 2024
• 2024-03-05Resolution of the General Intendancy of Supervision of Entities No. 023-2024-SMV/10.2
• 2024-03-04Superintendent's Resolution No. 021-2024-SMV/02 declaring the appeal filed by Autoplan Empresa Administradora de Fondos Colectivos S.A. unfounded
• 2024-03-04Superintendent Resolution No. 019-2024-SMV/02
• 2024-03-01Superintendent Resolution No. 020-2024-SMV/02
• 2024-03-01Superintendency Adjunct Resolution SMV No. 011-2024-SMV/11
• 2024-03-01Circular No. 075-2024-SMV/11.1 on the Monthly Position in Derivative Financial Instruments
• 2024-02-27General Intendancy Resolution for the Supervision of Entities No. 021-2024-SMV/10.2
• 2024-02-27General Intendancy Resolution SMV No. 012-2024-SMV/11.1
• 2024-02-26Superintendent Resolution No. 017-2024-SMV/02
• 2024-02-24Resolution of the General Superintendency of Supervision of Entities No. 020-2024-SMV/10.2
• 2024-02-23SMV General Intendancy Resolution No. 011-2024-SMV/11.1
• 2024-02-23Deputy Superintendency Resolution No. 008-2024-SMV/10 sanctioning Autoplan Empresa Administradora de Fondos Colectivos S.A.
• 2024-02-22Resolution of the General Intendancy of Supervision of Entities No. 019-2024-SMV/10.2
• 2024-02-20General Intendancy Resolution No. 010-2024-SMV/11.1 on the Exclusion of Subordinated Bonds from the Public Registry of the Securities Market
• 2024-02-20Deputy Superintendency Resolution No. 007-2024-SMV/10 sanctioning Faro Capital Sociedad Administradora de Fondos S.A.
• 2024-02-19General Intendancy Resolution No. 009-2024-SMV/11.1 on the Exclusion of BBVA Banco Continental's Sixth Corporate Bond Program and Its Issues from the Public Registry of the Securities Market
• 2024-02-19SMV Deputy Superintendency of Prudential Supervision Resolution No. 006-2024-SMV/10
• 2024-02-16SMV General Intendancy Resolution No. 008-2024-SMV/11.1
• 2024-02-16General Directorate of Supervision Resolution SMV No. 006-2024-SMV/11.1
• 2024-02-16Resolution No. 005-2024-SMV/10 of the Deputy Superintendency of Prudential Supervision
• 2024-02-15SMV General Intendancy of Conduct Supervision Resolution No. 004-2024-SMV/11.1
• 2024-02-15General Intendancy of Conduct Supervision Resolution No. 005-2024-SMV/11.1
• 2024-02-14Circular No. 066-2024-SMV/11.1 on Submission and Dissemination of Financial Information by Risk Rating Companies
• 2024-02-13Circular No. 053-2024-SMV/11.1 on the Presentation of Financial Statements, Annual Report and Management Report for 2024
• 2024-02-13Circular No. 060-2024-SMV/11.1 on the Presentation of Financial Statements, Annual Report and Management Report for 2024
• 2024-02-13Resolution of the General Intendancy of Supervision of Entities No. 018-2024-SMV/10.2
• 2024-02-13Circular No. 063-2024-SMV/11.1: Information Obligations for Issuers under the Alternative Securities Market Regime (MAV)
• 2024-02-13Circular No. 056-2024-SMV/11.1 on Information Presentation Obligations for General Regime Issuers
• 2024-02-13Circular No. 055-2024-SMV/11.1 on Information Obligations for Foreign Securities Issuers
• 2024-02-13Circular No. 057-2024-SMV/11.1 on Information Obligations of Issuers under the Registration and Exclusion Regulation
• 2024-02-13Circular No. 065-2024-SMV/11.1 on the Submission and Dissemination of Financial Statements and Annual Report by Structuring Entities
• 2024-02-13Circular No. 058-2024-SMV/11.1: Information Obligations for Issuers in Liquidation
• 2024-02-13Circular No. 059-2024-SMV/11.1 on Information Obligations for Junior Company II Issuers in the Venture Capital Segment
• 2024-02-13Circular No. 054-2024-SMV/11.1 on Information Obligations for Issuers of Domestic Securities
• 2024-02-12Resolution of the General Intendancy of Supervision of Entities No. 017-2024-SMV/10.2
• 2024-02-08Resolution of the General Intendancy of Supervision of Entities No. 016-2024-SMV/10.2
• 2024-02-07Superintendencia Adjunta Resolution SMV No. 010-2024-SMV/11
• 2024-02-06Resolution No. 015-2024-SMV/10.2 excluding the SURA Renta Periódica II Dólares FMIV mutual fund from the Public Registry of the Securities Market
• 2024-02-05Resolution of the General Intendancy of Supervision of Entities No. 013-2024-SMV/10.2
• 2024-02-05Resolution of the General Intendancy of Supervision of Entities No. 012-2024-SMV/10.2
• 2024-02-05Superintendent Resolution No. 014-2024-SMV/02
• 2024-02-05Resolution of the General Intendancy of Supervision of Entities No. 014-2024-SMV/10.2
• 2024-02-02Superintendent Resolution No. 012-2024-SMV/02
• 2024-02-02Circular No. 051-2024-SMV/11.1 on the monthly derivative position material fact
• 2024-02-02SMV Resolution No. 001-2024-SMV/01 approving public consultation of the draft Regulation of the MVNet System and SMV Virtual
• 2024-02-02Superintendent Resolution No. 011-2024-SMV/02: Automatic Revocation of Faro Capital Sociedad Administradora de Fondos S.A.'s Operating Authorization as an Investment Fund Management Company
• 2024-02-01Deputy Superintendency Resolution SMV No. 003-2024-SMV/11: Sanction of JCR Latino América Empresa Clasificadora de Riesgo S.A.
• 2024-01-31Resolution of the General Intendancy of Supervision of Entities No. 010-2024-SMV/10.2
• 2024-01-31Resolution of the General Intendancy of Supervision of Entities No. 011-2024-SMV/10.2
• 2024-01-31Resolution of the General Intendancy of Supervision of Entities No. 009-2024-SMV/10.2
• 2024-01-30Resolution of the General Intendancy of Supervision of Entities No. 007-2024-SMV/10.2
• 2024-01-30Resolution of the General Intendancy of Supervision of Entities No. 008-2024-SMV/10.2
• 2024-01-29SMV General Intendancy of Conduct Supervision Resolution No. 003-2024: Registration of Copen Inversiones S.A. Common Shares
• 2024-01-29Superintendent Resolution No. 008-2024-SMV/02 approving the 2024 Early Agenda of the Superintendency of the Securities Market
• 2024-01-29Resolution of the General Intendancy of Supervision of Entities No. 006-2024-SMV/10.2
• 2024-01-29Intendancy General Resolution of Entity Supervision No. 005-2024-SMV/10.2
• 2024-01-26Superintendency Resolution Adjunct SMV No. 008-2024-SMV/11: Correction of a clerical error in Superintendency Resolution Adjunct SMV No. 005-2024-SMV/11
• 2024-01-23Deputy Superintendency Resolution SMV No. 007-2024-SMV/11
• 2024-01-22Intendencia General Resolution SMV No. 002-2024-SMV/11.1
• 2024-01-19Resolution No. 003-2024-SMV/10 of the Deputy Superintendency of Prudential Supervision: Sanction of Pandero S.A. EAFC