Comissão de Valores Mobiliários

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2021-02-26Circular Letter CVM/SEP 01/21
2021-02-25CVM Resolution No. 23 of February 25, 2021
2021-02-25CVM Resolution No. 20, of February 25, 2021, with amendments introduced by CVM Resolutions No. 179/23 and 216/24
2021-02-25CVM Resolution No. 22 of February 25, 2021
2021-02-25CVM Resolution No. 19 of February 25, 2021, with amendments introduced by CVM Resolution No. 179/23
2021-02-25CVM Resolution No. 21 of February 25, 2021, with amendments introduced by Resolutions 162/22, 167/22, 179/23 and 209/24
2021-02-23Circular Letter CVM/SIN 02/21
2021-02-18Circular Letter CVM/SIN 01/21
2021-02-11CVM Resolution 18 (Revoked) - Approval of Technical Pronouncements Review Document No. 17
2021-02-09CVM Resolution No. 17 of February 9, 2021, with amendments introduced by CVM Resolutions No. 162/22 and 226/25
2021-02-09CVM Resolution No. 16 of February 9, 2021
2021-01-29Circular Letter CVM/SNC/SEP No. 01/2021
2021-01-19CVM Resolution No. 15 of January 19, 2021
2021-01-05Circular Letter CVM/SMI/SIN 01/2021
2020-12-14Circular Letter CVM/SMI/SIN 04/2020
2020-12-09CVM Resolution No. 14 of December 9, 2020
2020-12-03Circular Letter CVM/SMI/SOI 01/2020
2020-12-01Circular Letter CVM/SMI 08/2020: Offering of Electronic Counterparty Search Systems by Intermediaries
2020-12-01CVM Circular Letter SNC/SEP No. 04/2020
2020-11-18CVM Resolution 12 on the Preparation and Disclosure of Investment Club Financial Statements
2020-11-18CVM Resolution No. 11 of November 18, 2020, as amended by CVM Resolution No. 179/23
2020-11-11Circular Letter CVM/SIN 13/2020: Clarifications on the Professional Activity of Securities Analysts under CVM Instruction 598/18
2020-11-04Circular Letter CVM/SIN 12/2020: New System for Submission of Periodic and Occasional Information by Credit Rights Investment Funds
2020-11-03CVM Resolution 10: Regulation of Companies Benefiting from Tax Incentive Resources
2020-10-29Circular Letter CVM/SEP No. 10/2020: Extension of Use of Empresas.NET System Version 16.0
2020-10-27CVM Resolution No. 9 of October 27, 2020, with amendments introduced by CVM Resolution No. 185/23
2020-10-16Circular Letter CVM/SEP 09/20
2020-10-14Circular Letter CVM/SMI/SIN No. 3/2020
2020-10-14CVM Resolution No. 8 of October 14, 2020, with amendments introduced by CVM Resolutions No. 15/21, 61/21, and 162/22
2020-10-09Circular Letter CVM/SRE 05/20
2020-09-30CVM Resolution No. 7 of September 30, 2020
2020-09-21Circular Letter CVM/SEP 08/2020
2020-09-14CVM Resolution No. 6 on the Issuance and Distribution of Audiovisual Investment Certificates
2020-08-31Circular Letter CVM/SMI/SIN 02/2020
2020-08-27CVM Resolution No. 5 of August 27, 2020
2020-08-26Circular Letter CVM/SEP 07/20
2020-08-26Circular Letter No. 7/2020-CVM/SMI on Autonomous Agent Remuneration Based on RLP Spread
2020-08-20CVM Resolution No. 4 of August 20, 2020
2020-08-20Circular Letter CVM/SIN 11/20: Guidance on Operations with Funding Instruments Linked to Active Operations (CDBV, LFV, and LCIV)
2020-08-18Circular Letter CVM/SMI 06/2020
2020-08-14Joint Circular CVM/SIN/SPREV No. 4/2020
2020-08-11CVM Resolution No. 3 of August 11, 2020
2020-08-10Circular Letter CVM/SIN 10/2020: New Platform for Submitting Daily Reports of Investment Funds
2020-08-06CVM Resolution No. 1 of August 6, 2020
2020-08-06CVM Resolution 2
2020-08-04Circular Letter CVM/SMI 05/2020
2020-07-30Circular Letter CVM/SMI 04/2020
2020-07-14Circular Letter CVM/SEP 06/2020
2020-07-06Joint Circular CVM/SEP/SRE No. 01/2020
2020-07-03Circular Letter CVM/SEP 05/2020
2020-06-29Circular Letter CVM/SIN 09/2020
2020-06-22CVM Instruction No. 627 of June 22, 2020
2020-05-18Circular Letter CVM/SIN 08/2020
2020-05-15CVM Instruction No. 626 of May 15, 2020 - Rules for the Establishment and Operation of an Experimental Regulatory Environment (Regulatory Sandbox)
2020-05-14CVM Instruction No. 625 of May 14, 2020
2020-05-13CVM Instruction No. 624 of May 13, 2020
2020-05-05CVM Instruction No. 623 (Repealed)
2020-04-17CVM Instruction No. 622 of April 17, 2020 (Revoked)
2020-04-16Circular Letter CVM/SNC/SEP No. 03/2020
2020-04-16Circular Letter CVM/SEP No. 4/2020
2020-04-13Circular Letter CVM/SIN 07/2020: New Version of the Quarterly Report
2020-04-09Circular Letter CVM/SNC/GNA 01/2020
2020-04-09Circular Letter CVM/SEP 03/2020
2020-04-08Circular Letter CVM/SMI 03/2020
2020-04-07CVM Resolution No. 850 of April 7, 2020
2020-03-31CVM Deliberation No. 849 of March 31, 2020
2020-03-26Circular Letter CVM/SIN 06/2020: Interpretation of Regulatory Provisions Applicable to Investment Funds
2020-03-26CVM Deliberation No. 848 of March 25, 2020
2020-03-18Circular Letter CVM/SRE 03/2020
2020-03-17CVM Instruction No. 621 of March 17, 2020
2020-03-17CVM Instruction No. 620 of March 17, 2020 (Revoked)
2020-03-13Circular Letter CVM/SMI 02/2020
2020-03-13Circular Letter CVM/SRE 02/2020
2020-03-10Circular Letter CVM/SNC/SEP No. 02/2020: Effects of Coronavirus on Financial Statements
2020-03-09Circular Letter CVM/SIN 05/20
2020-03-05Circular Letter CVM/SRE 01/2020
2020-02-28Circular Letter CVM/SEP 02/2020
2020-02-27Circular Letter CVM/SIN 04/2020: Acquisition of Financial Assets Abroad and Disclosure of Investment Fund Advertising Information
2020-02-12Circular Letter CVM/SIN 03/20
2020-02-06CVM Instruction No. 619 (Repealed)
2020-02-05Circular Letter CVM/SEP 01/2020: New Features and Update of the Empresas.NET System - Version 16.0
2020-02-05Circular Letter CVM/SNC/SEP No. 01/2020
2020-02-04Circular Letter CVM/SIN 02/20
2020-01-28CVM Instruction No. 618 of January 28, 2020
2020-01-17Circular Letter CVM/SMI/SIN 01/2020
2020-01-09Circular Letter CVM/SIN 01/20
2019-12-18Circular Letter CVM/SMI 09/2019
2019-12-18Circular Letter CVM/SNC/SEP No. 02/2019: Guidance on Relevant Aspects of CPC 06 (R2) - IFRS 16 for Lessee Financial Statements
2019-12-09Circular Letter CVM/SMI 08/2019
2019-12-05CVM Resolution 50 of August 31, 2021, with Amendments Introduced by CVM Resolutions 179/23 and 245/26
2019-12-05Explanatory Note to CVM Instruction 617
2019-12-03CVM Instruction No. 617 of December 5, 2019: Prevention of Money Laundering and Terrorist Financing in the Securities Market
2019-12-03CVM Instruction No. 616 of December 3, 2019 (Revoked)
2019-11-08Circular Letter CVM/SMI 07/2019
2019-10-25Circular Letter CVM/SIN 12/2019
2019-10-18Circular Letter CVM/SMI 06/2019
2019-10-11Circular Letter CVM/SMI No. 5/2019
2019-10-02Circular Letter CVM/SIN 11/2019
2019-10-02CVM Instruction No. 615 of October 2, 2019, with changes introduced by CVM Resolution No. 82/22
2019-09-23Circular Letter CVM/SEP 07/2019 - Update of the Empresas.NET System - Version 15.0.0.2
2019-09-16Joint Circular CVM/SIN/SMI 04/19
2019-09-09Circular Letter CVM/SIN 10/2019
2019-09-03CVM Instruction No. 614 of September 3, 2019
2019-09-02Circular Letter CVM/SIN 09/2019
2019-08-30CVM Instruction No. 613 of August 30, 2019
2019-08-15CVM Instruction No. 611, of August 15, 2019, Amending CVM Instruction No. 308
2019-08-13Circular Letter CVM/SEP 06/2019
2019-08-07Circular Letter No. 1/2019-CVM/SMI
2019-08-05CVM Instruction No. 610, of August 5, 2019, Amending CVM Instruction No. 497
2019-07-24Circular Letter CVM/SIN 08/2019: Submission of Periodic and Occasional Information for CRA and CRI Emissions via Fundos.NET
2019-07-23Circular Letter CVM/SEP 05/2019
2019-06-25CVM Instruction No. 608 of June 25, 2019
2019-06-25CVM Instruction No. 609, of June 25, 2019, with amendments introduced by CVM Resolutions No. 13/20, 19/21, 21/21 and 82/22 (Revoked)
2019-06-19Circular Letter CVM/SIN No. 07/2019
2019-06-17CVM Instruction No. 607 of June 17, 2019 (Revoked)
2019-06-14Circular Letter CVM/SIN 06/2019
2019-06-04Circular Letter CVM/SMI/SIN 03/2019
2019-05-20Joint Circular Letter CVM/SIN/SMI No. 2/2019
2019-05-17Circular Letter CVM/SIN/SNC 02/19
2019-05-17Circular Letter CVM/SEP 04/2019
2019-04-30CVM Resolution No. 818 of April 30, 2019
2019-04-30Joint Circular CVM/SEP/SRE No. 01/2019
2019-04-26Circular Letter CVM/SIN 05/2019: ICVM 555 Fund Transformation Functionality and SGF System Improvements
2019-04-25Circular Letter CVM/SNC/GNA No. 01/2019
2019-03-25CVM Instruction No. 606 of March 25, 2019
2019-03-15Circular Letter CVM/SIN 03/2019
2019-03-01Circular Letter CVM/SIN 02/2019
2019-02-28Circular Letter CVM/SEP 03/2019
2019-02-27CVM/SRE Circular Letter 02/2019
2019-02-22Circular Letter CVM/SIN 01/2019
2019-02-19Circular Letter CVM/SEP 02/2019
2019-02-19Circular Letter CVM/SRE 01/2019: Guidelines on the Application of CVM Resolution 809/2019
2019-02-19CVM Resolution No. 809 of February 19, 2019
2019-02-08Joint Circular Letter CVM/SIN/SPREV No. 3/2019
2019-02-01Circular Letter CVM/SEP 01/2019: New Features of the Empresas.NET System
2019-01-18Circular Letter CVM/SIN/SNC No. 1/2019
2019-01-11CVM Circular Letter 01/2019: Guidance on Financial Statement Aspects for the Fiscal Year Ended December 31, 2018
2019-01-10Joint Circular CVM/SIN/SMI No. 01/2019
2019-01-08Joint Circular No. 1/2019/CVM/SEP/SIN/SMI/SNC/SRE
2018-12-27Circular Letter CVM/SEP No. 11/2018: Update of the Empresas.NET System Version 14.0
2018-12-20CVM Instruction No. 51 of June 9, 1986, with amendments introduced by CVM Instruction No. 604/18
2018-12-17Joint Circular CVM/SIN/SOI No. 1/2018
2018-12-17Circular Letter CVM/SEP 10/2018
2018-12-14Circular Letter No. 4/2018-CVM/SMI
2018-12-13CVM Instruction No. 604 of December 13, 2018, with amendments introduced by CVM Resolutions No. 21/21 and 60/21
2018-12-03Joint Circular No. 2/2018/CVM/SIN/SPREV
2018-11-30Circular Letter CVM/SIN No. 12/2018
2018-11-29Circular Letter CVM/SMI/SIN 03/2018
2018-11-09Circular Letter CVM/SRE 03/2018
2018-10-31CVM Instruction No. 603, of October 31, 2018, Amends Provisions of CVM Instructions No. 414, of December 30, 2004, No. 480, of December 7, 2009, and No. 600, of August 1, 2018
2018-10-29Circular Letter CVM/SEP 09/2018
2018-09-28Circular Letter CVM/SEP No. 8/2018: Postponement of Empresas.NET System Functionality
2018-09-25CVM Orientation Opinion No. 38: Fiduciary Duties of Administrators Regarding Indemnity Agreements with Publicly Held Companies
2018-09-19Circular Letter CVM/SIN 11/2018
2018-09-17Circular Letter CVM/SIN 10/2018: Liquidity Management of Investment Funds
2018-08-29Circular Letter CVM/SMI/SIN 02/18
2018-08-28Circular Letter CVM/SIN 09/2018: Changes to Procedures for Portfolio Administration Accreditation Requests
2018-08-27Provides for the Public Offering of Hotel Collective Investment Contracts
2018-08-23CVM Instruction No. 601, of August 23, 2018, Amending CVM Instructions No. 400 and No. 476
2018-08-22Joint Circular No. 1/2018/CVM/SIN/SPREV
2018-08-06Circular Letter CVM/SEP 07/18
2018-08-03Circular Letter CVM/SEP No. 6/2018: New System Features
2018-08-01CVM Instruction No. 600 on Agribusiness Receivables Certificates (CRA) Public Distribution Regime and Amendments to Other CVM Instructions
2018-07-27CVM Instruction No. 599, of July 27, 2018, Amending CVM Instruction No. 510, CVM Instruction No. 542, and CVM Instruction No. 543
2018-06-27Circular Letter CVM/SEP No. 5/2018
2018-06-25Circular Letter CVM/SIN 07/2018
2018-06-13Circular Letter CVM/SEP No. 04/2018
2018-06-08Circular Letter CVM/SIN 06/2018
2018-05-10Circular Letter CVM/SIN 05/2018
2018-05-03CVM Instruction No. 598, of May 3, 2018, Provides for the activity of securities analyst (Revoked)
2018-04-26CVM Instruction No. 597 of April 26, 2018
2018-04-06Circular Letter CVM/SIN 04/18
2018-03-26Circular Letter CVM/SMI/SIN 01/2018
2018-03-19Circular Letter CVM/SEP No. 3/2018: Update of Empresas.NET System Version 13.0
2018-03-07Circular Letter CVM/SIN 03/2018
2018-03-01Circular Letter CVM/SRE 02/2018: Extension of Deadline for Submission of Trustee Registration Form
2018-02-28Circular Letter CVM/SEP 02/18
2018-02-27CVM/SRE Circular Letter 01/18
2018-02-23Circular Letter CVM/SEP/SRE 01/18
2018-02-07CVM Instruction No. 596 of February 7, 2018
2018-01-31Circular Letter CVM/SIN No. 2/2018
2018-01-30CVM Instruction No. 595 of January 30, 2018
2018-01-29Circular Letter CVM/SEP 01/18
2018-01-17Circular Letter CVM/SNC/GNA No. 01/2018: Clarifications Regarding Auditor Performance in the Securities Market
2018-01-12Circular Letter CVM/SIN 01/2018: Investment by Investment Funds Regulated by CVM Instruction No. 555/14 in Cryptocurrencies
2018-01-10CVM Circular Letter 01/2018: Guidance on Aspects to Be Observed in Preparing Financial Statements for the Fiscal Year Ended December 31, 2017
2017-12-27Circular Letter CVM/SMI/SIN 05/17
2017-12-20CVM Instruction No. 594 of December 20, 2017
2017-12-19Circular Letter CVM/SIN 04/17
2017-12-15Circular Letter CVM/SEP No. 4/2017
2017-12-13Circular Letter CVM/SMI-SIN 04/17
2017-11-17CVM Instruction No. 593 of November 17, 2017, with amendments introduced by CVM Resolution No. 21/21
2017-10-26CVM Instruction No. 591 of October 26, 2017 (Revoked)
2017-09-11CVM Instruction No. 590 of September 11, 2017
2017-08-21Circular Letter CVM/SMI 02/17
2017-08-18CVM Instruction No. 589 of August 18, 2017
2017-07-28Circular Letter CVM/SMI-SIN 03/2017
2017-07-20Circular Letter CVM/SIN/SNC 01/2017
2017-07-14CVM Circular Letter 02/2017
2017-07-13CVM Instruction No. 588 of July 13, 2017 (Revoked)