Comissão de Valores Mobiliários

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• 2014-10-25CVM Resolution No. 105 of January 22, 1991
• 2014-10-25CVM Resolution No. 523 of July 13, 2007
• 2014-10-16CVM Instruction No. 553 of October 16, 2014
• 2014-10-09CVM Instruction No. 552 of October 9, 2014 (Revoked)
• 2014-09-25CVM Instruction 551 (Repealed)
• 2014-09-15Circular Letter CVM/SEP 03/14
• 2014-09-15Circular Letter CVM/SIN 04/2014
• 2014-09-02CVM Circular Letter CVM/SMI/SIN 04/14
• 2014-07-17CVM Instruction No. 550 of July 17, 2014
• 2014-06-27Circular Letter CVM/SIN No. 3/2014: Extension of Deadline for Submission of Investment Fund Information and Periodic Documents
• 2014-05-28Circular Letter CVM/SMI/SIN 03/2014
• 2014-05-16CVM Circular Letter No. 003/2014
• 2014-05-16CVM Circular Letter 04/2014
• 2014-05-06CVM Instruction 548 (Revoked)
• 2014-05-02Circular Letter CVM/SIN/SNC 01/14
• 2014-04-28CVM Circular Letter No. 002/2014
• 2014-04-11Circular Letter CVM/SMI/SIN 02/2014 Regarding CORECON Resolution No. 601
• 2014-03-31Circular Letter CVM/SMI 01/2014
• 2014-03-21Circular Letter CVM/SEP 02/14
• 2014-02-19Circular Letter CVM/SIN 01/2014
• 2014-02-06Circular Letter CVM/SEP 01/14
• 2014-02-05CVM Instruction No. 547 of February 5, 2014
• 2014-02-03CVM Instruction No. 546 of February 3, 2014
• 2014-01-29CVM Instruction 545 (Repealed)
• 2014-01-15Circular Letter CVM/SMI/SIN 01/14
• 2013-12-23Circular Letter CVM/SNC GNA 02/13
• 2013-12-20CVM Instruction No. 543 of December 20, 2013, as Amended by CVM Instructions No. 582/16, 599/18, and 604/18
• 2013-12-20CVM Instruction No. 544 of December 20, 2013
• 2013-12-20CVM Instruction No. 542 of December 20, 2013, with Amendments Introduced by CVM Instructions No. 599/18 and 604/18
• 2013-12-20CVM Instruction No. 541 of December 20, 2013, as amended by CVM Instructions No. 569/15 and 588/17 and CVM Resolutions No. 6/20 and 8/20
• 2013-12-12Circular Letter CVM/SMI/SIN 03/2013
• 2013-12-12Circular Letter CVM/SMI/SIN 04/2013
• 2013-11-26CVM Instruction No. 540 of November 26, 2013
• 2013-11-13CVM Instruction No. 539 of November 13, 2013, as amended by CVM Instructions No. 554/14, 593/17, and 604/18
• 2013-11-04Circular Letter CVM/SIN No. 11/2013: XML Standard Archive for Investment Fund Key Information Sheet
• 2013-10-23CVM Instruction No. 538 of October 23, 2013
• 2013-10-18Circular Office CVM/SIN 10/2013
• 2013-09-16CVM Instruction No. 537 of September 16, 2013 (Revoked)
• 2013-09-06Circular Letter CVM/SIN No. 9/2013 – Investment Fund Transformation
• 2013-09-02Circular Letter CVM/SIN No. 7/2013
• 2013-08-23Circular Letter CVM/SMI/SIN 02/2013
• 2013-07-22Circular Letter CVM/SRE 01/2013
• 2013-07-17Circular Letter CVM/SIN No. 8/2013
• 2013-06-28CVM Instruction No. 535 of June 28, 2013
• 2013-06-14Circular Letter CVM/SOI 01/13
• 2013-06-11Circular Letter CVM/SIN/SNC 02/2013
• 2013-06-04CVM Instruction No. 534 of June 4, 2013
• 2013-05-03Circular Letter CVM/SMI/SIN 01/2013
• 2013-04-26Circular Letter CVM/SIN 06/13
• 2013-04-24CVM Instruction No. 533 of April 24, 2013
• 2013-03-27CVM Instruction No. 532 of March 27, 2013 (Revoked)
• 2013-03-07Circular Letter CVM/SIN No. 05/2013
• 2013-03-04Circular Letter CVM/SIN No. 4/2013
• 2013-02-28Circular Letter CVM/SEP 01/2013: General Guidelines on Procedures for Publicly Held and Foreign Companies
• 2013-02-08Circular Letter CVM/SNC GNA 01/2013
• 2013-02-06CVM Instruction No. 531 of February 6, 2013 (Revoked)
• 2013-02-05Circular Letter CVM/SIN No. 3/2013
• 2013-02-05Circular Letter CVM/SIN/SNC No. 01/2013
• 2013-01-31Circular Letter CVM/SIN 02/2013
• 2013-01-11Circular Letter CVM/SIN 01/2013: Registration and Operation of Credit Rating Agencies – CVM Instruction No. 521/2012
• 2012-12-11CVM Circular Letter CVM/SIN 06/2012
• 2012-12-07Circular Letter CVM/SMI/SIN 04/2012
• 2012-12-04Circular Letter CVM/SIN/SNC 01/2012: Guidance on Duties and Responsibilities of Administrators and Independent Auditors in Preparing and Disclosing Accounting Information of Credit Rights Investment Funds (FIDC)
• 2012-11-12Circular Letter CVM/SIN/SEP 01/12
• 2012-11-07Circular Letter CVM/SIN 05/12
• 2012-11-01CVM Instruction No. 529 of November 1, 2012 (Revoked)
• 2012-10-23CVM Instruction No. 528 of October 23, 2012
• 2012-10-04CVM Instruction No. 527 of October 4, 2012
• 2012-10-04Explanatory Note to CVM Instruction 527
• 2012-10-01Circular Letter CVM/SEP 05/2012
• 2012-09-28CVM/SMI Circular Letter 04/2012
• 2012-09-12Circular Letter CVM/SIN No. 04/2012: Guidelines on Investment Fund Operations, Non-Resident Investor Registration, and Portfolio Management Activities
• 2012-09-10CVM Instruction No. 525 of September 10, 2012
• 2012-08-31CVM Circular Letter CVM/SMI/SIN 03/2012
• 2012-08-13Circular Letter CVM/SIN 03/2012
• 2012-08-09Circular Letter CVM/SMI/SIN 02/12
• 2012-07-26Circular Letter CVM/SEP No. 004/2012
• 2012-07-02CVM Circular Letter CVM/SMI 01/12
• 2012-06-06Circular Letter CVM/SIN 02/2012
• 2012-05-28CVM Instruction No. 523 of May 28, 2012 (Revoked)
• 2012-05-09Circular Letter CVM/SEP 03/2012
• 2012-05-08CVM Instruction 522 of May 8, 2012
• 2012-04-25CVM Instruction No. 521 of April 25, 2012 (Revoked)
• 2012-04-16Instruction CVM 520 (Revoked)
• 2012-03-29CVM Circular Letter CVM/SMI/SIN 01/2012
• 2012-03-26Circular Letter CVM/SEP 02/2012: General Guidelines on Procedures for Publicly Traded and Foreign Companies
• 2012-03-22Circular Letter CVM/SEP 01/2012 - New Version of Empresas.net Program - Version 5.0
• 2012-01-26CVM Instruction No. 519 of January 26, 2012
• 2012-01-25Circular Letter CVM/SIN GIE 01/2012
• 2011-12-29CVM Instruction 515 (Repealed)
• 2011-12-29CVM Instruction No. 517 of December 29, 2011
• 2011-12-29CVM Instruction No. 516 of December 29, 2011
• 2011-12-27CVM Instruction 514 (Revoked) - Determination of Additional Disclosure of Information on Related Party Transactions
• 2011-12-26CVM Instruction 513 (Revoked)
• 2011-12-05CVM Instruction No. 511 of December 5, 2011
• 2011-12-05CVM Instruction No. 510 of December 5, 2011 (Revoked)
• 2011-11-16CVM Instruction No. 509 of November 16, 2011
• 2011-10-19CVM Instruction No. 508 of October 19, 2011
• 2011-09-29CVM Instruction No. 507, of September 29, 2011, Amends CVM Instruction No. 400, of December 29, 2003
• 2011-09-27CVM Instruction 505: Norms and Procedures for Securities Operations in Regulated Markets
• 2011-09-27CVM Instruction 612 (Revoked)
• 2011-09-27CVM Instruction 506 (Repealed)
• 2011-09-22CVM Orienting Opinion 37
• 2011-09-21CVM Instruction No. 504, of September 21, 2011, on Information Submission to the Credit Information System (SCR) by Investment Funds, as amended
• 2011-09-20CVM Instruction No. 503 of September 20, 2011 (Revoked)
• 2011-09-01Circular Letter CVM/SIN/SNC 01/2011
• 2011-09-01CVM Instruction No. 502 of September 1, 2011
• 2011-09-01Explanatory Note to CVM Instruction No. 502 of September 1, 2011
• 2011-08-22Circular Letter CVM/SIN No. 03/2011
• 2011-07-20Joint Decision BACEN/CVM 09/01
• 2011-07-15CVM Instruction No. 501 of July 15, 2011 (Revoked)
• 2011-07-15CVM Instruction No. 500 of July 15, 2011
• 2011-07-13CVM Instruction No. 499 of July 13, 2011
• 2011-06-13CVM Instruction No. 498 of June 13, 2011 (Repealed)
• 2011-06-03CVM Instruction No. 497 of June 3, 2011, as amended by Instructions No. 515/11, 593/17, and 610/19: Regulation of Autonomous Investment Agent Activities
• 2011-05-17Circular Letter CVM/SIN No. 02/2011: Adaptation of Investment Clubs to New Regulation
• 2011-05-11CVM Instruction No. 496 of May 11, 2011
• 2011-05-10Circular Letter CVM/SEP 06/2011
• 2011-05-10Circular Letter CVM/SEP 07/2011: General Guidelines for Preparing the Reference Form
• 2011-04-28Circular Letter CVM/SNC/SEP No. 003/2011
• 2011-04-20CVM Instruction No. 494 of April 20, 2011 (Revoked)
• 2011-04-20CVM Instruction No. 495 of April 20, 2011 (Revoked) - Preparation and Disclosure of Investment Club Financial Statements
• 2011-04-11Circular Letter CVM/SMI 01/11
• 2011-04-11Joint Decision BACEN/CVM 08/11
• 2011-03-31Circular Letter CVM/SEP 05/11: General Guidelines for Preparing the Reference Form
• 2011-03-24CVM Instruction No. 493 of March 24, 2011
• 2011-03-15Circular Letter CVM/SEP 04/2011: General Guidelines on Procedures for Publicly Traded Companies and Foreign Issuers
• 2011-03-04Circular Letter CVM/SNC/SEP No. 002/2011
• 2011-02-24Circular Letter CVM/SNC/SEP No. 001/2011
• 2011-02-23CVM Instruction No. 492 of February 23, 2011
• 2011-02-22CVM Instruction No. 491 of February 22, 2011
• 2011-02-10Circular Letter CVM/SIN No. 01/2011
• 2011-01-24CVM Instruction No. 490 of January 24, 2011
• 2011-01-18Circular Letter CVM/SEP 03/2011: General Guidelines for Institutions Authorized by the Central Bank Regarding DFP and ITR Forms and Financial Statements for the Fiscal Year Ended 12/31/2010
• 2011-01-14Explanatory Note to CVM Instruction No. 489
• 2011-01-14CVM Instruction No. 489 of January 14, 2011
• 2011-01-05Circular Letter CVM/SEP 01/11
• 2011-01-05Circular Letter CVM/SEP 02/2011
• 2010-12-30Joint Decision SPC/CVM 13/10
• 2010-12-16CVM Instruction 488 (Revoked) - Amendments to Instructions 400, 476, and 480
• 2010-11-25CVM Instruction No. 487 of November 25, 2010
• 2010-11-17CVM Instruction No. 486 of November 17, 2010
• 2010-11-08Circular Letter CVM/SIN No. 04/2010
• 2010-10-15Circular Letter CVM/SIN No. 03/2010
• 2010-09-01CVM Instruction No. 485 of September 1, 2010
• 2010-08-02Circular-Office CVM/SNC GNA 01/2010
• 2010-07-21CVM Instruction No. 484 of July 21, 2010
• 2010-07-06CVM Instruction No. 483 of July 6, 2010 (Revoked)
• 2010-07-01Circular Letter CVM/SNC/SEP No. 002/2010
• 2010-06-28Circular Letter CVM/SEP 06/10: New Version of the Program for Completing and Submitting the Reference Form – Empresas.net – Version 2.1
• 2010-06-15Circular Letter CVM/SIN 02/2010
• 2010-06-01Circular Letter CVM/SEP 05/2010
• 2010-06-01Circular Letter CVM/SEP 04/10: Program for Completing and Submitting the Reference Form
• 2010-04-05CVM Instruction 482 (Repealed)
• 2010-03-31Circular Letter CVM/SNC/SEP No. 01/2010
• 2010-03-12Circular Letter CVM/SEP 03/2010
• 2010-03-02Circular Letter CVM/SEP 02/10
• 2010-01-19Circular Letter CVM/SEP 01/10
• 2010-01-08CVM/SIN Circular Letter 01/2010
• 2009-12-17CVM Instruction No. 481 of December 17, 2009 (Revoked)
• 2009-12-07CVM Instruction No. 479 of December 7, 2009
• 2009-12-07CVM Instruction 480 (Repealed) - Registration of Issuers of Securities Admitted to Trading on Regulated Markets
• 2009-10-08Circular Letter CVM/SIN/SNC 03/2009: Constitution of Provision for Doubtful Collection Credit Rights in FIDC Funds
• 2009-09-11CVM Instruction No. 478 of September 11, 2009
• 2009-09-02CVM/SNC Circular Letter No. 12/2009
• 2009-08-26CVM/SRE Circular Letter 01/2009: Prior Approval of Advertising Material for Public Distribution Offers of Securities
• 2009-08-17Circular Letter CVM/SMI 02/09
• 2009-06-30Circular Letter CVM/SEP 04/09
• 2009-06-23CVM Orienting Opinion 36
• 2009-06-19Circular Letter CVM/SIN No. 02/2009
• 2009-05-12Circular Letter CVM/SEP 03/2009: New Version 9.1 of the ITR/DFP/IAN System (CVMWIN)
• 2009-05-05Circular Letter CVM/SNC/SEP 02/2009
• 2009-04-30Circular Letter CVM/SIN No. 01/2009
• 2009-03-24Circular Letter CVM/SEP 02/09
• 2009-03-13CVM Circular Letter SMI No. 001/09
• 2009-03-02Joint Decision BACEN/CVM 17/09
• 2009-01-30Circular Letter CVM/SNC/SEP No. 01/2009
• 2009-01-28CVM Instruction No. 477 of January 28, 2009 (Revoked)
• 2009-01-16CVM Instruction 476 (Revoked) - Public Offerings of Securities with Restricted Efforts
• 2009-01-14Circular Letter CVM/SEP 01/2009
• 2008-12-17CVM Instruction No. 475 of December 17, 2008
• 2008-12-17Explanatory Note to CVM Instruction No. 475 of December 17, 2008
• 2008-11-25Circular Letter CVM/SIN 04/08
• 2008-11-18CVM Instruction No. 474 of November 18, 2008
• 2008-11-04CVM Instruction No. 473 of November 4, 2008
• 2008-09-01CVM Orienting Opinion No. 35 of September 1, 2008
• 2008-08-08CVM Instruction No. 471 of August 8, 2008, with amendments introduced by CVM Instruction No. 575/16 and CVM Resolution No. 3/20
• 2008-08-07Circular Letter CVM/SIN No. 3/2008: Guidelines on Procedures for the Operation, Administration, and Distribution of Investment Fund Shares
• 2008-05-07Joint Decision SPC/CVM 12/08
• 2008-05-06CVM Instruction No. 470 of May 6, 2008
• 2008-05-02Explanatory Note to CVM Instruction 469
• 2008-05-02CVM Instruction 469 of May 2, 2008 (Repealed) - Application of Law No. 11,638 of December 28, 2007
• 2008-04-30Circular Letter CVM/SIN 02/08
• 2008-04-18CVM Instruction No. 468 of April 18, 2008
• 2008-04-10CVM Instruction 467 of April 10, 2008 (Revoked)
• 2008-04-03Circular Letter CVM/SNC 06/2008
• 2008-04-03CVM/SNC Circular Letter 07/2008
• 2008-04-02Circular Letter CVM/SIN No. 01/2008
• 2008-03-14Circular Letter CVM/SEP 01/08
• 2008-03-12CVM Instruction No. 466 of March 12, 2008