Connecticut Department of Banking

996 documents, newest first — showing 1–200.

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• 2026-08-28Bulletin 3262 - August 28, 2026
• 2026-08-21Bulletin 3261 - August 21, 2026
• 2026-08-14Consent Order Regarding Nelnet Servicing, LLC d/b/a Firstmark Services and Sloan Servicing
• 2026-08-07Bulletin 3259 - August 7, 2026
• 2026-07-31Stipulation and Agreement with Kane Financial Planning, LLC
• 2026-07-24Bulletin 3257 - July 24, 2026
• 2026-07-17Bulletin 3256 - July 17, 2026
• 2026-07-10Bulletin 3255 - July 10, 2026
• 2026-07-03Stipulation and Agreement with Worcester County Fiduciary Advisors, Inc.
• 2026-06-26Bulletin 3253 - June 26, 2026
• 2026-06-19Consent Order Regarding I.Q. Data International, Inc.
• 2026-06-12Consent Order - Omnipoint Management Solutions LLC
• 2026-06-05Bulletin 3250 - June 5, 2026
• 2026-05-29Consent Order Regarding FuturePay Holdings Inc.
• 2026-05-22Consent Order Regarding ML Enterprise Inc. d/b/a Engine by MoneyLion
• 2026-05-15Bulletin 3247 - May 15, 2026
• 2026-05-08Bulletin 3246 - May 8, 2026
• 2026-05-01Lendah LLC Consent Order
• 2026-04-24Consent Order Regarding Bridge IT, Inc. d/b/a Brigit
• 2026-04-17Order to Cease and Desist and Imposition of Civil Penalty Against Buyers Holdings, LLC
• 2026-04-10Healthcare Finance Direct, LLC Consent Order
• 2026-04-03Consent Order Regarding Zions Debt Holdings, LLC and Control Persons
• 2026-03-31Spring 2026 Securities Bulletin
• 2026-03-27Bulletin 3240 - March 27, 2026
• 2026-03-20Consent Order Regarding J. Davenport Advisors, LLC and John F. Davenport
• 2026-03-13Order of Summary Suspension and Notice of Intent to Revoke License for Bitcoin Depot Operating LLC
• 2026-03-06Bulletin 3237 - March 6, 2026
• 2026-02-27Bulletin 3236 - February 27, 2026
• 2026-02-20Bulletin 3235 - February 20, 2026
• 2026-02-13Bulletin 3234 - Week Ending February 13, 2026
• 2026-02-06Bulletin 3233 - February 6, 2026
• 2026-01-30Bulletin 3232 - January 30, 2026
• 2026-01-23Order to Make Restitution, Notice of Intent to Issue Order to Cease and Desist, and Notice of Intent to Impose Civil Penalty Against Set Forth, LLC
• 2026-01-16Bulletin 3230 - January 16, 2026
• 2026-01-09Bulletin 3229 - January 9, 2026
• 2026-01-02Bulletin 3228 - January 2, 2026
• 2025-12-31Winter 2025 Securities Bulletin
• 2025-12-26Bulletin 3227 - December 26, 2025
• 2025-12-19Stipulation and Agreement: Commonwealth Servicing Group, LLC
• 2025-12-12Bulletin 3225 - December 12, 2025
• 2025-12-05Consent Order Imposing Sanctions on Castle Credit and Great American Finance
• 2025-11-28Consent Order Regarding Tyr Partners LP d/b/a Goodstead and Robert Elbert Swigert
• 2025-11-21Bulletin 3222 - November 21, 2025
• 2025-11-14Consent Order Regarding TD Ameritrade, Inc. Administrative Fine and Restitution
• 2025-11-07Temporary Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Impose Civil Penalty against Milner Legal Services
• 2025-10-31Bulletin 3219 - October 31, 2025
• 2025-10-24Bulletin 3218 - October 24, 2025
• 2025-10-17Stipulation and Agreement with Osaic Wealth, Inc. Regarding Unregistered Investment Adviser Agent
• 2025-10-10Consent Order No. CO-25-202525-S: Edward D. Jones & Co., L.P.
• 2025-10-03Bulletin 3215 - October 3, 2025
• 2025-09-30Fall 2025 Securities Bulletin
• 2025-09-26Bulletin 3214 - September 26, 2025
• 2025-09-19Bulletin 3213 - September 19, 2025
• 2025-09-12Consent Order Regarding Fresh Start Funding, LLC d/b/a Open Wallet
• 2025-09-05Consent Order - Aegis Capital Corp.
• 2025-08-29Bulletin 3210 - August 29, 2025
• 2025-08-22Bulletin 3209 - August 22, 2025
• 2025-08-15Bulletin 3208 - August 15, 2025
• 2025-08-08Bulletin 3207 - August 8, 2025
• 2025-08-01Consent Order Imposing Sanctions on Extreme Loans LLC and Control Persons
• 2025-07-25Bulletin 3205 - July 25, 2025
• 2025-07-18Bulletin 3204 - July 18, 2025
• 2025-07-11Bulletin 3203 - July 11, 2025
• 2025-07-04Order to Cease and Desist and Civil Penalty Against Healthcare Finance Direct, LLC
• 2025-06-30Summer 2025 Securities Bulletin
• 2025-06-27Bulletin 3201 - June 27, 2025
• 2025-06-20Consent Order Imposing Sanctions on BAM Trading Services Inc. d/b/a Binance.US
• 2025-06-13Bulletin 3199 - June 13, 2025
• 2025-06-06Bulletin 3198 - June 6, 2025
• 2025-05-30Bulletin 3197 - May 30, 2025
• 2025-05-23Bulletin 3196 - May 23, 2025
• 2025-05-16Bulletin 3195 - May 16, 2025
• 2025-05-09Bulletin 3194 - May 9, 2025
• 2025-05-02Bulletin 3193 - May 2, 2025
• 2025-04-25Bulletin 3192 - April 25, 2025
• 2025-04-18Bulletin 3191 - April 18, 2025
• 2025-04-11Consent Order Regarding Spruce Investment Advisors, LLC
• 2025-04-04Bulletin 3189 - April 4, 2025
• 2025-03-31Spring 2025 Securities Bulletin
• 2025-03-28Bulletin 3188 - March 28, 2025
• 2025-03-21Bulletin 3187 - March 21, 2025
• 2025-03-14Consent Order Regarding PayTomorrow, LLC
• 2025-03-07Bulletin 3185 - March 7, 2025
• 2025-02-28Bulletin 3184 - February 28, 2025
• 2025-02-21Bulletin 3183 - February 21, 2025
• 2025-02-14Consent Order Regarding Plutus Financial Holdings Inc. and Related Entities
• 2025-02-07Bulletin 3181 - February 7, 2025
• 2025-01-31Bulletin 3180 - January 31, 2025
• 2025-01-24Bulletin 3179 - January 24, 2025
• 2025-01-17Bulletin 3178 - January 17, 2025
• 2025-01-10Bulletin 3177 - January 10, 2025
• 2025-01-03Consent Order: Zions Debt Holdings, LLC
• 2024-12-31Fall and Winter 2024 Securities Bulletin
• 2024-12-27Consent Order Imposing Sanctions on Central Mortgage Funding, LLC and Kevin Kajy
• 2024-12-20Bulletin 3174 - December 20, 2024
• 2024-12-13Bulletin 3173 - December 13, 2024
• 2024-12-06Consent Order Against Lendbuzz Funding LLC d/b/a Lendbuzz
• 2024-11-29Bulletin 3171 - November 29, 2024
• 2024-11-22Bulletin 3170 - Week Ending November 22, 2024
• 2024-11-15Bulletin 3169 - November 15, 2024
• 2024-11-08Consent Order Regarding BitPay, Inc.
• 2024-11-01Bulletin 3167 - November 1, 2024
• 2024-10-25Temporary Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Impose Civil Penalty against Century Debt Solutions, Inc.
• 2024-10-18Bulletin 3165 - October 18, 2024
• 2024-10-11Consent Order Regarding Kason Credit Corporation d/b/a K.C.C
• 2024-10-04Bulletin 3163 - October 4, 2024
• 2024-09-27Bulletin 3162 - September 27, 2024
• 2024-09-20Bulletin 3161 - September 20, 2024
• 2024-09-13Bulletin 3160 - September 13, 2024
• 2024-09-06Bulletin 3159 - September 6, 2024
• 2024-08-30Bulletin 3158 - August 30, 2024
• 2024-08-23Consent Order: EverBright Financing 2023, LLC d/b/a EverBright
• 2024-08-16Bulletin 3156 - August 16, 2024
• 2024-08-09Order of Summary Suspension and Temporary Cease and Desist Against Kason Credit Corporation
• 2024-08-02Bulletin 3154 - August 2, 2024
• 2024-07-26Order to Cease and Desist and Notice of Intent to Fine Against IRWT, LLC and Russell D. Davis
• 2024-07-19Bulletin 3152 - July 19, 2024
• 2024-07-12Bulletin 3151 - July 12, 2024
• 2024-07-05Bulletin 3150 - July 5, 2024
• 2024-06-30Summer 2024 Securities Bulletin
• 2024-06-28Bulletin 3149 - June 28, 2024
• 2024-06-21Bulletin 3148 - June 21, 2024
• 2024-06-14Order Revoking Registration of Morse Investment Management Company, Inc.
• 2024-06-07Bulletin 3146 - June 7, 2024
• 2024-05-31Bulletin 3145 - May 31, 2024
• 2024-05-24Bulletin 3144 - May 24, 2024
• 2024-05-17Consent Order Imposing Sanctions on Loansnap, Inc. d/b/a Loansnap
• 2024-05-10Bulletin 3142 - May 10, 2024
• 2024-05-03Bulletin 3141 - May 3, 2024
• 2024-04-26Bulletin 3140 - April 26, 2024
• 2024-04-19Bulletin 3139 - April 19, 2024
• 2024-04-12Order Revoking Mortgage Lender License of Hometown Lenders, Inc.
• 2024-04-05Bulletin 3137 - April 5, 2024
• 2024-03-31Spring 2024 Securities Bulletin
• 2024-03-29Bulletin 3136 - Week Ending March 29, 2024
• 2024-03-22Bulletin 3135 - March 22, 2024
• 2024-03-15Consent Order Regarding New Hampshire/Northeast Credit Services, Inc.
• 2024-03-08Bulletin 3133 - March 8, 2024
• 2024-03-01Bulletin 3132 - March 1, 2024
• 2024-02-23Bulletin 3131 - February 23, 2024
• 2024-02-16Bulletin 3130 - February 16, 2024
• 2024-02-09Bulletin 3129 - February 9, 2024
• 2024-02-02Bulletin 3128 - February 2, 2024
• 2024-01-26Bulletin 3127 - January 26, 2024
• 2024-01-19Bulletin 3126 - January 19, 2024
• 2024-01-12Temporary Order to Cease and Desist Against Loansnap, Inc.
• 2024-01-05Bulletin 3124 - January 5, 2024
• 2023-12-31Winter 2023 Securities Bulletin
• 2023-12-29Order Revoking Money Transmission License, Cease and Desist, and Imposing Civil Penalty on FTX US
• 2023-12-22Bulletin 3122 - Week Ending December 22, 2023
• 2023-12-15Bulletin 3121 - December 15, 2023
• 2023-12-08Bulletin 3120 - December 8, 2023
• 2023-12-01Bulletin 3119 - December 1, 2023
• 2023-11-24Bulletin 3118 - November 24, 2023
• 2023-11-17Order Conditioning Registration of Calm River Capital LLC as an Investment Adviser
• 2023-11-10Bulletin 3116 - November 10, 2023
• 2023-11-03Bulletin 3115 - November 3, 2023
• 2023-10-27Bulletin 3114 - October 27, 2023
• 2023-10-20Consent Order Regarding Go Mortgage, LLC
• 2023-10-13Consent Order Regarding LSGT Services LLC d/b/a Coinhub
• 2023-10-06Consent Order - Central Mortgage Funding, LLC d/b/a Supreme Team Lending
• 2023-09-30Connecticut Department of Banking Securities Bulletin Fall 2023
• 2023-09-29Bulletin 3110 - September 29, 2023
• 2023-09-22Order to Cease and Desist, Order to Make Restitution, and Notice of Intent to Fine Against Burns Capital Investments LLC and Thomas Zachary Burns
• 2023-09-15Bulletin 3108 - September 15, 2023
• 2023-09-08Bulletin 3107 - September 8, 2023
• 2023-09-01Bulletin 3106 - September 1, 2023
• 2023-08-25Bulletin 3105 - August 25, 2023
• 2023-08-18Bulletin 3104 - August 18, 2023
• 2023-08-11Bulletin 3103 - August 11, 2023
• 2023-08-04Consent Order Regarding Mortgage Trust, Inc.
• 2023-07-28Bulletin 3101 - July 28, 2023
• 2023-07-21Bulletin 3100 - July 21, 2023
• 2023-07-14Order to Cease and Desist and Civil Penalty Against REI Holdings, LLC
• 2023-07-07Bulletin 3098 - July 7, 2023
• 2023-06-30Summer 2023 Securities Bulletin
• 2023-06-30Stipulation and Agreement: Parnassus Funds and The Parnassus Income Funds
• 2023-06-23Consent Order: Black Diamond Lifeplan Fund, Evergreen II Lifeplan Fund, Evergreen III Fund Management, Blue Diamond Fund, and Michael Gissas
• 2023-06-16Bulletin 3095 - June 16, 2023
• 2023-06-09Bulletin 3094 - June 9, 2023
• 2023-06-02Notice of Automatic Suspension, Intent to Revoke and Refuse to Renew Mortgage Broker License for L.A. Mortgage One LLC
• 2023-05-26Bulletin 3092 - May 26, 2023
• 2023-05-19Bulletin 3091 - May 19, 2023
• 2023-05-12Bulletin 3090 - May 12, 2023
• 2023-05-05Bulletin 3089 - May 5, 2023
• 2023-04-28Bulletin 3088 - April 28, 2023
• 2023-04-21Consent Order Imposing Sanctions on HOVG, LLC d/b/a Bay Area Credit Service
• 2023-04-14Bulletin 3086 - April 14, 2023
• 2023-04-07Bulletin 3085 - April 7, 2023
• 2023-03-31Spring 2023 Securities Bulletin
• 2023-03-31Bulletin 3084 - March 31, 2023
• 2023-03-24Consent Order Regarding Main Line Recovery Solutions, Inc.
• 2023-03-17Consent Order No. CO-23-20236-S: Nexo Capital Inc.
• 2023-03-10Bulletin 3081 - March 10, 2023
• 2023-03-03Consent Order: J.A.G. Capital, LLC and Joseph Richard Bozzi
• 2023-02-24Bulletin 3079 - February 24, 2023
• 2023-02-17Consent Order Regarding Synapse Credit LLC d/b/a Synapse
• 2023-02-10Consent Order Imposing Sanctions on Harris & Harris, Ltd. and Harris & Harris of Illinois, Ltd.
• 2023-02-03Bulletin 3076 - Week Ending February 3, 2023
• 2023-01-27Bulletin 3075 - January 27, 2023