Connecticut Department of Banking

996 documents, newest first — showing 201–400.

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2023-01-20Bulletin 3074 - January 20, 2023
2023-01-13Consent Order Regarding Radius Global Solutions LLC
2023-01-06Bulletin 3072 - January 6, 2023
2022-12-31Winter 2022 Securities Bulletin
2022-12-30Bulletin 3071 - December 30, 2022
2022-12-23Consent Order: The Hop Knot Franchising Corp. and Michael T. Boney
2022-12-16Bulletin 3069 - December 16, 2022
2022-12-09Bulletin 3068 - December 9, 2022
2022-12-02Bulletin 3067 - December 2, 2022
2022-11-25Bulletin 3066 - November 25, 2022
2022-11-18Bulletin 3065 - November 18, 2022
2022-11-11Amended and Restated Temporary Order to Cease and Desist and Order to Make Restitution against Commonwealth Servicing Group, LLC and Lendah LLC
2022-11-04Consent Order: Imperial Multisolutions LLC d/b/a Imperial Envios
2022-10-28Stipulation and Agreement: Hudson Bay Capital Management LP
2022-10-21Bulletin 3061 - October 21, 2022
2022-10-14Bulletin 3060 - October 14, 2022
2022-09-30Bulletin 3058 - September 30, 2022
2022-09-30State of Connecticut Department of Banking Securities Bulletin Fall 2022
2022-09-23Bulletin 3057 - September 23, 2022
2022-09-16Consent Order Regarding Torrington Wireless LLC
2022-09-09Bulletin 3055 - September 9, 2022
2022-09-02Bulletin 3054 - September 2, 2022
2022-08-26Order Revoking Consumer Collection Agency License, Cease and Desist, and Imposing Civil Penalty
2022-08-19Bulletin 3052 - August 19, 2022
2022-08-12Stipulation and Agreement: Aldwych Securities LLC
2022-08-05Bulletin 3050 - August 5, 2022
2022-07-29Bulletin 3049 - July 29, 2022
2022-07-22Bulletin 3048 - July 22, 2022
2022-07-15Consent Order: Perkins Fund Marketing, L.L.C.
2022-07-08Consent Order Imposing Sanctions on TrueAccord Corp.
2022-07-01Bulletin 3045 - July 1, 2022
2022-06-30Summer 2022 Securities Bulletin
2022-06-24Bulletin 3044 - June 24, 2022
2022-06-17Bulletin 3043 - June 17, 2022
2022-06-10Bulletin 3042 - June 10, 2022
2022-06-03Bulletin 3041 - June 3, 2022
2022-05-27Bulletin 3040 - May 27, 2022
2022-05-20Bulletin 3039 - May 20, 2022
2022-05-13Bulletin 3038 - May 13, 2022
2022-05-06Bulletin 3037 - May 6, 2022
2022-04-29Bulletin 3036 - April 29, 2022
2022-04-22Order Imposing Fine on Ruben Anibal Macedo
2022-04-15Bulletin 3034 - April 15, 2022
2022-04-08Bulletin 3033 - April 8, 2022
2022-04-01Bulletin 3032 - April 1, 2022
2022-03-31Spring 2022 Securities Bulletin
2022-03-25Bulletin 3031 - March 25, 2022
2022-03-18Bulletin 3030 - March 18, 2022
2022-03-11Bulletin 3029 - March 11, 2022
2022-03-04Consent Order Regarding HomeTown Lending Partners, LLC
2022-02-25Consent Order Regarding Maple End Package Store
2022-02-18Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Fine Against J.A.G. Capital, LLC and Joseph Richard Bozzi
2022-02-11Consent Order Regarding Stockpile Gifts, Inc.
2022-02-04Bulletin 3024 - February 4, 2022
2022-01-28Bulletin 3023 - January 28, 2022
2022-01-21Bulletin 3022 - January 21, 2022
2022-01-14Bulletin 3021 - January 14, 2022
2022-01-07Bulletin 3020 - January 7, 2022
2021-12-31Bulletin 3019 - Week Ending December 31, 2021
2021-12-31Winter 2021 Securities Bulletin
2021-12-24Bulletin 3018 - December 24, 2021
2021-12-17Bulletin 3017 - December 17, 2021
2021-12-10Order of Summary Suspension and Temporary Order to Cease and Desist Against Yes Online Inc
2021-12-03Bulletin 3015 - December 3, 2021
2021-11-26Order to Make Restitution, Notice of Intent to Revoke and Refuse to Renew Consumer Collection Agency License, Notice of Intent to Issue Order to Cease and Desist, Notice of Intent to Impose Civil Penalty, and Notice of Right to Hearing
2021-11-19Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Fine Against Endeavor Global Partners Corp., Endeavor Global Partners (HK) Ltd., and David Manning Fresne
2021-11-12Bulletin 3012 - Week Ending November 12, 2021
2021-11-05Consent Order: Peklava LLC d/b/a RateZip
2021-10-29Order Establishing Requirements and Procedures for Use of Electronic Bonds on the System
2021-10-22Bulletin 3009 - October 22, 2021
2021-10-15Stipulation and Agreement with Davinci Capital Management, Inc.
2021-10-08Stipulation and Agreement: Monomoy Capital Management, L.P.
2021-10-01Bulletin 3006 - October 1, 2021
2021-09-30Summer and Fall 2021 Securities Bulletin
2021-09-24Consent Order No. CO-21-10632-S: Richard Louis Bonnanzio and NorthOne Capital Partners, LLC
2021-09-17Bulletin 3004 - September 17, 2021
2021-09-10Order Dismissing Administrative Proceedings and Order Vacating Civil Penalty
2021-09-03Bulletin 3002 - September 3, 2021
2021-08-27Bulletin 3001 - August 27, 2021
2021-08-20Order of Summary Suspension and Notice of Intent to Revoke Mortgage Loan Originator License for Cristobal Lara Garcia
2021-08-13Bulletin 2999 - August 13, 2021
2021-08-06Bulletin 2998 - August 6, 2021
2021-07-30Bulletin 2997 - July 30, 2021
2021-07-23Consent Order Regarding ProCollect, Inc.
2021-07-16Consent Order Regarding Geneva Financial, LLC
2021-07-09Order Imposing Fine on Jax Acquisitions II LLC
2021-07-02Bulletin 2993 - July 2, 2021
2021-06-25Consent Order Against Pedroso Legal Services LLC and Filipe Pedroso
2021-06-18Consent Order Regarding Seattle Service Bureau, Inc. d/b/a National Service Bureau
2021-06-11Bulletin 2990 - June 11, 2021
2021-06-04Order to Make Restitution, Cease and Desist, and Civil Penalty Against Infocom Entertainment Ltd, Inc. and Roger Dyer
2021-05-28Bulletin 2988 - May 28, 2021
2021-05-21Order Revoking Consumer Collection Agency License and Imposing Civil Penalty
2021-05-14Order to Cease and Desist and Imposing Civil Penalty on Students Loan Services LLC
2021-05-07Bulletin 2985 - May 7, 2021
2021-04-30Bulletin 2984 - April 30, 2021
2021-04-23Order Imposing Fine on Travis Smith
2021-04-16Bulletin 2982 - April 16, 2021
2021-04-09Order to Cease and Desist and Notice of Intent to Fine Against Jax Acquisitions II LLC
2021-04-02Bulletin 2980 - April 2, 2021
2021-03-31Spring 2021 Securities Bulletin
2021-03-26Bulletin 2979 - March 26, 2021
2021-03-19Stipulation and Agreement: AE Wealth Management, LLC
2021-03-12Bulletin 2977 - March 12, 2021
2021-03-05Bulletin 2976 - March 5, 2021
2021-02-26Notice of Automatic Suspension, Intent to Revoke License, Cease and Desist, and Civil Penalty for Diversified Consumer Collection Consultants, Inc.
2021-02-19Consent Order Regarding Traditional Mortgage Acceptance Corporation d/b/a GoodLife Home Loans
2021-02-12Bulletin 2973 - February 12, 2021
2021-02-05Bulletin 2972 - February 5, 2021
2021-01-29Bulletin 2971 - January 29, 2021
2021-01-22Bulletin 2970 - January 22, 2021
2021-01-15Bulletin 2969 - January 15, 2021
2021-01-08Bulletin 2968 - January 8, 2021
2020-12-25Bulletin 2966 - December 25, 2020
2020-12-18Consent Order Regarding Capital Accounts, LLC
2020-12-11Bulletin 2964 - December 11, 2020
2020-12-04Bulletin 2963 - December 4, 2020
2020-11-27Order to Make Restitution, Cease and Desist, and Civil Penalty Against Pedroso Legal Services LLC and Filipe Pedroso
2020-11-20Bulletin 2961 - November 20, 2020
2020-11-13Bulletin 2960 - November 13, 2020
2020-11-06Consent Order: Lakeside Receivables LLC
2020-11-02Connecticut Launches Online Filing Option for Private Placements Effective November 2, 2020
2020-10-30Bulletin 2958 - October 30, 2020
2020-10-23Bulletin 2957 - October 23, 2020
2020-10-16Bulletin 2956 - October 16, 2020
2020-10-09Bulletin 2955 - October 9, 2020
2020-10-02Bulletin 2954 - October 2, 2020
2020-09-30Fall 2020 Securities Bulletin
2020-09-25Bulletin 2953 - September 25, 2020
2020-09-18Bulletin 2952 - September 18, 2020
2020-09-11Bulletin 2951 - September 11, 2020
2020-09-04Bulletin 2950 - September 4, 2020
2020-08-28Bulletin 2949 - August 28, 2020
2020-08-21Bulletin 2948 - August 21, 2020
2020-08-14Bulletin 2947 - August 14, 2020
2020-08-07Bulletin 2946 - August 7, 2020
2020-07-31Consent Order Regarding Paxos Trust Company, LLC
2020-07-24Stipulation and Agreement: Monitor Capital, LLC
2020-07-17Bulletin 2943 - July 17, 2020
2020-07-10Bulletin 2942 - July 10, 2020
2020-07-03Bulletin 2941 - July 3, 2020
2020-06-30Summer 2020 Securities Bulletin
2020-06-26Bulletin 2940 - June 26, 2020
2020-06-19Bulletin 2939 - June 19, 2020
2020-06-12Consent Order No. CO-20-8473-S: TPEG Securities, LLC
2020-06-05Order Imposing Fine on Joseph Gatano D’Arrigo
2020-05-29Bulletin 2936 - May 29, 2020
2020-05-22Bulletin 2935 - May 22, 2020
2020-05-15Bulletin 2934 - May 15, 2020
2020-05-08Bulletin 2933 - May 8, 2020
2020-05-01Bulletin 2932 - May 1, 2020
2020-04-24Bulletin 2931 - April 24, 2020
2020-04-17Bulletin 2930 - April 17, 2020
2020-04-10Bulletin 2929 - April 10, 2020
2020-04-03Bulletin 2928 - April 3, 2020
2020-03-31Spring 2020 Securities Bulletin
2020-03-27Consent Order Regarding Paycor, Inc. Violation of Connecticut Money Transmission Act
2020-03-20Bulletin 2926 - March 20, 2020
2020-03-13Order Imposing Fine on Native American Energy Group, Inc.
2020-03-06Bulletin 2924 - March 6, 2020
2020-02-28Bulletin 2923 - February 28, 2020
2020-02-21Bulletin 2922 - February 21, 2020
2020-02-14Bulletin 2921 - February 14, 2020
2020-02-07Consent Order: Adolphus Hampton II d/b/a Financial Instrument Recovery
2020-01-31Bulletin 2919 - January 31, 2020
2020-01-24Bulletin 2918 - January 24, 2020
2020-01-17Bulletin 2917 - January 17, 2020
2020-01-10Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Fine and Right to Hearing
2020-01-03Bulletin 2915 - January 3, 2020
2019-12-31Winter 2019 Securities Bulletin
2019-12-27Consent Order: Virgo Municipal Finance Fund Limited Partnership
2019-12-20Bulletin 2913 - December 20, 2019
2019-12-13Bulletin 2912 - December 13, 2019
2019-12-06Bulletin 2911 - December 6, 2019
2019-11-29Bulletin 2910 - November 29, 2019
2019-11-22Bulletin 2909 - November 22, 2019
2019-11-15Bulletin 2908 - November 15, 2019
2019-11-08Bulletin 2907 - November 8, 2019
2019-11-01Bulletin 2906 - November 1, 2019
2019-10-25Bulletin 2905 - October 25, 2019
2019-10-18Settlement Agreement and Consent Order Regarding Seterus, Inc.
2019-10-11Bulletin 2903 - October 11, 2019
2019-10-04Consent Order Regarding Uphold HQ Inc.
2019-09-30Fall 2019 Securities Bulletin
2019-09-27Bulletin 2901 - September 27, 2019
2019-09-20Bulletin 2900 - September 20, 2019
2019-09-13Bulletin 2899 - September 13, 2019
2019-09-06Bulletin 2898 - September 6, 2019
2019-08-30BlueChip Financial d/b/a SpotLoan Settlement Agreement
2019-08-23Bulletin 2896 - August 23, 2019
2019-08-16Consent Order - Sortis Financial, Inc.
2019-08-09Bulletin 2894 - August 9, 2019
2019-08-02Consent Order Regarding AvidXchange, Inc.
2019-07-26Consent Order Regarding Ruoff Mortgage Company, Inc. d/b/a Ruoff Home Mortgage
2019-07-19Bulletin 2891 - July 19, 2019
2019-07-12Consent Order No. CO-19-8434-S: David E. Houge
2019-07-05Consent Order Imposing Civil Penalty on FEDChex Recovery, LLC
2019-06-30Summer 2019 Securities Bulletin
2019-06-28Bulletin 2888 - June 28, 2019
2019-06-21Bulletin 2887 - June 21, 2019