Securities Commission of The Bahamas

236 documents, newest first — showing 1–200.

Browse with filters on the regulator page.

2026-09-07IOEAMA UNSCR Ref SC16446 ISIL (Da’esh) and Al-Qaida
2026-09-02Public Notice No. 11 of 2026 – Revocation of Elliott Lockhart & Co. Corporate Services License
2026-09-01Guidance Notes on Complaints Handling by Licensees and Registrants
2026-09-01Guidance Note For The Public On Complaints Against Licensees and Registrants
2026-08-31Public Notice No. 10 of 2026: Publication of the Commission's Approach Statements and Service Standards
2026-08-28Securities Commission of The Bahamas Examinations Report 2021-2025
2026-08-28Draft Investment Funds (Fees) Rules, 2026
2026-08-28Draft Securities Industry (Contracts for Differences) (Amendment) Rules, 2026
2026-08-28IOEAMA UNSCR Ref SC16443 Taliban 27 August 2026
2026-08-28Draft Financial and Corporate Service Providers (Fees) Rules, 2026
2026-08-28Draft Securities Industry (Fees) Rules, 2026
2026-08-28Draft Digital Assets and Registered Exchanges (Fees) Rules, 2026
2026-08-27Service Standards: Examinations Department
2026-08-27SCB Approach to Supervision
2026-08-27Service Standards: Supervision Department
2026-08-27Securities Commission of The Bahamas Approach to Enforcement
2026-08-27SCB AML/CFT/CPF Activity Report 2021-2025
2026-08-26Public Notice No. 9 of 2026 – Unlicensed Money Lending and In-house Financing Activity under the Financial and Corporate Service Providers Act
2026-08-19IOEAMA UNSCR Ref SC16435 ISIL (Da’esh) and Al Qaida 18 August 2026
2026-08-17International Obligations (Economic and Ancillary Measures) Act: UNSCR Reference SC16433 ISIL (Da’esh) and Al Qaida
2026-08-14Notice Regarding International Obligations (Economic and Ancillary Measures) Act: ISIL (Da’esh) and Al-Qaida Sanctions List Amendments
2026-08-12Notice Re: Issuance of Guidance Note on Self-Risk Assessments and Companion Tools
2026-08-12Guidance Note On Travel Rule Compliance For Digital Asset Businesses
2026-08-12Guidance Note On Self Risk Assessments – (Money Laundering, Terrorist Financing and Proliferation Financing)
2026-08-12Notice Re: Issuance of the Guidance Note on Travel Rule Compliance and Return
2026-08-10Draft Digital Assets and Registered Exchanges (Anti-Money Laundering and Countering the Financing of Terrorism) (Amendment) Rules, 2026
2026-08-10Draft Securities Industry (Anti-Money Laundering, Countering Financing of Terrorism and Countering Financing of Proliferation) (Amendment) Rules, 2026
2026-08-10Draft Financial and Corporate Service Providers (Anti-Money Laundering and Countering the Financing of Terrorism) (Amendment) Rules, 2026
2026-08-10Draft Investment Funds (Anti-Money Laundering, Countering Financing of Terrorism and Countering Financing of Proliferation) Rules, 2026
2026-08-07Securities Commission of The Bahamas Approach to Examinations
2026-08-07SCB Approach to Examinations (updated 26 August 2026)
2026-08-06Draft Wallet Information Collection and Screening Policy
2026-07-27IOEAMA UNSCR Ref SC16421 Libya 22 July 2026
2026-07-27IOEAMA UNSCR Ref SC16421 Libya 22 July 2026
2026-07-24Public Notice No. 8 of 2026 Regarding SP MONZA BANK
2026-07-24Public Notice No. 8 of 2026 Regarding SP MONZA BANK
2026-07-22Bahamas Securities Commission Notice on DRC Sanctions List Update under IOEAMA
2026-07-21Securities Commission of The Bahamas Annual Report 2025
2026-07-17IOEAMA UNSCR Ref SC16416 Democratic Republic of Congo
2026-07-14Securities Commission of The Bahamas Annual Report 2025
2026-07-13Securities Commission of The Bahamas Notice on UNSC Sanctions List Amendments for ISIL and Al-Qaida
2026-07-13Bahamas Securities Commission Notice on UNSC Sanctions List Updates for ISIL and Al-Qaida
2026-07-06Public Notice No. 7 of 2026 – DSJ Exchange PTY Ltd/BG Wealth Sharing Ltd/Professor Stephen Beard
2026-06-25Financial Action Task Force Public Statement on list of Jurisdictions Under Increased Monitoring 19 June 2026
2026-06-25Securities Commission of The Bahamas Notice on FATF Public Statement Regarding DPRK, Iran and Myanmar
2026-05-27IOEAMA UNSCR Ref SC16365 ISIL (Da'esh) and Al-Qaida 21 May 2026
2026-05-21Prohibition Order RE: Taran Mackey
2026-04-30Securities Commission of The Bahamas Notice on Sudan Sanctions
2026-04-30Bahamas Securities Commission Notice on UNSC Sanctions List Updates under IOEAMA
2026-04-17IOEAMA UNSCR Ref SC16341 Individuals 15 April 2026
2026-04-17Statement Re D'Arcy Rahming Sr. Post on LinkedIn
2026-04-14IOEAMA UNSCR Ref SC16336 Individuals 13 April 2026
2026-04-01IOEAMA UNSCR Ref SC16325 ISIL (Da'esh) and Al-Qaida 30 March 2026
2026-04-01Securities Commission of The Bahamas Notice on UNSC Taliban Sanctions Amendments
2026-04-01IOEAMA UNSCR Ref SC16324 ISIL (Da'esh) and Al-Qaida 26 March 2026
2026-04-01IOEAMA UNSCR Ref SC16323 ISIL (Da'esh) and Al-Qaida 26 March 2026
2026-03-03IOEAMA UNSCR Ref SC16306 ISIL (Da'esh) and Al-Qaida 27 February 2026
2026-03-03Securities Commission of The Bahamas Notice on Sudan Sanctions List Updates
2026-02-23Public Notice No. 5 of 2026 – Money Makers Club formerly known as Incomemaxx Financial Enrollment Investment
2026-02-23Public Notice No. 2 of 2026 – Fake Securities Commission of The Bahamas Website (No. 2) Amended
2026-02-23Public Notice No. 4 of 2026 – Kroxier Trading
2026-02-23Public Notice No. 3 of 2026 – ARGOFX Limited
2026-02-23Public Notice No. 6 of 2026 – Trade Market – Cryptocurrency Mining Investment Scam
2026-02-20Financial Action Task Force Public Statement on Democratic People's Republic of Korea, Iran and Myanmar (High-Risk Jurisdictions subject to a Call for Action) 13 February 2026
2026-02-20Securities Commission of The Bahamas Notice on FATF Jurisdictions Under Increased Monitoring 13 February 2026
2026-02-11Relationship Investment Scams
2026-02-10Securities Commission Announces Pre-Valentine's Day Campaign Focused on Combatting Relationship Investment Scams
2026-01-08Public Notice No. 1 of 2026 – Entities Not Regulated by The Securities Commission of The Bahamas
2026-01-07Notice of Enforcement of Penalties for Late Filing of Information Returns
2025-12-19Securities Industry Regulations, 2026
2025-12-19IOEAMA UNSCR Ref SC16240 Iraq 9 December 2025
2025-11-10Public Notice No. 7 of 2025 – Huber Management Divisions
2025-11-05Statement With Respect To Investors In Pinnacle Franchise Brands
2025-11-05Securities Commission of The Bahamas Notice on FATF List of Jurisdictions Under Increased Monitoring
2025-11-05Securities Commission of The Bahamas Notice on FATF Public Statement Regarding DPRK, Iran and Myanmar
2025-10-29IOEAMA UNSCR Ref SC16197 ISIL (Da'esh) and Al-Qaida 21 October 2025
2025-10-21Securities Commission of The Bahamas Notice on UNSC Sanctions List Amendments for ISIL and Al-Qaida
2025-10-10IOEAMA UNSCR Ref SC16188 ISIL (Da'esh) and Al-Qaida Sanctions List Amendments 6 October 2025
2025-10-02Securities Commission of The Bahamas Annual Report 2024
2025-09-01IOEAMA UNSCR Ref SC16155 ISIL (Da'esh) and Al-Qaida 22 August 2025
2025-08-11IOEAMA UNSCR Ref SC16136 Iraq 5 August 2025
2025-08-06Securities Commission of The Bahamas Notice on Haiti Sanctions List Updates
2025-08-06IOEAMA UNSCR List of UN Sanctioned Haitian Nationals
2025-07-25Securities Commission of The Bahamas Notice on FATF Public Statement on High-Risk Jurisdictions
2025-07-25Securities Commission of The Bahamas Notice on FATF Public Statement Regarding Jurisdictions Under Increased Monitoring
2025-07-22Public Notice No. 5 of 2025 – FMFW Ltd
2025-07-17GFSR Bahamas Targeted Financial Sanctions Reporting Forms Guidance Notes
2025-06-18IOEAMA UNSCR Ref SC16088 ISIL (Da'esh) and Al-Qaida 16 June 2025
2025-06-11IOEAMA UNSCR Ref SC16082 ISIL (Da'esh) and Al-Qaida 9 June 2025
2025-05-23Listing of Authorized Agents for FCSPs for 2025
2025-05-20Public Notice No. 4 of 2025 – Unregulated Entities/Websites with Fake Certificates
2025-04-10Public Notice No. 3 of 2025 – Incomemax
2025-04-04Public Notice No. 2 of 2025 – Creators Alliance
2025-03-14IOEAMA UNSCR Ref SC16017 ISIL (Da'esh) and Al-Qaida 11 March 2025
2025-03-11Securities Commission of The Bahamas Notice on FATF List of Jurisdictions under Increased Monitoring
2025-03-11Securities Commission of The Bahamas Notice on FATF Public Statement Regarding DPRK, Iran and Myanmar
2025-02-28IOEAMA UNSCR Ref SC16003 ISIL (Da'esh) and Al-Qaida 21 February 2025
2025-02-05Public Notice No. 1 of 2025 – Joint Authorised Agent Training
2025-01-03Securities Industry (Fees) Rules, 2024
2024-12-31IOEAMA UNSCR Ref SC15953 Libya 20 December 2024
2024-12-30Public Notice No. 14 of 2024 – Eleuthera Properties Limited
2024-12-12IOEAMA UNSCR Ref SC15916 ISIL (Da'esh) and Al-Qaida 2 December 2024
2024-12-12Bahamas 2022 Money Laundering Risk Assessment Summary of Key Findings
2024-12-12Securities Commission Launches 'Watch Ya Money!' Campaign
2024-12-02Securities Commission of The Bahamas Notice on FATF Public Statement Regarding DPRK, Iran and Myanmar
2024-12-02Securities Commission of The Bahamas Notice on FATF List of Jurisdictions Under Increased Monitoring
2024-11-25Bahamas Securities Commission Notice on UN Security Council Resolution 2758 (2024) Regarding Yemen
2024-11-15Securities Commission of The Bahamas Notice on UN Sanctions List Update for South Sudan
2024-10-25Bahamas Securities Commission Notice on UN Security Council Resolution 2752 (2024) Concerning Haiti
2024-10-23Public Notice No. 13 of 2024 – Arrow Fortune Limited, Apex Platform, Curion Finance Not Regulated by the Securities Commission of The Bahamas
2024-10-07Securities Commission of The Bahamas Notice on Haiti Sanctions List Update
2024-10-02Public Notice No. 12 of 2024 – RIA Company Ltd.
2024-09-19IOEAMA UNSCR Ref SC15823 Democratic People's Republic of Korea 17 September 2024
2024-09-02IOEAMA UNSCR Ref SC15800 ISIL (Da'esh) and Al-Qaida 23 August 2024
2024-08-07Public Notice No. 10 of 2024 – GBS Gold Standard Bank Ltd d/b/a: GS Partners, Swiss Valorem Bank Ltd. et al
2024-08-07Public Notice No. 11 of 2024 – JTS Investment Securities Ltd dba Loans By Phone
2024-08-01IOEAMA UNSCR Ref SC15781 Yemen 30 July 2024
2024-07-22Public Notice No. 8 of 2024 – Fake SCB Website
2024-07-22Public Notice No. 9 of 2024 – Infinity Kairos International Ltd.
2024-07-19Public Notice No. 7 of 2024 – Entities Not Regulated by the Securities Commission of The Bahamas
2024-07-12Securities Commission of The Bahamas Notice on FATF Jurisdictions under Increased Monitoring
2024-07-12Securities Commission of The Bahamas Notice on FATF Public Statement Regarding DPRK, Iran and Myanmar
2024-05-24Securities Commission of The Bahamas Notice on Al-Shabaab Sanctions Compliance
2024-05-24Listing of Approved Agents of FCSPs for 2024
2024-05-17Digital Assets and Registered Exchanges Bill, 2024
2024-05-17Securities Industry Bill, 2024
2024-05-15Public Notice No. 6 of 2024 – My Investment Market
2024-05-15Public Notice No. 5 of 2024 – Auto H and L Ltd. – Current and Past Clients to Contact AHL Concerning Interest Repayment
2024-05-01Public Notice No. 4 of 2024 – Entities Not Regulated by the Securities Commission of The Bahamas (May)
2024-04-30IOEAMA UNSCR Ref SC15682 ISIL (Da'esh) and Al-Qaida 25 April 2024
2024-04-17Securities Commission of The Bahamas Notice on UN Sanctions List Amendment for DPRK Entity
2024-03-14Securities Commission of The Bahamas Notice on UN Sanctions List Amendment for DPRK
2024-02-22Bahamas Securities Commission Notice on UN Sanctions List Updates for Democratic Republic of Congo
2024-02-20Public Notice No. 3 of 2024 – Winding Up Petition for MDollaz Ltd. dba ArawakX and Related Matters
2024-02-13IOEAMA UNSCR Ref SC15581 ISIL (Da'esh) and Al-Qaida 7 February 2024
2024-02-05IOEAMA UNSCR Ref SC15576 Libya 31 January 2024
2024-02-05Public Notice No. 2 of 2024 – Joint Authorised Agent Training
2024-01-24Public Notice No. 1 of 2024 – Beyond Trading, Billionaire Traders & Ben Mel Trading
2024-01-15Securities Commission of The Bahamas Notice on UN Sanctions List Amendments
2024-01-08Bahamas Securities Commission Notice on UN Security Council Sanctions List Amendments
2024-01-08Securities Commission of The Bahamas Notice on UN Sanctions List Amendments for DPRK
2024-01-03Securities Commission of The Bahamas Notice on FATF Public Statement on High-Risk Jurisdictions
2024-01-03Financial Action Task Force Public Statement on List of Jurisdictions under Increased Monitoring 27 October 2023
2023-12-29Securities Industry Bill, 2024
2023-12-13IOEAMA UNSCR Ref SC15510 Al-Shabaab (Somalia) 1 December 2023
2023-12-13Securities Commission of The Bahamas Notice on IOEAMA Haiti Sanctions
2023-11-30Securities Commission of The Bahamas Notice on UN Libya Sanctions Amendments
2023-11-22IOEAMA UNSCR Ref SC15492 ISIL (Da'esh) and Al-Qaida 14 November 2023
2023-11-09Second Affidavit of Christina R. Rolle Re: FTX Digital Markets Ltd. Filed 9 November 23
2023-11-09Fifth Affidavit of Christina R. Rolle Dated 30 October 2023
2023-10-27Securities Commission of The Bahamas Notice on UN Sanctions List Update for DRC
2023-10-26Bahamas Securities Commission Notice on UN Security Council Renewal of Haiti Sanctions and List Amendments
2023-10-20Third Affidavit of Christina R. Rolle Dated 20 October 2023
2023-10-20Fourth Affidavit of Christina R. Rolle in Reply to the Second Affidavit of D'Arcy Rahming Sr. Dated the 20th October 2023
2023-10-16Bahamas Securities Commission Notice on Removal of Walid Hamid Tawfiq al-Tikriti from UN Sanctions List
2023-10-13Decision on Application to Appoint a Provisional Liquidator Re: MDollaz Lt. (trading as Arawak X) Dated 13 October 2023
2023-10-06Second Affidavit of Christina R. Rolle in Reply to the Affidavit of D'Arcy Rahming Sr.
2023-09-22Public Notice 6 of 2023 – Blackwell Global Investments Limited (Counterfeit websites of SCB regulated person)
2023-09-21Winding Up Petition Re: MDollaz Ltd. (Trading as ArawakX) Filed 18 September 23
2023-09-20Interim Order Re: MDollaz Ltd. (Trading As ArawakX)
2023-09-18Ex Parte Summons Re: MDollaz Ltd. (trading as ArawakX) Filed 18 Sep 2023
2023-09-06Public Notice 5 of 2023 – Revocation of licences under the Financial and Corporate Service Providers Act, 2020
2023-08-31Listing of Approved Agents of FCSPs for 2023
2023-08-28Public Notice 3 of 2023 – Entities Not Regulated by the Securities Commission of The Bahamas
2023-08-28Public Notice 4 of 2023 Regarding FMFW Ltd as an Unregistered Digital Asset Business
2023-08-17Bahamas Securities Commission Notice on UN Security Council Sanctions List Amendments for DPRK
2023-07-25IOEAMA UNSCR Ref SC15363 ISIL (Da'esh) and Al-Qaida 21 July 2023
2023-07-04Securities Commission of The Bahamas Notice on FATF Public Statement on List of Jurisdictions under Increased Monitoring
2023-07-04Securities Commission of The Bahamas Notice on FATF Public Statement Regarding DPRK, Iran and Myanmar
2023-07-03Bahamas Securities Commission Notice on UN Security Council DPRK Sanctions List Amendments
2023-06-29Bahamas Securities Commission Notice on UN Security Council Resolution 2688 (2023) Renewing DRC Sanctions
2023-06-06IOEAMA UNSCR Ref SC15309 ISIL (Da'esh) and Al-Qaida 5 June 2023
2023-06-05IOEAMA UNSCR Ref SC15307 ISIL (Da-esh) and Al-Qaida 2 June 2023
2023-06-01Bahamas Securities Commission Notice on UN Security Council Resolution 2683 (2023) Extending South Sudan Sanctions
2023-06-01Securities Commission of The Bahamas Notice on Al-Shabaab Sanctions Listing
2023-05-08Public Notice No. 2 of 2023: Entities Not Regulated by the Securities Commission of The Bahamas
2023-04-27Securities Commission of The Bahamas Notice on UN Sanctions List Updates and Compliance Obligations
2023-04-26Consultation Document – Digital Assets and Registered Exchanges Bill 2023
2023-03-28IOEAMA UNSCR Ref SC15244 Iraq 27 March 2023
2023-03-17IOEAMA UNSCR Ref SC15229 ISIL Da'esh and Al-Qaida 15 March 2023
2023-03-10Bahamas Securities Commission Notice on Removal of Iraq Sanctions List Entries
2023-03-06Financial Action Task Force Public Statement regarding the Russian Federation
2023-03-06Financial Action Task Force Public Statement on list of Jurisdictions under Increased Monitoring
2023-03-06Bahamas Securities Commission Notice on UNSC Sanctions List Amendment for Democratic Republic of Congo
2023-03-06Securities Commission of The Bahamas Notice on FATF High-Risk Jurisdictions
2023-02-22Bahamas Securities Commission Notice on UN Security Council Resolution 2675 (2023) Regarding Yemen Sanctions
2023-02-03IOEAMA UNSCR Ref SC15190 ISIL Da'esh and Al-Qaida 2 February 2023
2023-01-30Securities Commission of The Bahamas Notice on UN Sanctions List Update for ISIL (Da'esh) and Al-Qaida
2023-01-25Public Notice 1 of 2023 – Joint Authorised Agent Training
2023-01-17IOEAMA UNSCR Ref SC15177 ISIL (Da'esh) and Al-Qaida 16 January 2023
2022-12-29Order on Application for Directions on US Debtors' Information Request
2022-12-29Securities Industry Act, 2011
2022-12-29Summons For Directions In The Matter Of FTX Digital Markets Ltd
2022-11-21Notice on Twitter Account Impersonation
2022-10-27Public Notice No. 7 of 2022 – MMG Fund Services Bank
2022-10-06IOEAMA UNSC Reference SC15053 Mali 5 October 2022
2022-05-16Digital Assets and Registered Exchanges (Anti-Money Laundering, Countering Financing of Terrorism and Countering Financing of Proliferation) Rules, 2022
2021-07-01Securities Industry (Business Capital) Rules, 2021
2021-02-02Guidance Notes on the Contracts For Differences Rules, 2020 Elective Professional Client
2020-11-24Guidance Note on the Automatic Exchange of Financial Account Information Act, 2016